Liberating the NHS: Transparency in Outcomes Consultation Response from the Royal College of Paediatrics and Child Health Principles 1. Do you agree with the key principles which will underpin the development of the NHS Outcomes Framework (page 10)? Yes – largely. But, what is missing from this document is sufficient detail on the implementation of the framework. Stating that the Secretary of State will use the framework to hold the NHS to account at a national level is straightforward. However, what matters in practice is how the framework will be used at a more local level, for instance at the level of GP consortia. Regarding this, the document appears somewhat confused. On the one hand, it states that “It will not be used as a tool to performance manage providers of NHS care.” (Section 1.15) At the same time, though, it also states that “the Department of Health will support the development of metrics that allow intra-UK comparisons to be made.” (Section 2.23) It remains unclear, then, how the framework will be used at the level of consortia – if at all. If it not used at that level, but merely at the national level, then we would suggest it will make no practical difference to how the NHS operates. It will report practice, but not influence it. If it is used at a local level, then adjustments for local circumstances / case-mix will be required. This is a highly complex task, and it is for precisely this reason that in many aspects of NHS practice, proxy process and structural metrics are more appropriate (see next point). 2. Are there any other principles which should be considered? We believe that greater attention should be paid to the importance of proxy process and structure measures where no suitable outcome measures are available. The consultation document acknowledges that at a local level these may be appropriate. However, we would argue that for some services, even at a national level, the most relevant measure is not an outcome but a structure or process. Immunisation rates and provision of safeguarding services would be two such examples – one process, one structural. In neither case, even at the national level, are there any meaningful outcome measures. 3. How can we ensure that the NHS Outcomes Framework will deliver more equitable outcomes and contribute to a reduction in health inequalities? By making measures of equality (e.g. relative difference in mortality across socioeconomic groups) part of the outcome framework to be used at both a national and local level. We believe that greater attention should have been paid to equality measures throughout this document. 4. How can we ensure that where outcomes require integrated care across the NHS, public health and/or social care services, this happens? By insisting on integrated commissioning for these services, and by developing pathway tariffs for them. We are concerned that that this framework was not developed in parallel with the public health outcomes framework and alongside whatever framework is used to measure the outcomes of social services and children’s services. For some years, the RCPCH has been calling for a greater degree of alignment in the goals of regulators, commissioners and providers. There is a significant risk of continuing such lack of coherence by isolating the NHS contribution to outcomes in the way this framework does. In particular, many of the health outcomes of children are necessarily dependant on a range of providers that cross sectors, and therefore it is essential that robust cross-sectorial outcome measures are developed for this cohort. Five domains 5. Do you agree with the five domains that are proposed in Figure 1 (page 14) as making up the NHS Outcomes Framework? They are one acceptable way to stratify outcomes, though having said that if we focus too much on mortality, then given the overall low mortality rates in children, it is inevitable that children’s services will suffer as a result. 6. Do they appropriately cover the range of healthcare outcomes that the NHS is responsible for delivering to patients? One of the unintentional problems of creating these domains is that many children’s conditions would fit into all five categories. Cystic Fibrosis, for instance, is a long term condition with acute episodes of illness, where significant safety issues apply, and which frequently leads to premature death. This framework forces us to create five different outcome measures for this single condition, and if only one of these is kept for inclusion, it may not be the most appropriate one. There should have been some mechanism to enable outcome measures to be defined that cover the whole pathway of care. We are of course aware that NICE quality standards cover such pathways, but we are concerned about those conditions that because they are relatively low volume are unlikely to become of the 150 quality standards. Cystic Fibrosis would be an example. Structure 7. Does the proposed structure of the NHS Outcomes Framework under each domain seem sensible? There is an admirable logic to the way the framework is constructed. However, we are concerned that the basket of indicators may not be sufficiently comprehensive. If this is correct, there is a danger that commissioners will focus on certain high volume, high cost conditions to the relative disregard of others. Children’s services are likely to do poorly in such a situation as in terms of cost their health services do not comprise a sufficiently large amount of expenditure. Such an approach, though, would be to the detriment of the long term health of our population. Children’s ill-health stores up a legacy that lasts a lifetime. Therefore, in the long run it makes sense to invest heavily in children’s health now, even if the benefits will not be seen for some time. Domain 1 - Preventing people from dying prematurely 8. Is ‘mortality amenable to healthcare’ an appropriate overarching outcome indicator to use for this domain? Are there any others that should be considered? The measure as it stands takes no account of years of life lost, and some adjustment to this should be considered. 