BEST PRACTICE GUIDELINES FOR SPECIFICATION OF MODERN NEGATIVE TEXTURE SURFACES (NTS) ON LOCAL AUTHORITY HIGHWAYS Contents Page No 1 EXECUTIVE SUMMARY 1 2 INTRODUCTION 3 2.1. 2.2. 2.3. 2.4. 2.5. 2.6. 3 Overview and Objectives Code of Practice for Highway Maintenance Management Scope of Application and Use Terms and Definitions References Summary PROCESS AND MATERIALS DEVELOPMENT 3.1. 3.2. 3.3. 3.4. 3.5. 4 Development History Generic Systems Proprietary Systems References Summary 3 4 6 6 7 7 8 8 11 13 14 15 SITE CONSIDERATIONS AND INSTALLATION 16 4.1. 4.2. 4.3. 4.4. 4.5. 4.6. 4.7. 4.8. 4.9. 4.10. 4.11. 5 General Serviceability Substrate – Existing Pavement Bond Coat Early Life Surface Characteristics Skid Resistance Characteristics Horses on the Highway Installation Installers and Inspection References Summary THE RIGHT MATERIAL FOR THE RIGHT SITE 5.1. 5.2. 5.3. 5.4. 5.5. 5.6. 6 Site Evaluation Chart A Chart B Chart C Chart D Chart E 7 Introduction Failure Groups Types of Deterioration Deterioration Model References Summary 39 39 39 40 43 52 52 LOCAL AREA REINSTATEMENT 7.1. 28 28 30 30 30 30 36 EXPIRED LIFE ENGINEERING 6.1. 6.2. 6.3. 6.4. 6.5. 6.6. 16 17 17 19 22 23 24 24 26 26 26 Performance Characteristics 53 53 i 7.2. 7.3. 7.4. 7.5. 8 Reinstatement Size and Position Installation and Compaction Street Furniture and Ironwork Summary ASSET MANAGEMENT 8.1. 8.2. 8.3. 8.4. 8.5. 8.6. Asset Management Plan Whole Life Costing Winter Maintenance Distress Mechanism and Forecast References Summary 55 55 57 58 59 59 59 61 61 62 62 Figures Figure 1 - Structure and relationship of Best Practice Guidelines Figure 2 - Schematic diagram of positive and negative textures. Figure 3 - Chart A Figure 4 - Chart B Figure 5 - Chart C (1 of 2) Figure 6 - Chart C (2 of 2) Figure 7 - Chart D Figure 8 - Chart E (1 of 2) Figure 9 – Chart E (2 of 2) Figure 10 – Fattting-up Figure 11 - Fretting Figure 12 - Mini paver machine Figure 13 -Whole Life Cost 5 6 31 32 33 34 35 37 38 41 45 53 60 Tables Table 1 - British Standard surfacing mixtures for thin layers Table 2 - Classification of Bond Coats by Vialit Test Value Table 3 - Classification of bond coats by torque bond strength Table 4 - Selection of Bond Coat Table 5 - Site evaluation checklist Table 6 – Elements of a Deterioration Model 9 20 21 21 29 44 Appendices Appendix A - Functional Carriageway Hierarchy Appendix B - Glossary of Terms and Definitions Appendix C - Questionnaire Appendix D – Summary of Responses Appendix E - Regional Workshops Appendix F - BBA Scheme Guidance Appendix G - Investigation Protocols Appendix H – Specifying Proprietary Materials Appendix I – Installers Observations Acknowledgements 64 65 67 68 71 72 73 77 81 84 ii 1 EXECUTIVE SUMMARY These Best Practice Guidelines for Negative Texture Surfaces (NTS) provide a methodology for site evaluation and material selection, to ensure that the right material is installed in the right site, together with a structured approach to the factors which may have a bearing on distress mechanisms. • Enquiry responses have indicated generally that NTS is performing • • • • • • • • • • • • • • • equally well or better than traditional materials in most circumstances on local authority highways. Substrate condition evaluation is essential in the selection of NTS on evolved local authority highways. The surface layer on thin local highways can constitute a significant proportion of the sound bituminous material in the pavement structure. The wide variety of proprietary system surfaces which are available broadens the scope of sites that are potentially suitable for their application. However, there are many situations where generic types of surface material may provide serviceability at best value. A rational approach to the engineering selection of NTS is provided as a series of flow diagrams. A checklist together with a series of decision charts enables a consistent approach for site evaluation by consideration of five distress modes for the substrate. An investigation of the existing carriageway is particularly important for thin flexible local pavements to ensure optimum maintenance designs. Investigation protocols have been developed to support this. A surface material decision chart considers key engineering performance requirements to ensure strain compatibility between surface layer material and support substrate. A process of bond coat selection is developed to ensure good inservice adhesion between the surface and the substrate. All sites for surfacing should be inspected and evaluated by experienced and knowledgeable personnel with joint client/contractor inspection as appropriate. An assessment should be undertaken of the period of time required for removal of binder film in early life through vehicle wheelovers. Attention to detail in the location and formation of joints, especially in highly stressed areas will avoid premature distress in an otherwise serviceable surface. Fretting and cracking were found to be the most significant mechanisms of deterioration in NTS. Five factors of influence for causes of distress of NTS have been determined and related to a mechanistic deterioration model. The influencing factors do not always behave in isolation and are frequently inter-dependent. For local area repair the care and preparation of the area to be reinstated is at least as important as the installation of the surface material itself. Failure of NTS, when it occurs, can be a swift process. A procedure to predict the onset of distress by forecasting has not been 1 identified. This is a significant area for future study, since the absence of an appropriate deterioration model could result in lack of certainty in asset management planning. 2 2 INTRODUCTION 2.1. Overview and Objectives 2.1.1. Negative Texture Surfaces (NTS) comprise a family of modern asphalt materials which have been developed to provide safe, durable and quieter highway surfaces. The common feature of NTS is that surface texture, an essential component of skid resistance, is provided in a downward (negative) direction beneath the vehicle tyres. The NTS family comprises a suite of proprietary surfaces, known collectively as thin surfacings and generic stone mastic asphalt. Thin surfacings were developed to provide safety through the adequate provision and retention of negative texture over time. Generic stone mastic asphalts used in the UK have been modified from the original European materials to provide a sufficient installed surface texture. 2.1.2. The Roads Liaison Group (RLG) was established in 2001 in order to advise local authorities and Central Government on highway maintenance issues. Members of RLG include the Department for Transport (DfT), the Local Government Association (LGA), and representatives of national and local highway authorities in England, Scotland, Wales and Northern Ireland. The RLG is supported by four boards - Roads, Bridges, Lighting and Traffic Management. This project was commissioned by the DfT on behalf of the UK Roads Board and these Best Practice Guidelines have been developed for application on the local authority highway network. 2.1.3. A major element of local road maintenance relates to the surface course of the highway. Hot rolled asphalt (HRA) surface course was the standard road surface material throughout the country for very many years but this traditional, virtually impermeable, positive surface texture material has swiftly given way to NTS. 2.1.4. The terms “thin surfacing” (TS) and “stone mastic asphalt” (SMA) have been in common use for about a decade and consequently they have been retained in this document but all such materials belong to the highway surface performance family of NTS materials. 2.1.5. The impact of NTS has been so great that some authorities have virtually ceased to use traditional rolled asphalt surfaces. The rapid introduction, however, has meant that there has been little time for longer term performance lessons to be learnt on the network. 2.1.6. Local authority enquiry responses undertaken during development of these Guidelines have indicated, overall, that NTS is performing as well or better than, traditional materials in most circumstances where the right material has been installed in the right site. Development of innovative surface materials will continue in the future with advancing technology and therefore these Guidelines are not timeless. These Guidelines should be reviewed within an elapsed period of five years to accommodate any new developments, incorporate performance feedback, consider the implications of further research and address the introduction and embedment of European Standards for asphalt surface materials. 3 2.1.7. 2.2. The core objective of these Best Practice Guidelines is to define distress conditions of NTS to aid both engineering understanding and asset management planning for the network. This will assist in a managed change from reactive to programmed maintenance as recommended in the Code of Practice for Highway Maintenance Management. These Guidelines have been developed to enable a rational decision making and selection process for NTS materials. Code of Practice for Highway Maintenance Management 2.2.1. The Code of Practice for Highway Maintenance Management, “Well Maintained Highways”, describes good practice and sets out a series of recommendations for highway authorities to implement. www.roadscodes.org 2.2.2. Figure 1 illustrates the relationship of these Best Practice Guidelines for NTS with the Code of Practice, asset management and local transport planning. 2.2.3. These Guidelines should be read in the context of these documents, as they provide more detailed guidance for the application of NTS in the delivery of the core objectives of the Code of Practice: • • • • Safety; Serviceability; Sustainability; Customer service. 4 Government Transport Policy Local Transport Planning Guidance CSS Framework for Highway Asset Mnaagment Codes of Practice Highway Maintenance Management Management Of Highway Structures Highway Lighting Management Best Practice Guidelines Negative Texture Surfaces (NTS) Figure 1 - Structure and relationship of Best Practice Guidelines 2.2.4. The Code defines carriageway hierarchy functionality which is reproduced in Appendix A. It is recommended that this hierarchy should be developed by an authority to take into account current and expected traffic characteristics. It is this relationship between traffic and hierarchy that is developed later in these Guidelines as the basis for selection of surfacing. This approach is consistent with the Code and local transport planning. The hierarchy and subsequent design approach adopted for surfacing should also be consistent with adjoining authorities, to meet road users’ reasonable expectations. 2.2.5. In the selection of surfacing, authorities should consider both the future maintenance implications of the surfacing together with any environmental implications. The Code provides designers with check lists to assist with the development of designs for each of these aspects. These checklists should be used by surfacing specifiers in the context of these Guidelines. Local Transport Plan guidance identifies that additional maintenance costs arising from all new and improved infrastructures should be explicitly identified and taken into account in evaluating the whole life cost of the scheme. This will include the surfacing aspects of the maintenance or improvement works. 5 2.3. Scope of Application and Use 2.3.1. Distress which has occurred in NTS has generally been attributed to inappropriate site conditions, selection of material or installation practices. These factors are much more significant on the local network than on the strategic network. This is due to the evolved nature of the local network, its more variable construction, geometry, junctions, layout and the frequency and scale of highway maintenance works. 2.3.2. The development of these Guidelines was undertaken through dialogue with a number of stakeholders, including clients, specifiers, installers and highway maintenance engineers, together with examination of the surfacing failure mechanisms. This was conducted with the objective of producing robust guidance of value to the profession. 2.3.3. The early life surface frictional characteristics of negatively textured surfaces are not within the scope of these Guidelines and are covered in detail elsewhere. However, the overall mechanisms are reviewed insofar as they inform a distress condition. 2.3.4. The focus of the Guidelines is “the right material for the right site” to ensure value for money and maximum longevity in service. The guidelines are articulated through engineering performance and materials science factors. Decision charts provide a process for site evaluation and surface materials selection. No attempt is made to define which material should be used in particular circumstances but the Guidelines provide a broad mechanism for structured evaluation and choice of surfacing type in a highway maintenance context. 2.4. 2.4.1. Terms and Definitions The provision of surface texture on a pavement is a key difference between traditional surfacing, such as HRA, and the family of NTS materials. Positive texture as provided by HRA with chippings and negative texture as provided by NTS is illustrated in Figure 2. Figure 2 - Schematic diagram of positive and negative textures. 6 2.4.2. 2.5. There is no universally agreed categorisation for TS, even the limits of the term thin surfacing are ill-defined as the materials have developed and evolved. Terms and definitions are described in Appendix B and are based upon those published previously (Nicholls, Carswell and Langdale, 2002) but adapted and extended to address the wider scope of surfacing solutions that are the subject of these Guidelines. References 1. Well Maintained Highways. Code of Practice for Highway Maintenance Management (2005), The Stationery Office, London. ISBN 0-11-552643-9 2. Walsh I.D. (2000), “Out of the skid pan”. Surveyor, 9th November 2000, pp12-15 3. Nicholls J.C, Carswell I. and Langdale P.C. (2002), “Durability of thin asphalt surfacing systems. Part 1 Initial findings” TRL Report 557, TRL Limited. 2.6. Summary • These Best Practice Guidelines provide underpinning support for • • • • • • • “Well Maintained Highways”. Surfacing selection should be based upon highway functionality. Future maintenance implications should be considered in surfacing selection. Surfacing distress is related to inappropriate choice of site, installation and materials selection. Local highway networks have evolved with variable construction, geometry, junctions and layout. The scope of the Guidelines includes both generic and proprietary surfacing. The Guidelines were developed through extensive consultation with stakeholders. Focus is “the right material for the right site”. 