FUNDING FOR SPECIFIC JOINT SURVEILLANCE ACTIONS Between national authorities responsible for the enforcement of consumer protection laws (Text with EEA relevance) CALL FOR PROPOSALS No EAHC/2010/CP/ CPC -JA Pre-Proposal form (Regulation N° 2006/2004 on Consumer Protection Cooperation) Action 8 of Decision N° 1926/2006/EC establishing a programme for community action in the field of consumer policy. TABLE OF CONTENTS 1. INTRODUCTION................................................................................................................... 4 2. IDENTIFICATION OF THE JOINT ACTION ............................................................................ 4 3. 2.1. Title: .......................................................................................................................... 4 2.2. Acronym: ................................................................................................................... 4 2.3. Duration of the activities in months: ......................................................................... 4 2.4. Participants in the joint action: ................................................................................... 4 OBJECTIVES ....................................................................................................................... 4 3.1. General objective: how does the joint action relate to the objectives and provisions of Regulation 2006/2004 on Consumer Protection Cooperation? ......................................... 4 3.2. 4. 5. Specific objective(s) ................................................................................................... 4 ACTIVITIES......................................................................................................................... 4 4.1. Description and planning of the foreseen activities ................................................... 4 4.2. Activities foreseen for each participant ...................................................................... 4 RESULTS AND PROGRESS OVER SEVERAL MONTHS ........................................................... 5 5.1. Results and benefits expected in relation to the improvement of enforcement coordination and administrative cooperation. ........................................................................ 5 5.2. 6. Progress indicators ..................................................................................................... 5 APPROXIMATE TOTAL COSTS BY CATEGORY AND REQUESTED EU CONTRIBUTION ........ 5 ANNEX: HOW TO FILL IN THE PRE-PROPOSAL FORM? OBJECTIVES AND DEFINITIONS............. 6 1. IDENTIFYING THE FORESEEN JOINT ACTION ..................................................................... 6 2. SETTING OBJECTIVES ........................................................................................................ 6 3. DEFINING ACTIVITIES ........................................................................................................ 7 4. MEASURING RESULTS AND PROGRESS OVER SEVERAL MONTHS ...................................... 7 5. ESTIMATING TOTAL COSTS AND REQUESTED EU CONTRIBUTION ................................... 8 6. 5.1. Direct eligible costs .................................................................................................... 8 5.2. Indirect eligible cost ................................................................................................... 9 SUBMITTING THE PRE-PROPOSAL ...................................................................................... 9 3 1. INTRODUCTION Eligible bodies interested in applying for a joint action, should identify and agree among themselves the objectives, content and planning of the activities they intend to achieve as an action by filling in the main text of the pre-proposal form. This will constitute the pre-proposal. The pre-proposal must cover any relevant aspect of the foreseen action including at least those set out in this form. The pre-proposal form must be filled in according to the information and definitions provided in Annex of this form. 2. 3. 4. IDENTIFICATION OF THE JOINT ACTION 2.1. Title: 2.2. Acronym: 2.3. Duration of the activities in months: 2.4. Participants in the joint action: OBJECTIVES 3.1. General objective: how does the joint action relate to the objectives and provisions of Regulation 2006/2004 on Consumer Protection Cooperation? 3.2. Specific objective(s) ACTIVITIES 4.1. Description and planning of the foreseen activities 4.2. Activities foreseen for each participant 4 5. 6. RESULTS AND PROGRESS OVER SEVERAL MONTHS 5.1. Results and benefits expected in relation to the improvement of enforcement coordination and administrative cooperation. 5.2. Progress indicators APPROXIMATE TOTAL COSTS BY CATEGORY AND REQUESTED EU CONTRIBUTION 5 ANNEX: HOW TO FILL IN THE PRE-PROPOSAL FORM? OBJECTIVES AND DEFINITIONS This Annex should not be filled in. It aims at providing necessary definitions and clarifications on how to fill in the mandatory requirements set out under the main text of the pre-proposal form. 1. IDENTIFYING THE FORESEEN JOINT ACTION The foreseen joint action is identified by four main elements. The title is the normal way to identify a foreseen joint action. It should refer to its main objective or area of implementation. The acronym constitutes a convenient way to easily identify the project in a data base or in the related grant agreement. It has the same legal value than the title and is usually the title’s contraction. The duration of the joint action should be given in months. In a case where the activities foreseen in the framework of the joint action would be implemented in more than 12 months, the foreseen joint action will have a multi-annual perspective. The participants of the joint action should be identified when possible by giving a list of the possible participants if already known. This list should provide for information only and will have no binding value. 