Random Matrix Theory, Dirac Spectra and the Dimensionality of Space-Time Jacobus Verbaarschot [email protected] Stony Brook University Krakow, July 2014 Dirac Spectra – p. 1/4 Acknowledgments Collaborators: Gernot Akemann (Bielefeld) Poul Damgaard (NBIA) Mario Kieburg (Bielefeld) Kim Splittorff (NBI) Savvas Zafeiropoulos (Clermont-Ferrand) Dirac Spectra – p. 2/4 Relevant Papers M. Kieburg, J. J. M. Verbaarschot and s. Zafeiropoulos, Dirac Spectra of 2-dimensional QCD-like theories, submitted to Phys. Rev. D (2014), [arXiv:1405.0433]. P.H. Damgaard, K. Splittorff and J. J. M. Verbaarschot, Microscopic Spectrum of the Wilson Dirac Operator, Phys. Rev. Lett.105 (2010) G. Akemann, P.H. Damgaard, K. Splittorff and J. J. M. Verbaarschot, Spectrum of the Wilson Dirac Operator at Finite Lattice Spacing, Phys. Rev. D83 (2011). K. Splittorff and J. J. M. Verbaarschot, The Wilson Dirac Spectrum for QCD with Dynamical Quarks, Phys. Rev. D 84 (2011) 065031 [arXiv:1104.6229 [hep-lat]]. M. Kieburg, J. J. M. Verbaarschot, S. Zafeiropoulos Eigenvalue Density of the Non-Hermitian Wilson Dirac Operator„ Phys. Rev. Lett. 108 (2012) 022001 arXiv:1109.0656 [hep-lat]. J.J.M. Verbaarschot and T. Wettig, The Spectrum of One-Flavor QCD at θ = 0 and the Continuity of the Chiral Condensate, in preparation. Dirac Spectra – p. 3/4 Contents I. Dirac Spectra in QCD II. Disordered Systems versus lattice QCD III. Wilson Dirac Operator and Tail States IV. Dirac Spectra in Two Dimensions V. Conclusions Dirac Spectra – p. 4/4 I. Dirac Spectrum in QCD QCD Partition Function Banks-Casher Formula Picture of the Dirac Spectrum Dirac Spectra – p. 5/4 QCD Partition Function The QCD partition at temperature 1/β and chemical potential µ is given by X ZQCD = e−β(Ek −µ) , k where the sum is over all states. At zero momentum the energy of the states is equal to the mass of the particles. This partition function can be rewritten as a Euclidean quantum field theory ZQCD (m) = hdetNf (D + m)iYM . Dirac operator quark mass matrix Dirac Spectra – p. 6/4 Dirac Operator in Four Space-Time Dimensions Chiral Block Structure D= 0 id(A) −id† (A) 0 . Eigenvalues are zero or occur in pairs ±λk . ZQCD (m) = X ν νNf m Y h (iλk + m)Nf i. k where ν is the topological charge and Nf is the number of flavors. Dirac Spectra – p. 7/4 The Free Dirac Spectrum The solution of the free Dirac equation are plane waves. Since P 2 (γµ dµ ) = dµ the eigenvalues are given by λnk = ±( d X π 2 n2 k 1/2 k=1 L2 ) . The total number of eigenvalues < λ is equal to N (λ) ∼ λL π d . Then the eigenvalue density is dN (λ) ρ(λ) = ∼ V λd−1 . dλ Dirac Spectra – p. 8/4 Free Dirac Spectrum 5 ΡHΛL d=2 4 d=4 3 2 1 0 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 Λ The free Dirac spectrum in 2 and 4 dimensions for N = 1000 and 100, respectively. Dirac Spectra – p. 9/4 Euclidean Gauge Fields and the Dirac Spectrum The gauge fields fluctuate randomly with probability distribution given the the Yang-Mills action. In the presence of gauge fields the modes of the free Dirac operator become coupled resulting in a repulsion of the eigenvalues. The eigenvalues move to the place where there are no eigenvalues, i.e. to zero. Since the free density is proportional to the volume, we expect that the interacting density is also proportional to the volume. Dirac Spectra – p. 10/4 Picture of the Dirac Spectrum Zero Modes 3 ρ(λ ) ∼V λ VΣ π λ Because