7 3 PROCESS AND DEVELOPMENT 3.1. MATERIALS Development History 3.1.1. Before the availability of NTS the traditional surface course materials for pavements in the UK were HRA with high polish resistant precoated chippings, dense or close graded bitumen macadam (DBM) and surface dressing (SD). High stone content asphalt (HSCA), which has no surface applied pre-coated chippings, was also a frequently used surface material. 3.1.2. Selection of the surfacing material was dependent on: • • • • Traffic levels; Availability and cost of suitable crushed rock aggregate; Condition of substrate; Intended laying season. 3.1.3. The service life of HRA surfaces was generally between ten and twenty years and in some specific cases significantly longer. After this period it could be overlain by a new HRA surface course if levels permitted and this added significantly to the structural strength and flexibility of the pavement as a whole. 3.1.4. DBM (or close graded macadam) surfacing was a common choice on minor highways. It was generally expected to have a typical service life of between eight and fifteen years although during this period it may require surface dressing (SD) treatment. As with HRA it could be overlaid at the end of its service life and would continue to contribute to the structural strength of the pavement. 3.1.5. Many contractors developed variations on the British Standard BS 4987 close graded mixtures with more exacting control limits on the grading and special binder types. Such materials were used successfully in urban areas where thin overlays were required to address difficulties with access levels. Although many proprietary systems and local specifications provided for relatively durable surfacing down to 25mm nominal thickness, as did BS 4987, materials which could confidently be laid on more heavily trafficked or highly stressed sites were not available. Table 1 illustrates the BS surfacing mixtures which can be installed at thicknesses of 35mm or less. 8 Table 1 - British Standard surfacing mixtures for thin layers British Standard BS 5941 Description BS 5941 BS 4987-1 30% Stone content Fine graded surface course 0/10 35 0/4 15 - 25 Table 6, Col 6/3 Clause 7.7 BS 4987-1 Medium graded surface course 0/6 20 - 25 Clause 7.6 BS 4987-1 Dense surface course 0/6 20 - 30 Clause 7.5 BS 4987-1 Porous asphalt surface course 2/10 30 - 35 Clause 8.2 BS 4987-1 Close graded surface course 0/10 30 - 40 Clause 7.4 15% Stone content Aggregate size (mm) 0/10 Thickness (mm) 30 Reference Table 6, Col 6/2 Note: The above table is a means of illustration only and should not be taken as implying suitability of a particular surface. 3.1.6. A revision of Chapter 8 of the Traffic Signs Manual, in the early 1990s introduced a requirement for a safety barrier zone between operatives, plant and active traffic. For most rural and many urban highways this safety zone requirement meant that the machine application of chippings to the surface of HRA could not be used without a complete road closure. 3.1.7. At about the same time as the introduction of the increased construction site safety measures, some asphalt manufacturers were developing SMA and derivative materials. These products were based on continental practice, particularly German splittmastixasphalt. Other manufacturers chose to take out licences for the production of similar surface products which had already been developed overseas. The adoption and use of these materials reduced the contractual risk associated with chipping on HRA and also needed less resources for installation. Thus, the use of HRA, which was the favoured surface course material for many situations, became problematic and fell into reduced use. 3.1.8. Early NTS products included the Jean Lefebvre ULM thin asphaltic concrete, originally licensed to A. McAlpine Ltd, and Safepave, a paver-laid surface dressing licensed to Associated Asphalt Ltd. As these products were already fully developed they were capable of immediate larger scale application and were quickly adopted on a trial basis by many authorities. 3.1.9. The development, and client acceptance, of mixtures based on the German splittmastixasphalt, known in English speaking countries as SMA, lagged slightly behind the acceptance of the licensed systems. 9 In Northern Continental Europe the requirement was for durable dense surfacing mixtures for heavy traffic conditions. The delivery of optimum skid resistance, whilst desirable, did not assume the same priority as in the UK. The German practice was to use a relatively stiff bitumen binder with high bitumen content and high stone content. The lack of fine aggregate and filler in the mixture could lead to bleeding of bitumen during transport and laying. To guard against this the splittmastixasphalt mixture normally included cellulose fibres to partially immobilise the bitumen before laying. 3.1.10. The UK skid resistance requirements necessitated the provision of significant macro-texture depth. The specifications were relatively easily met by HRA with pre-coated chippings but with splittmastixasphalt formulations the stone matrix was virtually fully filled with bitumen. In developing UK equivalents, suppliers needed to be able to reduce the relative volume of binder-filler matrix. This was to allow adequate texture to remain on the surface after compaction. To ensure low permeability and therefore good durability, the bulk of the layer was fully filled with bitumen mastic. This compromise was satisfactorily achieved at bitumen contents in the order of 6%-7% by mass. The mixtures were particularly stable with aggregate interlock providing good resistance to wheel track rutting. Previous experience of bitumen rich SMA in Northern Europe had shown rutting under heavy traffic conditions. 3.1.11. Early versions of SMA in the UK suffered with development problems when the ratio of layer thickness to nominal stone size was less than two. Most of the currently available SMA and Thin Asphalt Concrete (TAC) variants now have a minimum layer depth close to, or in excess of, twice their nominal stone sizes. 3.1.12. Based upon trials and the use of SMA as a high stability surface course material (Nunn, 1994), many authorities developed generic specifications for the material and its installation. 3.1.13. Owing to the many proprietary surface systems which had entered the market, a product type approval evaluation system was developed by the Highways Agency. This process required the system proprietor to lay a trial site, usually on a trunk road. The manufacture and installation was monitored together with laboratory testing and upon completion of the trial a panel of experts inspected the site. The inspection process was repeated at regular intervals for at least two years. 3.1.14. Requirements for bituminous surface material and techniques to be used on the strategic network are encapsulated in the Design Manual for Roads and Bridges (DMRB) HD 37/99. Site trials confirmed the German experience that generic SMA mixtures are sensitive to small variations in aggregate grading and binder content. This can result in a reduction in surface texture as evidenced by a localised patchy appearance and fatting of the surface. Potential inconsistency in terms of texture retention, which is essential for high speed skid resistance means that SMA produced to a generic specification must not be used on the Highways Agency network. However, the constraints of traffic management and congestion on the local network are not so great and generic SMA has continued to be used. Additionally, there are differing 10 speed limits which are not so texture dependant enabling the installation of mixtures, which may be less exacting in this performance parameter than is the case for trunk roads. 3.1.15. The type approval scheme, although used by authorities as a specification requirement for NTS was not entirely appropriate for nontrunk road application. In 1995 the CSS and Highway Agency established the Highway Authorities Product Approval Scheme (HAPAS) to enable independent certification of the performance of proprietary surfacing products and systems. The British Board of Agrément (BBA) was appointed to administer the scheme. A specialist advisory group (SG3) was established in 1996 to broaden the scope of the product approval scheme. SG3 developed “Guidelines for the Assessment and Certification of Thin Surfacing Systems”. Various proprietary thin surfacing systems were assessed with the first certificate issued in 2000. By November 2005 twenty seven proprietary systems had been certified. Throughout these Guidelines the term product is taken as referring to the manufactured material and the term system to the product and its installation protocol. 3.1.16. The introduction of BBA certification did not make the use of generic specifications redundant. Over half of all authorities specify SMA surfacing by generic means for their network applications. These generic SMA specifications have generally been evolved in collaboration with local asphalt manufacturers to suit the local availability of mineral resources and local network needs. Some authorities use both generic specification and BBA certification selectively as the site requirements dictate. 3.2. Generic Systems 3.2.1. British Standards, BS 594 for HRA and BS 4987 for Coated Macadam (asphalt concrete), provide a limited spectrum of surfaces suitable for layer thicknesses of less than 40mm. 3.2.2. Tables 3 and 4 of BS 594-1 provide only a 0/2mm nominal size aggregate designed asphalt mixture for laying at 25mm thickness. The sand carpet mixture is unsuitable for carriageway surfacing application due to low surface macro-texture and potential mix instability. Table 6 of BS594-1 provides recipe specifications for 15% stone content 0/10mm nominal size mixtures for laying at a thickness of 30mm and a 30 % stone content, 0/10 nominal size mixture for 35mm thickness. The former material is generally only regarded as suitable for footway and very light vehicle use. The 30% (0/10) mixture can be used for light traffic application but the non-availability of a design mix equivalent inhibits its wider acceptance, particularly in areas where the native sand tends to produce unsuitable mixtures. However, with critical formulation and the use of modern polymer bond coats, the 30% (0/10) mixture may well be capable of meeting many of the requirements of a thin surfacing system, if designed in accordance with the principles of Specification for Highway Works (SHW) Clause 943. Since Clause 943 does not include for modification to the 30% (0/10) mixture the resultant material would need to be specified as a special material or manufactured as a proprietary product. 11 3.2.3. BS 4987 has been the traditional source for the specification of thin surfacing layers. Many of these British Standard formulations perform well and when specified and installed in appropriate situations in the network provide good value for money. BS 4987-2, Table 6 specifies nominal and minimum layer thicknesses for coated macadam indicating seven mixtures capable of being laid at depths of 35mm or less. The 0/10 close graded surface course is suitable for general highway use but the 0/6 dense surface course material cannot be relied upon to provide adequate surface texture depth for higher speed applications. The open graded mixtures can provide adequate surface texture but can fret in high lateral stress areas. The 0/10 close graded mixture is unlikely to produce a texture depth suitable for areas with a speed limit above 30mph. As with the 0/10 HRA mixture, the use of a premium (high performance) bond coat could make the use of conventional material more reliable under relatively heavy trafficking. 3.2.4. The generic SMA specifications used by authorities include the following essential requirements and are based upon the style of specification in PR 65 (Nunn, 1994). However many authorities adapted their specifications locally with bespoke modification of composition and other aspects to reflect serviceability, resource constraints and installation requirements, which have been developed over time in collaboration with local asphalt manufacturers. The core features comprise: • A permitted range for the target grading envelope; • A range of potential tolerances to be applied to the suppliers chosen grading curve; • Maximum and minimum binder content; • An air void requirement in the designed mix. 3.2.5. Forthcoming European Specifications for asphalt will impact on current British Standards specifications for surface materials. The relevant parts of the emergent technical standards are: • EN 13108-1Bituminous mixtures – Part 1 Asphalt Concrete; • EN 13108-2Bituminous mixtures – Part 2 Very Thin Layer Asphalt Concrete; • EN 13108-5Bituminous mixtures – Part 5 Stone Mastic Asphalt; • EN 13108-7Bituminous mixtures – Part 7 Porous Asphalt. 3.2.6. All of the above four parts of EN 13108 are progressing through the European Standards body, CEN, and are likely to be implemented in the UK by 2008. 3.2.7. EN 13108-2 makes reference to an intended installed layer thickness of between 20mm and 30mm. Asphalt concrete surfacing greater than 30mm thick will be specified to EN 13108-1. Layers less than 20mm in thickness will also be covered by EN 13108. Asphalt concrete products 10mm to 20mm in thickness may be capable of submission for product approval certification. 3.2.8. Porous Asphalt is specified in the Specification for Highway Works, (Nov 2004 amendment), and a similar material, but less definitively described, is included in BS 4987-1. Both materials have 6/20 mm 12 nominal size aggregate and are placed at 45mm to 50mm in thickness. BS 4987 also includes a 2/10mm nominal size mixture, which may be laid at thicknesses of 30 to 35mm. Porous asphalt has advantages over close graded mixtures in respect of noise and spray reduction. However, it is little used on local roads because of limited structural contribution, winter maintenance management and relatively poor durability. 3.3. Proprietary Systems 3.3.1. Thin surfacing systems may be certified by BBA through the HAPAS mechanism. All thin surfacing systems for use on trunk roads must be BBA certified. Some authorities also make certification mandatory on their network whilst others require BBA certification only for selected parts of their network. 