2014 da d Gamesa Group Equality Plan (Approved by the Equality Commission during the extraordinary session on 22 July 2014) d2 3 INDEX b 1. Gamesa's pledge to equal opportunities 4 b 2. Main conclusions of the gender analysis 6 b 3. Equality plan 7 Axis 1: Culture and communication 8 Axis 2: Selection 12 Axis 3: Training and professional development 12 Axis 4: Earnings 14 Axis 5: Reconciliation and corresponsibility 14 Axis 6: Harassment prevention 17 Axis 7: Assistance to women victims of gender-based violence b 4. Tracking and assessment 17 19 c d4 1. GAMESA'S PLEDGE TO EQUAL OPPORTUNITIES Gamesa ensures that all aspects impinging upon persons constituting the company are based on adherence to human rights and corporate values: leadership, sustainability, quality and technology. The purpose is to generate quality employment with an international professionalism in a secure working environment. Within this framework, respect and promotion of the diversity inherent to the nature of a multinational company such as Gamesa and the continuous furtherance of equal opportunities constitute the essential axes in the management of male and female employees at Gamesa. In this regard, the Equality Plan contemplates and develops a series of measures and actions as agreed between the company and the social representation signing the present agreement. Gamesa has included equal opportunities in our Corporate Social Responsibility Principles in the following terms: … Human Capital Gamesa will promote the creation of human capital, particularly through the creation of employment opportunities and training to both male and female workers, and by avoiding any sort of discrimination, construed as any distinction, exclusion or preference that results in rejection or inequality regarding opportunities or in handling applications on the basis of race, color, gender, religion, political opinions, nationality, social extraction, illness or any other personal, physical or social condition. … Likewise, the Code of Conduct includes: Point 3.3. Equal Opportunities With a view to guaranteeing equal opportunities and forestall discrimination of any sort, Gamesa pledges: That the selection and promotion of male and female employees at Gamesa should be based exclusively on the principle of merit in consideration of the specific skills required for each case and, in particular, equal treatment between men and women. 5 To the development of an appropriate personal and professional training policy for its male and female employees, creating an environment in which equal opportunities reach everyone and ensuring nondiscrimination on the basis of race, gender, ideology, nationality, disability, creed or any other personal, physical or social condition, and rejecting any manifestation of harassment or any other conduct that generates an intimidating or offensive environment (in respect of their personal rights). And, regarding reconciliation, Gamesa establishes: Point 3.6 Professional and personal reconciliation Aware of the importance of comprehensive personal development, Gamesa will promote family reconciliation policies with a view to rendering the necessary balance between the professional career and personal life of affected personnel. Gamesa strives to translate these principles into guidelines that naturally direct both the conduct of the people in our organization and the processes that define the work methods in the company. In September 2010, the company signed its first equality plan together with the legal representatives of male and female workers. By signing the second equality plan, Gamesa has reconfirmed its commitment to equal opportunities among men and women. This principle entails the complete absence of discrimination, whether direct or indirect, on the grounds of gender, sexual orientation and those arising from maternity, the assumption of family responsibilities and civil status, and is set into motion through the actions contemplated in this second Equality Plan. c d6 2. MAIN CONCLUSIONS OF THE GENDER ANALYSIS To attain the indicated objectives, Gamesa has conducted a gender analysis within the scope of its work centers in Spain. This analysis concluded in February 2014 and addressed the following sections: a) Staff Analysis b) Culture c) Selection d) Development and Promotion e) Training f) Earnings g) Personal, family and professional reconciliation h) Communication, language and image i) Prevention of sexual and/or gender harassment j) Occupational risk prevention associated with pregnancy and breastfeeding Given the situation of the sector in recent years, to which the company has not been immune, no significant progress has been made in the objectives or expected results in terms of gender equality. Based on the conducted analysis, areas to improve have been detected in the various axes contemplated in the plan, in addition to the need to incorporate new ones. Among such matters, particular work must be done in: a) Analyzing and correcting the possible wage gap between men and women. b) Promoting the incorporation of less represented gender in each group. c) Training in the field of equality and fostering equal opportunities in continuous training. d) Propelling the incorporation of women into management roles. e) Advance corresponsibility and reconciliation. 