of asymptotic freedom, the Dirac spectrum should approximate the free one for λ ≫ ΛQCD What is the origin of the small eigenvalues? Dirac Spectra – p. 11/4 Facts About QCD The QCD partition function is invariant under SU (Nf ) × SU (Nf ) which is broken spontaneously to SU (Nf ) . The order parameter for the spontaneous breaking is the chiral condensate hq̄qi ≈ −(240 M eV )3 . According to Goldstones theorem, the spontaneous breaking is associated with Goldstone Bosons, the pions. QCD is a confining theory and does not have any other light excitations in the broken phase so that the QCD partition function can be approximated by a partition function of pions. In the chiral limit, this approximation becomes exact. QCD is a strongly coupled gauge theory and fist principle studies require lattice QCD simulations. Dirac Spectra – p. 12/4 Chiral Condensate Order parameter for the chiral phase transition Z 1 1 d d4 xhq̄qi = log ZQCD (m) V V dm 1 d ν Y m h (iλk + m)i = V dm k + * Y 1 X 1 = (iλk + m) . V m + iλk k k Experimentally, hψ̄ψi = (−240M eV )3 . Physically this indicates that QCD has a nontrivial vacuum structure. The chiral condensate is the analogue of the magnetization of the ground state. Dirac Spectra – p. 13/4 Banks-Casher Formula iλk m C ∆λ ∼ 1 V The chiral condensate, Σ(m) , is given by the Banks-Casher formula * + 1 X 1 Σ(m) = lim V →∞ V iλk + m k I dsΣ(s) = il(Σ(m) − Σ(−m)) Σ (m) m = 2πilρ(0)/V Σ(m) = πρ(0) , V Banks − Casher The chiral condensate is the discontinuity of the resolvent for V → ∞ when m crosses the imaginary axis. That is why we are interested in the behavior of the small eigenvalues. Eigenvalue spacing near zero: ∆λ = 1 ρ(0) = π ΣV . Dirac Spectra – p. 14/4 II. Dirac Spectrum and Spontaneous Symmetry Breaking Generating Function for the Dirac Spectrum Chiral Lagrangian Chiral Random Matrix Theory Dirac Spectra – p. 15/4 Partial Quenching and the Dirac Spectrum The resolvent follows from the partial quenched generating function * + Nf d det (D + m) det(D + z) . G(z) = ′ dz det(D + z ) ′ z =z This is a partition function of Nf + 1 fermionic quarks and 1 bosonic quark. Because of spontaneous symmetry breaking, the low-energy limit of the partial quenched generating function is given by a weakly interacting systems of Goldstone bosons and fermions. Dirac Spectra – p. 16/4 Spontaneous Symmetry Breaking They interact according to a Lagrangian that is completely determined by the symmetries of the microscopic theory. Z R † − 21 mΣTr(U +U † )] −[ d4 x[ 14 Fπ Tr∂µ U ∂µ Z= dU e . U/inG/H The masses of the Goldstone particles are given by 2 Mmm = 2mΣ , 2 Fπ 2 Mmz = (m + z)Σ , 2 Fπ 2 Mzz = 2zΣ Fπ2 When the pion Compton wavelength is much larger than the size of the box, the zero momentum part factorizes from the partition function. This is the microscopic domain of QCD. Dirac Spectra – p. 17/4 Random Matrix Theory It is clear that in the microscopic domain all theories with a mass gap and the same global symmetries and pattern of spontaneous symmetry breaking have the same low energy effective theory and therefore the same Dirac spectrum. Nonuniversal contributions enter when fluctuations of nonzero momentum modes complete with the fluctuations of the zero momentum modes, i.e. 2zΣ 4π 2 ∼ 2 2 Fπ L JV-1996,Janik-Nowak-Papp-Zahed-1998,Osborn-JV-1998, Osborn-Toublan-JV-1999,Damgaard-Osborn-Toublan-JV-1999 Dirac Spectra – p. 18/4 Maximum