OUR STOCK FINANCING
PROGRAM
The Stock
Financing
Terms &
Conditions
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Securities: Tradable Stock (public Listed company)
Markets we serve: Singapore Exchange (SGX), Hong
Kong Exchange (HKEX), NASDAQ, Australia Exchange
(ASX), Jakarta Exchange, Malaysia Exchange, China,
Canada, Taiwan, Thailand Exchange, London Exchange,
etc.
Terms: minimum 1 year and maximum 3 years (with
option to extend 2 more years)
LTV (Loan to Value): 40% to 70%
Margin Call: 20%-30%
Interest rate: 5%-9% per annum
Fee: 3%-5%
Amount: Minimum 3Million USD and Maximum 50Million
USD per transaction.
The Stock
Financing
Procedures
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Borrower submits the code of the stock
Lender issues a term sheet
Borrower signs the term sheet and submit KYC docs
Lender issues the Loan Agreement
Borrower signs the Loan Agreement and all necessary
documents, including custodian account opening
docs.) in our designated law firm
Borrower pledges the collateral at custodian account
(under borrower’s name)
Lender disburses the Loan and fees (including the
borrower’s side fees to be disbursed to our company
for further distribution to the designated
agents/brokers)
If the Borrower wishes to renew the Loan, Borrower is
required to write to the Lender via the asset manager
for the intention to renew. The renewal request letter
shall be submitted 60 days prior to the expiry of the
original loan agreement.
The lender may choose not to renew the Loan
agreement, thus the decision of loan renewal is at the
Lender’s discretion.
TERMSHEET
STOCK LOAN AGREEMENT
This is summary of the loan, including:
 Loan To Value (LTV)
 Interest Rate
 Loan Period
 Margin Call
 Administrative Fees
 Origination Fee
 Validity 7 trading days
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The Loan Agreement covers the details and
structure of the loan, including the following:
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The Loan Amount
The Loan Terms and conditions
The Default events clauses
Pledge of collateral
Loan repayment
No Transfer title and No short selling clauses
TRI-PARTY AGREEMENT
KYC FORM
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KYC form is to be provided by the Lender
when the Term sheet is duly signed by the
Borrower.
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The KYC form is to be used to fill up the Loan
Agreement and Tri Party Agreement, as well as
the global custodian opening account
documents
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The Tri Party Agreement covers the details of the
structure of the custodial including:
The Collateral Information
The Parties Information
The Right and obligation of each party (Borrower,
Lender and Custodian firm)
Custodian arrangement
Etc.
The Loan Agreement and Tri-Party Agreement shall be
signed in person at Lender’s designated law firm.
Documents to be completed/submitted by
Borrower are:
ACTIVATING ACCOUNTS AT CUSTODIAN
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Custodian Account form
Terms of Business Form with Brokerage
Custodial Agreement
Individual ID Checklist
Proof of stock holdings (existing custodian
statement)
Certified passport/ID
Latest 3 months of address proof (Bank
Statement or Utility Bill) to be notarized by
registered Notary or Law firm
Net Worth Statement (to be provided by
Lender’s designated Law firm)
W-8BEN form (to be provided by Lender’s
designated Law firm)
Personal Guarantee (if required)
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After KYC passed compliance, the global
custodian account will be set up
There will be an email to borrower for
account activation
Direct custodian of bank account for
payment of funds
TRANSFER OF SHARES & FUNDS
The borrower completes the following:
 Transfer of agreed amount of shares to
brokerage account. This usually takes 24 - 48
hours
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Once the shares have been transferred:
o The lender confirms the receipt of the
shares and transfers the funds to the
borrowers brokerage account. The size will
be agreed by the borrower and lender based
on loan amount
o The borrower has to direct the custodian on
which bank account they would like to have
the funds transferred to.
Loan
With us
Why Us?
 Personalised, Flexible, Service to Match
Borrowing Needs
 Low Interest rate
 Sizeable, Instant Access to Liquidity
 Competitive LTV
 Reliable
 Global Network with Custodial Services
 Strong and Stringent Compliance in Account
Set Up