Published by WorldFish (ICLARM) – Economy and Environment Program for Southeast Asia (EEPSEA) EEPSEA Philippines Office, WorldFish Philippines Country Office, SEARCA bldg., College, Los Baños, Laguna 4031 Philippines; Tel: +63 49 536 2290 loc. 196; Fax: +63 49 501 7493; Email: [email protected] EEPSEA Research Reports are the outputs of research projects supported by the Economy and Environment Program for Southeast Asia. All have been peer reviewed and edited. In some cases, longer versions may be obtained from the author(s). The key findings of most EEPSEA Research Reports are condensed into EEPSEA Policy Briefs, which are available for download at www.eepsea.org. EEPSEA also publishes the EEPSEA Practitioners Series, case books, special papers that focus on research methodology, and issue papers. ISBN: 978-971-9994-78-7 The views expressed in this publication are those of the author(s) and do not necessarily represent those of EEPSEA or its sponsors. This publication may be reproduced without the permission of, but with acknowledgement to, WorldFish-EEPSEA. Front cover photo: Vendors trying to save their products while a 60cm flood inundates their kiosks in South Jakarta on January 2013 as a result of heavy rains causing the Pesanggrahan River to overflow, by Afriadi Hikmal under creative commons license at https://www.flickr.com/photos/25684785@N02/8382845341 Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River Pini Wijayanti Tono Hastuti Danang Pramudita February, 2015 Comments should be sent to: Pini Wijayanti, Department of Environmental Economics and Resources, Faculty of Economics and Management, Bogor Agricultural University, Bogor, Indonesia Email: [email protected]; [email protected] The Economy and Environment Program for Southeast Asia (EEPSEA) was established in May 1993 to support training and research in environmental and resource economics. Its goal is to strengthen local capacity in the economic analysis of environmental issues so that researchers can provide sound advice to policymakers. To do this, EEPSEA builds environmental economics (EE) research capacity, encourages regional collaboration, and promotes EE relevance in its member countries (i.e., Cambodia, China, Indonesia, Lao PDR, Malaysia, Myanmar, Papua New Guinea, the Philippines, Thailand, and Vietnam). It provides: a) research grants; b) increased access to useful knowledge and information through regionally-known resource persons and up-to-date literature; c) opportunities to attend relevant learning and knowledge events; and d) opportunities for publication. EEPSEA was founded by the International Development Research Centre (IDRC) with co-funding from the Swedish International Development Cooperation Agency (Sida) and the Canadian International Development Agency (CIDA). In November 2012, EEPSEA moved to WorldFish, a member of the Consultative Group on International Agricultural Research (CGIAR) Consortium. EEPSEA’s structure consists of a Sponsors Group comprising its donors (now consisting of IDRC and Sida) and host organization (WorldFish), an Advisory Committee, and its secretariat. EEPSEA publications are available online at http://www.eepsea.org. ACKNOWLEDGMENTS The authors would like to thank the Economy and Environment Program for Southeast Asia (EEPSEA) and WorldFish for providing funding support to this project. We would especially like to thank EEPSEA Director Dr. Herminia Francisco for her guidance, comments and suggestions in improving the quality of the report; Dr. David James for his invaluable comments and suggestions; and numerous others for their comments and suggestions throughout the 2013 EEPSEA Annual Conference. We are also grateful for the administrative support provided by Ms. Julienne Bariuan-Elca and Ms. Rhona Coronado. We likewise appreciate the support of the DKI Jakarta province, Public Work Ministry, and the Department of Environmental Economics and Resources (ESL) at Bogor Agricultural University (IPB) in conducting this project. We also would like to thank the four heads of the districts of Pesanggrahan, Kebayoran Lama, Kebon Jeruk and Cengkareng, who allowed us to conduct this project in their areas. Finally, our gratitude goes to the: survey enumerators for assisting us in conducting the household and business surveys; and the household and business respondents and the selected community leaders for their time and cooperation during the survey, the key informant interviews, and the focus group discussions. TABLE OF CONTENTS EXECUTIVE SUMMARY 1 1.0 RESEARCH PROBLEMS 1 1.1 Description of the Problem 1 1.2 Gender Issues 2 1.3 Policy Context 3 1.4 Review of Literature 4 1.5 Potential Policy Contribution 5 2.0 RESEARCH OBJECTIVES 6 3.0 RESEARCH METHOD 6 3.1 Study Areas 6 3.2 Analytical Methods 7 3.3 Data Collection Methods 10 3.4 Survey Instruments 10 4.0 RESULTS 11 4.1 Sample Characteristics 11 4.2 Estimation of Actual Flood Damage in the Residential Sector 11 4.3 Estimation of Actual Flood Damage in the Business Sector 14 4.4 Relationship between Flood Exposure Indicators, Vulnerability Indicators, and the Flood Damage Model 16 4.5 Household and Business Responses to Flooding Based on Perceptions 21 4.6 Assessment of the Benefits of Women’s Roles in Relation to Flooding 24 5.0 CONCLUSIONS 27 6.0 POLICY RECCOMENDATIONS 28 REFERENCES 29 LIST OF TABLES Table 1. Description of study sites 7 Table 2. Detailed scale of beliefs and perceptions 9 Table 3. Average flood damage per house during the 17-19 January 2013 flood event 12 Table 4. Actual flood damage function estimates for the residential sector 12 Table 5. Coefficient estimates for actual flood damage in the residential sector across three income groups 13 Table 6. Actual flood damage in the residential sector by income level 13 Table 7. Average flood damage per unit in the business sector during the 17-19 January 2013 flood event 14 Table 8. Actual flood damage function estimates for the business sector 14 Table 9. Coefficient estimates of actual flood damage, business sector, two turnover groups 15 Table 10. Actual flood damage in the business sector by turnover 15 Table 11. Estimation of flood damage reduction from the river normalization project 16 Table 12. Correlation between the intention to mitigate and two components of risk perception in the residential sector 22 Table 13. Correlation of the intention to mitigate with two components of risk perception in the business sector 23 Table 14. Distribution of activities within families during the three phases of flooding 24 Table 15. Correlation between women’s age, duration of involvement, family time contributions, and society time contributions in relation to flooding 26 LIST OF FIGURES Figure 1. Inundated areas, 2007 floods 3 Figure 2. Inundated areas, 2013 floods 3 Figure 3. Indicators to be employed in flood vulnerability analysis 5 Figure 4. The study areas 7 Figure 5. SDC in the residential sector based on flood duration and distance from river 17 Figure 6. SDC in the residential sector based on household income and house area 17 Figure 7. SDC in the residential sector based on flood frequency 18 Figure 8. Flood vulnerability curve in the residential sector 18 Figure 9. SDC in the business sector based on flood duration and distance from river 19 Figure 10. SDC in the business sector based on total area and daily turnover 20 Figure 11. SDC in the business sector based on flood frequency 20 Figure 12. Flood vulnerability curve in the business sector 21 Figure 13. Intentions to undertake future flood mitigation measures in the residential sector 21 Figure 14. Demand for public flood reduction in the residential sector 22 Figure 15. Intention to undertake future flood mitigation measures in the business sector 23 Figure 16. Demand for public flood reduction measures in the business sector 24 Figure 17. Discussion with women in Ulujami, South Jakarta, and in Kedoya Selatan, West Jakarta 24 Figure 18. Average time contribution of women in relation to flood mitigation, coping and recovery activities (n = 347) 25 Figure 19. Average time contribution of women in relation to flood mitigation, coping and recovery activities (n = 47) 26 ESTIMATION OF RIVER FLOOD DAMAGE IN JAKARTA: THE CASE OF PESANGGRAHAN RIVER Pini Wijayanti, Tono, Hastuti, and Danang Pramudita EXECUTIVE SUMMARY Flooding is a major problem in Jakarta. It mainly occurs between December and February as a result of both natural and human factors. Hence, the ability to assess flood damage is an important factor for the region to consider when developing flood policy. It is particularly useful to do an economic analysis of flood alleviation programs since such analyses can indicate the benefits and the financial costs of each program. This study aims to estimate the damage caused by river flooding, using the Pesanggrahan River in Jakarta as a case study. The study estimates the actual damage that occurred during the January 2013 flooding, focusing on direct damage to the residential and business sectors in six villages along the river. The damage was calculated by employing stage damage function. It was formulated by considering actual flood damage, flood characteristics, and socio-economic characteristics. Stage damage curves were constructed to see how they varied under several different flood and socio-economic characteristics. Statistical descriptive and correlation analysis was used to assess society’s ability to anticipate and respond to flooding. An assessment of the benefits of women’s roles in reacting to flooding was conducted using descriptive quantitative analysis. The findings show that during the three-day flood from 17-19 January 2013, damage in the residential sector amounted to USD 308 per household and USD 0.5 million in total. In the business sector, damage was USD 837 per business unit and USD 0.7 million in total. Generally, buildings that were inundated for more than three days and occupy a large area were more likely to experience severe damage. The residential and business sector buildings located in the study area are aware that they are in a high flood risk area. However, instead of setting up private mitigation measures, they depend more on public systems. By making a monetary assessment of women’s roles in relation to the three phases of flooding (i.e., before, during, and after), the individual benefit provided by each woman was estimated to be about USD 26 for families and USD 27 for society. However, only 30% of women were actually able to contribute to both flood adaptation at the family and society levels, and most of these women are elderly. 