Flavor Symmetry In QCD the chiral condensate has maximum flavor symmetry. Peskin-1980 The global symmetries of chiral random matrix theories are broken spontaneously in the same way as is the case for QCD. Since QCD is a strongly interacting dynamical theory, this is a highly non-trivial result. Dirac Spectra – p. 19/4 Chiral Random Matrix Theory This is a theory with the global symmetries of QCD, but matrix elements. of the Dirac operator replaced by random numbers (JV-1994, Shuryak-JV-1992). In the sector of topological charge ν the random matrix Dirac operator is given by m iW † , P (W ) ∼ e−N TrW W D= iW † m where W a n × (n + ν) matrix so that D has exactly ν zero modes. Example. The matrix D3 has exactly one zero mode 0 D3 = 0 a∗ 0 a 0 b . 0 b∗ Dirac Spectra – p. 20/4 Remarks The chRMT partition function is given by Z ν ZchRMT = dW detNf (D + m)P (W ). It came as a surprise that the behavior of the smallest Dirac eigenvalues of a complicated nonlinear field theory can be obtained analytically. Powerful RMT techniques can be used to evaluate observables. chiral Random Matrix Theory has become a standard tool in lattice QCD. The random matrix theory is determined by the anti-unitary symmetries and by the dimensionality of spacetime. Dirac Spectra – p. 21/4 III. Dirac Spectrum and the Dimensionality of Space- Time Anti-Unitary Symmetries Chiral Blocks Classification Topology and Random Matrix Theory Schnyder-Ryu-Fursaki-Ludwig-2008, DeJonge-Frey-Imbo-2012, Kieburg-JV-Zafeiropoulos-2014 Dirac Spectra – p. 22/4 Dimensionality and Symmetries Dirac operator: D= Pd µ=1 γµ Dµ (Aµ ). d=4 {γ5 , D} = 0, Anti-unitary symmetry: [γµ , γ2 γ4 K] = 0 [γ2 γ4 K, 21 (1 ± γ5 )] d=2 γ1 = σ1 , γ2 = σ2 , γ5 = σ3 {γ5 , D} = 0, Anti-unitary symmetry: [iσµ , σ2 K] = 0 [σ2 K, 21 (1 ± σ3 )] 6= 0. d=3 γ1 = σ1 , γ2 = σ2 , γ3 = σ3 There is no γ5 that anti-commutes with D . Anti-unitary symmetry: [iσµ , σ2 K] = 0 Dirac Spectra – p. 23/4 Chiral Blocks d=4 d=2 D= 0 C † , −C 0 Chiral ensembles 0 C , D= −C † 0 βD = 1, 2, 4. JV-1993 Because [σ2 K, ( 21 (1 ± γ5 )] 6= 0 we cannot use the Dyson index. to classify the Dirac operator. Instead, because of the anti-unitary symmetry, C , is either complex symmetric or complex anti-symmetric. Class CI or DIII. Kieburg-JV-Zafeiropoulos-2013 d=3 No decomposition into chiral blocks, βD = 1, 2, 4 . JV-Zahed-1994 Wigner-Dyson Ensembles Dirac Spectra – p. 24/4 Spontaneous Symmetry Breaking and Dimensionality Dimension βD Symmetry Breaking Pattern RMT 2 1 U Sp(2Nf ) × U Sp(2Nf ) → U Sp(2Nf ) (CI) 2 2 2 4 O(2Nf ) × O(2Nf ) → O(2Nf ) (DIII) 3 1 U Sp(4Nf ) → U Sp(2Nf ) × U Sp(2Nf ) GOE (AI) 3 2 3 4 O(2Nf ) → O(Nf ) × O(Nf ) GSE (AII) 4 1 U (2Nf )/Sp(2Nf ) chGOE (BDI) 4 2 U (Nf ) × U (Nf ) → U (Nf ) chGUE (AIII) U (Nf ) × U (Nf ) → U (Nf ) U (2Nf ) → U (Nf ) × U (Nf ) chGUE (AIII) GUE (A) 4 4 U (2Nf )/O(2Nf ) chGSE (CII) Chiral symmetry breaking in two, three and four dimensions for different values of the Dyson index βD . Also indicated is the random matrix theory with the same breaking pattern and the corresponding symmetric space. JV-1994, Altland-Zirnbauer-1996, Kieburg-JV-SZ-2013 Dirac Spectra – p. 25/4 Topology and Random Matrix Theory As we have seen for the 4-dimensional chiral ensembles, topology is implemented by means of the index of the Dirac operator. If the random matrix theory cannot be deformed to have a nonzero index, the gauge