3.3.2. To achieve certification a system proprietor must satisfy the process requirements of the BBA “Assessment and Certification of Thin Surfacing Systems for Highways”. The certification is described in full in Section 3 of the BBA protocol and is summarised as follows: 3.3.3. Stage 1: Assessment of applicant submitted data • Company details; • System details and history; • A quality plan covering; • binder type(s); • aggregate source(s), characteristics etc; • ancillary products detail; • final products, thickness, composition etc; • Details of total quality structure and system; • Installation method(s). 3.3.4. Stage 2: Assessment of factory production control: • Subsequent site and plant inspections by BBA. 3.3.5. Stage 3 Laboratory testing (Mandatory): • • • • PSV and AAV test on proposed aggregates; Wheel tracking; Sensitivity to water; Torque bond test for assessing the adhesion at the layer to the substrate; • Visual assessment; • Texture depth. 3.3.6. Stage 3 Laboratory testing (Optional): Optional tests carried out by the BBA, based upon in-house protocols, to evaluate properties within a menu which an applicant system proprietor may elect to have included on their certificate. The properties that may be covered include: 13 • • • • • • • • 3.3.7. Stiffness; Retained stiffness after fuel immersion; Ageing; Resistance to binder stripping; Noise reduction relative to HRA; Regulating ability; Hydraulic conductivity; In service skid resistance. Stage 4 – Installation Trial: • Construction of a section of surfacing witnessed by the BBA; • The installation is subject to laboratory testing as required by BBA. 3.3.8. Stage 5 – Performance Trial: • Each trial section is monitored and tested for a period of two years and any loss of texture recorded; • Expert panel inspections are carried out at the end of the two year evaluation period. 3.3.9. Stage 6 – Certification • Certificates verify the system compliance with BBA requirements, • • • • define the systems assessed, the conditions of application, likely performance and the results of laboratory and site tests; Once certified a system may not be changed without the approval of BBA; The acceptability of any proposed changes to a system will be evaluated by further testing as BBA require; Audits of each system are conducted at least annually; Full review of each system is undertaken by BBA every five years. 3.3.10. BBA certificates which have been issued for proprietary thin surfacing systems are available at www.bbacerts.co.uk . 3.4. References 1. British Standard Institution, (2005). BS 594-1 “Hot rolled asphalt for roads and other paved areas. Specification for constituent materials and asphalt mixtures” BSI, London. 2. British Standard Institution, (2003). BS 594-2 “Hot rolled asphalt for roads and other paved areas. Specification for transport, laying and compaction of rolled asphalt” BSI, London. 3. British Standard Institution, (2005) BS 4987-1 “Coated macadam (asphalt concrete) for roads and other paved areas. Specification for constituent materials and mixtures” BSI, London. 4. British Standard Institution, (2005) BS 4987-2 “Coated macadam (asphalt concrete) for roads and other paved areas. Specification for transport, laying and compaction” BSI, London. 5. Nunn M.E. (1994) “Evaluation of Stone Mastic Asphalt (SMA): A high stability wearing course material” TRL Project Report 65, TRL Limited. ISSN 0968-4093. 14 6. Highways Agency. Manual of Contract Documents for Highway Works, Volume 1: Specification for Highway Works, The Stationery Office, London. 7. Highways Agency. Design Manual for Roads and Bridges. Volume 7, Section 5 “Bituminous surfacing materials and techniques”. HD 37/99 Amd No1, The Stationery Office, London. 3.5. Summary • Introduction of improved safety standards and reduction of risk associated with installation of NTS, led to the decline of traditional HRA as the preferred surface material. • NTS materials, originally based upon continental European practice, have been modified to provide adequate surface texture for use in the UK. • Proprietary thin surfacing in the UK has evolved and is now certified by the BBA through the HAPAS protocol. A summary of the certification process is provided for ease of reference and understanding. 15 4 SITE CONSIDERATIONS AND INSTALLATION 4.1. General 4.1.1. A thorough understanding of the engineering performance of the existing pavement substrate upon which the surface is to be placed is a key factor for maintaining serviceability. 4.1.2. Key elements comprise: • A suitably resilient substrate on which to place the surface material; • Selection of an appropriate surface material or system. 4.1.3. An enquiry questionnaire presented in Appendix C was issued to all highway authorities to establish local aspects for surfacing related to: • • • • 4.1.4. The summary findings from the questionnaires are presented in Appendix D and illustrate: • • • • • 4.1.5. Site situation; Materials; Performance prediction; Serviceability and performance. Cracking and fretting to be the most common failure mechanisms; The key role of the substrate; The importance of bond with the substrate; Approximately equal use of generic and proprietary specifications; Surface serviceability, in general, was good or better than traditional materials, but performance in high stress situations was indicated not to be quite so good. Analysis of the enquiry questionnaire response led to regional interactive participatory workshops in Birmingham, London and Huddersfield. The format for these workshops is summarised in Appendix E and provided the opportunity for practising maintenance engineers to address the issues of: • Site evaluation; • Materials selection. 4.1.6. The views of a cross section of installers with experience in NTS were sought in parallel with authority enquiries. These observations are summarised in Appendix I and contributed to the subsequent development of decision charts for substrate evaluation and material selection which followed the participatory workshops. 16 4.2. Serviceability 4.2.1. The local highway has generally evolved over time. For a typical length of carriageway various structural strengthening, surfacing or repair treatments have been undertaken in the past. These measures have resulted in a network which is variable both in terms of thickness and types of construction materials. Consequently, these pavements are significantly different from designed highways such as motorways which perform in a stable and long life manner. In comparison, the local highways are much thinner and more susceptible to structural changes resulting from increased traffic loading and subgrade moisture conditions. 4.2.2. Over time the local highway has come into equilibrium with its surroundings including underlying soil conditions, traffic loading and drainage. Many of the materials used in previous construction and repair are not now in common use and as a result of just in time maintenance practices may have become distressed through cracking and embrittlement. The relative proximity of the subgrade results in the thinner pavement being intrinsically more flexible in its structural behaviour under traffic loading. At the surface there are many traffic braking, accelerating and turning manoeuvres and consequently any surfacing material has to be capable of absorbing these forces in addition to working in harmony with the underlying pavement. 4.2.3. Compatibility of strain is important if the surfacing is to perform well in service. The inclusion of a stiff brittle layer in an otherwise relatively flexible structure is unlikely to yield longevity of performance. The selection of surfacing therefore, needs to consider the ability to provide strain compatibility, as well as the polishing resistance and texture characteristics, which are necessary for safety. The nature of the evolved pavement and the condition and type of pre-existing materials requires that careful consideration should also be given to the porosity of the new surface material. The introduction of water through a more porous surface can lead to serviceability distress, especially when the pavement is in an existing state of limiting equilibrium. This can be ameliorated with the use of bond coat and an impermeable binder course, providing there is an effective drainage system for the carriageway. 4.3. Substrate – Existing Pavement 4.3.1. The condition of the existing pavement which will form the support platform for the surface is a key factor in the overall performance. 4.3.2. Five distress features form the basis of condition evaluation for the existing road: • • • • • Oxidisation; Fretting; Cracking; Texture; Rutting. 17 4.3.3. Oxidisation of the surface results in a dull or burnt appearance due to the degradation of the exposed hydrocarbon binder. This can result in wrinkle cracks and the road surface has a tired appearance since the binder component has reached the end if its ductile life. The depth of distress is probably not great unless the oxidisation is well advanced or other deeper seated distress factors are also present. 4.3.4. Fretting of the aggregate and/or matrix from the pavement surface occurs when the micromechanical bond between binder and aggregate reaches a critical point. The mechanisms which cause this to occur are complex and frequently interactive but are likely to be triggered by environmental factors. Rapid failure can occur with water pressure and suction effects on the surface resulting from the passage of vehicle tyres. In a matrix dominated material, such as HRA, this process occurs slowly as these materials are generally impermeable and environmental intrusion is very limited, but in aggregate dominated materials, such as NTS, once the lateral support of one particle is lost, fretting can occur swiftly and progressively. 4.3.5. Cracking of an existing surface is frequently the most difficult to define. From a surface material selection perspective it is important to establish if the cracking is surface initiated and is propagating downward or has been initiated at depth and propagating upwards. If the root cause of the cracking incorrectly diagnosed then a replacement surface may simply crack again after a relatively short period of service life. Three principal types of cracking have been established: • Longitudinal; • Map; • Transverse. 4.3.6. Dependent upon severity and crack propagation direction, a single layer, two layers or multi layer solution may be required and in some cases the inclusion of a Stress Absorbing Membrane Interface (SAMI) may provide additional safeguard against crack propagation. 4.3.7. Surface texture is a key safety feature for high speed skid resistance. Any texture loss or gain will only occur within the existing surface layer and is a defect which can be corrected relatively easily with a single layer solution. 4.3.8. Rutting can owe its origin either in the surface course (non-structural rutting) or from a deeper seated origin, and it is important to identify the root cause. Non-structural rutting, which is caused by deformation within the surface, is generally accompanied by horizontal pushing of material at the margins of the longitudinal rut. Deeper seated rutting has a more general depressed area beneath the overall surface level. Both surface material rutting and deeper seated rutting can yield the same numerical measure of rut depth but cause must be understood in order to ensure an effective surfacing solution. 4.3.9. The addition of an overlay, wherever practicable, will add to the overall structural capacity of the pavement. There is little published information on the extended structural life for overlays which are less than 40mm in thickness. However, it is considered that overlays of 18 30mm thickness do offer some structural contribution to thin evolved pavements The structural contribution effect of an overlay 40mm or greater in thickness can be considerable (Kennedy and Lister, 1978). In situations where the pavement can be overlain with a new surface then this should be the first choice option. 4.3.10. Where access levels or other physical features prevent the addition of an overlay, then an inlay may be the only practical solution. This is frequently the case in urban areas where the existing defective depth of pavement may have to be removed and new surfacing material installed in its place. Inlay construction generates aged material from the existing pavement which may be recycled in-situ or elsewhere. However, the inlay itself is unlikely to provide much direct improvement in structural terms, other than degraded material being replaced with new material, resulting in the exclusion of surface water by a newer and less permeable surfacing. 4.3.11. In some urban kerbed areas it may be possible to channel plane close to the kerb edge to enable the new surfacing to be installed to the previous road level at the kerb. The remaining central portion of the road is not milled and in effect there is an inlay at the edge and overlay in the centre. The key area is the transition from inlay to overlay at the milled step in the existing pavement. When a new surfacing is installed in this fashion the thickness can be at its thinnest at this point and this may be directly in alignment with the nearside wheel track. 4.3.12. Where planing operations in the existing pavement are required to enable inlay surfacing, care should be taken to ensure that the planed depth is such that each old layer which is disturbed is removed in its entirety. The thickness of the existing layers and their condition will be known from investigation or local knowledge. Remnants of old layers which are not removed can have a detrimental effect on the in-service performance of the inlay. 4.4. Bond Coat 4.4.1. All pavement layers need to be bonded to the layers above and/or below to assure the maximum structural efficiency of the whole pavement structure under vertical loading. 4.4.2. An effective bond between layers enables horizontal shear stress between layers to be transmitted. Greatest efficiency is obtained where the horizontal shear strain in a bond coat is small and approaches that in the adjacent asphalt layers. Horizontal shear stresses are small by comparison with the tensile stress in the overall pavement but nonetheless need to be fully transmitted. 