1.0 RESEARCH PROBLEMS 1.1 Description of the Problem Jakarta, the capital city of Indonesia, is regarded as one of the most vulnerable cities in the world with regard to climate change-related disasters. The city is susceptible to flooding, rising sea levels and other natural calamities (Firman et al. 2011). In reality the city has been prone to flooding for a hundred years. In the past three decades, three big floods have ravished Jakarta (i.e., in1996, 2002 and 2007), the last of which was the most devastating. The 2007 flood was regarded as a national disaster, causing a total loss of USD 516 million 1, with the residential sector suffering 73.56% of the total losses (BAPPENAS 2007). The most recent occurrence of excessive rain in Jakarta and the surrounding cities caused major flooding between 17 and 19 January 2013. It inundated 50 villages, submerged 98,444 houses, affected 40,416 people, and killed 20 people. The flood caused a total damage of USD 755 million (BPBD 2013). It is clear that flooding is a major threat to the city. Flooding occurs every year in Jakarta, particularly between November and February when precipitation is at its most prevalent. When intense rain occurs, some places, particularly roads and houses 1 USD 1 = IDR 9,735.5 1 Economy and Environment Program for Southeast Asia along rivers, are immediately flooded due to ineffective drainage systems. The rain that occurs locally in Jakarta is not the sole cause of flooding. In fact, it is the rain that occurs in the areas surrounding Jakarta that often contributes to overflowing streams, resulting in the overflow of rivers. Flooding in Jakarta occurs when water cannot easily flow to the Java Sea, owing to river clogging and narrowing, so overflowing river water inundates residential and business areas. The ability to assess flood damage is vital for a region to develop flood policy. In particular, stakeholders should conduct flood damage assessments as part of the economic analysis of flood alleviation programs. This kind of analysis reveals the benefits and the costs of each flood alleviation program. Benefits include flood damage reduction, while costs include the initial investment cost, operation costs, and maintenance costs required during the lifetime of the program. Since most flood alleviation programs span many years, a program will be selected if its stream benefit exceeds its stream cost. Therefore, the assessment of flood damage is important if stakeholders are to compare the costs and benefits of flood alleviation measures (Smith 1994). A number of theoretical and empirical studies have examined the issue of Jakarta’s flooding from multiple perspectives (Steinberg 2007; Brinkman and Hartman 2008; Texier 2008; Hurford et al. 2010; Akmalah and Grigg 2011; Ward et al. 2011). Most have studied the causes and the impacts of flooding. Their results show that a combination of topography, natural factors and human factors cause flooding. Jakarta is a delta city and 40% of its area is lowland. Thirteen rivers pass through it (BPS 2013) and natural meteorological conditions include high levels of rainfall, high tides, and land subsidence (Brinkman and Hartman 2008). Human factors create many problems, from upstream to downstream areas. In upstream areas, land conversion reduces the land’s capacity to retain water. In middle stream and downstream areas, rivers have narrowed due to sedimentation, the accumulation of garbage, and people illegally settling along the riverbank – all of these factors exacerbate the effects of flooding. Human factors are considered the main causes of flooding (Steinberg 2007; Texier 2008). After the 2007 flood, estimating flood damage in Jakarta assumed a new importance. The government conducted flood damage assessments after the 2007 and 2013 floods by using the economic commission for Latin America and the Caribbean damage and loss assessment methodology. As well as the assessment of post-flood events, several studies estimated the extent of damage that will be caused by future coastal and river flooding in Jakarta (e.g., PU 2011; Ward et al. 2011). However, these previous studies covered the whole Jakarta area and did not provide detailed information on specific flood areas. Such information is important for stakeholders when presenting the local flood situation and in evaluating the cost-effectiveness of the flood measure undertaken. 1.2 Gender Issues Disaster reduction is an issue that affects the lives of both women and men. Fothergill (2004) found that disastrous events, such as flooding, influenced women’s roles in their communities, their homes, and at their places of work. Many studies show that women are more vulnerable than men in the event of flooding. Firstly, women’s lives are in danger because they are more likely to be caught in the path of a flood, and in many cases they are directly injured during flooding (Norris et al. 2005). Secondly, women are more likely to suffer symptoms of post-traumatic stress disorder in the long term (Bokszczanin 2007) so a focus on the mental health of female flood victims should be prioritized. In developing countries men and women play different roles when coping with flood hazards (Tu and Nitivattananon 2011). The role of women in the event of flooding cannot be underestimated – they play a significant part before, during, and after flooding. During a flood event women contribute not only to the family but also to the community (Fothergill 2004). Women are vital in ensuring that the family is prepared, can cope, and recovers. In addition, women’s physical and socio-emotional efforts on behalf of the family significantly contribute to the process of mitigation and reconstruction (Enarson 2001). Women provide resilience, which is much needed when dealing with flooding. Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 2 Research detailing women’s roles with regard to Jakarta’s floods is still limited as there is a lack of qualitative and quantitative analysis. Such studies are important in shaping urban flood risk management policy. Information on this subject would be useful so that the government can support women’s contribution to family flood resilience. 1.3 Policy Context Local and national governments work hard to reduce flood-prone areas by conducting flood mitigation and adaptation programs, which consist of structural and non-structural programs from upstream and downstream areas. Structural programs include rehabilitating lakes, replanting forests, developing new flood canals, widening (the normalization of) rivers, building polder-systems, anticipating high tides, and reducing land subsidence rates. Non-structural programs involve many activities such as early warning systems, emergency response, and social awareness. Flood mitigation and adaptation programs began intensively in 2007 after the January 2007 floods hit Jakarta. All of the programs aim to reduce the number of flooded areas. During the 2007 floods, Jakarta had 78 flooded areas (see green-shaded areas in Figure 1). In 2013 there were still 32 flooded areas (see Figure 2). The areas of inundation were mostly located in West Jakarta, North Jakarta, and Central Jakarta. In the latter, severe floods occurred because the revetments on the west flood canal, Jakarta’s oldest canal, collapsed. Figure 1. Inundated areas, 2007 floods Figure 2. Inundated areas, 2013 floods Of the six rivers (i.e., Krukut, Angke, Cipinang, Sunter, Pesanggrahan, and Ciliwung) in whose vicinity flooding mainly occurs nowadays, the largest flooded area is located along the Pesanggrahan River, which flows through the southern and western parts of Jakarta. Deltares (2012) found that flooding is caused by the limited conveyance capacities of the main branches of the river due to a lack of maintenance. To reduce flood damage from the Pesanggrahan, from 2013 until 2015, the government is conducting a flood mitigation measure, called a “normalization program”, along a 26.7-kilometer stretch of the river. The aim is to widen the river, thereby increasing water discharge. The river will be widened from 10-15 m to 30-50 m and it is predicted that water flow will increase from 30 m3 per second to 220.3 m3 per second. Therefore, the conveyance capacity of the Cengkareng floodway will increase, which means water should be able to flow more easily to the sea (Deltares 2012), reducing the number of inundation areas along the river. The central government is providing USD 60 million to meet the construction costs of the normalization program and the local government is providing USD 40 million for land acquisition. 3 Economy and Environment Program for Southeast Asia 1.4 Review of Literature 1.4.1 Flood damage The effects of flood damage are classified into direct and indirect damage (Dutta et al. 2003; Merz et al. 2010). Direct damage occurs as a result of floodwater coming into contact with people, property or any other objects. Indirect damage is caused by the direct impacts of the flood event such as disruption to public services and traffic jams (Merz et al. 2010). Based on the value of the damage, flood damage covers tangible and intangible damages (Dutta et al. 2003; Merz et al. 2010). Tangible damage is defined as the damage that can be counted in monetary terms. Intangible damage covers damage which is either not traded in a market or is difficult to measure in monetary values. Flood damage can be estimated based on actual and potential conditions. The actual damage is the damage resulting from a specific flood (Smith 1994), while potential damage represents the maximum possible amount of damage which may occur if the area becomes inundated without any flood-defense measures (Messner and Meyer 2004). The difference between these types is called the “avoidable damage” (Smith 1981). Most studies estimate flood damage by developing flood damage functions that relate damage for the particular element at risk to characteristics of the flood such as depth, duration, velocity and contamination (Merz et al. 2010). “Element at risk” represents the amount of social, economic or ecological units affected by flood hazards in a particular area, for example people, households, companies and infrastructure (Messner and Meyer 2005). To date, most studies develop flood damage functions by considering direct flood damage and inundation depth (see Scawthorn et al. 2006; Jonkman et al. 2008; Kazama et al. 2010; Suriya et al. 2012). This function is known as stage damage function or depth-damage function. Several studies use other parameters such flood duration (e.g., Tang et al. 1992; Dutta et al. 2003), velocity (Thieken et al. 2005) and contamination (Kreibich et al. 2010). Two steps are taken to analyze flood damage: determining the flood characteristics and assessing the damage in monetary terms (Messner and Meyer 2005). Furthermore, different techniques have been used to estimate flood damage and to relate flood damage to its factors, for example regression (Tang et al. 1992; Thieken et al. 2005) and principal component analysis (Kreibich et al. 2010). The flood damage function can be written as a flood damage model. Such a model can be developed by using empirical and synthetic approaches. The empirical approach uses actual damage data gathered after particular flooding events, while the synthetic approach uses data collected through “what if?” questions (Merz et al. 2010). The synthetic approach represents a trade-off between time consumed and accuracy because it does not rely on information from actual events (Smith 1994). In addition, flood damage estimations can be conducted from three different approaches (i.e., micro, meso, and macro), which are related to the spatial accuracy of damage analysis (Messner and Meyer 2005). The micro scale estimates damage on a personal possession level, the meso scale assesses damage based on land use, and the macro scale evaluates damage at the municipality level. Many studies have attempted to estimate flood damage in both rural and urban areas. The latter has been the main focus for the last three decades (e.g. Smith 1981; Appelbaum 1985; Smith 1994). Urban flood damage can be very high because most urban areas are densely populated and contain a great deal of infrastructure. Previous studies have developed stage damage functions for the residential, commercial and industrial sectors. The results show that potential residential flood damage has increased drastically over the last 30 years (Penning-Rowsell and Green 2000). This is because people have been investing more money in property and its contents. As a result, shallow floods cause greater damage than anticipated. 1.4.2 Flood exposure indicators and flood vulnerability indicators Messner and Meyer (2005) indicate two types of flood exposure indicators. Firstly, the exposure that relates to different elements at risk, which informs us about elements of flood location (i.e., elevation, distance to river, and return periods). Secondly, the exposure that focuses on general flood characteristics (i.e., duration, depth, velocity and sedimentation load). Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 4 The actual flood damage depends on the vulnerability of the affected socio-economic and ecological systems (Cutter 1996). Vulnerability indicators measure how sensitively an element at risk performs when it is threatened with some kind of hazard (Messner and Meyer 2005). Flood vulnerability analysis is represented by flood-damage functions, which relate the damage for the respective element at risk to exposure indicators and vulnerability indicators. Information on flood damage, exposure indicators and vulnerability indicators can be used to develop stage damage curves. Such curves present information on the relationship of flood damage to flood depth (Smith 1994) and can be further analyzed under some different flood characteristics and socio-economic characteristics. Figure 3 shows how these analyses are related. Exposures indicators Exposure Flood characteristics Elements at risk Affected units Potential damage Vulnerability indicators • Flood vulnerability analysis • Stage damage curves Socio-economic units and systems Figure 3. Indicators to be employed in flood vulnerability analysis (Adapted from Messner and Meyer 2005) 1.4.3 Flood risk perception Flood risk perception refers to people’s perceived risk of flooding in the context of limited and uncertain information about flooding in their area. Perception motivates people to carry out flood risk mitigation measures and also drives public demand for flood protection; therefore perceived flood risk provides useful insights into flood risk management (Bubeck et al. 2012). Adger et al. (2009) stated that perceived risk affects people’s responses and management of future risk. Key to successful flood management is the way in which communities and local leaders respond to flood risk and how these groups cooperate (Fatti and Patel 2013). However, different people may assess the risk of flooding very differently because they do not have the same information about the probability of flooding (Messner and Meyer 2005). Siegrist and Gutscher (2008) found that people with no experience of flooding underestimated its negative effects because they visualize the flood consequences differently from those who have actually experienced flooding. Many potential factors influence people to take mitigation measures to prevent flood damage, such as past experience of flooding (Siegrist and Gutscher 2008; Fatti and Patel 2013), a lack of reliance on public flood protection, strong emotions, and fear (Grothmann and Reusswig 2006). Flood damage can be reduced by adopting mitigation and adaptation measures both publicly and privately. However, Grothmann and Reusswig (2006) found that self-motivation to mitigate the potential effects of flooding can be affected by barriers such as a lack of resources (i.e., time, money, knowledge or social support). 1.5 Potential Policy Contribution Most developing countries lack effective and efficient adaptation measures to combat climate change-related risks, and face challenges in integration with, and adaptation to, policy processes (IPCC 2007). Adaptation processes cover three phases: a) determining and assessing vulnerability and adaptation capacity; b) identifying adaptation options; and c) assessing adaptation strategies in order to develop recommendations (Tu and Nitivattananon 2011). 5 Economy and Environment Program for Southeast Asia In the case of the Jakarta floods, this study aids the government by determining and assessing flood vulnerability. Assessing flood damage from an economic perspective is important because it provides information about how much damage can be reduced if a flood measure is provided. In addition, information regarding flood damage and the costs of measures are important to develop a benefit and cost analysis of flood measures. Flood damage assessment contributes to the decision-making process. Social planners should focus on the safety standards of flood measures and also on the valuables protected by flood measures. Only then can they calculate the efficiency of flood measures. While the economic costs of alternative flood defense options are considered, the benefits of flood measures in the form of prevented flood damage should be taken into account (Messner and Meyer 2005). The study results highlight some positive contributions for the government and social planners. These include: 1. An estimation of the prevented flood damage as a result of the normalization program along Pesanggrahan River; 2. Useful input for flood risk mapping; 3. A description of river flooding vulnerability in the Pesanggrahan area; 4. Useful insight for the government into the demand for flood risk reduction; 5. Data on flood damage and flood characteristics caused by the overflowing of the Pesanggrahan River, which can be regularly evaluated in the future; and 6. An estimation of the benefits of women’s roles in relation to flooding. This report is organized as follows: the Section 2 indicates the research objectives of this study; Section 3 describes the research method, including the study sites, the analytical method, the data collection method, and the survey instruments; Section 4 presents the results,; Section 5 provides some concluding observations; and Section 6 offers policy recommendations. 2.0 RESEARCH OBJECTIVES This study aims to estimate the extent of river flood damage caused by the Pesanggrahan River in Jakarta. In particular, it estimates the costs of flood damage by estimating actual flood damage cost functions in terms of depth and duration. This assessment is essential to quantify the expected benefits of flood protection measures. Damage calculation focuses on the direct damage caused to the residential and business sectors. The research objectives are as follows: 1) To estimate the actual flood damage in the residential sector; 2) To estimate the actual flood damage in the business sector; 3) To analyze the relationships between flood exposure indicators, vulnerability indicators and the actual flood damage model; 4) To assess the ability of households and businesses to anticipate and respond to flood events based on their perceptions; and 5) To assess the benefits of women’s roles in the family and society during the three phases of flooding. 3.0 RESEARCH METHOD 3.1 Study Areas This study was mainly conducted in residential and business areas along the Pesanggrahan River, which was selected for two reasons. Firstly, these areas are the largest river flood-prone areas in Jakarta. Secondly, in 2012 the government adopted a river normalization program to reduce the amount of flooding in flood-prone areas, and the residential and business areas along the Pesanggrahan River will benefit from this program. In terms of the business sector, our survey also covers some parts of the Angke River and Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 6 Cengkareng Drain in West Jakarta. Figure 4 shows the study areas (in purple) from south to northwest Jakarta, and the detailed survey locations are indicated by red circles. Figure 4. The study areas The study areas cover a total of 12.3km2, with the distance from central Jakarta approximately 13-20 km. These areas lie between 13m and 66m above sea level. In January 2013, 18 out of 65 villages in South Jakarta flooded, as well as 30 out of 56 villages in West Jakarta (BPBD 2013). In South Jakarta, the survey was conducted in the villages of Ulujami in Pesanggrahan district, and Kebayoran Lama Utara and Cipulir in Kebayoran Lama district. In West Jakarta, the survey was conducted in the villages of Kedoya Selatan and Sukabumi Selatan in Kebun Jeruk district, and Rawa Buaya in Cengkareng district. These areas were selected because they are particularly prone to river flooding. In January 2013, 1,706 houses in these villages were inundated with river water. Table 1 details the characteristics of each village. Table 1. Description of study sites Municipality Village South Jakarta Cipulir Kebayoran Lama Utara Ulujami Sukabumi Selatan Kedoya Selatan Rawa Buaya West Jakarta Area (km2) 1.93 1.78 1.70 1.56 3.06 2.28 Population (people) 40,907 42,422 42,455 42,152 37,695 71,231 Houses (units) 10,778 10,563 9,798 10,073 9,963 19,579 Population density (people/km2) 21,162 23,803 24,900 26,868 16,502 17,505 Source: BPS (2013) These villages are typical of urban villages in developing countries in that they are densely populated. Large numbers of people live in slum areas and work in informal sectors. In 2013 at least six flood events of different scales occurred in these areas (17-19 January, 13-14 February, 4-5 April, 18-22 April, 20-21 July, and 8-9 August). In the aftermath of floods, people have become used to living in difficult and unhealthy conditions such as muddy, dirty houses. 3.2 Analytical Methods In response to the first and the second research questions, a flood damage model was formulated by using stage damage function (SDF) applied to actual flood damage, areas of flood exposure (flood 7 Economy and Environment Program for Southeast Asia characteristics) and socio-economic characteristics. This study collected actual flood damage data based on the 1719 January 2013 flood event. This data represents the ex-post costs incurred after the flood hit. Furthermore, the study employed micro-scale approaches. The flood damage analysis was conducted in two steps (Messner and Meyer 2004). Firstly the flood hazard was determined through exposure indicators such as depth and duration. Secondly, direct and indirect tangible damage was estimated in monetary terms. Direct damage includes building structure damage, content damage, outside property damage and clean-up costs, while indirect damage includes loss of income during flooding. In assessing flood damage, replacement costs and productivity costs were considered. Replacement costs represent the economic value of flood damage and are estimated by considering the cost to repair flood damage. For the residential sector, replacement costs were used to estimate the physical damage to structures, contents and exterior property damage. Content value assessment relates to the detailed inventory of the interior and exterior contents of a house. As mentioned by Scawthorn et al. (2006), in the flood area, it is important to estimate damages on the basis of depreciated value. Therefore, we used a depreciation rate of 1% per year to calculate the depreciation values of durable goods. Productivity costs were used for the business sector. These refer to economic loss as a result of flood damage, and were estimated by measuring the loss of production of commercially marketed goods. Flood damage function was estimated by the multiple regression analysis technique using the ordinary least squares (OLS) method. The dependent variable was the actual flood damage, while the independent variables were exposure indicators (flood characteristics) and socio-economic indicators. The relationship between the dependent variables and independent variables was assumed to be linear. Those data were subjected to parameter analysis using the Statistical Package for Social Sciences (SPSS) 20. Next, stage damage curves were developed using actual flood damage and exposure and vulnerability indicators. The actual flood damage was estimated for each sector. However the components of actual flood damage in households differed from those in the business sector. Besides damage to structures and contents, household damage included loss of income, evacuation costs and the cost of illness during flooding. Business damage accounted for a loss of turnover during the flooding. The model used to estimate flood damage in the residential sector was as follows: RFD = a0 + a1 DEP + a2 DUR + a3 INC + a4 ARE + a5 DIS + e (Equation 1) Where: RFD DEP DUR INC ARE DIS e : : : : : : : actual flood damage in the residential sector (monetary value in IDR) maximum inundation depth (cm) inundation duration (hrs) household income (IDR/month) house area (m2) distance from house to the nearest river (m) error term The model used to estimate flood damage in the business sector was as follows: BFD = b0 + b1 DEP + b2 DUR + b3 T UR + b4 ARE + a5 DIS + e (Equation 2) Where: BFD DEB DUR TUR ARE DIS 𝑒 : : : : : : : actual flood damage in business sector (monetary value in IDR) maximum inundation depth in business sector (cm) inundation duration in business sector (hrs) turnover per day (000 IDR) total area of units (m2) distance from business to the nearest river (m) error term The first model was used to analyze the actual flood damage of three different income groups in the residential