Periodic orbits on non-compact hypersurfaces in cotangent bundles Joint work with: J.B. van den Berg, F. Pasquotto, R.C.A.M. Vandervorst Thomas Rot VU University Amsterdam 31 July 2012 Thomas Rot (VU) Closed Characteristics 31 July 2012 1 / 17 Table of Contents The Weinstein conjecture The non-compact setting Analysis (PS-condition) Topology (candidate critical points) Results Outlook Thomas Rot (VU) Closed Characteristics 31 July 2012 2 / 17 Introduction Hamiltonian dynamics (W , ω) a symplectic manifold, H : W → R Hamiltonian. ω(XH , −) = −dH defines the Hamiltonian vector field XH . XH is tangent to Σ = H −1 (0). Thomas Rot (VU) Closed Characteristics 31 July 2012 3 / 17 Introduction Hamiltonian dynamics (W , ω) a symplectic manifold, H : W → R Hamiltonian. ω(XH , −) = −dH defines the Hamiltonian vector field XH . XH is tangent to Σ = H −1 (0). Question When does Σ contain a periodic orbit/closed characteristic? Thomas Rot (VU) Closed Characteristics 31 July 2012 3 / 17 Introduction The Weinstein conjecture Weinstein Conjecture If Σ is closed and of contact type, and H 1 (Σ) = 0, then Σ contains a closed characteristic. Thomas Rot (VU) Closed Characteristics 31 July 2012 4 / 17 Introduction Results on the Weinstein conjecture Hypersurfaces in symplectic manifolds Rabinowitz (star-shaped compact hypersurfaces in R2n ) Viterbo (compact hypersurfaces of contact type in R2n ) Hofer and Viterbo (compact hypersurfaces of contact type in cotangent bundles of simply connected manifolds) Thomas Rot (VU) Closed Characteristics 31 July 2012 5 / 17 Introduction Results on the Weinstein conjecture Hypersurfaces in symplectic manifolds Rabinowitz (star-shaped compact hypersurfaces in R2n ) Viterbo (compact hypersurfaces of contact type in R2n ) Hofer and Viterbo (compact hypersurfaces of contact type in cotangent bundles of simply connected manifolds) Contact manifolds Hofer (S 3 with any contact structure) Taubes (All closed contact 3-manifolds) Thomas Rot (VU) Closed Characteristics 31 July 2012 5 / 17 Introduction Results on the Weinstein conjecture Hypersurfaces in symplectic manifolds Rabinowitz (star-shaped compact hypersurfaces in R2n ) Viterbo (compact hypersurfaces of contact type in R2n ) Hofer and Viterbo (compact hypersurfaces of contact type in cotangent bundles of simply connected manifolds) Contact manifolds Hofer (S 3 with any contact structure) Taubes (All closed contact 3-manifolds) All results require compactness in the geometry. Thomas Rot (VU) Closed Characteristics 31 July 2012 5 / 17 Introduction Results on the Weinstein conjecture Hypersurfaces in symplectic manifolds Rabinowitz (star-shaped compact hypersurfaces in R2n ) Viterbo (compact hypersurfaces of contact type in R2n ) Hofer and Viterbo (compact hypersurfaces of contact type in cotangent bundles of simply connected manifolds) Contact manifolds Hofer (S 3 with any contact structure) Taubes (All closed contact 3-manifolds) All results require compactness in the geometry. Van den Berg, Pasquotto, Vandervorst (non-compact mechanical hypersurfaces in R2n ) Thomas Rot (VU) Closed Characteristics 31 July 2012 5 / 17 The Setting Non-compact hypersurfaces Thomas Rot (VU) Closed Characteristics 31 July 2012 6 / 17 The Setting Non-compact hypersurfaces M non-compact Riemannian manifold of compactly supported geometry Thomas Rot (VU) Closed Characteristics 31 July 2012 6 / 17 The Setting Non-compact hypersurfaces M non-compact Riemannian manifold of compactly supported geometry The Hamiltonian H : T ∗ M → R is 1 H(q, p) = |p|2 + V (q) 2 Thomas Rot (VU) Closed Characteristics 31 July 2012 6 / 17 The Setting Non-compact hypersurfaces M non-compact Riemannian manifold of compactly supported geometry The Hamiltonian H : T ∗ M → R is 1 H(q, p) = |p|2 + V (q) 2 A geometric condition on the potential V , such that Σ = H −1 (0) is of uniform contact type. Thomas Rot (VU) Closed Characteristics 31 July 2012 6 / 17 The Setting The Action Functional Closed orbits are critical points of the action functional Z e −τ 0 A(c, τ ) = |c (s)|2 − e τ V (c(s))ds. 2 1 S Defined on the free loop space ΛM × R. The τ parameter keeps track of the period. Thomas Rot (VU) Closed Characteristics 31 July 2012 7 / 17 Methods Linking (Generalized Mountain-Pass Theorem) A standard technique for finding critical points is linking Identify linking sets A, B ⊂ ΛM × R. Non-trivial inclusion Hk (A) → Hk (ΛM × R \ B) for some k Thomas Rot (VU) Closed Characteristics 31 July 2012 8 / 17 Methods Linking (Generalized Mountain-Pass Theorem) A standard technique for finding critical points is linking Identify linking sets A, B ⊂ ΛM × R. Non-trivial inclusion Hk (A) → Hk (ΛM × R \ B) for some k The functional satisfies bounds A|A ≤ a, and A|B ≥ b, with − ∞ < a < b < ∞. A minimax gives