teacher`s guide to behavioral interventions

7($&+(5¶6*8,'(
72%(+$9,25$/
,17(59(17,216
,QWHUYHQWLRQ6WUDWHJLHVIRU
%HKDYLRU3UREOHPVLQWKH
(GXFDWLRQDO(QYLURQPHQW
.DWK\&XPPLQV:XQGHUOLFKW
&RS\ULJKW‹E\+DZWKRUQH(GXFDWLRQDO6HUYLFHV,QF
$OOULJKWVUHVHUYHG
1RSDUWRIWKLVSXEOLFDWLRQPD\EHUHSURGXFHGRU
WUDQVPLWWHGLQDQ\IRUPRUE\DQ\PHDQVHOHFWURQLFRU
PHFKDQLFDOLQFOXGLQJSKRWRFRS\LQJUHFRUGLQJRUE\DQ\
LQIRUPDWLRQVWRUDJHDQGUHWULHYDOV\VWHPZLWKRXWSHUPLVVLRQ
LQZULWLQJIURPWKHSXEOLVKHU
3ULQWHGLQWKH
8QLWHG6WDWHVRI$PHULFD
+$:7+251(
(GXFDWLRQDO6HUYLFHV,QF
*UD\2DN'ULYH
&ROXPELD02
7HOHSKRQH
)$;
ZZZKHVLQFFRP
ZZZKDZWKRUQHHGFRP
7DEOHRI&RQWHQWV
, 7DEOHRI&RQWHQWV ,, 8VLQJWKH7HDFKHU¶V*XLGHWR%HKDYLRUDO,QWHUYHQWLRQVLQ&RQMXQFWLRQZLWKWKH
%HKDYLRU'LVRUGHUV,GHQWL¿FDWLRQ6FDOH6HFRQG(GLWLRQ ,,, *RDOVDQG2EMHFWLYHV $
%
&
'
(
)
*
+
,
-
.
/
,9 ,QWHUYHQWLRQV /HDUQLQJ ,QWHUSHUVRQDO5HODWLRQVKLSV ,QDSSURSULDWH%HKDYLRURU)HHOLQJV8QGHU1RUPDO&LUFXPVWDQFHV 8QKDSSLQHVVRU'HSUHVVLRQ 3K\VLFDO6\PSWRPVRU)HDUV &ODVVURRP5XOHVDQG([SHFWDWLRQV 3HHU,QWHUDFWLRQV 5HVSRQVHWR6FKRRO(QYLURQPHQW 5HVSRQVHWR6FKRRODQG3HUVRQDO3UREOHPV *URXS%HKDYLRU &ODVV%HKDYLRU $FDGHPLF3HUIRUPDQFH $ $Q,QDELOLW\WR/HDUQ:KLFK&DQQRW%H([SODLQHGE\,QWHOOHFWXDO6HQVRU\
RU+HDOWK)DFWRUV
%HKDYLRU
1XPEHU
+DZWKRUQH
'RHVQRWSHUIRUPRUFRPSOHWHFODVVURRPDVVLJQPHQWVGXULQJFODVVWLPH
HJZLOOQRWSHUIRUPWKHDVVLJQPHQWRUGRHVQRWXVHWKHWLPHSURYLGHG
ZLOOJRRQWRDQRWKHUDVVLJQPHQWEHIRUHFRPSOHWLQJWKH¿UVWHWF 'RHVQRWWXUQLQKRPHZRUNDVVLJQPHQWVHJGRHVQRWGRWKHDVVLJQPHQWORVHV
WKHDVVLJQPHQWDIWHUFRPSOHWLQJLWGRHVQRWEULQJWKHDVVLJQPHQW
WRFODVVWRWXUQLQHWF ,VGLVRUJDQL]HGWRWKHSRLQWRIQRWKDYLQJQHFHVVDU\PDWHULDOVORVLQJPDWHULDOV
EHLQJXQDEOHWR¿QGFRPSOHWHGDVVLJQPHQWVEHLQJXQDEOHWRIROORZWKHVWHSVRI
WKHDVVLJQPHQWLQRUGHUHWF 3HUIRUPVDVVLJQPHQWVVRFDUHOHVVO\DVWREHLOOHJLEOHHJGRHVQRWFDUHWRGRZHOO
UXVKHVWKURXJKWDVNVHWF )DLOVWRSHUIRUPDVVLJQPHQWVLQGHSHQGHQWO\HJFRQWLQXDOO\DVNVIRUDVVLVWDQFH
RUUHDVVXUDQFHZLOOQRWEHJLQZRUNRQRUFRPSOHWHDVVLJQPHQWVZLWKRXW
DVVLVWDQFHHWF 3HUIRUPVFODVVURRPWHVWVRUTXL]]HVDWDIDLOLQJOHYHO ,VQRWPRWLYDWHGE\UHZDUGVDWVFKRROHJFDQQRW¿QGDUHLQIRUFHUKHVKHHQMR\V 'RHVQRWSUHSDUHIRUDVVLJQHGDFWLYLWLHVHJGRHVQRWVWXG\IRUWHVWVRUTXL]]HVGRHV
QRWUHDGDVVLJQHGPDWHULDOHWF 'RHVQRWUHPDLQRQWDVNHJLVHDVLO\GLVWUDFWHGE\RWKHUVWXGHQWVRUWKHWHDFKHU
LVPRUHLQWHUHVWHGLQRWKHUDFWLYLWLHVVLWVDQGGRHVQRWKLQJHWF 'RHVQRWSHUIRUPDFDGHPLFDOO\DWKLVKHUDELOLW\OHYHOLHSHUIRUPVEHORZDELOLW\OHYHO
RUDWDIDLOLQJOHYHO 'RHVQRWIROORZZULWWHQGLUHFWLRQV 'RHVQRWIROORZYHUEDOGLUHFWLRQV ,VUHOXFWDQWWRDWWHPSWQHZDVVLJQPHQWVRUWDVNV +DVGLI¿FXOW\ZLWKVKRUWWHUPRUORQJWHUPPHPRU\HJFDQQRWUHPHPEHUGLUHFWLRQV
FDQQRWPHPRUL]HDSRHPFDQQRWUHFDOOLQIRUPDWLRQSUHYLRXVO\OHDUQHGHWF +DVGLI¿FXOW\XQGHUVWDQGLQJDEVWUDFWFRQFHSWV 'RHVQRWFRPSUHKHQGZKDWKHVKHUHDGV 5HTXLUHVUHSHDWHGGULOODQGSUDFWLFHWROHDUQZKDWRWKHUVWXGHQWVPDVWHUHDVLO\ % $Q,QDELOLW\WR%XLOGRU0DLQWDLQ6DWLVIDFWRU\,QWHUSHUVRQDO5HODWLRQVKLSV
ZLWK3HHUVDQG7HDFKHUV
%HKDYLRU
1XPEHU
)LJKWVZLWKRWKHUVWXGHQWVHJVFUDWFKHVKLWVSXOOVKDLUHWF %HFRPHVSK\VLFDOO\DJJUHVVLYHZLWKWHDFKHUVHJSXVKHVSXOOVDZD\JUDEVHWF 0DNHVLQDSSURSULDWHFRPPHQWVWRWHDFKHUVHJDUJXHVWKUHDWHQVFDOOVQDPHV