7 3. EQUALITY PLAN 3.1 Scope of application The present plan is applicable to all Gamesa companies in Spain notwithstanding the specific measures that could be established attending to the specific characteristics of each work center. It will thus be an applicable framework subject to local legislation in each country for the remaining Gamesa work centers worldwide. 3.2 Axes of intervention In coherence with the results of the analysis, Gamesa's equality plan is structured in 7 axes of intervention: 1. Culture and communication 2. Selection 3. Training and professional development 4. Earnings 5. Reconciliation and corresponsibility 6. Work harassment prevention 7. Measures for assisting women victims of gender-based violence The following is described for each intervention axis: a. Objectives b. Specific actions to attain the established objectives These objectives and actions are included in a planning, which specifies the areas of responsibility and the commitment dates concerning the implementation period for each action. c d8 AXIS 1. CULTURE AND COMMUNICATION Objective 1.1 Foster a culture of equality by safeguarding the principle of equal treatment and equal opportunities to men and women Actions: 1.1.1. Maintain the Equality Commission and draw up its operating regulations. 1.1.2. Define the company indicators so that progress in equality can be measured with regularity as agreed in the Equality Commission. 1.1.3. Review the equality plan progress in the Equality Commission on a weekly basis. 1.1.4. Present the equality plan progress to the Gamesa Executive Committee on a yearly basis. 1.1.5. Newly hired personnel will receive specific training on Gamesa's equality principles, equality plan and the harassment prevention protocol. 1.1.6. Work groups will be created as deemed by the Equality Commission to work on the different equality plan axes. Objective 1.2 Equality plan diffusion Actions: 1.2.1. The Equality Commission will ensure compliance with the equality plan at all work centers in Spain. 1.2.2. An email inbox will be created to help disseminate the equality plan among all employees (male and female). The Equality Commission will ensure the appropriate diffusion of messages through publications on bulletin boards at the work centers where employees have no email access. 1.2.3. Social representation and Human Resources will be jointly responsible for ensuring the appropriate deployment of the plan throughout the various work centers. 9 1.2.4. Communication between the work centers and the Equality Commission will be made preferentially through two persons designated for this purpose: one from the existing social representation (as agreed by the labor union majority) and the other from the HR department, with the following exceptions: a) Should a single center have various unit representation bodies, a single person will be designated by social representation as agreed by the labor union majority (HR will also designate a single person). Labor union representation will designate two persons at Sarriguren, one per center: Sarriguren I and II. b) Centers having no unit representation will be linked, inasmuch as possible, to the nearest center with representation (provided reasonable geographical proximity), though the HR department will in any case remain to ensure deployment. Specific training will be given to the persons assuming this duty. The Equality Commission will track and facilitate the work undertaken by these designated persons. Objective 1.3 Awareness of equality issues Actions: 1.3.1. All persons in charge of personnel management processes (selection, wages, promotion and professional development) and the labor union representation will receive specific training in equal treatment and opportunities among men and women. Planning will be agreed in the Equality Commission and the first session must be held in person. 1.3.2. During the validity of the equality plan, all personnel will be guaranteed to receive the minimum training regarding equal opportunities. 1.3.3. The work procedures of business units in which women are under-represented will be reviewed to check for barriers preventing women from accessing these positions, establishing the necessary improvements to eliminate these barriers. c d 10 Objective 1.4 Regular tracking of male and female employee opinions regarding equality Actions: 1.4.1. Include questions related to equal opportunities and reconciliation in the possible work environment surveys that could be conducted in the future, intended for personnel on the staff. 1.4.2. Establish an improvement plan from their results. Objective 1.5 Reinforce the Gamesa equality culture, internally and externally Actions: 1.5.1. Draw up a specific communications plan intended for the entire staff for equality issues and annually communicate (unless lesser regularity is considered for some matter) the progress of the plan through available formal channels. 1.5.2. Draw up and distribute a guide concerning the use of language and image, in which all aspects regarding gender diversity, age, race, culture, etc., can be assured. This guide will have a generic section and specific sections for each area of the company. In particular, it will contemplate instructions for posting job vacancies. 