critical values of A Thomas Rot (VU) Closed Characteristics 31 July 2012 8 / 17 Analysis The Palais-Smale condition If A satisfies Palais-Smale (PS), critical values contain critical points Thomas Rot (VU) Closed Characteristics 31 July 2012 9 / 17 Analysis The Palais-Smale condition If A satisfies Palais-Smale (PS), critical values contain critical points The functional does A not satisfy PS on non-compact manifolds! However a small perturbation does Z −τ e A (c, τ ) = |c 0 (s)|2 − e τ V (c(s))ds + (e −τ + e τ /2 ) 2 Thomas Rot (VU) Closed Characteristics 31 July 2012 9 / 17 Analysis The Palais-Smale condition If A satisfies Palais-Smale (PS), critical values contain critical points The functional does A not satisfy PS on non-compact manifolds! However a small perturbation does Z −τ e A (c, τ ) = |c 0 (s)|2 − e τ V (c(s))ds + (e −τ + e τ /2 ) 2 Penalizes short and long orbits Penalized functional satisfies Palais-Smale Thomas Rot (VU) Closed Characteristics 31 July 2012 9 / 17 Analysis A nice property of A Lemma If (c , τ ) are critical points for A , with uniform bounds 0 < a1 < A (c , τ ) < a2 < ∞, then there is a subsequence such that (c, τ ) = lim (c , τ ), →0 exists and is a critical point of the unpenalized functional A. Thomas Rot (VU) Closed Characteristics 31 July 2012 10 / 17 Linking Topology Linking sets are needed. Thomas Rot (VU) Closed Characteristics 31 July 2012 11 / 17 Linking Topology Linking sets are needed. We assume that Hn+k (Σ) 6= 0 and Hk+1 (M) = 0 for some k ≥ 0 The topology of Σ is reflected in the projection N = π(Σ) ⊂ M By the Gysin sequence there is a non-zero class in Hk (M − N) that is zero in Hk (M). Thomas Rot (VU) Closed Characteristics 31 July 2012 11 / 17 Linking Topology Linking sets are needed. We assume that Hn+k (Σ) 6= 0 and Hk+1 (M) = 0 for some k ≥ 0 The topology of Σ is reflected in the projection N = π(Σ) ⊂ M By the Gysin sequence there is a non-zero class in Hk (M − N) that is zero in Hk (M). Figure: Example Thomas Rot (VU) Figure: Non-Example Closed Characteristics 31 July 2012 11 / 17 Linking The Loop space Embed M in ΛM × R, as constant loops, in the connected component with contractible loops. We lift the link to ΛM × R. By construction we have bounds 0 < a < b < ∞ A |A ≤ a and A |B ≥ b. The linking theorem gives critical points of A! Thomas Rot (VU) Closed Characteristics 31 July 2012 12 / 17 Linking The Loop space Embed M in ΛM × R, as constant loops, in the connected component with contractible loops. We lift the link to ΛM × R. By construction we have bounds 0 < a < b < ∞ A |A ≤ a and A |B ≥ b. The linking theorem gives critical points of A! Thomas Rot (VU) Closed Characteristics 31 July 2012 13 / 17 Results Conditions at infinity Thomas Rot (VU) Closed Characteristics 31 July 2012 14 / 17 Results Conditions at infinity Definition (Asymptotic Regularity) Let (M, g ) be a Riemannian manifold. A potential V : M → R is asymptotically regular if there exists a compact K ⊂ M and a constant v > 0 such that |gradV (q)| ≥ v for q ∈ M \ K and ||HessV (q)|| → 0, |gradV (q)| as d(q, K ) → ∞. Thomas Rot (VU) Closed Characteristics 31 July 2012 14 / 17 Results Conditions at infinity Definition (Asymptotic Regularity) Let (M, g ) be a Riemannian manifold. A potential V : M → R is asymptotically regular if there exists a compact K ⊂ M and a constant v > 0 such that |gradV (q)| ≥ v for q ∈ M \ K and ||HessV (q)|| → 0, |gradV (q)| as d(q, K ) → ∞. Definition (Compactly supported geometry) A non-compact Riemannian manifold is of compactly supported geometry if the curvature vanishes outside a compact set. Thomas Rot (VU) Closed Characteristics 31 July 2012 14 / 17 Results Results Theorem Let (M, g ) be a complete orientable Riemannian n-dimensional manifold of compactly supported geometry, and Σ = H −1 (0) asymptotically regular. Assume that there exists a 0 ≤ k ≤ n − 1 such that the following topological conditions hold Hk+n (Σ) 6= 0, Hk+1 (ΛM) = 0, Hk+2 (ΛM) = 0. Then Σ contains a closed characteristic, which is contractible on M. Thomas Rot (VU) Closed Characteristics 31 July 2012 15 / 17 Example Example Take M = S 5 × R ∼ = R6 \ pt with metric ds 2 = f (r )dsS2 5 + dr 2 with f non-zero and equal to r 2 outside [−1, 1] compactly supported geometry and complete. Potential V (q) = ρ(q) 2 q1 + q22 − q32 − q42 − q52 − q62 ) − C , 2 with ρ a bump function. H7 (Σ) = Z2 H2 (ΛM) = 0 H3 (ΛM) = 0 Thomas Rot (VU) Closed Characteristics 31 July 2012 16 / 17 Outlook Outlook The conditions on the homology of the loop space are too strict. Other way of choosing linking sets? Relax compactly supported geometry to bounded geometry What about non-contractible loops? Thomas Rot (VU) Closed Characteristics 31 July 2012 17 / 17
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