FXUVHVPDNHVUXGHFRPPHQWVXVHVREVFHQLWLHVHWF 'RHVQRWUHVSRQGDSSURSULDWHO\WRSUDLVHRUUHFRJQLWLRQHJJHWVDQJU\JHWV
HPEDUUDVVHGSXUSRVHO\GRHVVRPHWKLQJLQDSSURSULDWHLQUHVSRQVHHWF ,VHDVLO\DQJHUHGDQQR\HGRUXSVHWHJKLWVDUJXHV\HOOVWKURZVWKLQJVFULHV
ZLWKGUDZVHWF $JLWDWHVDQGSURYRNHVSHHUVWRDOHYHORIYHUEDORUSK\VLFDODVVDXOWHJPDNHV
GHURJDWRU\FRPPHQWVRUJHVWXUHVWRXFKHVHWF +DVOLWWOHRUQRLQWHUDFWLRQZLWKWHDFKHUVHJGRHVQRWWDONPDNHH\HFRQWDFW
DVNTXHVWLRQVVHHNDVVLVWDQFHHWF +DVOLWWOHRUQRLQWHUDFWLRQZLWKSHHUVHJGRHVQRWWDONVKDUHLQDFWLYLWLHVPDNH
IULHQGVHWF 0DNHVLQDSSURSULDWHFRPPHQWVWRRWKHUVWXGHQWVHJDUJXHVFDOOVQDPHV
FXUVHVXVHVREVFHQLWLHVPDNHVUXGHFRPPHQWVHWF 5HVSRQGVLQDSSURSULDWHO\WRW\SLFDOSK\VLFDOH[FKDQJHVZLWKRWKHUVWXGHQWV
HJEHLQJEXPSHGWRXFKHGEUXVKHGDJDLQVWHWF 5HVSRQGVLQDSSURSULDWHO\WRIULHQGO\WHDVLQJHJMRNHVVDUFDVWLFUHPDUNV
QDPHFDOOLQJHWF ,VQRWDFFHSWHGE\RWKHUVWXGHQWVHJLJQRUHGWHDVHGULGLFXOHGHWF %RWKHUVRWKHUVWXGHQWVZKRDUHWU\LQJWRZRUNOLVWHQHWF 5HVSRQGVLQDSSURSULDWHO\WRRWKHUV¶DWWHPSWVWREHIULHQGO\FRPSOLPHQWDU\
V\PSDWKHWLFHWF 'RHVQRWVKDUHSRVVHVVLRQVRUPDWHULDOV 'RHVQRWDOORZRWKHUVWRWDNHWKHLUWXUQVSDUWLFLSDWHLQDFWLYLWLHVRUJDPHVHWF & ,QDSSURSULDWH7\SHVRI%HKDYLRURU)HHOLQJV8QGHU1RUPDO&LUFXPVWDQFHV
%HKDYLRU
1XPEHU
0DNHVLQDSSURSULDWHFRPPHQWVRUXQQHFHVVDU\QRLVHVLQWKHFODVVURRP
HJWDONVWRRWKHUVWXGHQWVZLWKRXWSHUPLVVLRQFDOOVRXWDQVZHUVLQWHUUXSWV
PDNHVIXQRIRWKHUVKXPVWDSVEXUSVHWF +DVXQH[FXVHGDEVHQFHVHJDEVHQWIURPVFKRROVNLSVFODVVHVHWF +DVXQH[FXVHGWDUGLQHVVHJODWHWRVFKRROODWHWRFODVVODWHWRDFWLYLWLHVHWF 0DNHVXQQHFHVVDU\SK\VLFDOFRQWDFWZLWKRWKHUVHJWRXFKHVKXJVHWF %ODPHVRWKHUSHUVRQVRUPDWHULDOVWRDYRLGWDNLQJUHVSRQVLELOLW\IRUKLVKHU
PLVWDNHVHJWHDFKHUVRWKHUVWXGHQWVERRNVSHQFLOVSHQVHWF +DZWKRUQH
+DZWKRUQH
6WHDOVRUIRUFLEO\WDNHVWKLQJVIURPRWKHUVWXGHQWVWHDFKHUVWKHVFKRROEXLOGLQJHWF %HKDYHVLQDSSURSULDWHO\ZKHQRWKHUVGRZHOORUUHFHLYHSUDLVHRUDWWHQWLRQHJFDQQRW
VWDQGWRORVHLQDJDPHJHWVDQJU\VD\VLWLVQRWIDLUWRKLPKHUHWF (QJDJHVLQLQDSSURSULDWHEHKDYLRUVZKLOHVHDWHGHJWLSVFKDLURUGHVNSXWVIHHW
RQGHVNWRXFKHVRWKHUVDVWKH\ZDONE\WDSVDQGPDNHVQRLVHVHWF %HKDYHVLQDPDQQHULQDSSURSULDWHIRUWKHVLWXDWLRQHJODXJKVLQDVLWXDWLRQ
ZKHUHRWKHUVWXGHQWVZRXOGEHDODUPHGRUXSVHWVKRZVQRHPRWLRQGXULQJDFWLYLWLHV
ZKHUHRWKHUVWXGHQWVZRXOGEHODXJKLQJDQGHQMR\LQJWKHPVHOYHVHWF 7ULHVWRDYRLGVLWXDWLRQVDVVLJQPHQWVUHVSRQVLELOLWLHVHJLQGLFDWHVKHVKHLVVLFN
LQMXUHGGRHVQRWIHHOZHOOUHTXHVWVWROHDYHWKHFODVVURRPWRJHWPDWHULDOVIURPORFNHU
XVHWKHUHVWURRPJRWRWKHQXUVH¶VRI¿FHRUFRXQVHORU¶VRI¿FHHWF %HKDYHVLPSXOVLYHO\ZLWKRXWVHOIFRQWUROHJUHDFWVLPPHGLDWHO\WRVLWXDWLRQV
ZLWKRXWWKLQNLQJLVLPSDWLHQWLVXQDEOHWRZDLWIRUDWXUQRUIRUDVVLVWDQFHIURPDQ
LQVWUXFWRUHWF ([KLELWVH[WUHPHPRRGFKDQJHVHJIURPFDOPWRDQJU\KDSS\WRVDGHWF ,VXQSUHGLFWDEOHLQEHKDYLRUHJGRHVQRWUHVSRQGFRQVLVWHQWO\WRVLWXDWLRQVLQ
WKHHQYLURQPHQW 'RHVQRWIROORZGLUHFWLYHVIURPWHDFKHUVRURWKHUVFKRROSHUVRQQHOHJUHIXVHVWR
GRZKDWKHVKHLVWROGJRHVRQGRLQJZKDWKHVKHZDVGRLQJGRHVWKHRSSRVLWHRIZKDW
KHVKHLVWROGHWF ,JQRUHVFRQVHTXHQFHVRIKLVKHUEHKDYLRUHJNQRZVWKDWKLVKHUEHKDYLRUZLOO
UHVXOWLQDQHJDWLYHFRQVHTXHQFHEXWHQJDJHVLQWKHEHKDYLRUDQ\ZD\ 0DNHVVH[XDOO\UHODWHGFRPPHQWVRUHQJDJHVLQEHKDYLRUZLWKVH[XDORYHUWRQHV
HJXVHVVH[XDOUHIHUHQFHVZKHQWDONLQJPDNHVVXJJHVWLYHVH[XDOFRPPHQWVPDNHV
