Introduction
Spot Capital Markets Ltd, being a regulated Cyprus Investment Firm, must comply with the Foreign Account Tax Compliance
Act (FATCA). In accordance with the Intergovernmental Agreement signed between Cyprus and the US, all Cypriot Foreign
Financial Institutions (FFIs) will be required to comply with the FATCA and therefore disclose information in relation to our
US reportable persons.
To this effect, we need to identify, based on the information you provide whether or not you are a US reportable person.
Definition of US reportable person:
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A U.S. citizen (including dual citizen)
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A U.S. resident alien for tax purposes
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A domestic partnership
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A domestic corporation
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Any estate other than a foreign estate
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Any trust if:
o A court within the United States is able to exercise primary supervision over the administration of the trust,
and
o One or more United States persons have the authority to control all substantial decisions of the trust
o Any other person that is not a foreign person.
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Substantial US ownership (US person owns more than 10% of the shares of a corporation {vote or value} or of a
partnership or of a trust) is also required to comply with FATCA.
See below questions to understand if you are involved in FATCA:
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A U.S. Citizen (including dual citizen) or resident?
Was place of birth in the U.S.?
Maintaining a U.S mailing or residence address? (including a U.S. P.O.Box or U.S. C/O address)
Have a U.S. phone number?
Have standing instructions to transfer funds for an account maintained in the U.S.?
Have currently effective power of attorney or signatory authority granted to a person with a U.S. address?
Have an “in-care-of” or “hold mail” address that is the sole address for the existing Account Holder?
Do you have a U.S. Tax Identification Number (TIN)?”
Collecting Personal Information
The Company may collect Client information directly from the Client (in his completed Application Form or otherwise) or
from other persons including, for example, credit reference agencies, fraud prevention agencies and the providers of public
registers.
The Company will use, store, process and handle personal information provided by the Client (in case of a natural person) in
connection with the provision of the Services, in accordance the Processing of Personal Data (Protection of the Individual) Law
of 2001, as amended, as all relevant regulations ( the “Data Protections Laws”) and all Applicable Regulation.
Client information which the Company holds is to be treated by the Company as confidential and will not be used for any
purpose other than in connection with the provision of the Services and for marketing purposes.
Spot Capital Markets Ltd – T: +357-25-030480, F: +357-25-377117.
Authorized and Regulated by the Cyprus Securities and Exchange Commission (CySEC) under license number 210/13