4.4.3. Adhesive bond becomes critical in near surface layers. At points remote from an applied wheel load normal stresses can be tensile and thus no frictional transmission of horizontal shear is possible and total reliance must be placed on the bond coat. Additionally, at shallow depths the horizontal shear forces due to braking, turning, traction on gradients, and differential thermal movements are far more concentrated than at greater depths. 19 4.4.4. The efficient transmission of horizontal shear stress is critical to the function of the pavement as a whole. The bond coat is essential to ensure the survival of the surface course. Fretting, cracking and delamination have been recorded to be the most serious and frequent forms of deterioration of NTS and since fretting and delamination are frequently initiated by cracking it follows that a good bond coat is also beneficial in slowing failures due to cracking. 4.4.5. Virtually all thin surfacing systems are more permeable than the HRA material they have replaced. The ingress of water particularly in undesigned pavements is the major cause of deterioration. Thick bond coats can act as a water barrier and assist in extending the life of a pavement. However, the existence of a horizontal water barrier puts particular importance on the performance of the surface layer when saturated. 4.4.6. BS594 and BS4987 define tack coat as K1-40 or K1-60 bitumen emulsion conforming to BS434-1 and bond coat as proprietary material having performance characteristics certified by BBA. When certifying a complete thin surfacing system, rather than a bond coat, BBA also differentiate between tack coat and bond coat. The certified torque bond values on a BBA certificate only usually relate to a single tack/bond coat even when the certificate covers a number of bond/tack alternatives. 4.4.7. The Notes for Guidance on the “SHW Clause 920” Bond Coats, Tack Coats and other Bituminous Sprays suggests a classification into three categories, based upon the Vialit Pendulum Energy Loss Test as illustrated in Table 2. Table 2 - Classification of Bond Coats by Vialit Test Value Classification Vialit pendulum, peak cohesion value (J/cm2) >0.5* >1.0 >1.2 Conventional (UV) Intermediate (IV) Premium (PV) *Inferred from Table NG913 4.4.8. Alternatively, bond coats may be classified by the torque bond test. The torque bond strengths in Table 3 are derived for the BBA certificated values. Test variability combined with substrate variability make the application of this approach difficult for site specific application and therefore, the use of the values in specifications is not recommended until further research is completed. The ranges in Table 3 are based upon best available knowledge and may benefit from revision in the future but illustrate three categories of classification for bond coat. If site measured values of torque bond strength are less than forty percent of the values shown in Table 3 then further investigation should be carried out. 20 Table 3 - Classification of bond coats by torque bond strength Classification Conventional (UT) Intermediate (IT) Premium (PT) Torque bond strength (kPa) >250 >500 >1000 Note: The tabulated values are for guidance only - no correlation with the values in Table 2 is implied nor established. Selection 4.4.9. Selection is dependent primarily on: • • • • Substrate condition; Surface thickness; Surface type; Site stress conditions. 4.4.10. Suggested grades of bond coat which are likely to be appropriate are presented in Table 4. These are grouped into three categories; conventional (U), intermediate (I) and premium (P). 4.4.11. For those surfaces which are covered by generic specifications and the site condition criterion indicates differing requirements for minimum bond coat, the highest overall grade should be selected. 4.4.12. For those surface systems which are proprietary in nature the BBA certification should take precedence but the authority should still evaluate the site against the condition criteria in Table 4. If this results in an anomaly with the proprietary proposals then it should be brought to the attention of the system proprietor. Table 4 - Selection of Bond Coat Recommended coat Condition Substrate sound and rugous Substrate smooth / polished Substrate lacking bitumen Substrate slight cracking Surface thickness 30-40mm 20-30mm <20mm Site stress level (NG942) U I P P U I P U I P P 1 2 3 4 21 bond 4.4.13. Bond coats should be spread at the rates in the BBA certification for proprietary systems or at the rates in BS 594 or BS 4987 for generic requirements as appropriate. There should be a continuous even spread without puddles of coating and the rate of spread should be regularly checked. 4.4.14. Spraying should not be too far in advance of the paving process and if there is any sign of picking up by delivery trucks the bond coat should be lightly gritted. Self-propelled sprayers or integral paver mounted spray bars should always be used where appropriate. When integral spray bars are used the bond coat formulation adopted should ensure virtual instant breaking of the emulsion. For the best quality of work and least traffic disruption integral spray bars applying intermediate or premium grade bond coat are preferred to other systems. 4.5. Early Life Surface Characteristics 4.5.1. Previously much of the surfacing on the local network was of matrix dominated HRA type. This surfacing displays positive texture as chippings are embedded in the material to provide the skid resistant surface. 4.5.2. The film of bitumen which coated the chippings in the surface of HRA was very thin (circa 2 microns) and was generally unmodified residual petroleum bitumen. The passage of vehicle tyres removed this thin film rapidly due to the scrubbing effect of the constantly flexing tyres, the relative roughness of the surface and the positive texture encountered in resistance to rolling. The aggregate mineralogy of the chipping was exposed swiftly to deliver the in-service skid resistance. 4.5.3. Negative texture surfaces as provided by NTS are significantly different in their early life characteristics. There is less resistance to rolling due to the negative texture and the tyres do not impart the same scrubbing effect as the wheel travels forward. The tyres pass over the surface with only the vertical component of load having a wear effect. 4.5.4. The binder film is much thicker (circa 10 microns) for SMA negatively textured surface material. This results from the need to formulate the thin surfacing material as a whole to produce a stable mastic structure to support the mineral skeleton of aggregate. To enhance the binder stability and durability and to prevent binder drainage during transport, additives such as cellulose fibres or polymers are often used. These binder modifications result in a greater tenacity and adhesion between the binder and the mineral aggregate. With the combination of a thick binder film and the inclusion of modifiers, a substantially greater number of wheelovers are required to wear the binder film and expose the aggregate as the skid resistant surface. 4.5.5. Under the action of vehicle braking in an emergency on NTS, the thick binder film may be mobilised, either by melting or shearing. This plays an active role in effecting the maximum level of friction that can be generated between a locked and sliding tyre and pavement surface during the braking manoeuvre. 22 4.5.6. 4.6. The early life dry skid resistance of asphalt surfaces (Roe and Lagarde-Forest, 2005) has confirmed that the phenomena can be attributed to the presence of a film of binder, that can adhere to the surface of aggregate particles for a significant period of time. Skid Resistance Characteristics 4.6.1. Until recently, almost all consideration of skid resistance in the maintenance of highways has been directed towards the investigation and routine monitoring, of frictional properties of the surfaces of wet, rather than dry, roads. 4.6.2. Skidding resistance survey requirements are described in the Code of Practice, (Section 9.8), which recommends that authorities should publish their skid resistance strategy as part of their Highway Asset Management Plan. The mechanisms and physics of skid resistance are complex. Vehicle tyre interaction with the surface is one of the key characteristics and beyond the scope of these Guidelines. Useful information and references are contained in the Code of Practice and also in the joint AA Motoring Trust / CSS publication on tyres, road surfaces and traffic accidents (Get a Grip, 2005 and Bullas, 2004). 4.6.3. For the purposes of erecting warning signs to alert road users to early life skidding, the Code of Practice recommends that authorities should state in their skid resistance strategy that they should either: • Follow the requirements of Highways Agency Interim Advice Note 49/03; or • Produce an early life strategy that is generally based upon the requirements of IAN 49/03. 4.6.4. For NTS, once the early life stage has been passed and the binder film removed from the aggregate surface it would be anticipated that the material would provide a good period of service life before wear and polishing required future corrective maintenance. NTS materials generally contain a high proportion of coarse premium aggregate but the polishing resistance of the fine aggregate also plays a part in the skid resistance properties of the surface. Careful aggregate choice will ensure a long service life. Rather than remove and replace a worn or polished surface, consideration could be given to surface restorative techniques, to ensure that value for money is delivered from these premium mineral assets. 4.6.5. The removal of the relatively thick binder film from aggregate at the surface in NTS types of material will take time to occur. The two agencies which have an active role in this process are: • Vehicle tyres; • Environment. 4.6.6. Environmental ageing of the binder film will commence as soon as it is installed but this is a slow process of gradual embrittlement and is anticipated to have only a secondary influence in the removal of binder film in the shorter term. 23 4.6.7. The primary removal method is a physical one caused by the passage of vehicle tyres. If a particular type of NTS is used in a heavily trafficked situation, the binder film will be removed in a much shorter time than if the same material was used in a lightly trafficked situation. This has prospective implications for risk evaluation which must be undertaken in the selection of surface type on the network. 4.6.8. The early life period of trafficking could be much longer than on the strategic network because of the potentially lower density of traffic on the local network. The number of wheelovers necessary to remove the binder film remains the same irrespective of location and for local highways with lower traffic densities could take an extended time. The nature and thickness of the binder film introduces further complexity since differing types of NTS would be expected to display differing binder film thicknesses and also different binder types, such as unmodified bitumen, cellulose modified bitumen, polymer modified bitumen or cellulose / polymer modified bitumen. The relative wear rates and number of wheelovers to remove the binder film requires definition, in order that specifiers are better able to predict the duration of early life characteristics in various situations on their network. 4.6.9. In situations where a high friction surface is to be placed over NTS but the surface will be trafficked prior to the application of the high friction surface, then 3mm grit should be applied and rolled in to provide enhanced short-term skid resistance (HD37/99). The use of surface applied grit on NTS on the local network may also be appropriate to accelerate the removal of thick binder film in early life in those situations which are required to exceed a minimum skid resistance intervention level. 4.7. Horses on the Highway 4.7.1. The particular friction characteristics of steel shod horses on thick binder film TS and SMA is described in guidance produced jointly by CSS and the British Horse Society entitled “Horses and Highway Surfacing: A Guidance Note for Highway Authorities”. (CSS, 2005). 4.7.2. The guidance includes recommendations for the application of grit during the construction process at locally determined sites, which may include gradients, normal routes used by horse riders and roads adjacent to racecourses and riding stables. 4.8. 4.8.1. Installation The two key elements of successful long-term serviceability for surfacing comprise: • A sufficiently resilient substrate on which the surfacing is placed; and • A high standard of workmanship in the placement and compaction of the material. 4.8.2. Authorities who adopt a generic surfacing have direct control and responsibility for selection and specification of both bond/tack coat and also the component elements of the surfacing material. The substrate 24 will also have been evaluated by the authority to ensure that it is sufficiently competent for the required surface performance. 4.8.3. Proprietary TS systems, unless defined more closely in site specific requirements, require much more decision making by the system proprietor in terms of selection of options, within the scope of the BBA certificate relating to his system. The requirements and processes of BBA certification and client confidence expectations are presented in Appendix F. 4.8.4. Proprietary system installers have detailed methodologies and requirements relating to their system encapsulated within their Quality Plan which is held in confidence between the system proprietor and BBA. Protocols may be available for substrate evaluation as part of the system but the scope and extent of these is unlikely to be known. 4.8.5. Substrate resilience is a significant factor in terms of strain compatibility and integral performance with the characteristics of the installed surface. Substrate evaluation should be undertaken through objectively defined limits and properties, together with identification of any flaws which require remedial works prior to surfacing installation. 4.8.6. Once an appropriate test method has been determined to characterise flexibility of NTS, and other traditional surface materials, the compatibility of this with the substrate flexibility, perhaps determined by deflection devices, will enable more refined selection. At present, however, these processes are not developed and may not be so for some time in the future. 