1.5.3. Undertake specific communications actions that give the spotlight to women in management positions at Gamesa through interviews for the intranet or magazine "Gamesa Planet". 1.5.4. Inform all Gamesa stakeholders (shareholders, suppliers, partnering enterprises, clients, etc.) of the commitments assumed regarding equality. 11 Objective 1.6 Ensure the incorporation of a gender perspective in the application of any obligation referring to occupational risk prevention Actions: 1.6.1. Risk assessment and preventive activity planning will consider diversity and must contemplate gender differences and the full scope of health risks (safety; chemical, biological and physical agents; muscular-skeletal and psychosocial risks) so that prevention policies and practices can encompass the work conditions of both men and women. 1.6.2. The identification, assessment and prevention of occupational risks should define the tasks and jobs (workstations) that could entail a risk for fertility/reproduction or to women who are pregnant or undergoing their natural lactation period, and the necessary prevention measures must be established to eliminate them or place them under innocuous control conditions. 1.6.3. Have a company action protocol in place that establishes the steps to take after pregnancy or natural lactation period is communicated. 1.6.4. Ensure compliance with the Occupational Risk Prevention Act (specifically article 26 of Law 31/1995 insofar as adapting job position change) so that, if the risk cannot be eliminated or a position cannot be found without entailing a health risk to the worker who is pregnant or in her natural lactation period, the contract will thus be suspended with reservation of the position. 1.6.5. Disseminate the legislative changes made by the Gender Equality Act (Ley 3/2007 de 22 Marzo, para la Igualdad Efectiva de Mujeres y Hombres), which is further developed by Royal Decree (RD 295/2009 de 6 de Marzo que la desarrolla en materia de prestaciones de la Seguridad Social) in terms of Social Security benefits. Likewise, disseminate the Royal Decree (RD 298/2009 de 6 Marzo) through which our legal system incorporates the Annexes of EU Council Directive 92/85 on the introduction of measures to encourage improvements in the safety and health at work of pregnant workers and workers who have recently given birth or are breastfeeding. 1.6.6. Encourage the active participation of employees throughout the entire prevention process: from identifying risks to setting preventive measures in motion and their necessary assessment. 1.6.7. Given the specialized technical content of this field, the Equality Commission and the Occupational Health and Safety Division will work together to ensure the incorporation of a gender perspective regarding occupational health policies and actions. c d 12 AXIS 2: SELECTION Objective 2.1 Guarantee non-discriminatory hiring and incorporation of women in areas, groups and positions where they have less representation on the basis of the company's selection policy and processes. Actions: 2.1.1. Establish agreements with training centers in the various areas where Gamesa has work centers to foster the entrance of women and men who have received the appropriate technical training for the required positions in the company. 2.1.2. Verify and maintain Gamesa's pledge to Equality and non-discrimination in the documents constituting the selection process. 2.1.3. When conditions are equal, the person of the lesser-represented gender in the specific group will be hired. "Lesser-represented" or "under-represented" gender will be construed when less than 40% in the referred group. 2.1.4. Announcements and selection criteria will contain requirements that are strictly necessary for the job per se and not bar the presentation or selection of persons of a given gender. 2.1.5. Analyze the selection indicators by business units to detect possible cases of discrimination. AXIS 3: TRAINING AND PROFESSIONAL DEVELOPMENT Objective 3.1 Foster equal opportunities for men and women in professional development and promotion Actions: 3.1.1. Maintain in-house talent identification programs in place with a view to cultivating a pool of qualified men and women with a potential for promotion to management positions, ensuring that the percentage of women is at least equal to the percentage of women on the Gamesa staff. 13 3.1.2. Design executive skills development programs targeting the persons identified as having potential to afford them the opportunity to acquire the skills and proficiencies necessary to attain positions of a higher category. 3.1.3. Ensure training to all groups for their professional development. 3.1.4. Training will be given during working hours. 3.1.5. Incorporate an annual training plan of equality-specific courses. 3.1.6. Establish a system that enables the following gender-based information to be gleaned: (number and percentage of women and men who have received training, type of training, whether promotion is expected or not, during or outside working hours). Objective 3.2 Guarantee that professional and personal reconciliation does not represent a restraint for professionals seeking promotion to positions of greater responsibility. Actions: 3.2.1. Favor the access of personnel to training with leave, workday reduction or any other situation in connection with personal life reconciliation. 