VH[XDOO\UHODWHGJHVWXUHVWRXFKHVVHOIRURWKHUVH[SRVHVVHOIHWF %HFRPHVRYHUH[FLWHGHJORVHVFRQWUROLQJURXSDFWLYLWLHVIRUJHWVUXOHVEHFRPHV
ORXGHWF /LHVGHQLHVH[DJJHUDWHVGLVWRUWVWKHWUXWK %ULQJVLQDSSURSULDWHRULOOHJDOPDWHULDOVWRVFKRROHJPDJD]LQHVZHDSRQVGUXJV
DOFRKROHWF 'HVWUR\VVFKRRORURWKHUVWXGHQWV¶SURSHUW\HJGHIDFHVGDPDJHVYDQGDOL]HVHWF &KHDWVHJFRSLHVIURPRWKHUVWXGHQWVXVHVQRWHVGXULQJWHVWVRUTXL]]HVFRSLHVRWKHU
VWXGHQWV¶FODVVZRUNRUKRPHZRUNHWF 'HPRQVWUDWHVLQDSSURSULDWHEHKDYLRUZKHQPRYLQJZLWKDJURXSHJIDLOVWRVWD\LQ
OLQHUXQVSXVKHVHWF 5HVSRQGVLQDSSURSULDWHO\WRUHGLUHFWLRQLQDFDGHPLFDQGVRFLDOVLWXDWLRQVHJJHWV
DQJU\ZKHQWROGKHVKHKDVPDGHHUURUVRQDVVLJQPHQWVUHIXVHVWRUHWXUQWRVHDWZKHQ
WROGWRGRVRHWF 'RHVQRWDFFHSWFKDQJHVLQHVWDEOLVKHGURXWLQHHJLVXSVHWE\FKDQJHVLQDVFKHGXOH
FKDQJHVLQWKHZD\DVVLJQPHQWVDUHWREHSHUIRUPHGEHKDYHVLQDSSURSULDWHO\ZKHQD
VWXGHQWWHDFKHURUVXEVWLWXWHWHDFKHULVLQWKHFODVVURRPHWF 'RHVQRWIROORZVFKRROUXOHVHJUXQVLQKDOOZD\VWKURZVIRRGLQFDIHWHULDLV
GLVUXSWLYHLQOLEUDU\HWF ,QGLFDWHVWKDWKHVKHGRHVQRWFDUHRULVQRWFRQFHUQHGDERXWSHUIRUPDQFHJUDGHVUHSRUW
FDUGVJUDGXDWLQJFRQVHTXHQFHVRIEHKDYLRUHWF 1HHGVLPPHGLDWHUHZDUGVUHLQIRUFHPHQWLQRUGHUWRGHPRQVWUDWHDSSURSULDWH
EHKDYLRU 'RHVQRWFDUHIRUSHUVRQDODSSHDUDQFHHJJURRPLQJFORWKLQJHWF (QJDJHVLQLQDSSURSULDWHEHKDYLRUVUHODWHGWRERGLO\IXQFWLRQVHJWDONVDERXW
ERGLO\IXQFWLRQVPDVWXUEDWHVXULQDWHVRQUHVWURRPÀRRUVPHDUVIHFHVLQ
UHVWURRPHWF 'RHVQRWFKDQJHEHKDYLRUIURPRQHVLWXDWLRQWRDQRWKHUHJJHWVH[FLWHGDWUHFHVVDQG
FDQQRWFDOPGRZQZKHQKHVKHHQWHUVWKHEXLOGLQJFDQQRWVWRSRQHDFWLYLW\DQGEHJLQ
DQRWKHUHWF ' $*HQHUDO3HUYDVLYH0RRGRI8QKDSSLQHVVRU'HSUHVVLRQ
%HKDYLRU
1XPEHU
'RHVQRWSDUWLFLSDWHLQFODVVURRPDFWLYLWLHVRUVSHFLDOHYHQWVWKDWDUHLQWHUHVWLQJWRRWKHU
VWXGHQWVHJGRHVQRWZDQWWRSDUWLFLSDWHLQJURXSDFWLYLWLHVSDUWLHVFODVVSOD\V
¿HOGWULSVDVVHPEOLHVHWF %ODPHVVHOIIRUVLWXDWLRQVEH\RQGKLVKHUFRQWUROHJFODVVURRPVLWXDWLRQVDFFLGHQWV
GHDWKGLYRUFHHWF %HFRPHVXSVHWZKHQDVXJJHVWLRQRUFRQVWUXFWLYHFULWLFLVPLVJLYHQ 7KUHDWHQVWRKXUWVHOIRUFRPPLWVXLFLGHHJYHUEDOO\DVZHOODVWKURXJKSLFWXUHVDQG
ZULWWHQUHSUHVHQWDWLRQVRIKXUWLQJVHOIRUFRPPLWWLQJVXLFLGH ,QGLFDWHVWKDWQRRQHOLNHVKLPKHUQRRQHFDUHVDERXWKLPKHUHWF 'RHVQRWVPLOHODXJKRUGHPRQVWUDWHKDSSLQHVV ,VWLUHGOLVWOHVVDSDWKHWLFXQPRWLYDWHGQRWLQWHUHVWHGLQVFKRRO ,VRYHUO\FULWLFDORIVHOILQVFKRROUHODWHGSHUIRUPDQFHDELOLWLHVSHUVRQDODSSHDUDQFH
HWFHJVD\VKHVKHFDQQRWSHUIRUPDFWLYLWLHVLVGXPEVWXSLGXJO\HWF )URZQVVFRZOVORRNVXQKDSS\GXULQJW\SLFDOFODVVURRPVLWXDWLRQV ,VSHVVLPLVWLFHJWKLQNVQRWKLQJZLOOWXUQRXWULJKW ( $7HQGHQF\WR'HYHORS3K\VLFDO6\PSWRPVRU)HDUV$VVRFLDWHGZLWK3HUVRQDO
RU6FKRRO3UREOHPV
%HKDYLRU
1XPEHU
,QGLFDWHVFRQFHUQUHJDUGLQJSUREOHPVRUVLWXDWLRQVLQWKHKRPHRULVXQDEOHWRGHDOZLWK
FODVVURRPUHTXLUHPHQWVEHFDXVHRIRXWRIVFKRROVLWXDWLRQVHJPD\QRWEHDEOHWR
FRQFHQWUDWHEHFDXVHRIIDPLO\SUREOHPVSHHUUHODWLRQVSHUVRQDOUHODWLRQVKLSVHWF 'HPRQVWUDWHVVHOIGHVWUXFWLYHEHKDYLRUHJKLWVVFUDWFKHVVHOIGHVWUR\VFORWKLQJRU
SHUVRQDOSURSHUW\HWF 0RYHVDERXWXQQHFHVVDULO\HJOHDYHVVHDWZDONVDURXQGWKHFODVVURRPURFNV
VKDNHVKHDGHWF 6SHDNVLQDQXQQDWXUDOYRLFHHJIDOVHWWRYRLFHPHFKDQLFDOYRLFHHWF 6SHDNVLQFRKHUHQWO\HJVWDWHPHQWVDUHGLVFRQQHFWHGXQUHODWHGEL]DUUHDQG
XQLQWHOOLJLEOHHWF (QJDJHVLQQHUYRXVKDELWVHJELWHV¿QJHUQDLOVWZLUOVKDLUFKHZVLQVLGHRIFKHHN