fields of the underlying microscopic theory cannot have topology. Dirac Spectra – p. 26/4 Topology and Random Matrix Theory d=4 Π3 (SU (Nc )) = Z . There are instantons with the number of zero modes given by the Atiyah-Singer index theorem. The off-diagonal block can be deformed trivially to have a nonzero index. d=2 Π1 (SU (Nc )) = 0, Π1 (SU (Nc )/ZNc ) = ZNc . There no zero modes for fundamental fermions, and for adjoin fermions there are zero modes in the complexified space. A symmetric or anti-symmetric off-diagonal block cannot be deformed to have a nonzero index d=3 Π2 (SU (Nc )) = 0. There are no topological zero modes. The Wigner-Dyson ensembles cannot be deformed to have a nonzero index. Dirac Spectra – p. 27/4 Sum over Topology The QCD partition function includes a sum over topology and so do all observables such as for example the chiral condensate. In random matrix theory it is natural to work at fixed topology. In the QCD the primary objects are averages that include the sum over topology. What is the spectral density of Dirac operator at θ = 0? ρ(m, x) = P Zν (m)ρν (x) νP ν Zν (m) . This sum can be evaluated in the microscopic domain of one-flavor QCD. Note that Zν (−|m|) ∼ (−|m|)ν for Nf = 1 Dirac Spectra – p. 28/4 Dirac Spectrum of One-Flavor QCD at θ = 0 The quenched part of the spectral density at θ = 0 , ρq (x, m) . ρq (x, m) = 1 π ρZM (x, m) Z 1 0 = 2 e−2mV t dt J1 (2xV t). √ t 1 − t2 |m|V e X ν The dynamical part of the spectral density at θ = 0 , ρd (x, m) . 2 e−2mV t dt ρd (x, m) = √ 1 − t2 0 ˆ ˜ 2 × xtJ1 (2xV t) + m(1 − 2t )J0 (2xV t) . x 2 − π x2 + m2 Z 1 JV-Wettig-2014 −mV |ν|Iν (mV )δ(x) = e (I0 (mV ) + I1 (mV ))δ(x) Dirac Spectra – p. 29/4 Mathematical Detail To evaluate the microscopic spectral density at fixed θ-angle we need sums of the form Sa,b,c (x, m, θ) = ∞ X eiνθ Iν+a (m)Jν+b (x)Jν+c (x) ν=−∞ They can be reduced to one-dimensional integrals. Examples are Z 1 2 Iν (m)Jν+1 (x)Jν−1 (x) = − π Z X ν X ν Iν (m)Jν2 (x) = 2 π 0 0 dt m−2mt2 √ e J0 (2xt) , 2 1−t 1 dt m−2mt2 √ e J2 (2xt) . 2 1−t JV-Wettig-2014, Kieburg-JV-Wettig-2014 Dirac Spectra – p. 30/4 IV. Dirac Spectra in Two Dimensions Dirac Spectra of Lattice QCD in Two Dimensions Dirac Spectra of the Schwinger Model The Mermin-Wagner-Coleman Theorem Possible Solutions Dirac Spectra – p. 31/4 Lattice QCD L hopping matrix elements on links Gauge Fields on links Even lattice sites are only coupled to odd lattice sites. This introduces a lattice “chiral” symmetry if the total number of lattice points in both directions is even. New symmetry classes arise for even-odd lattices. In fact we find to two remaining random matrix ensembles from the Cartan Kieburg-JV-Zafeiropoulos-2014. classification. For three dimensions, see also Bialas-Burda-Peterson-2012 Dirac Spectra – p. 32/4 Two and Four Dimensional Dirac Spectra for βD = 1 0.7 d) analytical numerical Lx=Ly=6 0.6 numerical Lx=Ly=8 numerical Lx=6 Ly=8 0.5 0.4 ρ 0.3 0.2 0.1 SU(3) adjoint 0 0 2 4 6 8 10 λ 12 14 16 18 20 of Microscopic spectral density of the opera- quenched QCD Dirac operator in 2 tor in 4 dimensions for QCD with dimensions for QCD with three col- two colors and quarks in the adjoint ors and adjoint quarks ( β = ∞ ). Microscopic quenched spectral staggered representation. density Dirac Edwards-Heller- Kieburg-JV-Zafeiropoulos-2013 Narayanan-1999 Dirac Spectra – p. 33/4 Two and Four Dimensional Dirac