9. Do you think the method proposed at paras 3.7-3.9 (page 20) is an appropriate way to select improvement areas in this domain? If we are going to focus on certain conditions, then this methodology is acceptable. However, by only focussing on certain conditions, it is inevitable that other conditions will receive relatively little attention. A more comprehensive approach is required that takes into account all causes of mortality in an appropriately equitable manner. 10. Does the NHS Outcomes Framework take sufficient account of avoidable mortality in older people as proposed in para 3.11 (page 21)? Possibly. But it does not take sufficient account of mortality in childhood, as there is no adjustment for years of life lost. 11. If not, what would be a suitable outcome indicator to address this issue? 12. Are either of the suggestions at para 3.13 (pages 21) appropriate areas of focus for mortality in children? Should anything else be considered? As well as adjusting all mortality for years of life lost, we would propose including: perinatal / infant mortality rates all respiratory deaths, 0-18 years deaths associated with chemotherapy survival outcomes for acute leukaemias number of adolescents dying from suicide that have had contact with NHS in previous three months deaths from meningitis traumatic brain injury - post-admission mortality. Domain 2 - Enhancing the quality of life for people with long-term conditions 13. Are either of the suggestions at para 3.19 (page 24) appropriate overarching outcome indicators for this domain? Are there any other outcome indicators that should be considered? Neither of the proposed indicators adequately captures outcomes for children or young people (see our proposal in question 14 below). 14. Would indicators such as those suggested at para 3.20 (page 24) be good measures of NHS progress in this domain? Is it feasible to develop and implement them? Are there any other indicators that should be considered for the future? As possible overarching indicators, we would propose: Child-specific PROM for basket of conditions (Asthma, Epilepsy, Cystic Fibrosis, neurodisabilities, diabetes, rheumatic conditions, Attention Deficit Hyperactivity Disorder, Autism, Inflammatory Bowel Disease) School absence due to the condition for basket of conditions (Asthma, Epilepsy, cystic fibrosis, neurodisabilities, diabetes, rheumatic conditions, ADHD, Autism, Inflammatory Bower Disease) 15. As well as developing Quality Standards for specific long-term conditions, are there any cross-cutting topics relevant to long-term conditions that should be considered? An absolute essential for this is child protection. There exists no single, suitable outcome measure to assess safeguarding services and the only appropriate means by which to ensure high quality safeguarding services is a NICE quality standard that specifies the levels of service required across the whole pathway. The proportion of children with long term conditions with multi-disciplinary care plans should also be considered as a cross-cutting measure. The quality of ‘transitional care’ from adolescent to adult services should also be considered as should the development of self-management skills in adolescents (i.e. their ability to manage their own condition). Domain 3 - Helping people to recover from episodes of ill health or following injury 16. Are the suggestions at para 3.28 (page 27) appropriate overarching outcome indicators for this domain? Are there any other indicators that should be considered? Unplanned returns to urgent / emergency care within 48 hours of being seen in urgent / emergency care – children only. We believe that this indicator better captures the scenario, common in paediatrics, where a child is seen in urgent / emergency care, but the severity of their illness is not recognised, and so they are not admitted, only to return later and be admitted in a more unwell state. 