FKHZVSHQFLOVRUSHQVVSLQVRUWZLUOVREMHFWVHWF 7KURZVWHPSHUWDQWUXPV 5HDFWVSK\VLFDOO\LQUHVSRQVHWRH[FLWHPHQWGLVDSSRLQWPHQWVXUSULVHKDSSLQHVVIHDU
HWFHJÀDSVKDQGVVKXGGHUVVWXWWHUVVWDPPHUVWUHPEOHVHWF %HFRPHVSDOHPD\WKURZXSRUSDVVHVRXWZKHQDQ[LRXVRUIULJKWHQHG 'HPRQVWUDWHVSKRELFW\SHUHDFWLRQVHJIHDURIVFKRROVSHDNLQJLQIURQWRIDJURXS
XQFRPIRUWDEOHFKDQJLQJFORWKHVIRUSK\VLFDOHGXFDWLRQHWF ) )DLOXUHWR)ROORZ&ODVVURRP5XOHVDQG([SHFWDWLRQV
%HKDYLRU
1XPEHU
'RHVQRWIROORZWKHUXOHVRIWKHFODVVURRPHJWDONVZLWKRXWSHUPLVVLRQOHDYHVVHDW
ZLWKRXWSHUPLVVLRQHWF 'RHVQRWZDLWDSSURSULDWHO\IRUDQLQVWUXFWRUWRDUULYHHJOHDYHVVHDWWDONV\HOOV
¿JKWVHWF 'RHVQRWZDLWDSSURSULDWHO\IRUDVVLVWDQFHRUDWWHQWLRQIURPDQLQVWUXFWRUHJJHWV
RXWRIVHDWWKURZVREMHFWVFDOOVRXWWRWHDFKHUWDONVHWF
+DZWKRUQH
'HPRQVWUDWHVLQDSSURSULDWHEHKDYLRULQWKHSUHVHQFHRIDVXEVWLWXWHWHDFKHU 'RHVQRWGHPRQVWUDWHDSSURSULDWHXVHRIVFKRROUHODWHGPDWHULDOVHJSHQFLOUXOHU
LQGXVWULDODUWVHTXLSPHQWHWF 'RHVQRWGHPRQVWUDWHDSSURSULDWHFDUHDQGKDQGOLQJRIRWKHUV¶SURSHUW\HJSHHU
DQGVFKRROSURSHUW\ 'RHVQRWUDLVHKDQGZKHQDSSURSULDWHHJGRHVQRWUDLVHKDQGIRUDVVLVWDQFHWRVSHDN
UDLVHVKDQGWRDQVZHUTXHVWLRQVZKHQKHVKHGRHVQRWNQRZWKHDQVZHUHWF 'RHVQRWWDNHQRWHVGXULQJFODVVZKHQQHFHVVDU\ * ,QDSSURSULDWH3HHU,QWHUDFWLRQV
%HKDYLRU
1XPEHU
'RHVQRWUHVROYHFRQÀLFWVLWXDWLRQVDSSURSULDWHO\HJJHWVDQJU\FULHV¿JKWVUXQV
RXWRIFODVVURRPUXQVDZD\HWF 'RHVQRWPDNHDSSURSULDWHXVHRIIUHHWLPHHJWDONVIDLOVWRVKDUHPDWHULDOV
¿JKWVHWF )DLOVWRZRUNDSSURSULDWHO\ZLWKSHHUVLQDWXWRULQJVLWXDWLRQ 'RHVQRWVKDUHVFKRROPDWHULDOVZLWKRWKHUVWXGHQWV + ,QDSSURSULDWH5HVSRQVHWR6FKRRO(QYLURQPHQW
%HKDYLRU
1XPEHU
:ULWHVDQGSDVVHVQRWHV 7DWWOHV )DLOVWR¿QGQHFHVVDU\ORFDWLRQVLQWKHEXLOGLQJHJFODVVHVFDIHWHULD
UHVWURRPHWF 'RHVQRWUHVSRQGDSSURSULDWHO\WRHQYLURQPHQWDOFXHVHJEHOOVVLJQVHWF 'RHVQRWVWD\LQDQDVVLJQHGDUHDIRUWKHVSHFL¿HGWLPHSHULRGHJFODVVURRP
EXLOGLQJVFKRROJURXQGVHWF , ,QDSSURSULDWH5HVSRQVHWR6FKRRODQG3HUVRQDO3UREOHPV
%HKDYLRU
1XPEHU
5XQVDZD\WRDYRLGSUREOHPV ,VXQGHUWKHLQÀXHQFHRIGUXJVRUDOFRKROZKLOHDWVFKRRO :KLQHVRUFULHVLQUHVSRQVHWRSHUVRQDORUVFKRROH[SHULHQFHV - ,QDSSURSULDWH*URXS%HKDYLRU
%HKDYLRU
1XPEHU
'HPRQVWUDWHVLQDSSURSULDWHEHKDYLRULQDVPDOODFDGHPLFJURXSVHWWLQJ
HJUHDGLQJJURXSPDWKJURXSHWF %HKDYHVPRUHDSSURSULDWHO\DORQHRULQVPDOOJURXSVWKDQZLWKWKHZKROHFODVV
RULQODUJHJURXSDFWLYLWLHV 'HPRQVWUDWHVLQDSSURSULDWHEHKDYLRULQDODUJHDFDGHPLFJURXSVHWWLQJ
HJDQHQWLUHFODVVPDWKDFWLYLW\ +DZWKRUQH
. ,QDSSURSULDWH2XWRI&ODVV%HKDYLRU
%HKDYLRU
1XPEHU
'HPRQVWUDWHVLQDSSURSULDWHEHKDYLRURQWKHVFKRROJURXQGVEHIRUHDQGDIWHU
VFKRROHJ¿JKWVFXUVHVWKURZVREMHFWVHWF 'HPRQVWUDWHVLQDSSURSULDWHEHKDYLRUJRLQJWRDQGIURPVFKRROHJWKURZV
REMHFWVRXWRIEXVZLQGRZ¿JKWVZLWKSHHUVHWF / &RQFHUQV5HODWHGWR$FDGHPLF3HUIRUPDQFH
%HKDYLRU
1XPEHU
'RHVQRW¿QLVKDVVLJQPHQWVEHFDXVHRIUHDGLQJGLI¿FXOWLHVHJUHDGVWRR
VORZO\WR¿QLVKRQWLPH 1HHGVRUDOTXHVWLRQVDQGGLUHFWLRQVIUHTXHQWO\UHSHDWHGHJVWXGHQWVD\V
³,GRQ¶WXQGHUVWDQG´QHHGVFRQVWDQWUHPLQGHUVHWF 9 $SSHQGL[ 9, ,QGH[ +DZWKRUQH
,,QWURGXFWLRQ
7KH7HDFKHU¶V*XLGHWR%HKDYLRUDO,QWHUYHQWLRQV
LVEDVHGRQWKHPRVWFRPPRQO\HQFRXQWHUHGEHKDY
LRUSUREOHPVLQWKHHGXFDWLRQDOHQYLURQPHQW7KH
OLVWRIEHKDYLRUSUREOHPVZDVFRPSLOHGDVDUHVXOWRI
