IECEE OD-2037
Edition 1.7
2014-04-11
IECEE
OPERATIONAL DOCUMENT
IEC System of Conformity Assessment Schemes for Electrotechnical Equipment
and Components (IECEE System)
IECEE OD-2037:2014(E)
CB Test Certificates
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IECEE OD-2037
Edition 1.7
2014-04-11
IECEE
OPERATIONAL DOCUMENT
IEC System of Conformity Assessment Schemes for Electrotechnical
Equipment and Components (IECEE System)
CB Test Certificates
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
PRICE CODE
ZZ
–2–
IECEE OD-2037 © IEC:2014(E)
CONTENTS
CONTENTS ............................................................................................................................ 1
1
Reference Numbers of the CB Test Certificates ............................................................... 3
2
Modifications to Issued CB Test Certificats ...................................................................... 3
3
Listing Product Categories and Product Standards .......................................................... 3
4
Reference of Component Standards in the CB Test Certificate ........................................ 4
5
Products Tested Against Multiple Standards .................................................................... 4
6
Reporting under “Other Information” ................................................................................ 4
7
CB Test Certificates for Sub-Assembly and Electronic Devices ........................................ 4
8
Definition of Product Families, Family Ranges or Series of Products ............................... 4
9
Maximum contents of CB Test Certificates ....................................................................... 4
10
Minor modifications to be covered by CB Test Certificates ............................................... 5
11
Listing product categories and product standards ............................................................ 5
12
Test Certificate Templates: .............................................................................................. 5
–3–
IECEE OD-2037 © IEC:2014(E)
1
Reference Numbers of the CB Test Certificates
The reference numbers should begin with the reference letters acc ording to ISO of the
relevant countries (AT for Austria, BE for Belgium, etc.). The numbers should be running
continuously year after year. The year of issue should not be mentioned in the reference
number.
In member countries with several Issuing and Recognizing NCBs the issuing NCB shall be
indicated on the CB Test Certificate.
2
Modifications to Issued CB Test Certificats
a) Issued
due
Decision:
A
to
new
new
CB
edition
Test
or
Certificate
amendment
is
issued
of
with
applied
a
new
standard(s).
Ref.Certif.No .
(CCB meeting Frankfurt am Main, 1996, and CCB meeting New Delhi, 1997)
b) Issued
due
to
misprints,
changes
of
names
or
addresses.
Decision: The CB Test Certificate shall be re-issued with the same Ref.Certif.No. but
the letter A shall be added after the Ref.Certif.No. ie. A1, A2, A3 depending on how
many changes have been made to the original Certificate. A new date and signature
is required with information which Ref.Certif.No. is replaced and a short description
concerning
the
reason
for
the
replacement.
(CCB meeting Frankfurt am Main, 1996, and CCB meeting New Delhi, 1997)
On the front page of the Test Report Form the following addition should be included:
–
"Appendix to Test Report, Reference No. ..."
–
"Modification on the appliances"
–
"Modification to clause"
–
"Pages concerned:"
Decision: (CMC meeting Geneva, Switzerland, 2001)
The CMC agreed on the following:
2) Modifications on certified product are limited to three, after which a new CB Test
Certificate shall be issued. This shall not preclude to issuing a new CB Test Certificate at
every modification if the Member NCBs wish to do so.
3) When a product is subject to "Modifications" irrespective of the suffix used to identify the
CB Test Certificate i.e. the letter "M" followed by 1, 2 or 3, the CB Test Certif icate shall
clearly identify the nature of such "Modifications" under "Additional Information".
4) Re-Issued CB Test Certificates shall include the original issue date and revision date
under "Additional Information".
3
Listing Product Categories and Product Standards
The CBTC shall list only the Product Category(ies) and Product Standard(s) against which the
product has been assessed (tested and evaluated) and determined to be in compliance.
–4–
4
IECEE OD-2037 © IEC:2014(E)
Reference of Component Standards in the CB Test Certificate
Component Standards referenced in product standards shall not be identified (itemized) in the
CB Test Certificate.
5
Products Tested Against Multiple Standards
In some cases there can be multiple product standards such as IEC 60335 -1, IEC 60335-2-7
and IEC 60335-2-11 in which case all of them shall be identified (itemized) in the CB Test
Certificate.
6
Reporting under “Other Information”
If the product is tested and evaluated in accordance with a horizontal standard for a more
stringent requirement than is contained in the Product Standard, this information may be
reported UNDER the appropriate section of the CBTC, “Other information”.
NOTE: The relevant Test Report shall obviously contain this information in detail with the testing/measuring
results.