4.8.7. To provide clarity of engineering performance, greater transparency of the decision making process relating to substrate condition would be beneficial. It is assumed that objective inspection and condition data already exists within proprietary system installer organisations. This data is of value both in maximising the long-term performance of materials and in highlighting likely areas of future distress, both of which will ultimately provide better prediction of serviceability for risk and asset management planning. 4.8.8. The best surface is only as good as its weakest elements and for most NTS it is the edges, ends of loads, tie-ins, longitudinal joints between adjacent paver rips and transverse construction day joints. Successful and durable joints can only be formed whilst the material is hot or sawn and the vertical face fully coated with bitumen. If the formation of joints is not undertaken to a high standard then the joint interface can become a focus for the commencement of fretting under trafficking. This can lead to premature distress in an otherwise serviceable surface. 4.8.9. The location, position and pattern of joints in highly stressed areas require particular consideration in relation to vehicle wheel paths, where there may be lateral loading effects. Saw cut slots for induction loops in NTS at traffic light approaches can also be a focus for initiation of fretting. The avoidance of dynamic impact loading from heavy goods vehicles, especially on thinner surfaces, can be addressed through ensuring evenness of the surface during installation and the setting of ironwork at finished road surface level. 25 4.9. Installers and Inspection 4.9.1. The views and observations of a cross section of installers relating to substrate conditions, materials selection, client role, placement and other key issues are presented in Appendix I. 4.9.2. It is good practice for every site to be inspected by experienced and knowledgeable personnel. In situations where a generic specification is used for the surface, any potential adverse interaction of the chosen surface with the substrate is a risk for the authority. For proprietary surface systems a joint inspection by the authority and the system proprietor has merit in highlighting awareness of substrate characteristics and improving the performance prediction of the selected proprietary surface system. 4.10. References 1. Kennedy. CK and Lister, NW. (1978). “Prediction of Pavement Performance and the Design of Overlays”, TRRL Report LR833, TRL Ltd, Crowthorne. ISSN 0305-1293. 2. Roe, PG and Lagarde-Forest. R (2005). “The early Life Skid Resistance of Asphalt Surfaces”. Report PPR060, TRL Ltd, Crowthorne. 3. CSS (2005). “Horses and Highway Surfacing”. Guidance Note, www.cssnet.org.uk . 4. The AA Motoring Trust/CSS (2005) “Get a Grip”. www.AAtrust.com or www.cssnet.org.uk . 5. Bullas. JC. (2005), “Tyres, Road Surfaces and Reducing Accidents: a review”. www.AAtrust.com 4.11. Summary • NTS performance was found to be as good as traditional materials except in some specific areas and applications. • The substrate plays a key role in the overall pavement serviceability. • Adhesive bond between the surface and the substrate was • • • • • identified as a key performance parameter and a bond coat selection process has been developed. The survey indicated that there was almost equal procurement of surfacing by authorities using generic specifications as there was with proprietary systems specifications. The local network has evolved over time and is often maintained in a state of limiting equilibrium. It is relatively thin and variable in terms of construction materials. This contrasts with the case of an engineered, stable, long life pavement. The influence of water and porosity were identified as key aspects in terms of performance. The essence of good performance is attributed to the installation of a strain compatible surface, which acts in concert with the intrinsic flexing movements of a thin pavement. Overlay should be considered as the first choice option for surfacing owing to potential structural contribution but where inlay is 26 • • • • necessary the milling processes must be such that there are no remnants of weak existing materials. Attention to detail in the location and formation of joints especially in highly stressed areas, will avoid premature distress in an otherwise serviceable surface. Early life characteristics are described in terms of binder film thickness and removal by vehicle wheelovers. An assessment should be undertaken to determine the approximate length of time it will take to remove the binder film by traffic, based upon a forecast of numbers of wheelovers likely to be applied on a particular highway. Guidance has been published elsewhere in respect of TS and SMA for areas where equestrians may use the network and recommends the use of grit applied to the freshly laid surface, to enable more rapid abrasion of the thick binder film. For generic style specifications the risk for serviceability resides with the client organisation. For proprietary systems there is benefit in joint site inspections by the client and system proprietor to ensure that the most appropriate TS system is selected and installed. 27 5 THE RIGHT MATERIAL FOR THE RIGHT SITE 5.1. Site Evaluation 5.1.1. The evaluation of an existing site comprises the use of a checklist and four decision charts A to D inclusive. 5.1.2. The initial step in the evaluation process is to collate all of the available data relating to the site and to undertake a walk through inspection by experienced personnel. The walk through inspection will enable collection of all of the condition information necessary to use the decision charts. A checklist of details to be collected and assembled is presented in Table 5 and comprises: • • • • • • 5.1.3. Geometry and layout; Traffic; Road function; Condition; Road surface; Data availability. Four decision charts compliment the checklist and provide route maps for evaluation of the existing site conditions. 28 Site Checklist for NTS Road No: Location: Aspect Details (for completion) Considerations Geometry and Layout Road type Situation Junctions or crossings Exposed site Gradient Direction facing Bend Roundabout Road closure possible Dual, single. Urban, rural. Frequency , type, etc Yes/No Flat, level, gentle, steep. North, south, east or west Yes/No Yes/No Yes/No Traffic Speed limit Braking area Accelerating area Turning - Bends Turning - Roundabout Commercial vehicles Reduced spray required Reduced noise required 20, 30, 40, 50, 60, 70 mph Yes/No Yes/No Gentle, acute, etc Radius: tight/int./gentle. High, medium, low Yes/No Yes(+40mph)/No Road Functional Hierarchy CoP function category 1, 2, 3a, 3b, 4a, 4b Conditions Surface drainage Highway drainage Site prone to flooding Edge restraint Restriction on overlay. Restriction on inlay Good/fair, falls, gullies, etc Ditch, filter drain, etc Yes/No Good (kerb/strip)/Poor Thresholds, access, etc Practicality, etc Existing Road Surface Walk through inspection Surface material Oxidised Fretting Cracking - longitudinal Cracking – map (craze) Cracking - transverse Texture Rutting Delamination Damp or wet areas Subsidence areas Yes(date)/No(reason) HRA, DBM, NTS,etc Yes/No Yes (severity)/ No Yes (severity)/ No Yes (severity)/ No Yes (severity)/ No Good, average, poor Yes (severity)/ No Yes/No Yes/No Yes/No Condition Data availability CVI DVI Core records Exploratory pit records Deflectograph survey FWD survey Ground penetrating radar Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No Table 5 - Site evaluation checklist 29 5.2. 5.2.1. 5.3. Chart A Decision Chart A starts with entry of the site into the works programme with key decisions based upon the degree of lateral restraint. This leads to either Chart B or Chart D. Chart B 5.3.1. This chart describes the process for sites with poor lateral restraint (i.e. no specific edge restraint such as kerbs or hardened strip). 5.3.2. The depth of the distress beneath the surface leads to a number of pathways based upon superficial depth (Surface selection Chart E), depth within 100mm (Chart C) or deeper seated where investigation is required. 5.3.3. A complimentary investigation protocol is presented in Appendix G. 5.4. 5.4.1. Chart C Chart C describes distress features which originate from near surface horizons as five key types: • • • • • 5.4.2. Each of these pathways leads to a surface solution, compatible with SCANNER condition data, selected from the following: • • • • • 5.4.3. 5.5. 5.5.1. Oxidised surface; Fretted surface; Cracked surface (in three types); Surface texture; Rutting. Maintain observation – do nothing; Overlay – single layer; Inlay – single layer; Overlay – more than one layer; Inlay – more than one layer. Overlay should be selected, where practicable, as the first choice option to enhance pavement structural capacity. Where non-standard solutions are considered, such as strain absorbing membrane interfaces to address crack propagation, then the solution selection is a bespoke process. Chart D This chart describes the process for sites with good lateral restraint which tend to predominate in urban areas and again leads to options for design solutions. 30 Chart A Site Evaluation Project Site Prioritisation • • • • • Condition based prioritisation Visual condition inspection Scanner priority schedule Traffic safety Local knowledge Functional Classification (Well Maintained Highways) Are access levels adequate to overlay the road? YES NO Overlay or inlay solutions Inlay solutions Does the site have good lateral restraint? (Note 1) Does the site have good lateral restraint? (Note 1) YES Chart D NO YES Chart B Chart D NO Chart B Note 1 The road surface drainage should be evaluated also as this may have a bearing on the effectiveness of edge restraint Figure 3 - Chart A 31 Chart B Site Evaluation Unkerbed or Poor Lateral Restraint Site Nature of Site Distress Deep (binder/base/foundation) NO Superficial (within 30mm) YES NO Surface Material Selection (Chart E) YES Surface Material Selection (Chart E) Foundation or Base Unclear Surface or Near Surface Layer (within 100mm) Engineering Analysis Investigation (Note 1) Established with confidence that there is no deeper seated failure Unlikely that NTS alone will rectify this type of deeper seated defect Engineering Analysis Near Surface Defect Evaluation (Chart C) Design bespoke solution which could include a Negative Texture Surface Unlikely that NTS alone will rectify this type of deeper seated defect Design bespoke solution which could include a Negative Texture Surface Note 1 Investigation protocol - Appendix G Note 2 If the road pavement is structually sound then a single layer solution may be practicable but if the pavement is not structually sound a two (or more) layer solution will be necessary. Figure 4 - Chart B 32 Oxidised Fretting Fretting Less Solution C Fretting More Is surface sufficiently intact? Solution A, B or C Site Evaluation Chart C Sheet 1 of 2 Developing/ unacceptable Surface of Near Surface Layer Defect (within 100mm of road surface) Stable/ acceptable Solution C Rutting Too smooth/ too rugous Solution A Texture Good/ acceptable Solution B or C 33 Nature of Distress Cracking or crazing Chart C Sheet 2 of 2 Solution A Solution A - Do nothing (maintain observation) Solution B - Single layer Overlay (40mm or less) Solution C - Single layer Inlay (40mm or less) Solution D - Thicker -two layer - Overlay (More than 40mm) Solution E - Thicker - two layer - Inlay (More than 40mm) Figure 5 - Chart C (1 of 2) Chart C Sheet 2 of 2 Establish Crack Type Longitudinal Deeper seated and combined with rutting/ subsidence? YES Map Lack of lateral restraint? Parallel NO Transverse Stable Deteriorating intergrity Solution C Solution E Reflection pattern? YES NO Investigation (Note 1) Investigation (Note 1) YES NO Design as Chart D Engineering Analysis Engineering Analysis Solution C Solution D or E dependant upon crack depth Unlikely that NTS alone will rectify this defect Design bespoke solution which could include a negative texture surface Assess crack severity and frequency Investigation (Note 1) If stable and minor cracking Engineering anaylsis Solution D or E (Elastomeric binder) Solution A - Do nothing (maintain observation) Solution B - Single layer Overlay (40mmor less) Solution C - Single layer Inlay (40mm or less) Solution D - Thicker -two layer - Overlay (More than 40mm) Solution E - Thicker - two layer - Inlay (More than 40mm) Note 1 Investigation protocol - Appendix G Figure 6 - Chart C (2 of 2) 34 Unlikely that NTS alone will rectify this defect Design bespoke solution which could include a negative texture surface Chart D Site Evaluation Good Lateral Restraint Site Kerbed or Hardened Strip Nature of Distress Deep (in excess of 100mm) The development of deeper seated distress in an established, good lateral restraint road is generally unlikely. If there is any doubt about the cause of distress then this must be evaluated by investigation and an appropriate solution designed which could include a negative texture surface. Near Surface (within 100mm) Unclear Investigation (Note 1) The five distress mechanisms in Chart C all apply. The likely treatment will be inlay where overlay is impractical Engineering Analysis Design bespoke solution which could include a negative texture surface. Solutions A, C or E as appropriate Solution A - Do nothing (maintain observation) Solution B - Single layer Overlay (40mm or less) Solution C - Single layer Inlay (40mm or less) Solution D - Thicker -two layer - Overlay (More than 40mm) Solution E - Thicker - two layer - Inlay (More than 40mm) Note 1 Note 2 Investigation protocol - Appendix G Local knowledge of kerbed/good lateral restraint sites - usually in urban areas - can be a key issue especially the maintenance history in service and the nature, characteristics and variability of road foundations and drainage. Figure 7 - Chart D 35 5.6. Chart E 5.6.1. The pathway for selection of the surface is presented in Chart E. 5.6.2. The key input parameter is Road Function Category in accordance with the Code of Practice. This sets the traffic speed which leads to surface texture requirements, the aggregate size to deliver the required texture and thereafter to layer thickness. Selection can be from one of five categories of surface texture. On higher stress sites, such as roundabouts, it is recommended that the smaller sizes of aggregate should be selected as appropriate from the range of optional aggregate sizes. 5.6.3. Key performance factors are described in four areas: • • • • Site; Strain compatibility; Durability; Installation. 5.6.4. For selection of the most appropriate surface, the relevant key performance factors for the particular site applications must be reviewed against the properties of the surface material to ensure compatibility. 