3.2.2. Training actions should invite at least a percentage of women that is proportional to their presence in the intended area or group plus an additional 20 %. Objective 3.3 Foster the promotion of professional to all categories, duties and job positions in which they are under-represented Actions: 3.3.1. Train workers to gain access to job positions with hardly any women. 3.3.2. When conditions are equal, the person of the lesser-represented gender in the specific area, position or group will be promoted. c d 14 AXIS 4: EARNINGS Objective 4.1 Guarantee the effective application of the principle of equal wages for work of equal value and, specifically, ensure that there is no gender-based salary gap Actions: 4.1.1. The Equality Commission will examine Gamesa's earnings policy from a gender perspective with a view to detecting possible discriminatory elements, which will be corrected if detected. 4.1.2. Conduct a yearly statistics analysis on the average earnings of women and men, overall and management personnel, fixed and variable; and propose the rectification of detected deviations. 4.1.3. Correct the gender salary differences that could be detected through other channels. 4.1.4. Guarantee equal treatment in the application of the pay system to persons who are engaging any of the personal, family and professional reconciliation measures. AXIS 5: RECONCILIATION AND CORRESPONSIBILITY Objective 5.1 Promote a culture that facilitates personal and work reconciliation in addition to corresponsibility, ensuring that the execution of these rights, given its particular impact on the female group, has no negative effects on the professional environment Actions: 5.1.1. Undertake an awareness and informative campaign targeting both male and female employees to explain all their rights regarding reconciliation, particularly underscoring that both men and women are entitled to these rights. Notwithstanding a generic campaign, specific campaigns will also be carried out separately at centers that have particular measures. In support of this task, a document will be drawn up with the existing reconciliation measures per work center or applicable collective agreement. 5.1.2. Establish a system that enables the compilation of data on how many male and female employees have engaged the different existing reconciliation measures. 15 5.1.3. Instruct and inform the staff on the importance of corresponsibility in family commitments. Equal obligations regarding caring for dependent persons will be particularly propitiated in addition to awareness-raising regarding family responsibilities and equal task distribution. 5.1.4. Should any of the rules regulating reconciliation rights overlap, employees may opt for the applicable rules that best facilitate their career, personal and family reconciliation. 5.1.5. The company will send motivated communications in writing, within a term of no later than 5 days in response to applications for permissions in regards to reconciliation. 5.1.6. With a view to fulfilling the right to reconciliation and corresponsibility, in addition to the measures already contemplated, the parties agree to establish the following: 1. Breastfeeding accumulation, immediately following the leave. This hourly accumulation corresponds to fourteen (14) workdays of absence immediately following conclusion of the maternity leave (agreed in April 2011). 2. Unpaid permissions and absence (agreed in May 2014) With a view to creating compatibility between family-personal life and work, permission may be requested for absence from work with no right to pay for the times and reasons listed below: a) For handling processes in connection with adoptions, up to a maximum of thirty (30) days. Employees must request this permission with at least thirty (30) days advance notice from the date of absence, unless it cannot be done for a substantiated and certified reason. This permission may be fractioned during the calendar year. b) For credible family matters, up to a maximum of five (5) days/year. c) For hospitalization or serious illness of a spouse, partner or family members up to the second degree of consanguinity or affinity, up to a maximum of fifteen (15) days/year. c d 16 3. Leave to care for family members (agreed in May 2014) a) Leave to attend to a minor under the employee's care, whether natural or adopted, is extended to four (4) years from the date of birth or adoption. During the first eighteen (18) months, the employee has the right to reserve their job position. After this term has elapsed, the reservation will be referred to a job position within the same professional group or equivalent category. b) Employees will also be entitled to a period of leave of no longer than two (2) years, unless a longer duration has been established following collective agreement negotiations, to attend to a family member in their care up to the second degree of consanguinity or affinity who cannot care for themselves for reasons of age, accident, illness or disability and have no gainful activity. During the first eighteen (18) months, the employee has the right to reserve their job position. After this term has elapsed, the reservation will be referred to a job position within the same professional group or equivalent category. 