7
CB Test Certificates for Sub-Assembly and Electronic Devices
Subassemblies and electronic devices, e.g. electronic units control for whirlpool baths, that
can be integrated/incorporated as such into end products are entitled to be tested and granted
with a CB Test Certificate.

8
The WG also agreed to slightly amend the current decision for the sake of clarity (to
be done).
Definition of Product Families, Family Ranges or Series of Products
A product family can be defined by the maximum configuration, a list of components/sub assemblies plus a description of how the models are constructed from the maximum
configuration and list. All models which are included in the family typically have a common
design, construction, parts, or assemblies essential to ensure conformity with applic able
requirements. For the same products, there may be differences in defined product families
that are contingent upon the nature or type of compliance criteria applied (e.g. safety, EMC,
performance, efficacy, etc.).
If a product standard defined a product family, in the context of the specific standard, this
definition takes over.
9
Maximum contents of CB Test Certificates
A CB Test Certificate shall in general not contain more items or types of equipment than
specified below:
Accessories
There shall only be one type in each certificate, for instance a single pole and a double pole
switch should not be in the same certificate.
IECEE OD-2037 © IEC:2014(E)
–5–
Appliances
There shall only be one appliance in each certificate, for instance a drill of 150 W and a drill
of 300 W should not be in the same certificate. However, certificates e.g. for room heaters of
the same shape but of a length varying in accordance with the wattage (x watts per meter of
the length of the room heater) may include a whole series of room heaters.
General
Only equipment applied for at the same time can be in one certificate.
10 Minor modifications to be covered by CB Test Certificates
For minor modifications such as the change of identification marks and similar changes an
addendum sheet correctly signed may be used, but it is also possible to issue a new
certificate on this basis in order to have the right date.
11 Listing product categories and product standards
The CBTC shall list only the Product Category(ies) and Product Standard(s) against which the
product has been assessed (tested and evaluated) and determined to be in compliance.
12 Test Certificate Templates:
Annex 1: CB Test Certificate
Annex 2: Conformity Assessment Certificate (CAC)
Annex 3: Type 5 PV Certificate
Annex 4: E3 Statement of Test Results
Annex 5: HSTS Statement of Test Results
Annex 1
Ref. Certif. No.
IEC SYSTEM FOR MUTUAL RECOGNITION OF
TEST
CERTIFICATES
FOR
ELECTRICAL
EQUIPMENT (IECEE) CB SCHEME
SYSTEME CEI D’ACCEPTATION MUTUELLE DE
CERTIFICATS D’ESSAIS DES EQUIPEMENTS
ELECTRIQUES (IECEE) METHODE OC
CERTIFICAT D’ESSAI OC
CB TEST CERTIFICATE
Product
Produit
Name and address of the applicant
Nom et adresse du demandeur
Name and address of the manufacturer
Nom et adresse du fabricant
Name and address of the factory
Nom et adresse de l’usine
Note: When more than one factory, please report on page 2
Note: Lorsque il y plus d'une usine, veuillez utiliser la 2 è m e
page
Additional Information on page 2
Ratings and principal characteristics
Valeurs nominales et caractéristiques principales
Trademark (if any)
Marque de fabrique (si elle existe)
Type of Manufacturer's Testing Laboratories
used
Type de programme du laboratoire d'essais
constructeur
Model / Type Ref.
Ref. De type
Additional information (if necessary may also be
reported on page 2)
Les informations complémentaires (si
nécessaire,, peuvent être indiqués sur la 2 ème
page
Additional Information on page 2
A sample of the product was tested and found
to be in conformity with
Un échantillon de ce produit a été essayé et a
été
considéré conforme à la
As shown in the Test Report Ref. No. which
forms part of this Certificate
Comme indiqué dans le Rapport d’essais
numéro de référence qui constitue partie de ce
Certificat
This CB Test Certificate is issued by the National Certification Body
Ce Certificat d’essai OC est établi par l’Organisme National de Certification
Date:
Issued 2007-04
Signature:
1/2
Ref. Certif. No.
Additional information (if necessary)
Information complémentaire (si nécessaire)
Date:
Issued 2007-04
Signature:
2/2
Annex 2
INTERNATIONAL
ELECTROTECHNICAL
(IEC)
COMMISSION
Ref. Certif. No.