17. What overarching outcome indicators could be developed for this domain in the longer term? 18. Is the proposal at paras 3.30-3.33 (page 28-29) a suitable approach for selecting some improvement areas for this domain? Would another method be appropriate? This is an appropriate methodology if the intention is to collect outcomes for the most common acute conditions requiring hospital admission. However, it is not an effective methodology to assess the overall quality of care in respect of acute conditions in childhood. As a measure of primary and secondary care, we would propose the indicator given above – namely: Unplanned returns to urgent / emergency care within 48 hours of being seen in urgent / emergency care – children only. As a measure of in-hospital care, we would propose: Number of cardiac arrests, respiratory arrests and acute life threatening events for children that have been in the hospital more than 1 hour (excluding those taking place in Paediatric Intensive Care / Neonatal Intensive Care) 19. What might suitable outcome indicators be in these areas? emergency hospital admissions for children with gastroenteritis emergency hospital admissions for children with lower respiratory tract infections number of admissions of children in diabetic keto-acidosis Domain 4 - Ensuring people have a positive experience of care 20. Do you agree with the proposed interim option for an overarching outcome indicator set out at para 3.43 (page 32)? No. The current surveys take no account of children’s experience of care (or their parents) and a new survey must be developed to address this. This is an area in which we have considerable experience. It is important to appreciate that the use of PREMs with children and young people and their parents / carers is relatively underdeveloped compared to its use in adult healthcare. In our own work on feverish illness in children, we have already used questionnaires with parents / carers which explored their experience of urgent care provision. We are continuing this work by developing a PREM which will explore parents / carers and children's experience of acute illness in any urgent or emergency care setting, and additional ones which will address children’s experience of epilepsy and diabetes management. The intention is to make these PREMs available nationally once the pilot phases have been completed. Given that acute illnesses represent a significant proportion of all childhood illness, there is no reason why the urgent / emergency care PREM could not be utilised by the DH in domain 4 of its outcome framework. It could certainly feature, for instance, in the emergency care dashboard that is currently being developed. It is also worth noting that BLISS have developed a questionnaire for parents of babies on neonatal units and it may be the case that this could be used in assessing their experience of patient care. Clearly, further work is required to develop appropriate PREMs that can be used by children and young people themselves. However, our extensive experience of working with children and young people in clinical settings, and through our engagement with child health advocates in our youth advisory panel, the RCPCH is in a unique position to advise on this work. 21. Do you agree with the proposed long term approach for the development of an overarching outcome indicator set out at para 3.44 (page 32-33)? Possibly – as long as child and parent / carer specific questionnaires are developed, and contribute to the overall indicator. It is important to note that such questionnaires will need to be stratified according to the age group of the children and young people. Adolescents will require a different approach to those under 12 for instance. An important aspect of this is how we will reach and so gain the views of the nonrespondents. This is especially important for young people as those who don’t initially respond are often those most in need of healthcare. It is also important that such questionnaires address the physical characteristics of care settings, and whether they are age appropriate. When children and young people have been surveyed on their experience of care, the things that bother them are often not those that concern clinicians e.g. the nature of the waiting area, the food available and how nice the receptionists were. 22. Do you agree with the proposed improvement areas and the reasons for choosing those areas set out at para 3.45 (pages 33-34)? Yes. In particular, the focus on children and young people. 23. Would there be benefit in developing dedicated patient experience Quality Standards for certain services or client groups? If yes, which areas should be considered? Our view is that patient experience measures should generally be incorporated into condition / pathway specific Quality Standards rather than stand alone as some kind of generic standard. 24. Do you agree with the proposed future approach for this domain, set out at paras 3.52-3.54 (pages 36-37)? Yes – as long as the work around child and parent / carer specific PREMs is pursued, including the require age stratification. Domain 5 - Treating and caring for people in a safe environment and protecting them from avoidable harm 25. Do you agree with the proposed overarching outcome indicator set out at para 3.58 (page 38)? Yes. 26. Do you agree with the proposed improvement areas proposed at para 3.63 (page 39-40) and the reasons for choosing those areas? We would wish to see added: Medication errors due to weight calculation errors Use of an early warning score in children Number of paediatric drug errors (all causes) Central line associated problems - % of infections expressed as line days. Number of lines removed for infection Number of extravasation injuries and severity. General Consultation Questions 27. What action needs to be taken to ensure that no-one is disadvantaged by the proposals, and how do you think they can promote equality of opportunity and outcomes for all patients and, where appropriate, NHS staff? The key to this is to ensure comprehensive cover of the measures. All attempts at measurement have unintended consequences, and it is inevitable that those areas of clinical practice which are not covered by this framework will be likely to receive less attention than they merit. Very careful thought, then, needs to be given as to how these measures will be used to ensure that such unintended consequences are minimised. 