Standard Operating Procedure Internal business procedure, not a Training Document FSPD Number(s) & Title: AP.03 – Academic Mass Pay Change Procedure Owner (Central Office, Division Head): UCR Academic Personnel Office, Assistant Vice Provost of Academic Personnel Issue Date: 10/17/2017 Date of Last Revision: 11/15/2017 Purpose: To ensure that that academic mass pay changes (e.g., Wage Agreements, and Salary Scale Adjustments) are executed effectively and accurately. Procedure Definition/Scope (UCR Revised Definition): The Academic Mass Pay Change process is used to implement systemwide academic mass compensation changes that will be executed by the UCPC, such as: 1. Wage agreements for academic appointees (including implementation of Collective Bargaining Agreements) 2. Salary Scale Adjustments for academic appointees 3. Discretionary increases that are part of annual salary increase programs It does not include compensation changes resulting from the annual 7/1 Academic Advancement Process, (covered by the ‘AP.02 – Academic Mass PayPath Uploads’), or one-off changes to position, job, or additional compensation (covered by ‘AP.01 – Local PayPath and PY.01 – Additional Compensation). Procedure Definition/Scope (from FSPD): Process is used to implement mass pay changes, such as salary scale increases for academic employees, academic salary programs, union agreements for academics, and other mass pay rate changes such as salary/equity increases affecting multiple academic employees at a Location. This process does not apply to an individual or one-off pay rate change request, changes to negotiated rates (JED Updates) for Health Sciences Compensation Plan and other approved compensation plans, or stipends and changes to additional pay. Frequency: Ad hoc & annually Trigger: Triggered by approval from UCOP or collective bargaining agreements Primary Variations: This procedure has two primary variants: 1. Systemwide wage agreements for represented academic appointees 2. Salary scale adjustment/Salary Increase Program for non-represented academic appointees Roles and Responsibilities Campus Point of Contact for UCPC: Central APO Compensation Director Entity UCOP Roles and Responsibilities Academic Wage Agreements: Completes bargaining with systemwide labor unions & issues systemwide guidelines for implementation of wage agreements Academic Salary Scale Adjustment/Salary Increase Program: Issues adjustments to academic salary scales and communicates systemwide guidelines for implementation UCR Academic Personnel Office AP Business Partner/Org Unit Academic Wage Agreements: Communicates impact and campus implementation guidelines to campus; provides eligibility criteria to UCPC; Ensures validation and audit of increased compensation data via business process Academic Salary Scale Adjustments/Salary Increase Program: Communicates impact and campus implementation guidelines to campus; provides eligibility criteria to UCPC; Ensures validation and audit of increased compensation data via business process Academic Wage Agreements: Communicates impact to individual affected academic appointees (As applicable); validate and audit increased compensation for academic appointees in their accountability structure Academic Salary Scale Adjustments/Salary Increase Program: Communicates impact to individual affected academic appointees (As applicable); validate and audit increased compensation for academic appointees in their accountability structure Academic Wage Agreements: Assists with validation and auditing efforts under the direction of the AP Business Partner. UCR SSC Academic Salary Scale Adjustments: Assists with validation and auditing efforts under the direction of the AP Business Partner. Academic Wage Agreements: Collaborates with UCR to develop an implementation plan and develops a roster of impacted employees. Validates roster with UCR prior to execution. Executes wage agreements using PayPath and audits the results to ensure that the compensation actions are executed appropriately. UCPath Center Academic Salary Scale Adjustments/Salary Increase Program: Collaborates with UCR to develop an implementation plan and develops a roster of impacted employees. Validates roster with UCR prior to execution. Executes salary scale adjustments by updating the configuration tables and running appropriate increase processes. Audits the results to ensure that the compensation actions are executed appropriately. Required Parameters/Controls Conditions Approval By Mechanism Compensation changes must be aligned with the guidelines issued by UCOP or contained in a Collective Bargaining Unit/Memorandum of understanding Assistant Vice Provost of Academic Personnel AVP or delegate reviews compensation changes and ensures that are aligned with guidelines Required Notifications Notification To UCR APO UCR APO HR/AP Business Partners HR/AP Business Partners Campus affected appointees Notification Content Confirmation of implementation plan, date plan will be executed, and impacted academic appointees. Notification that compensation action has been executed Timeline, schedule and action item for Wage Agreements or Salary Increase Programs Notification that compensation action has been executed with instruction to validate and audit compensation increases Notification of the implementation guidelines to the affected employees Generated By UCPath Center Email Mechanism UCPath Center Email UCR APO Email UCR APO Email UCR APO/Labor Relations/HR/AP Business Partners Email Overall Activity Sequence Capture at a ‘One Person, One Task, One Tool’ level Step # 1 2 3 Step Description (Verb/Noun) Summary for all compensation actions included in Comp.02 Defines mass compensation action (e.g., updated salary scale; updated collective bargaining agreement, etc.) In collaboration with UCR, develops strategy for implementation of compensation action and develops roster of impacted academic appointees (if necessary) Reviews implementation strategy and updates roster as applicable of affected academic appointees and sends to UCPath Center. Party UCOP UCPath Center UCR APO Step # 4 5 6 7 Step Description (Verb/Noun) Summary for all compensation actions included in Comp.02 If a salary program includes a discretionary increase amount, UCR will indicate the appropriate increases in the roster for execution by the UCPC. Receives roster, executes action within UCPath and resolves any errors with UCR Finalizes compensation actions (e.g., changes mandated by collective bargaining agreement, etc.) and audits results to ensure accuracy OR Updates salary scale tables Notifies UCR that compensation changes and/or salary scale change have been executed UCR reviews results (including ensuring that components of pay have been impacted appropriately) and: 1. Fixes errors by making adjustments through PayPath 2. Proportionally adjusts additional compensation that is expressed as a percentage of base salary using a manual PayPath Upload. (Note: Additional compensation may need to be processed retroactively to ensure the appointee is made whole. Decision Tree or Flow Diagram (Optional) Party UCPath Center UCPath Center UCPath Center UCR APO & Org Units/Departments Department /Org Academic Mass Pay Changes (AP.03) – Academic UCR APO 4 Reviews Roster and makes updates as needed (including assigning discretionary increases) 2b Collaborates with UCPC to develop implementation strategy and identify affected appointees 3 If applicable, sends roster of impacted appointees to UCR for completion UCOP CoE 2a Collaborates with UCR to develop implementation strategy and identify affected appointees UCPC AP Partner 6 Reviews results of compensation action and corrects errors or makes updates to compensation as needed 5 Executes compensation action in UCPath and produces audit reports 1 Start Defines Mass Compensation Action Complex/Exception Cases 1. N/A Tools/Templates Used (Existing w/revisions, New, Decommissioned, etc.) 1. Reports: a. Exception report for compensation anomalies and policy violations. b. Reports detailing the results of a compensation action, including each employee’s pay rate before and after the compensation change. c. Costing report for budget office Process Touchpoints 1. PY.01 – Additional Compensation. Additional compensation may need to be updated after a mass compensation change takes effects References Definitions Term: Definition Related Documentation and Resources Questions Document Change Log Use this table to summarize changes made to this document Date 11/15/16 11/17/16 Editor Jack Greaney Christian Tchamba Summary of Changes Initial Draft Second Draft
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