The Zimbabwe STI Etiology Study: Design, Methods, Study Population Response to CDC Review We thank the reviewers of our manuscript for their thoughtful comments and questions. Please see below a point-by-point response. Based on the reviews, we revised the manuscript and have attached the new draft that we hope will meet your approval. Reviewer #1 (Meade Morgan) As has become common since moving to the eClearance manuscript management system, none of the required ancillary documents (concurrence letters from coauthors, publication clearance form, and CDC non-research determination or IRB approval letters have been provided. Response We will make sure that these documents will be uploaded with the resubmission. However, we have our own issues with this process; the reviews came in a barely readable PDF (especially the table) that also proved to be difficult to share through our online manuscript development process. In order to provide an orderly response to the reviews, I (KR) had to retype all the comments. There should be a way to provide the comments in an editable way. A link to the study protocol was provided in reference #9 of the manuscript, though I could not link to the site www.stdpreventiononline.org when I attempted to do so. Response Unfortunately the website was down during the review period. Access has now been restored and the document can now be downloaded. We have attached the protocol for your convenience. Specific Comments Abstract, page 3; Results pages 15-16 – there is a discrepancy between the abstract and the text in the results section of the main text. The abstract states that “Specimen collection and NAAT testing was complete for all patients”, but the results section notes that there were few exceptions. Please fix the wording in the abstract. Response Thanks for pointing this out. In fact, specimen collection and m-PCR testing were complete, and only two specimens were not analyzable on one of the NG/CT platforms. We fixed the wording in both places. Study design, pages 6-7 – the manuscript is a little unclear as to whether HIV laboratory tests were performed. It appears that only self-reported HIV status was used, though the statement that a secondary aim was to investigate “.. the associations of HIV with STI syndromes and pathogens…” suggests that HIV testing might have been done. Please clarify. Reponse HIV testing was done on study subjects who provided consent for phlebotomy (see lines 222-224 and 242-244, including footnote on page 12. These results will be included in the study outcomes papers; for this paper we only used self-reported HIV status. We added additional clarification in the manuscript on pages 6 and 16. Sample size, pages 8-9 – please indicate what statistical procedure was used to calculate the confidence intervals that are being described (simple asymptotic, asymptotic with continuity correction, Wilson Score, Clopperson-Pearson,”exact”, etc.). Though I can’t tell in that I wasn’t able to reproduce the numbers described exactly, I believe that either Wilson bounds or asymptomatic bounds with continuity correction were use. Also I think that rather than discuss the “tightening” it would be appropriate to describe the bounds that were calculated about the 15% prevalence figure for each of the sample sizes considered (100, 200, 300, 400). The “tightening” discussion is a little confusing and I think that the argument would be better made if the investigators simply stated that in order to balance the needs for resources and precision, they were willing to accept a confidence interval of 10.7% - 20.6% about a point estimate of 15% prevalence as being acceptable. Thanks very much for these very insightful comments. We rewrote parts of this section of the paper using your suggestions. The confidence intervals were calculated using the Vassar Stats online tool (http://vassarstats.net) that uses the Wilson procedure with continuity correction. Sample size, pages 8-9 – it is important that the sample size discussion reflect what is in the protocol. However, the investigators should be aware that they made a very strong assumption that there is no clustering of pathogens by site. This may have been intentional in that the sites were purposively selected and to not represent a true statistical sample of sites. Even then though, I think that a proper set of sample size calculations would have allowed for an intra-site (intra-cluster) correlation. The manuscript itself, at various places, discussed the heterogeneity across sites which suggests that the authors feel that site clustering is an important consideration. Whether or not the sample size calculations were done in the most appropriate way, the manuscript does at least need to explicitly note that intra-sites correlations were not considered when determining sample size. Also, if this was a conscious decision on the part of the investigators, the explanation of doing so should also be provided. (I did see in the discussion where the investigators note that the sites are probably not representative of the country.) Response: We did consider that there would be site differences. In fact, that was the reason to select a regionally (and ethnically) diverse set of clinics. As stipulated in the manuscript (lines 182-183) we will include site-specific analyses in all outcome papers. Results, pages 14-15; table 1 – There are several discrepancies in between the text and the table a noted below. These should be corrected as appropriate. (1) the text states that the mean age if the study population was 28.7 years but table 1 indicates that it was 28.6 years. (2) The text states that the lifetime history of an STI was 36% overall, but the table shows the figure as 35% (3) The text states that condom use at last sex with a casual partner overall was 24% but the table indicates that this was 36% (which I think needs to be corrected in the table to 37%). Response: the table was revised as per the reviewer’s suggestion and discrepancies with the text have been resolved. References – please check the URL reference to the protocol. I could not access either the protocol or the site when I tried to so as a part of this review Please see above. The site was down during the review period, but is now available. Table 1 – please see the scanned image below for possible errors in the table. It needs a good bit of cleaning and possible reformatting. Note that the handling of missing and unknown (and not applicable data) does not appear t be consistent. For example, some of the counts for age category do not sum properly, but there is no missing row. However, for condom use at last casual sex, HIV stats and STD history, there are missing and unknown categories. I think it would be helpful if counts for all categories are provides such that the counts always sum to the proper total. This would mean adding “not applicable” rows for some of the variables such as condom use. If the percentages are to be calculated without considering the not applicable rows, then those rows can be asterisked and a footnote added. Response: We thank the reviewer for his careful review of the table. We have made the requested changes. Also in the last column, some of the percentages are shown with a .5% rather than rounded to whole numbers. I understand why this was done in that the decimal percent is exactly .5 with a denominator of 600. However, for consistency with the rest of the table the counts need to be rounded up. A footnote stating that the counts may not add to 100% due to rounding may be added. Response: We recalculated all percentages to 1 decimal. Finally, there are a number of variable labels that need to be clarified. For the sexual risk factors, write out “in the last 3 months” rather than the somewhat cryptic “<3 months”. In addition, it would be appropriate to note that “HIV status” is really” selfreported HIV status” instead of any sort of confirmed status based on medical records or new HIV test results. While the text does make this clear, it should be better reflected in the table. The same is true for STI history, though perhaps the word “history” implies self-report. We made the changes as requested. Reviewer 2 (Dennis) Line 1: Table lacks a legend. Response: Table 1 has a title. Line 65: How do HIV self-reporting compare to testing data apparently done? Response: HIV testing data will be reported elsewhere. We added a clarification to this effect (line 311). Line 73: This belongs in method section. Response: We respectfully disagree; this is, in essence, a methods paper and completion of specimen collection and testing is a result. Line 76: Self reported. Was this confirmed? Reponse: See comment and response above. We changed to “reported to be HIV infected”. Line 216: Self reporting was indicated in the abstract – which is it? Response: Clarified above. Line 328: Study limitations were not provided Major study limitations are related to generalizability of study results from a limited number of purposively selected clinics, as detailed in lines 333-342. Reviewer 3 (Carol Ciesielski) Laboratory procedures: Did NICD send the laboratory sample to the laboratories at the U of Zimbabwe and the Flowcytrometry laboratory or were they sent by Wilkins Hospital? Response: All specimens were initially sent to the receiving lab at Wilkins and from there to the other labs. We provided clarification in line 253. Was the urine aliquoted at Wilkins Hospital? Yes – see line 252. Sample Size: Did you have targets per clinic for number of participants or by syndromes. Did the study team have a set number of days to be at a clinic or did they stay until a target number was obtained? A am asking primarily because of the low number of participants at Gutu Road clinic. Was this the last stop and hence there were only few patients remaining to reach the targets? Response: Please see clarification in lines 281-287 Line 300 – add “%” after 24.5 Response: This has been fixed Line 303 – according to Table 1, 35% reported STD (not 36%). Since DZ clinic reported the clinic average, I don’t understand why you singled it out in line 305. Response: This has been fixed, thanks. Line 308 – according to Table 1, the number should be 36%, not 41% Response – This has also been fixed. See also the comments regarding the Table in response to Reviewer #1.
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