2. SETTING OBJECTIVES Specific joint surveillance actions are important within the framework of the Consumer Programme. In order to measure progress and assess effectiveness of the foreseen joint action, goals to be achieved have to be clearly defined. The pre-proposal must set out the objectives of the foreseen joint action and may take into account a multi-annual perspective. General objective. The « general objective » (or aim) indicates the project’s contribution to Consumer society in terms of its longer-term benefits. It is strongly linked to the objectives and provisions of the CPC Regulation. This aim may not be achieved by the project itself, but the project should contribute to its achievement. Specific objectives. Specific objectives are concrete statements describing what the project is trying to achieve in order to reach its goal(s). 6 They should be specified in a way which allows them to be evaluated once the project is terminated. 1. GENERAL OBJECTIVE (may be set out on a multiannual perspective) 3. ACTIVITIES 2. SPECIFIC OBJECTIVE 3. DEFINING ACTIVITIES The pre-proposal intends to easily define the strategy of the joint action to achieve its specific objectives. The joint action will be implemented through activities, depending on the specific objective(s). These activities should be linked to the priority sectors for action, the budget estimates and human resources; they foresee tasks for several months. To that extent, the pre-proposal should establish a brief description and general planning of the activities foreseen in the framework of the joint action. It should also establish the repartition of the activities among the participants, by giving a description of tasks allocated to each participant. 4. MEASURING RESULTS AND PROGRESS OVER SEVERAL MONTHS The pre-proposal should state the expected results and benefits of the joint action in relation to the improvement of enforcement coordination and administrative cooperation. The pre-proposal should set out tools to measure the expected progress over several months easily and in a meaningful way. 7 The pre-proposal should give a very short description or list of the progress indicators which should be implemented during the joint action. Progress indicators are tools to measure the performance of the project. They must be defined for each activity. They should be easily measurable. They can also quantify some relevant aspects such as attendance at meetings for instance. Progress indicators can be output indicators and impact indicators. Output indicators and milestones. They are used to measure the outputs resulting from the activities. For example: publications, surveys, participation in Technical Committee meetings. Impact indicators. They measure the ultimate outcomes of an action. These might be short-term outcomes, such as increased knowledge; intermediate outcomes, such as a change in behavior; or long-term outcomes. Implementation of the foreseen activities is related to the establishment of approximate costs of the joint action. 5. ESTIMATING TOTAL COSTS AND REQUESTED EU CONTRIBUTION Approximate costs should be given per category, only taking into account the eligible costs. Eligible costs are defined under Article II.14.1 of the grant agreement template attached to the 2010 call for “Funding for Specific Joint Actions between national authorities responsible for the enforcement of consumer protection laws”. The following categories of costs are eligible for a financial contribution: 5.1. Direct eligible costs Staff - public officials of the bodies participating in the project clearly identifiable as necessary and directly linked to the execution of the project. Staff - non public officials of the bodies participating in the project clearly identifiable as necessary and directly linked to the execution of the project. Travel and subsistence expenses related to meetings and to participation in joint activities for staff participating in the project. Cost of equipment (e.g. computer) Cost of subcontracting (e.g. information dissemination, public seminars and conferences) 8 For actions receiving a 50% financial contribution, staff costs shall not exceed 50% of the project's total eligible cost. For actions receiving a 70% financial contribution, staff costs shall not exceed 30% of the project's total eligible cost. If the financial contribution requested is respectively less than 50% or between 50% and 70%, eligible staff costs shall be adjusted accordingly and shall not exceed the part of the eligible cost not covered by the financial contribution. Subcontracting costs shall not exceed 35 % of the project's total eligible costs. 5.2. Indirect eligible cost Cost of overheads (e.g. office supplies, small IT supplies, telecommunications) Overheads are covered at a flat rate of 7% of the project’s total direct eligible costs. 6. SUBMITTING THE PRE-PROPOSAL This pre-proposal should be submitted to EAHC by the representatives in the CPC Committee of the Member States interested. The representatives of the Member States in the CPC Committee are invited to submit the pre-proposals to EAHC by e-mail only, to the following address: [email protected]. The subject line of the message must clearly indicate: EAHC/2010/CP/CPC-JA. The pre-proposals must be sent by April 30th at the latest. 9
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