Spectra for βD = 2 0.7 a) analytical numerical Lx=Ly=5 0.6 numerical Lx=Ly=6 numerical Lx=Ly=7 0.5 numerical Lx=Ly=8 numerical Lx=5 Ly=7 0.4 ρ numerical Lx=6 Ly=8 0.3 0.2 0.1 SU(3) fundamental 0 0 Microscopic spectral density of quenched staggered Dirac operator in 4 dimensions for QCD with three colors. Wettig-etal-1999 5 10 λ 15 20 Microscopic spectral density of the quenched QCD Dirac operator in 2 dimensions for QCD with three colors and fundamental quarks ( β = ∞ ). Kieburg-JV-Zafeiropoulos-2013 Dirac Spectra – p. 34/4 Two and Four Dimensional Dirac Spectra for βD = 4 0.7 c) analytical numerical Lx=Ly=6 0.6 numerical Lx=Ly=8 numerical Lx=6 Ly=8 0.5 0.4 ρ 0.3 0.2 0.1 SU(2) fundamental 0 0 Microscopic λ 15 20 Microscopic spectral density of the opera- quenched QCD Dirac operator in 2 tor in 4 dimensions for QCD with dimensions for QCD with two colors two colors and fundamental quarks. and fundamental quarks ( β = ∞ ). staggered density 10 of quenched spectral 5 Dirac Wettig-JV-etal-1999 Kieburg-JV-Zafeiropoulos-2013 Dirac Spectra – p. 35/4 Schwinger Model Cumulative eigenvalue density of the two flavor Schwinger model Bietenholz-Hip-Scheredin-Volkholz-2011 Eigenvalues are rescaled by λ → λV 5/8 because the eigenvalue density of the two flavor Schwinger model ρ(λ) ∼ V λ3/5 . See also Damgaard-Heller-Narayanan-Svetitsky-2005 Dirac Spectra – p. 36/4 Dirac Spectra in Two and Four Dimensions Universal spectral correlations arise as a consequence of spontaneous symmetry breaking. Dirac spectra in two dimensions and four dimensions show the same degree of agreement with random matrix predictions. Yet according to the Mermin-Wagner-Coleman theorem a continuous symmetry cannot be broken spontaneously in two dimensions. Dirac Spectra – p. 37/4 Possible Solutions The generating function for the resolvent is given by det(D + z) d Nf det (D + m) . G(z) = dz z ′ =z det(D + z ′ ) This partition function has both fermionic and bosonic “ghost”-quarks. The flavor group is a supergroup and the boson-boson part to be noncompact. Otherwise the integrals in the partition diverge. A trivial ground state cannot exist for a noncompact Goldstone manifold because the integration over the noncompact group will be divergent. Zirnbauer Dirac Spectra – p. 38/4 Mermin-Wagner-Coleman Theorem We conclude that the Mermin-Wagner-Coleman theorem does not apply to noncompact continuous symmetries and the flavor symmetry remains spontaneously broken in two dimensions. Zirnbauer, Niedermaier-Seiler Since the compact part of the symmetry group is not broken spontaneously, one would expect different universal eigenvalue correlations. At this moment it is not yet clear what is going on. Dirac Spectra – p. 39/4 Bosonization Two dimensional Yang-Mills theory can be bosonized. The effective Lagrangian has all possible terms allowed by symmetries 1 1 † L = F Tr∂µ U ∂µ U − mΣTr[U + U † ] + · · · 3 2 Because of strong fluctuations in two-dimensions, the chiral condensate averages to zero. Condition for decoupling of zero modes and nonzero modes 4π 2 mG ≪ 2 . L Eigenvalue spacing: ∆λ = 1/ρ(0) = π/ΣV . Number of eigenvalues in the microscopic domain 4πLd−2 . Dirac Spectra – p. 40/4 IV. Universal Deformations Universality Beyond the Classical Random Matrix Ensembles The Wilson Dirac Operator QCD at Nonzero Chemical Potential Dirac Spectra – p. 41/4 Universal Deformations If a random matrix theory