VXUYH\DFWLYLWLHVGHVLJQHGWRLGHQWLI\WKHPRVWFRP
PRQ EHKDYLRU SUREOHPV HQFRXQWHUHG E\ FODVVURRP
WHDFKHUV ,QSXW ZDV JDWKHUHG IURP FODVVURRP
WHDFKHUV DQG QXPHURXV VSHFLDO HGXFDWLRQ SHUVRQ
QHO IURP HOHPHQWDU\ LQWHUPHGLDWH DQG VHFRQGDU\
VFKRROVHWWLQJV
7KHLQWHQWRIWKH7HDFKHU¶V*XLGHWR%HKDYLRUDO
,QWHUYHQWLRQV LV WR SURYLGH HGXFDWRUV ZLWK D VHOHF
WLRQ RI SURYHQ LQWHUYHQWLRQV IRU WKH PRVW FRPPRQ
EHKDYLRU SUREOHPV HQFRXQWHUHG LQ WKH HGXFDWLRQDO
HQYLURQPHQW7KHFRQFHSWRILGHQWLI\LQJWKHPRVW
FRPPRQEHKDYLRUSUREOHPVDQGLQWHUYHQWLRQVWUDW
HJLHVJUHZRXWRI\HDUVRIVWDI¿QJVDQGLQVHUYLFH
SUHVHQWDWLRQV ZKHUH WHDFKHUV HDUQHVWO\ DVNHG WKH
TXHVWLRQRYHUDQGRYHUDJDLQ³:KDWGR\RXGRZLWK
DVWXGHQWZKR"´,WLVREYLRXVWKDWRXUHGXFD
WRUV JHQXLQHO\ ZDQW WR SURYLGH DQ DSSURSULDWH EH
KDYLRUDOVXSSRUWSURJUDPIRUWKRVHVWXGHQWVLQQHHG
DQGWKH7HDFKHU¶V*XLGHWR%HKDYLRUDO,QWHUYHQWLRQV
LV GHVLJQHG WR SURYLGH WKH QHFHVVDU\ LQWHUYHQWLRQ
VWUDWHJLHV
7KHJRDOVDQGREMHFWLYHVLGHQWL¿HGLQWKLVPDQXDO
ZLOOVHUYHDVVDPSOHVZKLFKPD\EHXVHGLQZULWLQJ
,(3¶VIRULGHQWL¿HGVSHFLDOQHHGVVWXGHQWV&ULWHULD
IRU PHDVXULQJ WKH VXFFHVV RI WKH VWXGHQW¶V DWWDLQ
PHQWRIWKHJRDOVDQGREMHFWLYHVPXVWEHGHWHUPLQHG
E\WKRVHSURIHVVLRQDOHGXFDWRUVDQGSDUHQWVZKRDUH
DZDUHRIWKHVWXGHQW¶VFXUUHQWDELOLWLHVDQGSURJUDP
UHFRPPHQGDWLRQV
7KH LQWHUYHQWLRQV OLVWHG XQGHU HDFK EHKDYLRU
SUREOHP VKRXOG VHUYH DV D JXLGH IRU SURJUDP GH
YHORSPHQWRUFKDQJHIRUDQ\VWXGHQWLQQHHGRIEH
KDYLRULPSURYHPHQW,QWHUYHQWLRQVPD\EHFKRVHQ
E\DWHDPRISURIHVVLRQDOVDVSHFLDOHGXFDWRULQD
VHOIFRQWDLQHG FODVV RU IXQFWLRQLQJ LQ D UHVRXUFH
RU FRQVXOWDQW FDSDFLW\ RU E\ D UHJXODU HGXFDWLRQ
WHDFKHU 3URIHVVLRQDO MXGJPHQW VKRXOG GLFWDWH WKH
FKRLFH RI LQWHUYHQWLRQV IRU DQ\ SDUWLFXODU VWXGHQW
7KH VWXGHQW¶V DJH JHQGHU JUDGH OHYHO ORFDO FRP
PXQLW\VWDQGDUGVDQGKDQGLFDSLIRQHH[LVWVDUHDOO
WREHFRQVLGHUHGLQVHOHFWLQJDSSURSULDWHLQWHUYHQ
WLRQSURFHGXUHV7KHLQWHUYHQWLRQVKDYHEHHQIRXQG
DSSURSULDWHIRUVSHFLDOHGXFDWLRQDVZHOODVUHJXODU
HGXFDWLRQFODVVURRPHQYLURQPHQWV
7KH DVVXPSWLRQ LV PDGH LQ DQ\ SURIHVVLRQDOO\
UHVSRQVLEOHHGXFDWLRQDOVHWWLQJWKDWDOOUHODWHGYDUL
+DZWKRUQH
DEOHV ZLOO EH FRQVLGHUHG LQ FKRRVLQJ DSSURSULDWH
LQWHUYHQWLRQVGHVLJQHGWRIDFLOLWDWHVWXGHQWVXFFHVV
7KRURXJK FRQVLGHUDWLRQ VKRXOG LGHQWLI\ DOO UHODWHG
YDULDEOHVLQÀXHQFLQJVWXGHQWEHKDYLRUSUREOHPVLQ
RUGHU WR DSSURSULDWHO\ UHVSRQG WR LQGLYLGXDO VLWXD
WLRQV9LVLRQKHDULQJJHQHUDOKHDOWKQXWULWLRQDQG
IDPLO\ FDVH KLVWRU\ VKRXOG EH FRQVLGHUHG LQ RUGHU
QRWWRRYHUORRNDQ\KLVWRULFDORUFRQWHPSRUDU\GH
WHUPLQDQWVRIEHKDYLRU
7KHH[SHFWDWLRQLVWKDWWKHDSSURSULDWHLQWHUYHQ
WLRQVZLOOEHVHOHFWHGDJUHHGXSRQDQGFRQVLVWHQWO\
XVHGE\DOOLQVWUXFWLRQDOSHUVRQQHOZRUNLQJZLWKWKH
VWXGHQW8VHRIWKHVDPHLQWHUYHQWLRQVE\DOOWHDFK
HUV LQ DOO VHWWLQJV JUHDWO\ HQKDQFHV WKH OLNHOLKRRG
RIVWXGHQWVXFFHVVLQWKHHGXFDWLRQDOHQYLURQPHQW
7KHVHLQWHUYHQWLRQVDSSURSULDWHIRUDOOHGXFDWLRQDO
HQYLURQPHQWVOHQGWKHPVHOYHVSDUWLFXODUO\ZHOOWR
FUHDWLQJFRQWLQXLW\DFURVVDOOWKHFODVVHVDQGHGXFD
WLRQDOVHWWLQJVLQZKLFKWKHVWXGHQWIXQFWLRQV
,QRUGHUWRUHVSRQGWRWKHEURDGVSHFWUXPRILP
SOLFDWLRQV UHODWHG WR EHKDYLRU SUREOHPV WKH LQWHU
YHQWLRQV FRQWDLQHG LQ WKLV PDQXDO DUH GHVLJQHG WR
UHSUHVHQW VROXWLRQV ZKLFK DUH ERWK SUHYHQWLYH DQG