COMMISSION ELECTROTECHNIQUE
INTERNATIONALE (CEI)
SCHEME OF THE IECEE FOR MUTUAL RECOGNITION
OF
CONFORMITY
ASSESSMENT
CERTIFICATES
ACCORDING TO STANDARDS FOR SAFETY OF
ELECTRICAL
EQUIPMENT
(CB-FCS)
MÉTHODE DE L'IECEE D'ACCEPTATION MUTUELLE DE
CERTIFICATS D’EVALUATION DE CONFORMITÉ SELON LES
NORMES DE SÉCURITÉ DE L’ÉQUIPEMENT ÉLÉCTRIQUE
(OC-FCS)
CONFORMITY ASSESSMENT CERTIFICATE
CERTIFICAT D’EVALUATION DE CONFORMITE
Product
Produit
Name and address of the applicant
Nom et adresse du demandeur
Name and address of the manufacturer
Nom et adresse du fabricant
Name and address of the factory
Nome et adresse de l’usine
Ratings and principal characteristics
Valeurs nominales et caractéristiques principales
Trademark (if any)
Marque de fabrique (si elle existe)
Type of Manufacturer's Testing Laboratories used
Type de programme du laboratoire d'essais
constructeur
Model / Type Ref.
Ref. De type
Additional information (if necessary)
Information complémentaire (si nécess aire)
The product and the quality system of the factory
meet all applicable requirements as laid down in the
relevant Rules of Procedure of the IECEE
Le produit ainsi que le système qualité du fabricant
satisfont à toutes les exigences des Regles de
Procédure applicablesde l’IECEE.
As shown in the Conformity Assessment Report
Ref. No.
which forms part of this certificate
Comme indiqué dans le Rapport d’Evaluation de
Conformité
référencé qui fait partie intégrante de ce certificat
THIS CERTIFICATE IS PROVIDED SOLELY FOR T HE PURPOSE OF FACILIT AT ING THE GR ANT ING OF T HE CERTIFICAT ION MARK BY T HE RECOGNIZING NCBs IN THE
FIELD OF THE MUT UAL RECOGNITION.
CE CERT IFIC AT EST DELIVRE UNIQUEMENT D ANS LE BUT DE F ACILITER L’ATTRIBUT ION DE LA MARQUE NAT IONALE PAR LES NCBs DANS LE C ADRE DE L A
RECONNAISSANCE MUT UELLE.
This FCS Conformity Assessment Certificate is issued by the National Certification Body:
Ce Certificat d’Evaluation de Conformité FCS est établi par l’Organisme National de Certification :
Date:
Issued 2011-07
Signature:
Annex 3
INTERNATIONAL
ELECTROTECHNICAL
(IEC)
COMMISSION
Ref. Certif. No.
COMMISSION ELECTROTECHNIQUE
INTERNATIONALE (CEI)
SCHEME OF THE IECEE FOR MUTUAL RECOG NITION
OF
CONFORMITY
ASSESSMENT
CERTIFICATES
ACCORDING TO STANDARDS FOR SAFETY OF
ELECTRICAL EQUIPMENT
MÉTHODE DE L'IECEE D'ACCEPTATION MUTUELLE DE
CERTIFICATS D’EVALUATION DE CONFORMITÉ SELON LES
NORMES DE SÉCURITÉ DE L’ÉQUIPEMENT ÉLÉCTRIQUE
CONFORMITY ASSESSMENT CERTIFICATE
CERTIFICAT D’EVALUATION DE CONFORMITE
Product
Produit
Name and address of the applicant
Nom et adresse du demandeur
Name and address of the manufacturer
Nom et adresse du fabricant
Name and address of the factory
Nome et adresse de l’usine
Ratings and principal characteristics
Valeurs nominales et caractéristiques principales
Trademark (if any)
Marque de fabrique (si elle existe)
Type of Manufacturer's Testing Laboratories used
Type de programme du laboratoire d'essais
constructeur
Model / Type Ref.
Ref. De type
Additional information (if necessary)
Information complémentaire (si nécessaire)
The product and the factory surveillance system of
the factory meet all applicable requirements as laid
down in the relevant Rules of Procedure of the
IECEE
Le produit ainsi que le système qualité du fabricant
satisfont à toutes les exigences des Regles de
Procédure applicablesde l’IECEE.
As shown in the Conformity Assessment Report
Ref. No.
which forms part of this certificate
Comme indiqué dans le Rapport d’Evaluation de
Conformité
référencé qui fait partie intégrante de ce certificat
As show in the factory surveillance report
Comme indiqué dans le rapport de surveillanc e en
usine
THIS CERTIFICATE IS GRANTED TO ATTEST COMPLIANCE WIT H T HE RELEVANT ST ANDARDS & PROCEDURES AND FOR THE PURPOSE OF FACILIT AT ING T HE
GRANT ING OF THE CERTIFIC AT ION MARK BY T HE RECOGNIZING NCBs IN THE FIELD OF T HE MUT UAL RECOGNI T ION AND/OR FOR T HE DIRECT ACCEPT ANCE IN
THE MARKET PLACE BY T HE RELEVANT AUT HORIT IES.