28. Is there any way in which the proposed approach to the NHS Outcomes Framework might impact upon sustainable development? 29. Is the approach to assessing and analysing the likely impacts of potential outcomes and indicators set out in the Impact Assessment appropriate? 30. How can the NHS Outcomes Framework best support the NHS to deliver best value for money? By giving it sufficient flexibility that clinicians do not distort their own priorities in order to achieve the particular goals set out here. By focussing on early interventions in children to ensure a decreased burden of illness in later life. 31. Is there any other issue you feel has been missed on which you would like to express a view? A focus on outcomes is admirable and we support it. However, it must be balanced by the recognition that appropriate outcome measures do not exist in all areas of clinical practice. So, the framework is of value, but it must be used in a sufficiently flexible manner. In addition, it is hard to comment further on these proposals until we know precisely how they will be used at a local, GP consortia level. ANNEX A: Identifying Potential Outcome Indicators Potential indicators 32. What are the strengths and weaknesses of any of the potential outcome indicators listed in Annex A with which you are familiar? 33. Are other practical and valid outcome indicators available which would better support the five domains? Please see our attached paper, which has previously been sent to the DH: Outcomes Framework – Proposals for DH 34. How might we estimate and attribute the relative contributions of the NHS, Public Health and Social Care to these potential outcome indicators? It is our view that you should not attempt to. There exist in paediatrics complex, long term conditions which require input from a range of professionals. What matters for these children (and their parents / carers) is that their outcomes improve, not which particular service has led to that improvement. It is a false economy in such situations to try and make that calculation and it does not help the children in question. Principles for selecting indicators 35. Are the principles set out on pages 48 and 49 on which to select outcome indicators appropriate? Should any other principles be considered? The principles are valid, but if applied too rigidly could become inappropriate. For instance, HbA1C is not especially meaningful to the public, but it is a highly important measure that has repeatedly been shown to equate with outcomes that are meaningful to the public. If these principles were applied too rigidly then HbA1C might be excluded when in reality it is a very useful measure to assess the quality of care in diabetes. ANNEX 1: Equity and Excellence Outcomes Framework Proposals by the Royal College of Paediatrics and Child Health Overarching Indicator Domain 1: Mortality Improvement Area Possible Outcome Indicator Infant Health Perinatal / infant mortality rates Respiratory disease Childhood cancers All respiratory deaths, 018 Deaths associated with chemotherapy Acute Leukaemias Suicide Survival outcomes Meningitis Traumatic Brain Number of adolescents dying from suicide that have had contact with NHS in previous three months Deaths from meningitis prior to hospital admission / in-hospital deaths Post-admission mortality Associated NICE Quality Standard Neonatology Asthma Possible Data source / data comments National Centre for Health Outcomes Development, Centre for Maternal and Child Enquiries, Neonatal Data Analysis Unit, National Patient Safety Agency, Office for National Statistics, Child Death Overview Panels (CDOPs) Annual deaths, HQIP audit of asthma deaths. CDOPs Annual deaths. Might need to link via NHS nos to HES to distinguish those associated with chemo. CDOPs Annual deaths. CDOPs Contact with primary care not available, so may be difficult. CDOPs General Practice Research Database, HES Deaths in hospital or following discharge Injury - either HES or annual deaths. Domain 2: LTC Overarching Indicator Improvement Area Child-specific PROM for basket of conditions (Asthma, Epilepsy, Cystic Fibrosis, neurodisabilitie s, diabetes, rheumatic conditions, ADHD, Autism, Inflammatory Bower Disease) Basket of LTC School absence due to (eg. asthma, condition diabetes, epilepsy, neurodisability, cystic fibrosis, rheumatic conditions, ADHD / Autism, Inflammatory Bower Disease) Asthma Diabetes Possible Outcome Indicator emergency hospital admissions for children with asthma range of outcome measures for diabetes in children (cholesterol, BP, HbA1c, microalbuminuria, longterm micro- and macrovascular complications) Associated NICE Quality Standard Asthma, Diabetes, Epilepsy, Arthritis, Autism, Cerebral Palsy, Possible Data source / data comments Asthma HES/Disease Management Information Toolkit (DMIT) Diabetes Possibly primary care data or new child health dataset. Child and Maternal Health Observatory tates that this data is available Neonatal care Epilepsy Arthritis Sickle Cell Disease Disability IBD two year outcomes (rates Neonatology of impairment / disability) percentage of ‘Status Epilepsy epilepticus’ admissions of children on anticonvulsants. Number