is deformed by a interaction that breaks the symmetry, the resulting ensemble also has universal eigenvalue correlations. This follows immediately from the existence of a low-energy effective partition function. The symmetry breaking interactions give rise to additional terms that can be identified by means of the spurion formalism. In particular we can deform each random matrix ensemble by another random matrix ensemble. Dirac Spectra – p. 42/4 chGUE + iα GUE This ensemble applies to the Wilson Dirac operator, with α equal to the lattice spacing. It results in a pseudo-Hermitian Dirac operator with a complex spectrum. This random matrix theory has been solved analytically. Kieburg-JV-Zafeiropoulos-2012,2013 The hermitian random matrix theory related to this pseudo-hermitian random matrix theory is solvable as well. Splittorff-JV-2011,Akemann-Nagao-2011 Generally, the solution can be written in terms of a diffusion kernel Guhr-2000, Splittorff-JV-2011 in the parameter α . Dirac Spectra – p. 43/4 Eigenvalue Density of γ5 (DW + m) 3 Ev_279_20_HYPclov_Q1andQm1_m027 m=2.3 a6=i0.0 a8=0.06 ν=1 m=2.3 a6=i0.06 a8=0.0 ν=1 ρ5 ν=1 5 (λ ,m=2.3,a) 2.5 2 1.5 1 0.5 0 -10 -8 -6 -4 -2 0 λ 5 The microscopic spectrum of γ5 (DW + m) for ν = 1 2 4 6 8 10 Damgaard-Heller-Splittorff-2012. The red and blue curves represents the analytical result for the resolvent Splittorff-JV-2011, Guhr-1999 p dsdt −[(s+iz)2 +(t−z ′ )2 ]/16a2 (m − is)ν ν p 2 2 e Z̃1|1 ( m + s , m2 − t2 ; a = 0 ν t − is (m − t) yν ν where Z̃1|1 (x, y; a = 0) = ν [yKν+1 (y)Iν (x) + xKν(y)Iν+1 (x x √ The width of the topological peak behaves as ∼ a/ V . 1 Gν (m, z; a) = 16a2 π Z Dirac Spectra – p. 44/4 chGUE +iα chGUE This ensemble is describes the microscopic Dirac spectrum of QCD at nonzero chemical potential. Stephanov-1996,Janik-NowakPapp-Zahed-1996,Halasz-Jackson-JV-1996,Osborn-2000, Since the sign problem prohibits lattice simulations at nonzero chemical potential, this random matrix theory has contributed substantially to our understanding of QCD at nonzero chemical potential. This random matrix theory is analytically solvable. Osborn-2000, Akemann-Osborn-Splittorf-JV-2001 Among other we now understand that the Banks-Casher formula has to be replaced by the OSV mechanism. Osborn-Splittorff-JV-2006. Dirac Spectra – p. 45/4 V. Conclusions The low-lying Dirac eigenvalues of fundamental Quantum Field Theories are described by a Random Matrix Theory with the same global symmetries Dirac Spectra – p. 46/4 V. Conclusions The low-lying Dirac eigenvalues of fundamental Quantum Field Theories are described by a Random Matrix Theory with the same global symmetries Despite the Mermin-Wagner-Coleman theorem, there is no difference in the agreement between two and four dimensions of spectral fluctuations and Random Matrix Theory. Dirac Spectra – p. 46/4 V. Conclusions The low-lying Dirac eigenvalues of fundamental Quantum Field Theories are described by a Random Matrix Theory with the same global symmetries Despite the Mermin-Wagner-Coleman theorem, there is no difference in the agreement between two and four dimensions of spectral fluctuations and Random Matrix Theory. Weak breaking of the global symmetries of QCD is also described by random matrix theory. It gives rise to universal distributions of the low-lying Dirac eigenvalues. Dirac Spectra – p. 46/4
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