sector. The households were classified into three levels of monthly family income: low (<USD Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 8 226 2), middle (USD 226-514), and high (>USD 514). A USD 226 value (IDR 2.2 million) was used as the lowest base since it is the minimum monthly wage rate for Jakarta workers based on the decree issued by the Governor of Jakarta, No.182, 2012. The second model was used to analyze the actual flood damage for two different business groups, represented by business turnover per year: micro (≤USD 30,000), and smallmedium (USD 30,000-500,000). This classification is based on Statute No. 20, 2008. To satisfy the requirements of the third research question, flood vulnerability analysis was performed to determine the relationship between damage, elements-at-risk and flood impacts (Messner and Meyer 2004). For the first step, the elements at risk, exposure indicators and vulnerability indicators were determined. Next, the analysis was conducted by constructing a stage damage curve (SDC), which showed the relationship between the expected flood damage and inundation depth. Some SDCs were constructed using different exposure indicators to see how the curves varied. In order to tackle the fourth research question, respondents from the residential and business sectors were asked about their beliefs and perceptions of future flooding events. We used the January 2013 floods as an example of a 30-year flood return period 3 and we adopted a method from Bubeck et al. (2012). Respondents were requested to express their beliefs on the a) probability of occurrence and b) expected damage. These beliefs were expressed on a scale of 1 to 7. For example, a score of 1 shows that a future flood event will not occur at all and therefore has no consequences. A score of 7 indicates that a future flood event will definitely occur so its consequences are considered to be enormously high. The perceptions were articulated in two questions: a) the intention to adopt flood-defense measures in the future, and b) the demand for flood risk reduction measures from the government. For the first perception, a score of 1 indicates that a respondent certainly does not intend to carry out mitigation measures, while a score of 7 indicates that a respondent absolutely intends to carry out mitigation measures. For the second perception, a score of 1 demonstrates that a respondent considers it not at all important to prevent the negative impacts of flooding, while a score of 7 shows that a respondent thinks that preventing the negative impacts of flooding is extremely important. Table 2 shows how each scale represents each belief and perception. Table 2. Detailed scale of beliefs and perceptions a) Belief in the probability of flooding in the future in their area [ 1 ] Definitely will not happen [ 2 ] Very unlikely to happen [ 3 ] Unlikely to happen [ 4 ] Neutral [ 5 ] Likely to happen [ 6 ] Very likely to happen [ 7 ] Definitely will happen c) Intention to adopt flood-defense measures in the future [ 1 ] Definitely not [ 2 ] Very unlikely [ 3 ] Unlikely [ 4 ] Neutral [ 5 ] Likely [ 6 ] Very likely [ 7 ] Definitely b) Perceived consequences of future flooding events [ 1 ] Definitely won’t have any consequences at all [ 2 ] Very unlikely to have consequences [ 3 ] Unlikely to have consequences [ 4 ] Neutral [ 5 ] Likely to have consequences [ 6 ] Very likely to have consequences [ 7 ] Consequences are extremely high d) Perceptions of the demand for flood risk reduction measures by the government [ 1 ] It is not important at all [ 2 ] It is very unlikely to be important [ 3 ] It is somewhat important [ 4 ] Neutral [ 5 ] It is likely to be important [ 6 ] It is important [ 7 ] It is extremely important The data that represents beliefs and perceptions was analyzed to assess the level of participants’ abilities to anticipate and to respond to flood events. The Spearman correlation was applied to determine the relations between these beliefs and perceptions because of the non-parametric distributions of the variables. 2 3 Values in USD as of January 2013, using an average exchange rate of 1 USD = 9,735.5 IDR. Based on discussion with a staff member of the Indonesian Meteorological, Climatological and Geophysical Agency. 9 Economy and Environment Program for Southeast Asia In addition to the beliefs and perceptions, we collected other information such as respondents’ attitudes towards efforts in dealing with flood events. The attitudes included: a) their actions to save their lives and assets when the water reaches a high level, and b) the measures that they will take to reduce the risk of flooding in the future, e.g., taking out flood insurance, adding an extra floor to their dwelling, or increasing the height of the floor. We also asked whether or not respondents would move to a new, safer location and the reasons behind their decision. In order to answer the fifth research question, a number of steps were taken. Firstly, the roles of women during the three phases of flooding were identified as preparedness, coping and recovery. These roles were described not only at a family level but also at the societal level. Secondly, the benefits that women provide via their roles were monetized. This estimation followed four steps: a) identifying the number of hours that women contribute in each phase; b) expressing those hours into a person-day equivalent, in which a person-day equals eight working hours; c) multiplying the number of person-day equivalents by minimum wage rates per day, which were taken to be IDR 100,000 (USD10), and; d) adding up all of the benefits that women contribute during each phase of flooding. 3.3 Data Collection Methods This study used primary data gathered by surveying households and business units based in the study areas. Structured face-to-face interviews were conducted by trained interviewers in order to collect a cross-section of data. For gender issues, we specifically conducted four sessions of focus group discussions (FGD) with women who actively contributed to helping society in times of flooding. Additional information was collected from some government agencies such as the Regional Development Planning Agency (BAPPEDA), the Provincial Statistical Agency (BPS), the Disaster Mitigation Agency (BPDB), and the Public Work Ministry (PU). Key informant interviews and a final workshop were used to collect even more detailed information. Households and business units were eligible for the survey if they had been affected by the floods economically, in health terms, or via physical damage, and if they agreed to participate. The contact person in households was the head of household (husband) or his wife, while the contact person in business units was the owner or the manager of the business. If the target household or a business unit was not eligible or was not available at the time of the survey, the next closest household or business unit was approached. Samples were selected by using a multistage sampling method. The population was quantified as the number of households and business units located in flood-prone areas along the Pesanggrahan River. The sampling method consisted of two stages. First, villages along the river were listed and the number of flooded neighborhoods (rukun tetangga) within these villages was identified. Second, the sample neighborhoods were selected using purposive sampling. After that, household samples were selected in the sample neighborhoods by using simple random sampling. In total, 300 households and 150 business units were sampled. 3.4 Survey Instruments Each survey used a set questionnaire as an instrument. The household questionnaire covered seven areas: personal information, condition of house, emergency response to flooding, the cost and damage of floods, beliefs and perceptions regarding the risk of floods, willingness to move, and the layout of the house. The business questionnaire covered six areas: information about the business, the condition of the building, the emergency response to flooding, the costs associated with structural damage, beliefs and perceptions regarding the risk of floods, and the layout of the building. During the survey, each respondent’s location was marked using a Global Positioning System (GPS) device so that accurate locations are available for further spatial analysis. Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 10 4.0 RESULTS 4.1 Sample Characteristics 4.1.1 Residential sector In April 2013, 300 households were interviewed. The ages of the respondents ranged from 16 to 87 years, with an average of 43.7 years. At 63.6%, slightly more women participated in the survey than men, probably because their husbands were working during the interview stage. Nonetheless, these women could explain what had happened to their families during the January flood event and answered the questions clearly. Most respondents lived in highly-populated areas and come from low- or middle-income households. They lived, on average, 84.8 m away from the river, and the distribution of the data was from 0 m to 284 m away from the river. Their houses were mostly permanent constructions and had a total area of less than 70 m2. The proportion of households living in one-floor houses and two-floor houses were equal. A second floor had often been deliberately built as a response to flooding. One third of the respondents were migrants from outside Jakarta who had been living in Jakarta for less than 10 years. On average, their monthly income was IDR 3,447,800 (USD 354) and 42% had monthly incomes below the standard regional minimum income, which is USD 220. The majority of people in these villages mostly work in informal sectors and 36% of them earn their living from running small businesses. From April 2012 to April 2013, 53% of respondents experienced between 6 and 15 flood events. However people are used to living with flooding and its aftermath, including mud and dirt in and around their homes. 4.1.2 Business sector From May to June 2013, 150 business owners were interviewed. Most run small or medium scale enterprises such as grocery stores, clothes shops and small restaurants. About 81% employ between one and four workers, and about 75% have a turnover of less than IDR 2 million (USD 205) per day. Some of these business units are located in business areas and others are located in residential areas. Most businesses occupy small buildings and, on average, each business occupies a total area of 38 m2 (including garages). None of the buildings have a basement and 87% are permanent structures. About 72% have an attic and 13% have a garage or carport. Premises are located, on average, 84.8 m away from the river, ranging from the riverbank (minimum distance, 0 m) up to 123.7 m (maximum distance) away from the river. About 51% of the business units run their businesses from their own buildings. From May 2012 to May 2013, 45% of respondents experienced between 6 and 15 flood events and 51% of them said that the time between receiving flood information and flood arrival was less than three hours. During the January floods, on average, the inundation depth was 74 cm, and the water stayed inside buildings for 84 hours. 4.2 Estimation of Actual Flood Damage in the Residential Sector The median total household damage amounted to about IDR 2.4 million (USD 247) for the 300 households included in the sample. The mean total damage to houses was IDR 3.1 million (USD 318). About 18% of households experienced flood losses of less than IDR 1 million (USD 102) and 10% of households suffered flood damage in excess of IDR 6.6 million (USD 678). Just 2% of households had to cope with damage amounting to over IDR 9 million (USD 924). Households with more property at risk, such as vehicles and electronic goods (e.g. televisions, computers, refrigerators), experienced higher flood damage. For most households, direct damage was greater than indirect damage. On average, per house, direct losses were IDR 2.3 million (USD 236) and indirect losses were IDR 0.8 million (USD 82). Content damage was the major component of direct losses (see Table 3). 