of admissions due to epilepsy or epilepsy related morbidity eg injuries; days/year free of seizures 1.Children with uveitis / poor visual outcome National Neonatal Audit Programme, Neonatal Data Analysis Unit 2. Young adults needing joint replacement Indicators for sickle cell in children: pain management; avoidance of serious complications eg. stroke. Proportion of children with multi-disciplinary care plans Proportion of patients requiring steroids >3/12 in last year, growth 2. HES - but only for those having had replacement, not those waiting Possibly from HES depending on quality of diagnosis coding. Acute pain management DMIT but would not be able to link to prescribing data to know if anticonvulsants used. 1.Possibly from HES depending on quality of diagnosis coding. Unlikely to be able to obtain any datasets to support this as most will be seen in primary care. Though possibly RCP audit. Overarching Indicator Domain 3: Acute Illness Improvement Area Unplanned Urgent / returns to emergency care urgent / emergency care within 48 hours of being seen in urgent / emergency care – children only. Acute Life Threatening Events Gastroenteritis Respiratory Diabetes Possible Outcome Indicator Associated NICE Quality Standard Possible Data source / data comments Unplanned returns to urgent / emergency care within 48 hours of being seen in urgent / emergency care – children only. Frequent flyers to A&E or Emergency admission to hospital linked on NHSno Number of cardiac arrests, respiratory arrests and acute life threatening events for children that have been in the hospital more than 1 hour (excluding those from Paediatric Intensive Care / Neonatal Intensive Care) emergency hospital admissions for children with gastroenteritis emergency hospital admissions for children with lower respiratory tract infections number of admissions of Times not recorded on HES so would not be able to determine if been in for 1 hour previous to arrest. HES HES Diabetes HES but dependent on coding of DKA children in diabetic ketoacidosis (DKA) Domain 4 – PREMS – Patient Reported Experience Measures The use of PREMs with children and young people and their parents / carers is relatively underdeveloped compared to its use in adult healthcare. Nevertheless, in its analysis of the literature, and in its own direct experience, the Royal College of Paediatrics and Child Health is developing significant expertise in this area. We are aware, for instance, of the innovative use of interactive animated questionnaires and cartoon characters in the Alder Hey developed national paediatric toolkit. In our own work on feverish illness in children, we have already used questionnaires with parents / carers which explored their experience of urgent care provision. We are continuing this work by developing a PREM which will explore parents / carers and children's experience of acute illness in any urgent or emergency care setting, and additional ones which will address children’s experience of epilepsy and diabetes management. The intention is to make these PREMs available nationally once the pilot phases have been completed. Given that acute illnesses represent a significant proportion of all childhood illness, there is no reason why the urgent / emergency care PREM could not be utilised by the DH in domain 4 of its outcome framework. It could certainly feature, for instance, in the emergency care dashboard that is currently being developed. It is also worth noting that BLISS have developed a questionnaire for parents of babies on neonatal units and it may be the case that this could be used in assessing their experience of patient care. Clearly, further work is required to develop appropriate PREMs that can be used by children and young people themselves. However, our extensive experience of working with children and young people in clinical settings, and through our engagement with child health advocates in our youth advisory panel, the RCPCH is in a unique position to advise on this work. Overarching Indicator Domain 5: Safety Improvement Area Possible Outcome Indicator Children’s prescribing Medication errors due to weight calculation errors Data not available, should be held locally (clinical audit) Children – preventable deterioration Hospital acquired infections Drug errors Use of an early warning score Data not available, should be held locally (clinical audit) ?appropriate measure Potentially from HES dependent on coding. Number of paediatric drug errors (all causes) % of infections expressed as line days. Number of lines removed for infection Number of extravasation injuries and severity. Data not available, should be held locally (clinical audit) Data not available, should be held locally (clinical audit) Central line associated problems Extravasation injuries Associated NICE Quality Standard Possible Data source / data comments Data not available, should be held locally (clinical audit) NICE Quality Topics These are the most important topics that the RCPCH would suggest that NICE develop quality standards around in addition to neonatology, which has already been developed and is awaiting approval from the National Quality Board. They are in order of priority. Safeguarding Asthma Epilepsy Allergic Disease Bronchiolitis Meningitis Early developmental impairment Acute pain management Headache Cerebral palsy Autism Diabetes
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