UHDFWLYH3UHYHQWLYHLQWHUYHQWLRQVDUHHQYLURQPHQ
WDOPRGL¿FDWLRQVXVHGWRUHGXFHVWLPXODWLRQWHDFK
WKH VWXGHQW SUREOHPVROYLQJ VNLOOV HWF 5HDFWLYH
LQWHUYHQWLRQV DUH PRUH LPPHGLDWHO\ UHODWHG WR WKH
VLWXDWLRQVXFKDVUHPRYDOIURPWKHJURXSLQFUHDVHG
VXSHUYLVLRQQDWXUDOFRQVHTXHQFHVHWF
6RPHLQWHUYHQWLRQVLQWKLVPDQXDODSSO\WRPRVW
VWXGHQWVDQGVKRXOGEHFRQVLGHUHG¿UVWLQRUGHUWR
SURYLGH D PRUH JHQHUDO DSSURDFK WR SUREOHP UH
GXFWLRQ2WKHULQWHUYHQWLRQVDUHPRUHVSHFL¿FDQG
VKRXOG EH LQGLYLGXDOO\ VHOHFWHG IRU VWXGHQWV EDVHG
RQ WKH DSSURSULDWHQHVV RI WKH LQWHUYHQWLRQ WR WKH
VLWXDWLRQ
)RUDQ\EHKDYLRUSUREOHPH[KLELWHGE\VWXGHQWV
LWZLOOEHRIYDOXHWRDVVHVVWKHH[WHQWWRZKLFKLQ
VWLWXWLRQDOYDULDEOHVLQÀXHQFHWKHEHKDYLRUDQGSRV
VLEO\FRQWULEXWHWRWKHSUREOHP/LPLWHGVXSHUYLVLRQ
LQSOD\DUHDVKDOOZD\VDQGGXULQJH[WUDFXUULFXODU
DFWLYLWLHVDVZHOODVDUELWUDU\JURXSLQJVDQGVHDWLQJ
DUUDQJHPHQWV DUH RIWHQ H[DPSOHV RI IDFWRUV ZKLFK
DUHLQKHUHQWLQWKHLQVWLWXWLRQDOVWUXFWXUHDQGRIWHQ
FRQWULEXWH WR SUREOHP EHKDYLRU $V D ¿UVW VWHS LQ
LPSURYLQJ D VLWXDWLRQ WKHVH LQVWLWXWLRQDO YDULDEOHV
VKRXOG EH HYDOXDWHG DQG DFWHG XSRQ WR UHGXFH WKH
LQÀXHQFHRIYDULDEOHVZKLFKUHVXOWLQXQVXFFHVVIXO
EHKDYLRU
7KLVPDQXDOLVGHVLJQHGWRUHVSRQGWRWKHPRVW
W\SLFDOEHKDYLRUSUREOHPVH[KLELWHGE\VWXGHQWVLQ
HGXFDWLRQDO VHWWLQJV 7KH LQWHUYHQWLRQV LGHQWL¿HG
KHUHLQDUHDSSURSULDWHIRUDQ\VWXGHQWHQJDJLQJLQ
WKHEHKDYLRUVGHVFULEHG7KHVWXGHQWVQHHGQRWEH
LGHQWL¿HG DV EHKDYLRUDOO\ GLVRUGHUHGHPRWLRQDOO\
GLVWXUEHGRUKDQGLFDSSHGLQDQ\ZD\7KHDSSURSUL
DWHQHVVRIWKHLQWHUYHQWLRQVUHODWHVGLUHFWO\WRWKHEH
KDYLRUSUREOHPDQGQRWWRFODVVL¿FDWLRQODEHOV$OO
LQWHUYHQWLRQVLQFOXGHGKDYHEHHQIRXQGWREHPRVW
VXFFHVVIXOE\DGPLQLVWUDWRUVWHDFKHUVDLGHVFRXQ
VHORUVSDUHQWVDQGRWKHUSHUVRQVLQWHQWRQKHOSLQJ
VWXGHQWV
(YHU\DWWHPSWZDVPDGHWRSURYLGHLQWHUYHQWLRQV
ZKLFK DUH OLNHO\ WR FRQWULEXWH WR WKH PRVW SRVLWLYH
FODVVURRPDWPRVSKHUH$GGLWLRQDOO\WKHVHOHFWLRQRI
LQWHUYHQWLRQVWRRNLQWRDFFRXQWWKRVHLQWHUYHQWLRQV
ZKLFKUHÀHFWSRVLWLYHWHDFKHUEHKDYLRUH[SHFWHGRI
HGXFDWRUVLQRXUVFKRROV$OOLQWHUYHQWLRQVLQFOXGHG
LQWKH7HDFKHU¶V*XLGHWR%HKDYLRUDO,QWHUYHQWLRQV
KDYHEHHQSURYHQWRFRQWULEXWHWRVWXGHQWVXFFHVVLQ
WKHHGXFDWLRQDOHQYLURQPHQW
,QDGGLWLRQWRSURYLGLQJLQWHUYHQWLRQVWUDWHJLHVIRU
WKHPRVWFRPPRQO\HQFRXQWHUHGEHKDYLRUSUREOHPV
LQWKHHGXFDWLRQDOHQYLURQPHQWWKH7HDFKHU¶V*XLGH
WR%HKDYLRUDO,QWHUYHQWLRQVSURYLGHVWKHJRDOVRE
MHFWLYHV DQG LQWHUYHQWLRQ VWUDWHJLHV IRU WKH EHKDY
LRUV LGHQWL¿HG E\ WKH %HKDYLRU 'LVRUGHUV ,GHQWL
¿FDWLRQ 6FDOH6HFRQG (GLWLRQ 7KH EHKDYLRUV
LQFOXGHG RQ WKH %HKDYLRU 'LVRUGHUV ,GHQWL¿FDWLRQ
6FDOH6HFRQG (GLWLRQ 6FKRRO 9HUVLRQ DUH LQFOXGHG
LQWKH7HDFKHU¶V*XLGHWR%HKDYLRUDO,QWHUYHQWLRQV
DV ZHOO DV DGGLWLRQDO EHKDYLRU SUREOHPV ZKLFK
DUHFRPPRQLQHGXFDWLRQDOHQYLURQPHQWVEXWZHUH
QRW LQFOXGHG RQ WKH %HKDYLRU 'LVRUGHUV ,GHQWL¿FD
WLRQ6FDOH6HFRQG(GLWLRQ
'U 5R\ 0RHOOHU LV WR EH JLYHQ VSHFLDO UHFRJQL
WLRQIRUKLVDVVLVWDQFHLQWKHUHVHDUFKLQYROYHGLQWKLV
SURMHFWWRLGHQWLI\FRPPRQEHKDYLRUSUREOHPVHQ
FRXQWHUHGE\WHDFKHUV$QGWRDOOWKHWHDFKHUVZKR
IDFHWKHLQVXUPRXQWDEOHWDVNRIKHOSLQJRXUVWXGHQWV
VXFFHHG³*RGEOHVV\RX´
.&:
+DZWKRUQH
,, 8VLQJWKH7HDFKHU¶V*XLGHWR%HKDYLRUDO
,QWHUYHQWLRQVLQ&RQMXQFWLRQZLWKWKH%HKDYLRU