11 Economy and Environment Program for Southeast Asia Table 3. Average flood damage per house during the 17-19 January 2013 flood event Damage 1. Direct 1.a. Structural damage 1.b. Content damage (inside and outside) 2. Indirect 2.a. Clean-up cost 2.b. Loss of income 2.c. Evacuation and temporary house 2.d. Cost of illnesses Total Value (IDR) Value (USD) Percentage 423,395 1,881,703 43 193 14 60 241,186 290,345 117,383 142,252 3,096,264 25 30 12 15 318 8 9 4 5 100 Content losses varied across households from zero to IDR 8.4 million (USD 863). Higher losses were found in households with higher family incomes and larger houses. Households with two stories could move their assets to a higher floor to minimize losses. After flood events, on average, households spent 24 hours or three-person days 4 ridding their houses of mud and cleaning and tidying the contents of the home. We calculated the loss of income by multiplying the number of days absent from work due to flooding. On average, the number of days absent was four, and the loss of income per household during those days varied from zero to IDR 3.5 million (USD 359). The cost of evacuation and temporary accommodation in residential areas was a result of the indirect effects of flooding (Penning-Rowsell and Green 2000). Because of evacuation or the need for house repair, about 70% of respondents moved to temporary places such as family houses, mosques or evacuation camps. On average, they stayed in these places for five or six days and spent about IDR 117,383 (USD 12) on traveling, food and lodging. About 71% used their own money to finance their evacuation. With regard to the cost of illness, the number of family members who fell ill during and after floods varied from one person to three people per household, most of them being children. Of those who fell ill, 34% suffered from a fever, 21% from external irritation, and 18% from diarrhea. Even though 89% visited a doctor, the average cost of illness was low because 45% of those affected visited doctors provided by the government or social agencies free of charge. We performed a multiple regression analysis to predict the actual flood damage in residential areas. Table 4 shows that inundation depth and duration, household income, and house area are all good predictors of the actual flood damage. However, distance from the river makes no significant contribution to the model. Households living close to the river took precautionary action, such as increasing the height of the floor and constructing concrete barricades in front of their houses. In some cases, elevated areas located close to the river were higher than those farther from the river, making their upper floors more vulnerable. Table 4. Actual flood damage function estimates for the residential sector Constant Inundation depth Inundation duration Household income Total house area Distance from river Coefficients -14.161 13.038 4.474 0.197 7.963 2.652 Std. Error 358.553 3.237 2.553 0.037 1.762 1.828 Sig. 0.969 0.000 0.081 0.000 0.000 0.148 VIF 1.349 1.303 1.065 1.078 1.052 Dependent variable: total damages (000 IDR), R2 = 0.256, adjusted R2 = 0.244, Durbin-Watson = 1.804, total n = 300. The model is significant at 99% confidence level because the value of significance F is less than 0.01. About 25.6% of the variation of flood damage is attributed to independent variables. A lower R2 is still acceptable because this study employed cross-section data and four variables have positive values, as 4 One person day = eight hours. Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 12 expected in theory. Variable inundation depth, inundation duration, household income and total house area appear to positively and significantly influence the dependent variable. Based on the model, we estimated the actual flood damage per household by multiplying each coefficient with the mean of each variable. An estimation of the total damage per household was calculated as follows: RFD = -14.161 + 13.038 (86.59) + 4.474 (97.62) + 0.197 (3447.79) + 7.963 (67.93) + 2.652 (84.80) = 2,996.60 (IDR 000) = IDR 2,996,600 An estimation of total damage for the residential population is obtained by multiplying RFD with the population, 1,706. Therefore, the total flood damage for the total population is IDR 5,112,301,960 (USD 0.5 million). The flood model was further analyzed in detail based on the three levels of household income. The respondents were classified into low-income (42%), middle-income (45.7%), and high-income (12.3%) households. Table 5 shows that, among the models, inundation depth and total house area are positive and linear in influencing flood damage at all levels of income. Inundation duration and household income positively influence flood damage middle- and high-income households; these variables negatively influence the damage and are even less significant for low-income households. Based on Table 5, we estimated the total damage incurred by each income level by multiplying the variable coefficient with the variable mean in each model. Table 6 indicates that high-income households experience the highest level of flood damage per house. However, because the middle-income household bracket contains the highest number of houses, the highest total flood damage occurs at this income level. Table 5. Coefficient estimates for actual flood damage in the residential sector across three income groups Constant Inundation depth Inundation duration Household income Total house area Distance from river R2 Adjusted R2 Durbin-Watson n Low-income 1,382.847 (903.128) 10.805 ** (5.203) - 0.291 (3.901) - 0.427 (0.426) 11.790 ** (4.784) 4.558 (2.920) 0.130 0.094 1.743 126 Middle-income -1,073.035 (847.195) 11.724 *** (4.321) 9.642 *** (3.526) 0.422 ** (0.221) 6.323 *** (2.385) 2.623 (2.482) 0.279 0.252 1.944 137 High-income -1,408.069 (1, 413.337) 30.529** (12.810) 7.121 (11.293) 0.216*** (0.077) 7.665** (3.348) - 1.411 (6.789) 0.462 0.375 1.653 37 *, **, *** indicates significance at the 90%, 95% and 99% levels, respectively. Standard deviation is given in the bracket. Table 6. Actual flood damage in the residential sector by income level Income group Low Middle High Total 13 Damage per house (USD) (1) 264 293 447 Economy and Environment Program for Southeast Asia Percentage from population (%) (2) 42.0 45.7 12.3 100.0 House (units) (3) = (2) * 1,706 717 779 210 1,706 Total damage (USD) (4) = (1)*(3) 189,211 228,564 93,803 511,578 4.3 Estimation of Actual Flood Damage in the Business Sector The median total amount of damages was IDR 5.9 million (USD 606) for the 150 business units included in the sample. The mean total damage per unit was IDR 8.1 million (832 USD). About 12% of respondents experienced flood damage of less than IDR 1.5 million (USD 154), and 10% of respondents suffered flood damage in excess of IDR 20 million (USD 2,054). Business units with more content experienced higher losses. The total damage per business unit, on average, was IDR 8.6 million (USD 883). For most business units the total indirect damage was greater than the total direct damage. The total direct damage (i.e., structural and content damage) was valued at IDR 2,107,860 (USD 216), while the total indirect damage (i.e., including loss of turnover, the cost of temporary quarters, the cost of labor, and the cost of cleaning up) amounted to IDR 6,479,004 (USD 665). In terms of direct costs, structural damage was less costly than content damage because most owners have small buildings. Content damage was quite high, suggesting that owners did not have enough time to evacuate their contents. Table 7 shows that compared to other costs, the highest cost incurred was loss in turnover. This accounted for about 61% of the total costs, depending on the number of days the business was closed. About 93% of respondents closed their businesses as a result of flooding, with five days being the average closure. Only 4% of businesses established temporary headquarters at another location. Table 7. Average flood damage per unit in the business sector during the 17-19 January 2013 flood event Damage 1. Direct 1.a. Structural damage 1.b. Content damage 2. Indirect 2.a. Loss of turnover 2.b. Temporary headquarters 2.c. Labor cost 2.d. Clean-up cost Total Value (IDR) Value (USD) Percentage 564,800 1,543,060 58 158 7 18 5,252,704 56,000 383,667 786,633 8,586,864 540 6 39 81 882 61 1 4 9 100 We performed a multiple regression analysis to predict the actual flood damage in the business sector. The model is significant at 99% confidence level because the value of significance F is less than 0.01. Table 8 shows that inundation depth and duration, turnover per day, and total area are sufficient predictors of actual flood damage. About 44.4% of the variation in flood damage is attributed to independent variables. However, it is important to remember that distance from the river makes no significant contribution to the model. Table 8. Actual flood damage function estimates for the business sector Constant Inundation depth Inundation duration Turnover per day Total area Distance to river Coefficients -1,698.855 30.816 30.310 2.171 28.775 2.084 Standard error 1,298.524 12.535 8.642 0.220 8.283 2.789 Significance 0.193 0.015 0.001 0.000 0.003 0.455 VIF 1.247 1.282 1.176 1.023 1.047 Dependent variable: total damages (IDR 000), R2 = 0.444, adjusted R2 = 0.425, Durbin-Watson = 2.030, total n = 150. Based on the model, we estimated the actual flood damage per business unit by multiplying each coefficient with the mean of each variable. An estimation of the total damage per business unit is as follows: Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 14 = -1,698.855 + 30.816 (74.15) + 30.310 (84.45) + 2.171 (1,787.66) + 28.775 (30) + 2.084 (129.69) = 8,147.861 (IDR 000) = IDR 8,147,861 An estimation of the total damage attributed to the business population is found by multiplying the business actual damage (BAD) with the population, 816. Hence, the total flood damage for the business population is IDR 6,648,654,348 (USD 0.7 million). We further analyzed the flood damage by classifying the business units based on their turnover per year. The respondents included micro businesses (49%), small businesses (46%), and medium-sized businesses (5%). We had previously planned to develop three models for each group but because the medium-sized business group contained only seven business units, we could not analyze it separately. Additionally, for further analysis, we divided all the respondents into two groups: micro businesses and small- to medium-sized businesses. Table 9 shows that for both models inundation duration, inundation depth, and the total area of the business’ building positively and significantly influences flood damage. Moreover, turnover per day positively influences flood damage, but it is only significant in the small- to medium-sized business group. Table 9. Coefficient estimates of actual flood damage, business sector, two turnover groups Micro businesses -1,785.344 (1,154.075) 30.955 *** (9.514) 19.155 *** (6.473) 2.678 (1.676) 20.210 * (11.256) 1.543 (2.109) 0.374 0.328 1.500 74 Constant Inundation depth Inundation duration Turnover per day Total building area Distance to river R2 Adjusted R2 Durbin-Watson n Small- to medium-sized businesses -1,094.352 (847.195) 43.102 (23.570) 48.367** (17.243) 1.684** (0.351) 25.668* (11.251) 3.760 (5.517) 0.328 0.280 1.916 76 *, **, *** indicates significance at the 90%, 95%, and 99% levels, respectively. Standard deviation is given in brackets. Based on the two models in Table 9, we estimated the total damage incurred in each group by multiplying the variable coefficient with the variable mean in each model. Table 10 indicates that the flood damage per business in the small- to medium-sized business group is 2.5 times higher than that of the micro business group. Table 10. Actual flood damage in the business sector by turnover Business turnover Micro Small-medium Total Damage per units (USD) (1) 481 1,210 Percentage of population (%) (2) 49.0 51.7 100.0 Business (units) (3) = (2) * 816 400 416 816 