4. Recoverable exceptional permissions (agreed in May 2014) In the case of duly substantiated exceptional family situations, employees with minors of less than twelve (12) years of age or family members up to the second degree of sanguinity or affinity with a physical, psychological or sensorial disability under their direct care may request and reach an agreement with their direct bosses and Human Resources to take leave of their position, though they must nevertheless recover these absences within the calendar year. 5. Other duly substantiated exceptional situations will be examined by Human Resources (agreed in May 2014) 17 AXIS 6: HARASSMENT PREVENTION Objective 6.1 Ensure compliance with the harassment prevention protocol Actions: 6.1.1. Review the harassment protocol within 6 months from the signature of this agreement, which will remain valid until a new protocol is signed. 6.1.2. Draw up a specific communications plan for all male and female employees regarding the harassment prevention protocol. 6.1.3. Guarantee accessibility of the protocol to all employees through: a) Information during the orientation process b) Posting on the Intranet c) Distribution among worker representatives 6.1.4. Publish the complaint channels enabled for this purpose. 6.1.5. Provide specialized training to members of the Equality Commission and to persons to whom specific tasks and responsibilities will be assigned for work, sexual and/or gender-based workplace harassment issues so that they can undertake their duties appropriately. AXIS 7: MEASURES FOR ASSISTING WOMEN VICTIMS OF GENDER-BASED VIOLENCE Gamesa guarantees that employees who are victims of gender violence have the rights provided for in the Workers Statute, rooted on entry into force of Organic Law 1/2004 of 28 December 2004 on Comprehensive Protective Measures against Gender-based Violence: a) Right to a workday reduction, which entails a reduction in salary of an equal proportion. A special agreement can be reached with Social Security to keep the same contribution bases so as not to adversely affect future benefits regarding retirement, permanent disability or death arising from a common disease or nonwork related accident. b) Right to rescheduling of working hours. c) Preferential right to changing the work center with reservation to the post held initially during the first 6 months. c d 18 d) Right to the suspension of the employment relationship with reservation to the job post during 6 months, which the judge may extend for periods of three months up to a maximum of eighteen months. With entitlement to unemployment benefits if the general requirements are met. e) Right to terminate the work contract with entitlement to unemployment benefits if the general requirements are met. f) This termination is void if done when the gender violence victim exercises the rights cited above. g) Absenteeism will not be considered if they were caused by the physical or psychological condition of the employee as a consequence of gender violence. This must be accredited by primary care social services or health services. In addition to legal provisions, Gamesa will set the following measures in motion: a) Facilitate employment continuity to staff personnel who are victims of gender violence. b) Possibility of seeking special leave from 3 months to 3 years with job position reservation of during 18 month. c) Preference to occupy vacancies generated outside the regular area of residence with no need to continue the conventionally expected coverage procedure. d) The exits that Gamesa personnel take during the workday to attend court, police stations and assistance services will be considered by the company as paid leave permissions. e) Employees who are victims of gender violence and have the need to abandon their position at their current workplace to transfer to another Gamesa work center will be entitled to receive economic assistance for transfer and rental fees for up to six (6) months. This assistance will be limited to € 500 monthly. Gamesa will provide training to the human resources teams and members of the Equality Commission so that they can advise possible victims insofar as where to seek specialized medical or psychological help according to the social resources available in each area. They will also have information regarding the possible points for care or filing complaints. 19 4. TRACKING AND ASSESSMENT This plan will be valid from its signing date until 31 December 2017. In the absence of agreement regarding a new plan on expiration of this plan's validity, the content herein will extend until a new agreement has been signed. During this period, the planned interventions will be tracked insofar as their implementation, and a yearly report will be drawn up detailing the progress plan, which the Equality Commission will analyze. Gamesa will designate a person to be responsible for Diversity and Equality in the company, whose duties will be determined in the operating regulations of the Equality Commission. The duties and capacities of the Equality Commission will be governed by the operating regulations of the Equality Commission. c
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