5.6.5. The key performance factors and key attributes for surfaces should be considered together in a technical review evaluation. The purpose is to establish the engineering requirements to take forward into specification for site specific application. There are many variables to be examined in this process, since each site is unique in terms of characteristics and there is a broad array of surface materials which could be considered. The purpose of Chart E is to present a process mechanism for consideration of all of the various facets and interplay between surface and substrate rather than to lead to a specific definitive solution. 5.6.6. Based upon the engineering requirements the information and guidance in Appendix H should be used to compile a job specific specification Appendix or Engineering Schedule for proprietary system surfaces. For generic specifications the information presented in Appendix H provides assistance in compilation and includes the facets which require consideration. 5.6.7. The process will provide confidence that the right material will be installed in the right site and that the surface characteristics for each of the key performance factors are identified and translated into specification requirements. 36 Chart E Sheet 1 of 2 Surface Material Selection Road Function Category Primary Selection Factor Traffic Speed greater than 40mph? Yes No Surface Texture Category 3 Texture Category 2 Texture Category 1 Texture Category 0 Aggregate Size (mm) 20/14/10 14/10/6 10/6 10/6 Thickness/ Design Life Min 2.5 x aggregate size or proprietary system requirements Continued on Chart E Sheet 2 of 2 Texture Category 0 Texture Category 1 Texture Category 2 Texture Category 3 Figure 8 - Chart E (1 of 2) 37 -1.0mm +1.0mm +1.2mm +1.5mm Figure 9 – Chart E (2 of 2) 38 Site specific requirements Definition Engineering requirements Key attributes for surfacing Performance Factors Site Flexibility Substrate movements Waterproofing • Characteristics to match substrate • Substrate residual cracking • Substrate porosity • Cyclical subgrade movement Strain compatability Durability Bond Air voids Aggregate gradation Binder content • Drainage • Surface porosity • Surface thickness • Freeze and thaw Bond Thickness Temperature Weather conditions • Substrate condition • Bond or tack coat • Levels and min thickness • Winter installation • Traffic management/access • Aftercare Installation Chart E Sheet 2 of 2 Proprietary Include key requirements in Specification Appendix 7/1 or Engineering Schedule for partnership contracts Generic Specification Review each key performance factor in relation to surfacing material characteristics to identify engineering requirements Bond Aggregate size Aggregate gradation • Traffic braking or turning • Tight radius curves/bends • Incline • Orientation, facing direction • Degree of exposure • Traffic stress level Continued from Chart E Sheet 1 of 2 Surface Material Selection 6 EXPIRED LIFE ENGINEERING 6.1. Introduction 6.1.1. NTS has been adopted relatively recently for the local network and has been reported to perform at least as well, if not better, than traditional materials in most situations. When first introduced there was perhaps some absence of appreciation as to what could be achieved with NTS and doubtless there were some situations where the wrong material was used on the wrong site. This is less likely to occur in the future as more experience is gained and the guidance in this document adopted. 6.1.2. At some point, however, all surface materials will reach the end of their useful service life. The mechanics of distress for NTS are, to a degree, conjectural but are based upon a broad base of practitioner experiences, blended with theoretical concepts to produce a first generation deterioration model. As more in-service data and experience is accumulated, the model can be further developed and refined. 6.1.3. In order to plan and programme surface maintenance works in an effective way, it is important to understand the mechanics of distress, so that considered engineering decisions may be made regarding remediation, as well as to provide a prospective means of forecasting remaining service life. 6.1.4. Deterioration mechanisms for NTS are considered in relation to their expired life condition and the various forces which act upon the surface throughout its service life. A deterioration model is developed within a framework of both internal and external influences. Although focussed upon NTS applications the mechanisms are not unique to these materials and could have more general application with other types of asphalt surfaces. 6.2. Failure Groups 6.2.1. A comprehensive technical literature review has revealed that there is little definitive published research into the deterioration mechanisms that govern the life of NTS. Limited study has been undertaken in Germany (Private communication, 2005) into some problems with splizmasticasphalt. NTS surfaces do not always function satisfactorily to the end of their design life and further study is required to quantify the engineering variables and values that govern the onset of distress in service. Mechanisms of failure have been developed based upon observed performance in-service and upon the views of practicing engineers gleaned through the development of these Guidelines. 6.2.2. The deterioration mechanisms are categorised into groups, defined firstly by the observed mode of deterioration and secondly by internal and external influences on the system. A series of deterioration types and mechanisms of deterioration have been identified. 39 6.2.3. Five groups of influencing factors which act on a surface have been established. These five influencing factors do not always behave in isolation. They are frequently inter-dependant and in that way can produce cumulative effects in terms of performance. Interactive behaviour is complex to model and for these Guidelines the deterioration mechanisms are treated individually. However, if two or more mechanisms occur simultaneously failure will normally be accelerated. • Internal • • • • 6.3. material based mechanisms, which are largely independent of external influences. Traffic loading related forces including direct loading, shear and tension loading due to braking, acceleration and turning and compression loading mainly from direct static and dynamic traffic loads. Environmental influences largely related to water saturation and to air exposure leading to the destruction of the aggregate/binder bond by gradual stripping of bituminous binders. Substrate strain loading. The substrates onto which NTS are applied on the local network are frequently not designed pavement structures and are often subject to vertical and horizontal movements that impose strains on any overlay or inlay systems. Interface shear stress. As the surface thickness is reduced there is an increase in the horizontal shear stress at the base of the surface layer due to lateral traffic loading. There is also an increase in the inter-particle stresses within the surface material. Increase in either type of stress can lead to debonding of the surface layer from its substrate which may already be in poor condition as a result of previous strain, thereby providing a reduced bond with the new surface. Types of Deterioration 6.3.1. The deterioration of in-service surfaces has been monitored during the ten years development period of thin surfacing systems in the UK and has been classified for visual inspection purposes the BBA specialist group (SG 3). 6.3.2. The classes observable on site are described in BBA “Guidelines for the Assessment and Certification of Thin Surfacing Systems for Highways”. The same structure is adopted in these Guidelines although the description is refined to assist in the correlation with possible causes. Two safety related classes of deterioration, not included in visual inspections, are also covered namely loss of texture and surface polishing, as these can be directly measured. 6.3.3. Deformation under traffic can occur in NTS surfaces but generally relates to underlying layers. This has not been a significant performance aspect of NTS in the UK but it has been observed. Surface deformation is, however, monitored as part of BBA certification and therefore is included as a possible mode of deterioration. 40 Variability 6.3.4. Variability in characteristics or appearance may occur due to a number of factors and can be considered as: • Random variability in a mixture which is not related to the location on the carriageway in respect of traffic loading or geometry. • Traffic related variability as indicated by transverse differences in loading between traffic lanes and or across a single lane relative to wheel paths and paver edges. Fatting up 6.3.5. A general or intermittent loss of surface texture without sufficient exposure of coarse aggregate above the general surface level due to dominant exposure of the fine matrix of the mixture at the surface, • Fatting up may occur in patches from the size of a large coin to several square metres as illustrated in Figure 10. It can occur for a number of reasons, for example uneven distribution of fibres in a mix, excess bond coat migrating through the surface or a binder rich mix which has been over-rolled. Figure 10- Fatting-up Loss of chippings from the surface 6.3.6. The plucking out of chippings in multiple surface dressing systems or paver laid surface dressing type systems leaving the binder film intact. Loss of aggregate 6.3.7. Particles of aggregate dislodged from the surface by the passage of traffic. • Loose aggregate observed on and around the carriageway and the surface shows signs of looseness to the extent that remaining aggregate can be easily removed from the surface with a pocketknife. This category was introduced for BBA inspection purposes as a preliminary to the complete loss of aggregate. 41 Loss of mortar 6.3.8. Fretting of mortar is defined as the loss of mortar (binder, fine aggregate and filler) from the surface, usually including the adjacent coarse aggregate. Growth of vegetation 6.3.9. Lack of continuity of the mineral skeleton resulting in siltation, seeding of plants and degradation of more porous mixtures. Ponding 6.3.10. Local subsidence of the surface to allow the retention of water in the body of the material, thereby leading to deterioration of the aggregate/binder bond. Delamination from the substrate 6.3.11. Delamination is the complete separation of a surface from the substrate. The failure horizon may be: • Within the surface mixture, but close to and parallel to the substrate interface resulting in the virtual complete separation of a section of surface course. • Along the plane of the interface resulting in the complete separation of a section of surface course within the substrate material. Stripping 6.3.12. Stripping describes the separation of binder from aggregate. • Stripping is most visible in the coarse aggregate but also occurs in the fine aggregate with equally serious consequences. • The mechanism is largely associated with water ingress in the mixture. • Stripping usually results in fretting but can give rise to other forms of deterioration such as debonding. Cracking 6.3.13. Crack patterns can be classified as: • • • • Longitudinal; Transverse; Subsidence; Map (or crocodile) cracks - A series of interconnected cracks over an area of carriageway spaced between 100mm to 500mm; • Fine cracking; • Very fine cracking with the cracks less than 0.5mm wide or 500mm long, which can be observed across a surface and passing around coarse aggregate particles; • Reflective cracking. 42 Loss of texture 6.3.14. As a surface wears the rugosity of the surface macro-texture may reduce. • The maximum permissible rate of reduction of texture is classified in the BBA Guidelines and measured by the glass spheres patch test. Polishing 6.3.15. All surfaces can loose skid resistance due to polishing (loss of microtexture) under traffic loading, particularly the braking, acceleration and turning of heavy vehicles. Wheel track deformation 6.3.16. Traditional surfacing materials (notably HRA) have sometimes exhibited rutting under heavy and slow moving canalised traffic. • Surface deformation has been less widespread on the local network than for motorways and trunk roads owing to the differing traffic spectrum but still occurs in localised situations, such as approaches to traffic lights and intersections where traffic speed is reduced. • Deformation may be surface related or originate within underlying layers. It has been retained therefore as a potential mode of deterioration for local roads. Rationalisation of deterioration modes 6.3.17. The foregoing deterioration modes have been considered as discrete entities but several can be initiated by common mechanisms. To reduce this interactive complexity six key deterioration modes have been identified: • Fretting mode - typified by a loss of coarse or fine aggregate • • • • • 6.4. 6.4.1. through loss of aggregate or chippings, fretting of mortar or stripping; Texture mode – comprising random variability, traffic related variability, fatting up or change (reduction or increase) of texture; Cracking mode; Polishing mode; Delamination mode; Deformation (wheel track) mode. Deterioration Model For the development of a deterioration model each of the five influencing factors described previously are considered together with each of the six key deterioration modes above and illustrated in Table 6. 