Total damage (USD) (4) = (1)*(3) 192,286 503,362 695,648 Based on the previous flood damage models, we can roughly estimate two values: a) the total flood damage inflicted on the residential and business sectors after a three-day flood event, and b) the benefits of the normalization program. The total flood damage amounted to IDR 12 billion (USD 1.2 million) for six 15 Economy and Environment Program for Southeast Asia villages for the one flood event in 2013. Compared to results from BPBD (2013), this study seems to have underestimated the flood damage because it did not include intangible damage and damage to other sectors such as large-scale business, public facilities and transportation. It is predicted that the normalization program will reduce flood damage. The normalization program aims to reduce the depth and duration of flood inundation in the most vulnerable areas as well as the number of areas inundated by flood water (by increasing water flow or discharge). We do not have any clear information about the reduction targets for either inundation depth or inundation duration as a result of the normalization program. Therefore we have assumed that both inundation depth and inundation duration will reduce by 50%. Based on our data, in the residential sector the mean inundation depth was 86.6 cm and the mean inundation duration was 97.6 hours. In the business sector, the mean inundation depth was 74.2 cm and the mean inundation duration was 84.5 hours. We reduced these numbers by 50% and put the new figures into equations (1) and (2), ceteris paribus. Since inundation depth and inundation duration have a positive influence on the models, reduction in these variables results in a reduction in flood damage per unit in each sector. Finally, after multiplying the damage per unit with the total number of units, we estimated that a 50% reduction in both variables would result in a flood damage reduction of about 26% in the residential sector and 30% in the business sector. These values indicate the potential benefits of the normalization project (see Table 11). Table 11. Estimation of flood damage reduction from the river normalization project Sector Residential Business 4.4 Number of units (1) 1,706 816 Before normalization Total Damage per damages unit (USD) (USD) (2) (3) = (1) x (2) 300 511,230 815 664,869 After normalization Total Damage per damages unit (USD) (USD) (4) (5) = (1) x (4) 222 373,333 572 466,962 Damage reduction (%) [(5)-(3)]/(3) x 100% 26 30 Relationships between Flood Exposure Indicators, Vulnerability Indicators, and the Flood Damage Model In this study, the elements at risk were households, people and business units along the Pesanggrahan River that experienced flood damage during the 17-19 January 2013 flood event. The exposure indicators were divided into two types. First, the indicators were focused on general flood characteristics such as inundation depth, inundation duration, distance of buildings from the river, and flood frequency. Second, we focused on the kind of exposure to different elements at risk. Household area and household income were included in the exposure indicators for the household sector, while the business area and turnover per day were the two items included for the business sector. The vulnerability indicator focused on flood awareness and is indicated by the time lag between becoming aware that flooding might reach the building and the moment when the water actually reaches the building. Each exposure indicator was classified into several categories. Inundation duration was classified into above and below 72 hours (three days). The distance between a building and the river was classified into near (≤ 50 m), medium (51-100 m), and far (> 100 m). House area was classified into small (≤ 70 m2), medium (71-120 m2), and large (120 m2). Household income was classified into low income (≤ IDR 2.2 million or USD 225 per month), middle income (IDR 2.2-5 million or USD 225-514 per month), and high income (> IDR 5 million or USD 514 per month). Flood frequency was classified into the rate of occurrence of flood events per year: infrequent (< 5), often (6-15), and very often (> 15). Since SDCs depict the relationship between inundation depth and flood damage, the correlation has been predicted to be positive; hence, the higher the position of the SDC, the higher the damage at the same level of inundation depth. Furthermore, a steeper SDC indicates a greater rate of flood damage when inundation depth is increased. So far, inundation depth is the main flood characteristic used to estimate Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 16 expected flood damage by means of depth-damage curves (Messner and Meyer 2005) because other variables are difficult to measure (Smith 1994). 4.4.1 Residential sector All SDCs have a positive gradient, which shows that an increase in flood depth also increases flood damage. Figure 5 shows that households that were inundated for more than 72 hours experienced more flood damage than those that were inundated for less than 72 hours. The longer the duration of a flood, the greater the total damage will be. This result is in line with Penning-Rowsell and Green (2000) and Messner and Meyer (2005). Households that were located close to the river suffered less damage than those further away from the river. This result is in contrast with the hypothesis. Based on observation, households that were located between 51 and 100 m from the river had a lower elevation than those located closer to the river. Figure 5. SDC in the residential sector based on flood duration and distance from river Figure 6 shows that high-income households suffered more damage than low-income households and that large houses suffered more damage than small ones. Household income and house area are related, since large houses are mostly owned by high-income households. Large houses are more vulnerable to flooding because, generally speaking, they contain more furniture and electronic appliances. PenningRowsell and Green (2000) confirmed that potential flood damage increases significantly in houses that are occupied by the higher socio-economic groups. Figure 6. SDC in the residential sector based on household income and house area 17 Economy and Environment Program for Southeast Asia This study was conducted in six flood-prone villages where many people have become accustomed to flooding. Figure 7 indicates that if the inundation depth is above 70 cm, rarely-flooded houses tend to experience a higher loss than those that are often flooded. This demonstrates that the more experienced households are in dealing with floods, the better prepared they are in keeping their belongings safe. Households employed reactive adaptation measures during floods such as constructing concrete barriers in front of their homes to act as flood retainers, raising the height of floors, or adding extra floors. Figure 7. SDC in the residential sector based on flood frequency When considering the vulnerability indicator, Figure 8 shows that the longer the time lag between learning that the building might be flooded and the moment when the water actually reaches the building, the greater the flood damage is. This result does not confirm the hypothesis. It was initially predicted that time lag and flood damage would have a negative correlation. We further analyzed the relationship between the proportion of salvaged contents, total damage and flood awareness. The results showed that these variables have a positive correlation. It seems that flood awareness does not contribute significantly to flood damage reduction. Figure 8. Flood vulnerability curve in the residential sector Households received flood information from many different sources, such as television, mosque broadcasts, family, and neighbors, with mosque broadcasts being the main source. Normally only the local leader has direct access to flood information. He receives information from Katulampa dam officers (a dam located upstream of Jakarta that controls the water flow from Bogor to Jakarta), BPDB, or the community radio that operates during heavy rain. The time lag between the receipt of information and the arrival of flooding is quite short. About 52% of the sample received information less than three hours before the flood arrived. The mean flood awareness time is 5.5 hours, while the mean preparation time is 1.4 hours. Most households do not take any direct action when they first receive information about the impending flood because they do not believe that the flood will actually occur until they see the water heading towards their house. Consequently, they only start to evacuate their belongings when the water Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 18 reaches their home. In this time, 58% of people are able to save their belongings, worth around IDR 15 million (USD 1,540), which mostly comprises vehicles. Most households take several preventative measures to reduce flood damage such as moving belongings to a second floor or higher ground, moving vehicles to higher ground, and shutting down the electricity supply. For households located on riverbanks, floods often come without any rain. For example, even on sunny days, water can suddenly inundate houses. People call this condition banjir kiriman or “the sent flood”, which means that the flood is caused by rain falling in surrounding areas. Consequently, households have grown familiar with flooding and have become relatively unresponsive to flood information. This does not mean that households do not take any action to save their belongings but that they have created their own adaptation measures. Jakarta implemented a Flood Early Warning System (FEWS) on the Pesanggrahan River after the breach, and complete destruction, of Situ Gintung dam on 27 March 2009. After the Situ Gintung catastrophe occurred, the Pesanggrahan riverbank in Jakarta became more prone to flooding because the dam that once retained floodwater from the river was no longer in place. FEWS is an important flood measure because it warns people about future flooding events. Penning-Rowsell and Green (2000) found that an increase of more than two hours warning time can reduce flood damage by more than 10%. This tells us that human effort and coping strategies during the warning lead-time of a flood have a clear impact on the amount of flood damage suffered. 