CE CERT IFIC AT ATTESTE LA CONFORMITE AUX EXIGENCES DES NORMES ET PROCEDURES CONCERNEES ET A COMME OBJECTIF DE F ACILITER LA
RECONNAISSANCE DES RESULT ATS D'ESSAI P AR LES AUTRES MEMBRES CERTIFIC ATEURS AINSI QUE L'ACCEPT AT ION DIRECTE DANS LE C ADRE DU MARCHE
GLOBAL PAR LES AUTORITES COMPET ENTES
This Conformity Assessment Certificate is issued by the National Certification Body:
Ce Certificat d’Evaluation de Conformité est étab li par l’Organisme National de Certification :
Date:
Issued 2011-09
Signature:
Annex 4
Ref. No.
IEC
System
of
Conformity
Assessment
Schemes
for
Electrotechnical
Equipment
and
Components (IECEE)
STATEMENT OF TEST RESULTS
Product
Name and address of the applicant
Name and address of the manufacturer
Name and address of the factory
Ratings and principal characteristics
Trademark (if any)
Model / Type Ref.
Additional information (if necessary)
Additional Information on page 2
A sample of the product was tested and in
accordance with the following IEC (standard(s)
as resumed in the table on page 3:
With details shown in the Test Report Ref. No.
which forms part of this Statement of Test
Results
This product was tested to determine the performance result in accordance with the relevant standard(s).
Participation in the Statement of Test Results (STR) service is for Issuing NCBs only. As the result of testin g is a
demonstration of test results in accordance with IEC test methods, Recognizing NCBs do not apply. Members and other
interested stakeholders may determine the suitability and potential further use of such results. As a result, specification o f
National differences is not applicable.
This Statement of Test Results is issued by the National Certification Body
Issue Date:
Issued 2014-04
Signature:
1/3
Ref. No.
Additional information (if necessary)
Issue Date:
Issued 2014-04
Signature:
2/3
Performance
item
Energy
Energy
Consumption
Criteria
Performance
Criteria
Other
Energy
Efficiency
Criteria
Additional information (if necessary)
Issued 2014-04
3/3
Condition Voltage
Frequency Performance
Result
Annex 5
Ref. No.
IEC System of Conformity
Assessment Schemes for
Electrotechnical Equipment and
Components (IECEE)
STATEMENT OF TEST RESULTS
Metal │ Polymer │ Electronic Component
Name and address of the applicant
Name and address of the manufacturer
Sample description
Ratings and principal characteristics
Trademark (if any)
Type of Manufacturer's Testing Laboratories
used
Model / Type Ref.
Weight of the sample (in g)
Additional information (if necessary may also be
reported on page 2)
Additional Information on page 2
The levels of the six hazardous substances were
determined in the sample in accordance with the
following IEC standard:
IEC 62321:2008 (ed.1)
As shown in the Test Report Ref. No. which
forms part of this Statement of Test Results
This material/component was tested to determine the levels of the six hazardous substances in accordance with the
standard
Participation in the Statement of Test Results (STR) service is for Issuing NCBs only. As the result of testing is a
demonstration of test results in accordance with IEC test methods, Recognizing NCBs do not apply. Members and other
interested stakeholders may determine the suitability and potential further use of such results. As a result, specification o f
National differences is not applicable.
This Statement of Test Results is issued by the National Certification Body
Issue Date:
Issued 2014-04
Signature:
1/3
Ref. No.
Additional information (if necessary)
Issue Date:
Issued 2014-04
Signature:
2/3
Hazardous substances
Method
1. Cadmium (Cd)
2. Lead (Pb)
3. Mercury (Hg)
4. Hexavalent Chromium (Cr(VI)
5. Sum of PBBs
6. Sum of PBDEs
Issued 2014-04
3/3
Value [mg/kg]
INTERNATIONAL
IEC SYSTEM OF CONFORMITY ASSESSMENT
ELECTROTECHNICAL
SCHEMES FOR ELECTROTECHNICAL
COMMISSION
EQUIPMENT AND COMPONENTS (IECEE)
IECEE Secretariat c/o IEC
3, rue de Varembé
PO Box 131
3, rue de Varembé
PO Box 131
CH-1211 Geneva 20
Switzerland
CH-1211 Geneva 20
Switzerland
Tel: + 41 22 919 02 11
Tel: + 41 22 919 02 11
[email protected]
www.iec.ch
[email protected]
www.iecee.org
Issued 2014-04
5/3