'LVRUGHUV,GHQWL¿FDWLRQ6FDOH6HFRQG(GLWLRQ
127(,IWKH7HDFKHU¶V*XLGHWR%HKDYLRUDO,QWHUYHQWLRQVLVQRWEHLQJXVHGLQFRQMXQFWLRQZLWKWKH%H
KDYLRU'LVRUGHUV,GHQWL¿FDWLRQ6FDOH6HFRQG(GLWLRQ%',6WKHIROORZLQJSURFHGXUDOVWHSVQHHGQRWEH
IROORZHG
6WHS 7KHVWXGHQWLVUDWHGZLWKWKH6FKRRO9HUVLRQRIWKH%',6
6WHS &RQYHUVLRQVRIUDZVFRUHVRQWKH%',6DUHPDGHVXEVFDOHVFRUHVDQGSHUFHQWLOHVFRUHVDUHGHWHU
PLQHGDQGWKH%',6UHVXOWVRIUDWLQJVHFWLRQLVFRPSOHWHG
6WHS 'HWHUPLQHRQZKLFKRIWKH¿YHFKDUDFWHULVWLFVVXEVFDOHVWKHVWXGHQWVFRUHVRQHRUPRUHVWDQGDUG
GHYLDWLRQVEHORZWKHPHDQVXEVFDOHVFRUHEHORZ
6WHS 8QGHUHDFKRIWKRVHFKDUDFWHULVWLFVVXEVFDOHVRQZKLFKWKHVWXGHQWVFRUHGRQHVWDQGDUGGHYLDWLRQ
RUPRUHEHORZWKHPHDQGHWHUPLQHZKLFKEHKDYLRUVFRQVWLWXWHSULPDU\FRQFHUQLQWKHHGXFDWLRQDOHQYLURQ
PHQWWKHEHKDYLRUVZLWKWKHKLJKHVWUDZVFRUHV
6WHS )LQGJRDOVDQGREMHFWLYHVIURPWKH7HDFKHU¶V*XLGHWR%HKDYLRUDO,QWHUYHQWLRQVVHFWLRQWLWOHG,,,
*RDOVDQG2EMHFWLYHVZKLFKUHSUHVHQWHDFKEHKDYLRULQGLFDWHGDVDSULPDU\FRQFHUQRQWKH%',6
6WHS 'HWHUPLQHWKRVHLQWHUYHQWLRQVIURPWKH7HDFKHU¶V*XLGHWR%HKDYLRUDO,QWHUYHQWLRQVVHFWLRQ,9
ZKLFKDUHPRVWDSSURSULDWHLQIDFLOLWDWLQJWKHVWXGHQW¶VVXFFHVVDQGPHHWLQJWKHJRDOVDQGREMHFWLYHVFKRVHQ
LQ6WHS
6WHS ,IWKHUHDUHDQ\EHKDYLRUVZKLFKDUHRIFRQFHUQRQVXEVFDOHVRWKHUWKDQWKRVHZLWKVFRUHVPRUHWKDQ
RQHVWDQGDUGGHYLDWLRQEHORZWKHPHDQJRDOVREMHFWLYHVDQGLQWHUYHQWLRQVVKRXOGEHVHOHFWHGDQGZULWWHQ
IRUWKRVHEHKDYLRUVDVZHOO
6WHS 6KDUHWKRVHJRDOVREMHFWLYHVDQGLQWHUYHQWLRQVVWUDWHJLHVVHOHFWHGIRUWKHVWXGHQWZLWKDOOSHUVRQQHO
LQYROYHGLQWKHVWXGHQW¶VHGXFDWLRQDOSURJUDP
+DZWKRUQH
,,*RDOV2EMHFWLYHVDQG,QWHUYHQWLRQV
%(+$9,25'RHVQRWSHUIRUPRUFRPSOHWHFODVVURRPDVVLJQPHQWVGXULQJFODVVWLPH
*RDO
7KHVWXGHQWZLOOFRPSOHWHFODVVURRPDVVLJQPHQWVGXULQJFODVVWLPH
2EMHFWLYHV
7KHVWXGHQWZLOOFRPSOHWHDWDVNEHIRUHJRLQJRQWRWKHQH[WWDVNRQRXWRIWULDOV
7KHVWXGHQWZLOOFRPSOHWHRXWRIDVVLJQHGWDVNVSHUGD\
7KHVWXGHQWZLOODWWHPSWRXWRIDVVLJQHGWDVNVSHUGD\
7KHVWXGHQWZLOOUHPDLQRQWDVNIRURXWRIPLQXWHVSHUFODVVSHULRG
7KHVWXGHQWZLOOXVHWKHWLPHSURYLGHGRQDVVLJQHGWDVNVLQRUGHUWRFRPSOHWHWDVNVSHUGD\
%(+$9,25'RHVQRWWXUQLQKRPHZRUNDVVLJQPHQWV
*RDO
7KHVWXGHQWZLOOWXUQLQKRPHZRUNDVVLJQPHQWV
2EMHFWLYHV
7KHVWXGHQWZLOOFRPSOHWHRXWRIKRPHZRUNDVVLJQPHQWVHDFKGD\
7KHVWXGHQWZLOOFRPSOHWHRXWRIKRPHZRUNDVVLJQPHQWVHDFKZHHN
7KHVWXGHQWZLOOEULQJRXWRIRIKLVKHUFRPSOHWHGKRPHZRUNDVVLJQPHQWVWRVFKRRODQGWXUQ
WKHPLQHDFKGD\
7KHVWXGHQWZLOOEULQJRXWRIRIKLVKHUFRPSOHWHGKRPHZRUNDVVLJQPHQWVWRVFKRRODQGWXUQ
WKHPLQHDFKZHHN
7KHVWXGHQWZLOOFDUU\KLVKHUKRPHZRUNDVVLJQPHQWVWRDQGIURPVFKRROLQDERRNEDJEDFNSDFNLQ
RUGHUWRSUHYHQWORVVRQRXWRIWULDOV
7KHVWXGHQWZLOOSHUIRUPRXWRIKRPHZRUNDVVLJQPHQWVDWKRPHDQGUHWXUQWKHPWRVFKRRO
HDFKGD\
7KHVWXGHQWZLOOSHUIRUPRXWRIKRPHZRUNDVVLJQPHQWVDWKRPHDQGUHWXUQWKHPWRVFKRRO
HDFKZHHN
%(+$9,25,VGLVRUJDQL]HGWRWKHSRLQWRIQRWKDYLQJQHFHVVDU\PDWHULDOVORVLQJPDWHULDOVEHLQJ
XQDEOHWR¿QGFRPSOHWHGDVVLJQPHQWVEHLQJXQDEOHWRIROORZWKHVWHSVRIWKHDVVLJQ
PHQWLQRUGHUHWF
*RDO
7KHVWXGHQWZLOOLPSURYHKLVKHURUJDQL]DWLRQDOVNLOOVUHODWHGWRDVVLJQPHQWV
2EMHFWLYHV
7KHVWXGHQWZLOOKDYHWKHQHFHVVDU\PDWHULDOVIRUDVVLJQHGDFWLYLWLHVRQRXWRIWULDOV
7KHVWXGHQWZLOOFDUU\KLVKHUPDWHULDOVDQGDVVLJQPHQWVWRDQGIURPDFWLYLWLHVLQDERRNEDJEDFNSDFN
LQRUGHUWRSUHYHQWORVVRQRXWRIWULDOV