4.4.2 Business sector As in the residential sector, the duration of floods in the business sector has a positive correlation with greater flood damage. Figure 9 shows that business units that experienced more than three days of flooding suffered more damage than those that endured less than three days of flooding. Also, business units located close to the river suffered more flood damage than those more distant from the river. For example, the first floor of Cipulir market, located less than 50 m from the river, is frequently flooded if there is persistent rain that lasts for several hours. During the January floods, at least 666 kiosks located on that floor were inundated, which resulted in interrupted business activities and financial losses. Figure 9. SDC in the business sector based on flood duration and distance from river A larger area and a greater turnover per day tend to increase flood damage of business units. Figure 10 shows that business units with an area greater than 60 m2 suffered more damage than those with an area of less than 30 m2. Business units with a daily turnover of more than IDR 5 million (USD 514) have a higher and steeper gradient than those with a daily turnover of below IDR 2 million (USD 205). Business area and turnover per day seem to have a positive correlation with expected damage. For the three categories of flood frequency, Figure 11 indicates that if a flood is more than 120 cm deep, a frequently flooded business unit will tend to have more damage than that of an infrequently flooded business unit. During the last year, Cipulir market experienced seven flood events that forced traders to stop 19 Economy and Environment Program for Southeast Asia their activities. The market houses more than 650 clothes vendors, and each of these has an approximate average turnover of IDR 4 million (USD 411). Despite the fact that flooding has caused damage to these businesses and has reduced revenues (due to temporary closure), these business owners continue to trade in the same place. This is most likely because their businesses are their main livelihoods and they have built a clientele in the vicinity of Cipulir market and so may be reluctant to move. Figure 10. SDC in the business sector based on total area and daily turnover Figure 11. SDC in the business sector based on flood frequency Business units located near residential areas receive most of their flood information from mosque broadcasts. Business units located in Cipulir market receive flood information from friends and the market security team. Several business owners check the water level in the river themselves. The mean flood awareness time is 4.7 hours and the mean of preparedness time is 1.4 hours. Although business units have sufficient time to prepare and evacuate their contents, they can’t save them as quickly as households because they have more things to save. Business owners with units located near residential areas are able to evacuate their belongings quickly as their business is located close to their home. Other business units have difficulty evacuating their belongings, especially when flooding occurs at night (outside working hours). The flood vulnerability curve (Figure 12) shows that flood awareness has a negative correlation with expected flood damage. It also suggests that a longer time lag could provide an adequate amount of time to save belongings and reduce flood damage. Business owners think in terms of their business – they don’t take risks by delaying the evacuation process. As soon as flood information is received, business owners act immediately to protect their goods and inventory. Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 20 Figure 12. Flood vulnerability curve in the business sector 4.5 Household and Business Responses to Flooding Based on Perceptions 4.5.1 Residential sector Respondents’ perceived probability of a flooding event and their perception of there being consequences should such an event happen were used to determine their risk perception. The mean rating and standard deviation (SD) were found to be higher for the perceived probability (mean = 5.9 and SD = 1.4) than for the perceived consequence (mean = 5.7 and SD = 1.3). These findings confirm the result achieved by Bubeck et al. (2012), which shows that perceived probability has a higher standard deviation and indicates a larger variability in responses. The survey showed that risk perceptions were high, with mean scores above 5 points. Most households viewed the perceived probability of flooding as “likely to happen” or “very likely to happen”. As for perceived consequence, households viewed it as “likely to have consequences” or “very likely to have consequences”. These results showed that households were aware that they were living in a flood-prone area. Moreover, most households (89.4%) believed that future flood events would have consequences. In response to flood events, more than 50% of the surveyed households were going to undertake private flood mitigation measures (see Figure 13). This indicates that households are quick to take flood risk mitigation measures. However, 25.7% of households stated that they would not undertake any mitigation measures in the future because mitigation measures are already in place or because they lacked the financial resources to undertake such measures. The results are in accordance with Grothmann and Reusswig (2006), who also found that the risk perceptions of an individual who had implemented mitigation measures were likely to decrease after the measures had been put in place. 12.0% 10.3% 34.0% 25.7% 11.0% 3.3% Definitely not Very unlikely Unlikely Neutral Likely Very likely Definitely 3.7% Figure 13. Intentions to undertake future flood mitigation measures in the residential sector Table 12 presents the results of correlation analysis of the intention to undertake mitigation measures and the two dimensions of flood risk perception. Perceived probability has a small correlation with the intention to undertake flood mitigation, while the perceived consequence is not statistically significant. These results were confirmed by Bubeck et al. (2012) who found a rather weak relationship between the 21 Economy and Environment Program for Southeast Asia intention to employ mitigation measures and risk perceptions (perceived probability). This situation can be explained by the characteristics of the households in the study area. About 69.3% of households had been living in the same house for more than 10 years, so most of them had experienced at least 10 annual flood events and three five-year flood events (2002, 2007 and 2013). The worst flood, which happened in 2007, had compelled most households to be more prepared. In addition, between April 2012 and April 2013 several areas had flooded more than five times and households had already taken precautionary actions after the previous bout of flooding. Table 12. Correlation between the intention to mitigate and two components of risk perception in the residential sector Perceived Probability 0.118* -0.034 Intention to mitigate Demand for public flood mitigation Perceived Consequence 0.070 -0.038 * Correlation is significant at the 0.05 level (2-tailed). Surprisingly, although it was expected that the correlation between public mitigation and risk perception would be strong, the correlation between intention to mitigate and risk perception was weak and as a result Table 12 shows that there is no statistically significant correlation. People living along the Pesanggrahan River argued that if the government did not come up with any public flood mitigation measures, then their private mitigation measures would be useless. Figure 14 indicates that 74% of households considered it extremely important to make public flood reduction efforts. This opinion is in accordance with Grothmann and Reusswig (2006), who stated that people often rely solely on public flood mitigation measures and as a result people probably have less intention to perform mitigation activities themselves. There is no clear correlation between demand for public mitigation measures and the two flood risk perceptions. 0.3% 0.0% 0.3% 1.7% 3.7% It is not important at all It is very unlikely important It is somewhat important 20.0% 74.0% Neutral It is likely important It is important It is extremely Important important Figure 14. Demand for public flood reduction in the residential sector The correlation between flood risk perception and demand for public flood reduction efforts is hardly detectable. In South Jakarta, although the government is conducting the normalization project, households do not consider expanding the river to be effective enough. Households in Ulujami claimed that their area had become more vulnerable to flooding since early 2012, when a new apartment project turned a swamp area into an apartment block. People in neighborhood 3 (RW 3) Ulujami pointed out that flooding was worsening and occurred more often, even on sunny days and during light rainfall. Although such allegations need further verification, they make the case that the reduced swamp area has forced the water to flow back to residential areas as a water catchment area no longer exists. In Kedoya Selatan in West Jakarta, there is a particular conflict of interest within the community. The river flows through two avenues, the main river and its creek. Previously the creek had been useful for irrigation, but is now used to control water flows during heavy rainfall or when the main river is overflowing. Each stream is controlled by a floodgate that plays an important role during flooding. If the creek floodgate is closed, then lowland areas will be inundated. If the main river floodgate is closed, then upland areas will be inundated. This condition worsens if both floodgates are open, because all neighborhoods will be Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 22 inundated. The government intends to implement the normalization project only in the creek, although people hope that the project will also be implemented in the main river. 4.5.2 Business sector In the business sector both the mean rating and standard deviation were found to be higher compared to the residential sector. The mean perceived probability was 6.20 (SD = 1.19) and the mean perceived consequence was 5.95 (SD = 1.07). In contrast with the residential sector, many business units were not interested in undertaking future flood mitigation measures. As can be seen in Figure 15, only 47.4% stated that they were “likely”, “very likely”, or would “definitely” undertake flood risk mitigation measures. This is because several business units had already undertaken these measures. Furthermore, the perceived consequences in the business sector were statistically more significant than perceived probability. 8.0% 6.7% Definitely not Very unlikely 29.3% Unlikely Neutral 32.7% Likely 14.0% 2.0% 7.3% Very likely Definitely Figure 15. Intention to undertake future flood mitigation measures in the business sector Table 13 presents the correlation analysis of the intention to undertake mitigation measures and the two dimensions of flood risk perception. Although perceived consequence had a statistically significant correlation with the intention to mitigate, the correlation was weak. Business units recognized the consequences of flooding better than flood probability because flooding has an effect on their products and inventory and reduces their profit. Unfortunately, no statistically significant correlation was found between the demand for public mitigation and risk perception. Table 13. Correlation of the intention to mitigate with two components of risk perception in the business sector Intention to mitigate Demand for public flood mitigation Perceived Probability 0.081 -0.071 Perceived Consequence 0.165* 0.023 * Correlation is significant at the 0.05 level (2-tailed). In the business sector mitigation efforts tend to vary depending on a building’s ownership (whether the premises are private or rented). If the premises are privately owned, then all flood damage is borne by the owner. In rented premises, structural damage is borne by the building’s owner, and content losses are borne by tenants. Building owners usually put in place better mitigation measures than their tenants because tenants cannot make changes to the building’s structure. Although most tenants do not allocate special budgets to reduce the risk of flooding, they do prepare temporary mitigation measures that are dictated by limited space and regulations. Generally, business unit owners expressed the view that it was useless to take mitigation actions if the government did not undertake public flood mitigation measures. As can be seen in Figure 16, about 97.9% of respondents claimed that the demand for public flood reduction efforts is important. 23 Economy and Environment Program for Southeast Asia 0.0% 0.7% 0.7% 0.7% 3.3% It is not important at all It is very unlikely important It is somewhat important 26.7% Neutral It is likely important 67.9% It is important It is extremely important Important Figure 16. Demand for public flood reduction measures in the business sector 4.6 Assessment of the Benefits of Women’s Roles in Relation to Flooding From April to June 2013, 347 women from different households were interviewed (Figure 17). Majority (90%) of them had experienced the January flood event and had been involved in mitigation, coping and recovery activities before, during and after the flooding. The ages of the women respondents ranged from 17 to 85 years old, with an average age of 42 years (SD = 11.3). Their educational backgrounds varied widely, from elementary school level to bachelor’s degrees, although most had only graduated from elementary school. Majority had no flood management training, with only 1.4% having participated in such a training course as provided by the government. Figure 17. Discussion with women in Ulujami, South Jakarta (left), and in Kedoya Selatan, West Jakarta (right) These women were asked to complete a table listing women’s and men’s specific roles during a flood event. Table 14 shows that women contributed more than men during the three phases of flooding. Men’s roles were mainly guarding the house and cleaning up. The information displayed in Table 14 may contain some biases because the survey was only conducted amongst women. Table 14. Distribution of activities within families during the three phases of flooding Activities 1. 