43 Table 6 – Elements of a Deterioration Model Deterioration mode Influence factor Internal 1 Fretting Traffic Environmental Substrate Interface Internal 2 Texture loss Traffic Environmental Substrate Interface Internal 3 Cracking 4 Polishing Traffic Environmental Substrate Interface Internal Traffic Environmental Substrate Interface Internal Traffic 5 Delamination Environmental Substrate Interface 6 Wheel track deformation Internal Traffic Environmental Substrate Interface Features which influence the deterioration model Mixture design Binder properties Installation Aggregate size Aggregate/binder affinity Lateral stresses Fatigue stresses Water and air permeabilities Substrate instability causing surface strains Only influential where aggregate size is large relative to layer thickness Mixture design Binder properties Installation Aggregate moisture content Aggregate size Air voids ratio Dynamic and static vertical loading Maximum and average temperature Hardness, particularly where agg size is large relative to layer thickness Not influential Mixture performance parameters e.g. ITS, fatigue properties, ductility Binder properties Aggregate/binder affinity Fatigue stresses Water and air permeabilities and Substrate instability causing surface strains Only influential where aggregate size is large relative to layer thickness Aggregate polish resistance Dynamic vertical and lateral loading Not significant Not significant Not significant Mixture design - stability of mixture under lateral stresses and adhesion to bond coat Lateral stresses Fatigue stresses Drainage at interface level Structural stability Whether prone to settlement, lateral displacement etc. Surface properties, e.g. porosity, roughness, etc. Condition - whether pot-holed, cracked, polished etc. Bond or tack coat used Mixture design and performance levels particularly wheel tracking rate Dynamic vertical loading Maximum and average temperature Not significant (except where the substrate itself deforms) Not significant 44 Fretting 6.4.2. Fretting has been recorded as the most important and frequent single source of deterioration and an example is illustrated in Figure 11. Figure 11 - Fretting 6.4.3. Fretting is usually initiated by the loss of a single particle of coarse aggregate. The loss of a single particle may not appear too serious but for NTS once a single stone is loosened an indentation is caused and water has more ready access to the matrix of the layer. Under near saturated conditions, pore water pressures can develop and the remaining material is deprived of some lateral restraint. 6.4.4. The effect of pore water pressure has been comprehensively studied for engineering soils and the principles apply to all three phase physical systems. There is extensive literature on the subject, (Terzaghi and Peck, 1967). The influence of dynamic pore pressures has also been studied particularly in relation to earthquake engineering and oil installations. There is no similar body of literature for bituminous surfaces but the effect of drainage on road pavement performance and deterioration has been examined. (Cedergren, 1974) 6.4.5. Following established three phase soil mechanics theory, any pressure of water within the material will tend to reduce the normal, at rest, compressive forces in a layer thereby putting the material into tension and requiring the binder to absorb greater tensile forces than in a dry layer. For this mechanism to occur the asphalt must: • Be sufficiently saturated for a near continuous water path to exist; • Have a sufficiently low hydraulic conductivity to prevent the release of pressure; • Have a source for pressurising the water. 6.4.6. Many practising highway maintenance engineers who contributed to the development of these Guidelines have observed that, even in dry ambient conditions, NTS which has failed is commonly wet. Several reported that this is the usual condition and contrasted that of failed HRA where dry conditions normally prevail. Such observations indicate that a sufficient degree of saturation exists in the surface material to allow the transmission of pore water pressure. 45 6.4.7. Under normal conditions, water pressure from surface drainage, rainfall or even flooding will be low. However, once a surface is saturated the impact of a wheel load on the surface film will cause large increases in pore water pressure. The high pressures generated by the impact of tyres and flexibility of the tyre rubber compound will enable the development of large sudden transient increases in pore water pressure and subsequent suction forces. The pressure/suction reversals forcing water through the upper voids under conditions of heavy rainfall may be a factor in initiating binder loss and fretting. 6.4.8. As pore water pressure increases, it will tend to push the aggregate apart and put the binder film in tension. Immediately below the point of impact, the direct vertical load will resist the tensile forces. Adjacent to the loading point, a confining force will not exist and loosening forces on the aggregate matrix will predominate. If the tensile stresses exceed the internal tensile strength, surface aggregate particles will fret from the body of the layer. 6.4.9. Asphalt is a mixed composite material with all components, other than the bitumen, being non-continuous. Hence, the sustained performance of the bitumen film is critical to the overall performance of the material. Once a single particle is removed from the material by water pressure or by other forces, the continued serviceability of the surface layer relies directly on the properties of the binder film. Any second-stage removal of further particles will put increasing stress on the binder film and deterioration will progress exponentially. This deterioration might be mitigated by the selection of ductile binders. 6.4.10. Very little fretting will occur under direct static or dynamic load other than that caused or triggered by pore water pressure rise. However, under lateral loading, high shear and tensile forces are generated, rotation of the coarse aggregate particles is induced and the particle can become loosened from the material. Thus it would be expected that fretting would predominate where braking, acceleration and cornering are present. This has indeed been observed to be the case. Roundabouts have been generally reported to suffer the worst fretting problems, although any roundabout fretting problems may also be associated with installation difficulties. 6.4.11. As each lateral load independently induces strains, some components of which are residual, it would be expected that: • Fretting will occur primarily on heavily trafficked sites or situations with high lateral stresses; • More fatigue tolerant mixtures such as those incorporating binders with elastic recovery properties may exhibit better performance than conventional materials. 6.4.12. Water permeable mixtures will also be air permeable. As airflows are dispersed through a material more readily than water and as air is highly compressible it is unlikely that pore air pressure plays a significant part in deterioration. However, a ready access to a renewable oxygen source will cause oxidation of the bitumen resulting in embrittlement leading to a loss of adhesion. Hence, in the more permeable mixtures, binder film performance becomes a critical factor in resisting stripping of the binder/aggregate interface, leading to 46 fretting of the mixture. The mechanism for stripping has been widely reported elsewhere and is elegantly summarised (Read and Whiteoak, 2003) but the step from the stripping of the binder to the fretting of the surface is highly complex and has not yet been robustly modelled. In situations where compaction during installation has not been sufficient, perhaps due to marginal material temperatures or undertaken in inappropriate weather conditions, poor aggregate interlock can occur with larger and interconnected air voids leading to air penetration and a possibly increased rate of oxidisation and embrittlement. This can be a feature of fretting at construction joints in the surface. 6.4.13. Aggregate size has been recorded as having a significant part in the fretting process. As aggregate size increases, fretting tends also to increase. This is not explainable through the internal mixture geometry but may be a function of the large number of resisting shear planes in fine graded mixtures. The practice of reducing aggregate size on laterally loaded sites such as roundabouts to minimise fretting is widely used. 6.4.14. Where the layer thickness is greater than 2.5 times the nominal aggregate size substrate condition does not seem influential in the initial fretting process. For thinner surfaces disaggregation may propagate upwards from the bottom of the layer, in which case the substrate stability and bond coat efficiency will influence the mechanism of fretting. 6.4.15. The processes leading to fretting comprise: • A surface subject to critical horizontal loading usually acting directly on coarse aggregate particles; • Where the bond of the loaded aggregate to the adjacent matrix or • • • • • other coarse aggregate is inadequate, the loaded aggregate is loosened and eventually displaced. The process is accelerated, or sub-critical conditions made super-critical, when pore water pressures are present within the layer; Once a single aggregate particle is displaced the adjacent aggregate particles and/or matrix is deprived of lateral support, progressive deterioration takes place; During the deterioration process, binder oxidisation rate and adhesion properties take on greater significance over the initially important features, such as mixture grading, air voids content, proportion of voids filled with bitumen; The risk of fretting has been observed to increase where the aggregate size/layer thickness ratio is less than 2.5. This appears to be particularly the case for larger sized aggregates although a mechanistic model that would explain this has yet to be developed; Single sized aggregate mixtures such as porous asphalt may be expected to deteriorate more rapidly once the first particle is loosened as they depend on lateral support form adjacent coarse aggregate. This has been observed in-service although the deterioration rate may be mitigated by the use of a tenacious binder; The rate of progress of the fretting is peripherally influenced by such factors as substrate movements, bond to substrate and substrate condition. 47 Texture Loss 6.4.16. A low rate of texture change is important for maintained safety and is a mandatory test property for BBA certification. It is assessed as the surface texture, measured by the glass sphere texture depth test (BS EN 13036-1) defined by the initial measurement at the time of laying and assessment over a two year period. 6.4.17. Insufficient texture may occur due to wet aggregate in the mixture, compaction of the layer during installation, loss of surface material, traffic wear or softening of the matrix leading to secondary compaction and surface flow. Initial texture is often specified but less frequently is the in-service texture monitored after a period of two years as required in clause 942 of the SHW. 6.4.18. Texture loss may increase where: • Air voids are very low, and so give rise to plastic flow or low • • • • • • compression resistance; Soft binders are used, particularly in rich binder/filler mixtures; Aggregate size is reduced; Segregation during transport and laying occurs, leading to local areas of excess fines; Traffic volume is high, speed is low and where tyre pressures on heavy commercial vehicles are high; Surface temperature is high, particularly where the mixture is intrinsically unstable or the binder is inappropriately soft. Stretches of road sheltered from the north and exposed to the south are particularly vulnerable; Soft substrates are present. Substrate condition is most likely to be critical for mixtures where the coarse aggregate nominal size is greater than half the layer thickness and so allows the coarse aggregate to penetrate the substrate and force the matrix of the mixture to the surface with a consequent loss of texture. 6.4.19. From the foregoing, texture loss is a function of: • • • • • • • Mixture design; Binder hardness; Aggregate size; Installation and transport method; Temperature; Substrate hardness; Traffic loading. 6.4.20. Unlike fretting deterioration, texture loss is normally related to one or more of the above functions acting independently. If each is considered in the design and installation of the system texture loss will remain within acceptable limits. Cracking 6.4.21. Cracking was reported as the second most significant form of deterioration of NTS. There is no specific evidence that these 48 materials are inherently more or less prone to cracking than HRA. Any increased incidence of cracking of dense NTS, relative to HRA, may be largely associated with the reduced surface thickness. Cracking has been categorised into three types: • Reflective cracking; • Map cracking; • Fine cracking. 6.4.22. The causes for cracking are either material or externally related. Although mix design deficiencies are not dominant in the crack initiation, the inability of a material to accommodate the movement caused by external strains is a common reason for the propagation of cracks. 6.4.23. Mixes with low flexibility are more prone to cracking as a result of substrate strains than more flexible mixtures, irrespective of their initial tensile strength and stability. Development of a suitable test is underway by BBA to characterise flexibility and assist in the production of a protocol for flexibility testing and certification. 6.4.24. Cracking resistance and crack propagation both play a key part in the deterioration model. Thick pavements constructed of stiff materials contain high residual strain energy. Even small movements along, or across, an existing joint or crack will require considerable strength in a surface material if it is to resist crack reflection to the surface. Such strength is usually beyond the capability of any conventional surface course. Consequently, reflective cracking is inevitable. Where there is an angular displacement, as in the case of rocking concrete slabs, the loading on the surface layer due to the lever effect is even higher than in the instances of linear movement. 6.4.25. Thin pavements on rural roads and urban streets, possess far less potential strain energy than thick pavements and any leverage due to angular displacement is generally less severe. From these considerations it might be expected that reflective cracking would be less of a problem than on thick pavements but observations and performance do not substantiate this expectation as the local network: • Does not usually have designed pavement thicknesses; • Frequently contains buried service utilities, often with numerous trench reinstatements, some with inadequate compaction, all increasing the risk of settlement and reflective cracking; • Is often in a critical, or near critical, structural condition of limiting equilibrium. 6.4.26. Surface layers on thin pavements can constitute a significant proportion of the sound bituminous material. It is not uncommon for the surface to constitute 20% to 50% of the depth of sound bituminous layer. In these conditions the surface functions, as one of the structural elements in the pavement, and due to the thinness of layer, can be subjected to significant strains for which it may not have been designed. Under these conditions map cracking and longitudinal cracking can often manifest as a precursor to pavement failure. 