7KHVWXGHQWZLOOUHWXUQPDWHULDOVWRWKHLUVSHFL¿HGORFDWLRQVRQRXWRIWULDOV
7KHVWXGHQWZLOOSODFHKLVKHUFRPSOHWHGZRUNLQDVSHFL¿HGORFDWLRQIROGHU³PDLOER[´HWFRQ
RXWRIWULDOV
7KHVWXGHQWZLOOEHRUJDQL]HGDQGSUHSDUHGWRZRUNZLWKLQPLQXWHVRIWKHEHJLQQLQJRIFODVV
7KHVWXGHQWZLOOFRPSOHWHRQHVWHSRIWKHWDVNEHIRUHJRLQJRQWRWKHQH[WVWHSRQRXWRI
WULDOV
7KHVWXGHQWZLOOFRPSOHWHWKHVWHSVRIWKHDVVLJQHGWDVNLQVHTXHQWLDORUGHURQRXWRIWULDOV
7KHVWXGHQWZLOOSULRULWL]HDQGFRPSOHWHDVVLJQPHQWVZLWKWKHKHOSRIWKHWHDFKHURQRXWRI
RSSRUWXQLWLHV
7KHVWXGHQWZLOOLQGHSHQGHQWO\SULRULWL]HDQGFRPSOHWHDVVLJQPHQWVRQRXWRIRSSRUWXQLWLHV
+DZWKRUQH
,9,QWHUYHQWLRQV
'RHVQRWSHUIRUPRUFRPSOHWHFODVVURRP
DVVLJQPHQWVGXULQJFODVVWLPH
5HLQIRUFHWKHVWXGHQWIRUDWWHPSWLQJ
DQGFRPSOHWLQJFODVVDVVLJQPHQWVDJLYHWKH
VWXGHQWDWDQJLEOHUHZDUGHJFODVVURRPSULYL
OHJHVOLQHOHDGLQJSDVVLQJRXWPDWHULDOV¿YH
PLQXWHVIUHHWLPHHWFRUEJLYHWKHVWXGHQW
DQLQWDQJLEOHUHZDUGHJSUDLVHKDQGVKDNH
VPLOHHWF
6SHDNZLWKWKHVWXGHQWWRH[SODLQD
ZKDWKHVKHLVGRLQJZURQJHJQRWFRPSOHW
LQJDVVLJQPHQWVDQGEZKDWKHVKHVKRXOG
EHGRLQJHJFRPSOHWLQJDVVLJQPHQWVGXULQJ
FODVV
(VWDEOLVKFODVVURRPUXOHVHJZRUNRQ
WDVNZRUNTXLHWO\UHPDLQLQ\RXUVHDW¿QLVK
WDVNPHHWWDVNH[SHFWDWLRQVHWF5HYLHZUXOHV
RIWHQDQGUHLQIRUFHVWXGHQWVIRUIROORZLQJUXOHV
5HLQIRUFHWKRVHVWXGHQWVLQWKHFODVVURRP
ZKRDWWHPSWDQGFRPSOHWHDVVLJQPHQWVGXULQJ
FODVVWLPH
5HLQIRUFHWKHVWXGHQWIRUDWWHPSWLQJDQG
FRPSOHWLQJDVVLJQPHQWVEDVHGRQWKHDPRXQW
RIZRUNWKDWKHVKHFDQVXFFHVVIXOO\FRPSOHWH
DVWKHVWXGHQWGHPRQVWUDWHVVXFFHVVJUDGX
DOO\LQFUHDVHWKHDPRXQWRIZRUNUHTXLUHGIRU
UHLQIRUFHPHQW
:ULWHDFRQWUDFWZLWKWKHVWXGHQWVSHFLI\
LQJZKDWEHKDYLRULVH[SHFWHGHJDWWHPSWLQJ
DQGFRPSOHWLQJFODVVDVVLJQPHQWVDQGZKDW
UHLQIRUFHPHQWZLOOEHPDGHDYDLODEOHZKHQWKH
WHUPVRIWKHFRQWUDFWKDYHEHHQPHW
$VVHVVWKHGHJUHHRIWDVNGLI¿FXOW\LQ
FRPSDULVRQZLWKWKHVWXGHQW¶VDELOLW\WRSHUIRUP
WKHWDVN
$VVLJQWKHVWXGHQWVKRUWHUWDVNVHJ
PRGLI\DSUREOHPPDWKDFWLYLW\WRDFWLYL
WLHVRISUREOHPVHDFKWREHGRQHDWYDULRXV
WLPHVGXULQJWKHGD\*UDGXDOO\LQFUHDVHWKH
QXPEHURISUREOHPVRYHUWLPH
3UHVHQWWDVNVLQWKHPRVWDWWUDFWLYHLQWHU
HVWLQJPDQQHUSRVVLEOH
5HGXFHGLVWUDFWLQJVWLPXOLHJSODFHWKH
VWXGHQWLQWKHIURQWURZSURYLGHDFDUUHORUTXLHW
SODFHDZD\IURPGLVWUDFWLRQV7KLVLVXVHGDVD
PHDQVRIUHGXFLQJVWLPXOLDQGQRWDVDIRUPRI
SXQLVKPHQW
,QWHUDFWIUHTXHQWO\ZLWKWKHVWXGHQW
0DLQWDLQLQYROYHPHQWZLWKFODVVDVVLJQPHQWV
HJDVNWKHVWXGHQWTXHVWLRQVDVNWKHVWXGHQW¶V
RSLQLRQVVWDQGFORVHWRWKHVWXGHQWVHDWWKH
VWXGHQWQHDUWKHWHDFKHU¶VGHVNHWF
$OORZWKHVWXGHQWDGGLWLRQDOWLPHWR
FRPSOHWHFODVVDVVLJQPHQWV
6XSHUYLVHWKHVWXGHQWGXULQJFODVVDV
VLJQPHQWVLQRUGHUWRPDLQWDLQRQWDVNEHKDYLRU
'HOLYHUGLUHFWLRQVRUDOO\WRLQFUHDVH
WKHSUREDELOLW\RIWKHVWXGHQW¶VXQGHUVWDQGLQJRI
FODVVDVVLJQPHQWV
5HSHDWGLUHFWLRQVWRLQFUHDVHWKHSURE
DELOLW\RIXQGHUVWDQGLQJ
(QFRXUDJHWKHVWXGHQWWRDVNIRUFODUL¿
FDWLRQRIGLUHFWLRQVIRUFODVVURRPDVVLJQPHQWV
+DYHWKHVWXGHQWNHHSDFKDUWRUJUDSK
UHSUHVHQWLQJWKHQXPEHURIFODVVDVVLJQPHQWV
FRPSOHWHG
(YDOXDWHWKHDSSURSULDWHQHVVRIWKHWDVN
WRGHWHUPLQHLIDWKHWDVNLVWRRHDV\EWKH
WDVNLVWRRGLI¿FXOWDQGFWKHOHQJWKRIWLPH
VFKHGXOHGIRUWKHWDVNLVDSSURSULDWH
$VVLJQDSHHUWRKHOSWKHVWXGHQWZLWK
FODVVDVVLJQPHQWV
+DZWKRUQH
)ROORZDOHVVGHVLUDEOHWDVNZLWKD
KLJKO\GHVLUDEOHWDVNPDNHWKHFRPSOHWLRQRI
WKH¿UVWWDVNQHFHVVDU\WRSHUIRUPWKHVHFRQG