FEE COMPUTATION CHECKLIST
- UTS
FEE COMPUTATION
Management Company/Operator*
:
Name of Scheme(s)
:
Adviser
:
Date of Submission
:
Description
No. of
applications/
submissions
Fees
(RM)
Establishment of unlisted scheme
(excluding real estate investment
trust)
5,000.00
Recognition of unlisted foreign scheme
5,000.00
Establishment of new real estate
investment trust
10,000.00
Establishment of exchange-traded fund
10,000.00
Establishment of new closed-end fund
10,000.00
Secondary listing of foreign listed
scheme
10,000.00
Appointment of foreign fund
management delegate not licensed by
SC
Exemption or variation from guidelines
(per exemption or variation, per
scheme)
Additional fees per
scheme
(RM)
Amount
(RM)
0.01% of market
capitalisation^
0.01% of paid-up
capital
2,500.00
500.00
Increase in fund size limit per listed
scheme
2,000.00
Extension of time from compliance
with guidelines or SC’s condition of
approval, authorization, registration or
recognition (per extension per scheme)
1,000.00
Registration or re-registration of
trustee
1,000.00
Registration of prospectus:

New

Renewal

Supplementary

Replacement
No. of
schemes
3,000.00
1,500.00
1,500.00
1,500.00
100.00
100.00
100.00
100.00
^ Estimated. Any overpayment will be refunded. Any underpayment will require additional top-up payment. The total fees payable is
subject to a maximum of RM800,000.00.
VERSION1.0 ISSUED IN AUGUST 2014
FEE COMPUTATION CHECKLIST
- UTS
Deposit of information memorandum
(per information memorandum)
500.00
Deed submission (for listed scheme
only)
3,000.00
100.00
Registration of deed
1,500.00
100.00
Registration of supplementary deed
1,000.00
Lodging of documents (per document)
100.00
Lodgement of product highlights
sheet:

Initial

Each replacement
500.00
100.00
TOTAL
Payment particulars
Amount
Number (Cheque/online transfer#)*
Bank
Date
#To attach confirmation of transfer
:
:
:
:
RM
I/We* hereby confirm that all the above information are true and accurate.
………………………………………………….
Name :
(Authorised signatory of the applicant)
Designation:
Date :
………………………………………………………
Name :
(Authorised signatory of the applicant)
Designation:
Date :
* To delete whichever is not applicable
VERSION1.0 ISSUED IN AUGUST 2014
2
FEE COMPUTATION CHECKLIST
- UTS
For SC’s Internal Use:
Please tick relevant box:
Payment particulars as per checklist
Date to Finance & Procurement Dept:
Incorrect payment particulars
Remarks (where applicable) :
Amount
: RM
Number (Cheque/online transfer):
Bank
:
Date
:
Administration Officer
…………………………………………
Name
:
Date
:
Please tick relevant box:
Correct fees submitted
Error in fees submitted
Verified by Finance & Procurement Dept.
(For online transfer only)
Comments (if any):
………………………………………………………………………
………………………………………………………………………
Date informing error in fees:
Date receipt of correct fees :
Date verified by Finance & Procurement Dept:
Officer
Supervisor
………………………………………..
Name :
Date
:
…………………………………………
Name
:
Date
:
VERSION1.0 ISSUED IN AUGUST 2014
3