2. 3. 4. 5. 6. 7. 8. 9. Ensuring food availability Receiving the flood warning Evacuating goods Evacuating family and others Caring for the children Cooking Going to the market Guarding the house Taking care of the sick Before flood Female Male √ √ √ √ √ √ √ √ √ √ √ √ During flood Female Male √ √ √ √ √ √ √ √ √ After flood Female Male √ √ √ √ √ √ √ Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 24 Table 14 continued Activities 10. 11. 12. 13. 14. 15. Cleaning the house Washing clothes Repairing the house Cleaning up the environment Giving health education Attending community meetings Before flood Female Male √ √ √ √ √ During flood Female Male √ √ √ √ √ √ After flood Female Male √ √ √ √ √ √ √ Time contribution (hrs) Women play important roles in supporting the family before, during and after flood events. Based on the survey responses, during three days of flooding, more time was spent on the family than on society. On average, total time contribution to the family was 22.2 hours, while 3.2 hours were given over to society. Figure 18 shows that the highest time contribution was made during the flood phase, and to the family. Before the floods, women helped their families to pack belongings and evacuate family members, prepare food supplies, evacuate the contents of homes and take care of family members. Most time was spent evacuating belongings (38%). During flooding, women play important roles such as taking care of children, cooking, and taking care of the house and its contents. Most of their time is spent taking care of belongings at home (41%). After the flood, women help their families by cleaning the house and taking care of sick family members, among others. Cleaning the house took up the largest amount of time (53%). 13.63 15 10 5 6.56 2.05 0.31 2.29 in family 0.61 0 Before During in society After Flood phases Figure 18. Average time contribution of women in relation to flood mitigation, coping and recovery activities (n = 347) Most women’s activities in relation to flooding and society are organized by a group called “the family welfare movement” (PKK). The members of this group are women from households located in the community. Generally, each group consists of between 10 and 20 active members. These are voluntary groups whose members meet monthly. PKK aims to help improve community welfare. It provides a community kitchen to make food for flood victims. If inundation lasts for more than a day, the local leader or head of village (Lurah) asks the PKK to start running the community kitchen. The community kitchen’s activities include preparing food from scratch, cooking the food, and distributing the food. All members work voluntarily. These women are also involved in many activities related to flood countermeasures, such as arranging the evacuation camp, cleaning up their surroundings, and helping the local government provide a counseling service. The group has two sources of finance: from the government (via the Social Welfare Agency), and from non-governmental (company and society) budgets. In society, women engage in many roles before, during and after flooding. However, only 30% of the respondents carry out both family and societal roles simultaneously. Some women experience conflict between their family and community roles during and after flood events. This situation was also encountered by Fothergill (2004), who stated that many women were not able to take on time-demanding community roles due to their domestic obligations and responsibilities. 25 Economy and Environment Program for Southeast Asia In a bid to unearth more information, 47 women who actively took part in public activities during the floods were interviewed. These women ranged from 23 to 73 years old, with an average age of 45.8 years (SD = 9.2). Their educational backgrounds varied widely, from elementary school level to bachelor’s degrees; high school graduates were dominant amongst the respondents. Time contribution (hrs) On average, these women spent 20.5 hours helping their families and 20.98 hours helping the community during the three-day flood event of 17-19 January (Figure 19). Before the flood, the activities that the women engaged in included cleaning the surroundings, preparing the equipment for the communal kitchen, and coordinating with women serving in local government institutions. The biggest portion of time was spent cleaning the surroundings (59.2%). During the flood, the activities that these women performed included cooking in the community kitchen, distributing food and medicine, and helping people at the evacuation camps. Most time was spent cooking in the communal kitchen (42.7%). After the flood common activities included cleaning the surroundings, tidying up the communal kitchen, working as a health volunteer and distributing medicine. The biggest portion of time was spent cleaning the surroundings (45.6%). 20 16.88 15 9.2 10 2.89 5 8.44 2.3 in family 1.8 in society 0 Before During After Flood phases Figure 19. Average time contribution of women in relation to flood mitigation, coping and recovery activities (n = 47) Table 15 shows that age has a positive significant correlation with the duration of involvement in community activities, but a negative significant correlation with family time contribution. These findings indicate that the PKK is dominated by elderly women, whose time is not taken up with caring for young families. In other words, the older the women, the more time they can give to society. Table 15. Correlation between women’s age, duration of involvement, family time contributions, and society time contributions in relation to flooding Age Age Duration of involvement Family time contribution Society time contribution 0.600 ** -0.437 ** 0.115 Duration of involvement -0.279 0.026 Family time contribution Society time contribution 0.147 - ** Correlation is significant at the 0.01 level (2-tailed). After identifying women’s roles in relation to flooding and their time contribution, the benefits provided by women were monetized to find out the value of women’s contribution to their families’ and their communities’ flood mitigation, coping and recovery efforts. An estimation of this value was made for both family and society. Monetary value of benefits of women’s roles in family: = Total time contribution (hours) / 8 hours * standard minimum wage per day in Jakarta = 20.52 / 8 x IDR 100,000 = IDR 256,500 (USD 26) Estimation of River Flood Damage in Jakarta: The Case of Pesanggrahan River 26 Monetary value of benefits of women’s roles in society: = Total time contribution (hours) / 8 hours * standard minimum wage per day in Jakarta = 20.98 / 8 x IDR 100,000 = IDR 262,250 (USD 27) Total monetary value of benefits of women’s roles: = IDR 256,500 + IDR 262,250 = IDR 518,750 (USD 53) Based on the survey, only 30% of women took on both family and societal roles during flood mitigation, coping and recovery activities. Using the same number of inundated households in the Pesanggrahan area study sites (1,706 households) the total value of the benefits of women’s roles are as follows: = (70% x 1,706 x IDR 256,500) + (30% x 1,706 x IDR 518,750) = IDR 306,312,300 + IDR 265,496,250 = IDR 571,808,550 (USD 57,180) 5.0 CONCLUSIONS On 17-19 January 2013, about 1,706 households and 816 small- to medium-sized businesses were inundated along the Pesanggrahan River in the six villages that served as study sites. In the residential sector, the total damage per house was IDR 2,996,600 (USD 308) and the total damage to the population was IDR 5,112,301,960 (USD 0.5 million). In the business sector, the total damage per business unit was IDR 8,147,861 (USD 837) and the total damage to the population was IDR 6,648,654,348 (USD 0.7 million). The total damage in both sectors reached IDR 11,760,956,308 (USD 1.2 million) in the six villages. The total damage per business unit was 2.7 times higher than per house. A reduction in the flood depth and duration of up to 50% (via the government’s normalization program) could reduce flood damage by 26% in the residential sector and by 30% in the business sector. The houses that bore high levels of flood risk were those with the following characteristics: inundated for more than 72 hours, located far from the river, has a large house area, has a high household income, has few flooding experiences, and their flood awareness duration was long. The following characteristics, on the other hand, were common to business units with high levels of flood risk: inundated for more than 72 hours, close to the river, has a large business area, has a high daily turnover rate, has been frequently flooded, and their flood awareness duration was short. Flooding is not something new for the people living along the Pesanggrahan River; they are aware that they live in high flood risk areas. However, there is a weak correlation between their perceived probability of flooding and their perception that flooding will come with consequences (both of which comprise flood risk perception) with their intention to engage in flood mitigation activities. The business sector had a higher flood risk perception than the residential sector. Nevertheless, the business sector made less effort to conduct mitigation measures than the residential sector. These results provide useful insights into flood risk management and show that both sectors depend more on public mitigation measures than they do on their own private mitigation measures. Women play many roles in the family and in society during the three phases of flooding (before, during and after). However, few women were able to perform both roles simultaneously. Women’s roles, in relation to flooding, gave positive benefits to both families and communities. Although their roles were voluntary, the benefits of their contributions can be considered in monetary terms by assessing their time contributions and multiplying those numbers with the minimum wage income. During the three days of flooding in January 2013 the value of women’s roles in the family was IDR 256,500 (USD 26) per person, while the benefits of their roles in society were equal to IDR 262,250 (USD 27) per person. The total benefit of a woman contributing to both family and society was IDR 518,750 (USD 53) during the three-day flooding. 27 Economy and Environment Program for Southeast Asia 6. 0 POLICY RECOMMENDATIONS People living in the Pesanggrahan River area are vulnerable to flooding and routinely experience flood damage. In order to reduce the number of areas that are inundated, thus reducing the consequent flood damage, the government should accelerate the river normalization program, including ongoing flood measures, and combine this with other flood measures such as an early warning system. To gain support from society, the government should provide clear information on the benefits and costs of flood measures. With regard to the difficulty of relocating people from the riverbank, the government should dialogue with local communities to understand what these communities consider to be a successful outcome in terms of compensation and new housing. Due to the complexity of this situation, there is a need for collaboration between individuals, communities and the government in Jakarta to minimize the risks of future flooding. Individuals (households or business units) could take proactive and reactive adaptation measures. 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