6.4.27. Cracking is initiated and propagated by: 49 • Movement of rigid substrate; • Settlement imposed by traffic on thin pavements where the surface has a significant structural contribution. 6.4.28. As surface material ages it becomes embrittled due to binder oxidation. With reduced flexibility, cracks occur more readily and fretting commences at the cracks, leading to a general pavement surface distress. For thin pavements therefore, an essential attribute required to reduce cracking potential is flexibility. 6.4.29. At present flexibility is not a specifiable parameter. NTS are not necessarily designed to have long-term flexibility and ductility, although this was an in-built feature of traditional binder rich, matrix dominated surfaces such as HRA. Polishing 6.4.30. The general mechanism of aggregate polishing under traffic loading has been extensively researched (Szatkowski and Hosking, 1972). The evidence for variations of performance relative to that of HRA is inconclusive. It was anticipated that NTS would polish more slowly than HRA, which presents a positive contact with tyres. Road surfaces with negative texture result in a relatively large proportion of the gross area beneath a vehicle tyre being in contact with the surface and the stress therefore approaches an even distribution. By contrast ,HRA chippings present intrusive contact with the tyre, with each chipping bearing a high load as it deforms the tyre to a greater extent than is the case for NTS. The higher contact pressure on HRA chippings will lead to a scrubbing action and quicker polishing than for aggregate in a NTS. Surface characterisation (Walsh, 1997) and the Macrotexture and Road Safety (MARS) project (Walsh, 2003) examined whether the safety performance of a surface could be predicted from a knowledge of the form and pattern of surface texture and studied the characteristics of tyre-road contact. 6.4.31. Medium term inspection results from in-service TS and SMA materials have been reported (Nicholls and Carswell, 2004) from sites nominated by both local authorities and contractors. The observations tend to indicate little polish deterioration with trafficking over a period of up to eleven years. Some highway maintenance engineers have reported that the maintained skid resistance of TS and SMA is better than that of HRA, when the aggregate is from the same source as that used for the chippings applied to the surface of HRA. Delamination 6.4.32. Delamination was recorded as the third most significant cause of deterioration based upon consultation with highway maintenance engineers and is the complete disassociation of discrete areas of surface from the substrate. The delaminated areas may vary from a few square centimetres to several square metres with larger areas developing through progressive growth from small areas. 6.4.33. Delamination potential is increased with: • Reduction in the thickness of the surface; 50 • • • • Smoothness of the substrate; Ingress of water to the surface/substrate interface; Lateral loading; Competence of the bond coat. 6.4.34. Delamination has been found to be a more likely occurrence when NTS is applied to a smooth substrate rather than to a more rugous substrate. Furthermore the adhesion is likely to be less when the surface is applied to a binder deficient substrate. 6.4.35. Early trials applying TS to concrete carriageways revealed difficulties but these have now been addressed through careful selection of the mixture and bond coat, to give confidence in the ability of TS to be used on concrete roads. 6.4.36. The superior performance of elastomeric polymer modified bond coats relative to that of tack coats has been demonstrated in laboratory tests and therefore strongly influences in-service performance. The superiority is likely to be most marked where the layer thickness is 30mm or less. The improved performance of modified bond coats is as a result of their ability to yield slightly and thus distribute shear loads over a larger area. 6.4.37. The mechanism of delamination is likely to be: • Initiated by horizontal bond failure; • A progressive failure proceeding rapidly where there is little support offered by the adjacent material; • Less likely where the bond coat will yield, whilst retaining its integrity, and thus allow greater restraint to be offered by stronger areas of surface and perimeter reaction. Wheel Track Deformation 6.4.38. Wheel track deformation has been an issue associated with the use of HRA for heavily trafficked roads over the past three decades. This has been a much less significant aspect on many parts of the local network. The deformation risk was mitigated by the introduction of the designed mix procedures in the 1976 revision of BS 594. The problem recurred in the 1980s with the introduction of more concentrated heavy goods vehicle wheel loads, greatly increased volume of traffic and increased summer temperature conditions. To address these new conditions, Hot Rolled Asphalt Surface Course (Performance Related Design Mix) is now available in Clause 943 in the SHW. 6.4.39. TS for use on high speed roads requires a minimum surface texture depth of 1.5mm. This was not a facet of the earlier European developed mixtures and to achieve this requirement TS mixtures in the UK are generally of the stone support type with virtually continuous aggregate-to-aggregate contact. 6.4.40. Surface texture provision has lead to a high deformation resistant material. All the current BBA certified TS materials satisfy Classification 1 criteria of BS 594, Table D1 and are therefore suitable for the heaviest trafficked sites and consequently wheel track rutting 51 does not constitute a durability criterion. With the possible development of more settlement tolerant mixtures in the future, wheel track rutting will need to be re-considered. 6.5. References 1 Szatkowski and Hoskings, (1972) “The effect of Traffic and Aggregate on the Resistance to Skidding of Bituminous Surfacing” TRRL, Crowthorne. 2 Terzaghi and Peck, (1967) “Soil Mechanics” 3 Nicholls. C and Carswell. I (2004). “Durability of Thin Asphalt Surfacing. Part2: findings after three years” TRL Report 606, TRL Limited. ISSN 0968-4107 4 Cedergren. H (1974). “Drainage of Highway and Airfield Pavements”, Willey Interscience ISBN 0471 14181 X 5 Read. J and Whiteoak. D. (2003) The Shell Bitumen Handbook”. Fifth edition. Thomas Telford, London ISBN 07277 3220 X 6 Private Communication (2005). University Karlsruhe on deterioration mechanisms of SMA in Germany 7 Walsh I.D (1997) “Surface characteristics of thin surfacings” Proc European Symposium on performance and durability of bituminous materials, University of Leeds, pp605-616 8 Walsh I.D. (2003) “Macrotexture and road safety project” Abridged report for CSS. www.cssnet.org.uk 6.6. Summary • The engineering properties that govern the distress mechanism of • • • • • • • NTS have been considered within a structured framework. The surface on thin pavements can constitute a significant proportion of the sound bituminous material structural component. The causes of deterioration have been categorised as five influencing factors. The influencing factors are frequently inter-dependant and in that way can have cumulative effects on serviceability. The mechanism of deterioration is rationalised through six discrete deterioration modes and combined with the five influencing factors into a deterioration model. The most frequently reported methods of failure for NTS were found to be, fretting, cracking and delamination. A model has been developed to address the mechanics of behaviour which results in fretting and cracking including the influence of pore water pressure in the process. In the failed state many highway maintenance engineers reported that NTS was in a wet condition which contrasts with aged HRA where normally this is revealed to be dry. 52 7 LOCAL AREA REINSTATEMENT 7.1. Performance Characteristics 7.1.1. Local area reinstatement includes patch repair as well as works relating to utilities in the highway. Irrespective of the form of surface, there will almost certainly be a need to undertake small scale replacements or repairs at some stage in its lifecycle. This could be due to accidental damage, utility installations, distress of the surface material or loss of support from other elements of the pavement. 7.1.2. Small scale works will probably not utilise the same personnel or equipment as that used in the initial installation and hence different skills, techniques and potentially different materials are required. 7.1.3. The operation will involve significantly more manual processes than full scale modern system installation operations, which are almost fully mechanised. During initial installation or at times of major maintenance, self propelled pavers and suitable heavy compaction equipment would have been used to ensure rapid placement and that sufficient density was achieved together with line and level requirements. The same concept should be followed with subsequent local reinstatement works and other smaller scale operations wherever possible. 7.1.4. It is recommended that whenever practicable, mechanical plant with integral initial compaction and leveling screeds should be used. An example of a mechanical footway width paver is illustrated in Figure 12. Figure 12 - Mini paver machine 7.1.5. These small scale machines have variable width screeds and the ability to accommodate full sized delivery vehicles and can be used with advantage in local installations and repair situations. This approach leaves only the smallest of works to be carried out with manual labour and the hand lay approach. 7.1.6. Specialist works reinstatement vehicles have evolved and progressed technically to suit efficient installation needs. Use of these bespoke 53 comprehensively equipped reinstatement vehicles provide all of the necessary plant and equipment for the effective reinstatement of local areas in the highway. 7.1.7. This type of purpose designed plant and equipment incorporates all of the tools and carrying capacity to optimise best practice reinstatement and patching techniques. Wherever hand lay work is performed and particularly with high stone content mixes, the final appearance of hand laid or hand worked material is very different to that of machine laid material and, because of higher void contents, may be significantly less durable. 7.1.8. The limiting factors involved with hand laying operations are those which can be performed successfully by skilled operatives without excessive manual handling and other health and safety implications. 7.1.9. For reinstatement works it is important that all operations are programmed efficiently. Mechanical plant, working efficiently, reduces the risk of poor compaction associated with heat loss and ensures a more homogeneous end product. Hot materials need a period to cool to near ambient conditions prior to being exposed to traffic, otherwise deformation may occur. 7.1.10. The majority of local reinstatement work is likely to be based around the SHW and associated documents. These refer to relevant British and European technical Standards and also include requirements for Certification Bodies such as BBA together with other documents from the DfT. The Specification for the Reinstatement for Openings in Highways is produced by the working party of the Highways Authorities and Utilities Committee (HAUC) as the key published documentation on reinstatement practice. 7.1.11. The existing Regulations and Code of Practice became legislation via the New Roads and Street Works Act 1991 and the current specification, including updates, is dated June 2002. The following provide links for detailed reference on current documents, changes and amendments including, in the latter case, Notes for Guidance on the SHW and further information on the selection of materials. www.streetworks.dft.gov.uk/codesofpractice/specifications and www.hauc.org 7.1.12. In virtually all cases, surface materials should be selected on the basis of matching the adjacent pavement structure. This should be for both material type and technical performance. Having equivalent, or improved, resistance to water penetration is important as small scale repairs are potentially more difficult to install than the same material on a larger scale. 7.1.13. There may be instances where this approach is neither possible nor practicable due to placement and compaction constraints in confined and restricted areas. The principle should then be to select a matching material type but one size down in terms of aggregate size. In such situations, engineering judgment and expertise should be used to ensure a safe and durable alternative is achieved. 54 7.2. Reinstatement Size and Position 7.2.1. Careful preparation of the substrate and the edges of the excavation before reinstatement is as important as the installation of the surface material itself. Where possible, the smallest nominal size aggregate commensurate with required texture depth should be selected to minimize any tendency to segregate during hand lay operations. 7.2.2. Existing surfaces should be cut back to form a square or rectangular area bounded by undamaged sound materials. All patch repairs should ensure that unsound material is removed in its entirety, otherwise further early deterioration can be expected. The edges of any reinstatement should be delineated by saw cutting or planing in straight lines for the full depth of the surface course. All edges should be trimmed and swept clean, painted with either hot grade bitumen or a cold applied polymer modified intermediate or premium grade bitumen emulsion, or in the case of proprietary materials, compatible jointing compounds. 7.2.3. Where deeper than surface course installations are required due to pavement deterioration at a lower level, stepped reinstatement construction should be used. Traffic running directly along a construction joint can have deleterious effects and thus surface joints should avoid wheel track alignments. The SHW defines wheel tracks as being 0.5 - 1.1m and 2.55 - 3.15m from the centre of any nearside lane marking and it is recommended that these wheel track alignments are avoided if at all possible in local patch repairs. 7.3. Installation and Compaction 7.3.1. BS 594-2 and BS 4987-2, require that a tack coat or bond coat shall be applied before the laying of a new surface course, unless this is laid on a binder course or a base which itself is still in its as laid, clean condition and which has been laid within the previous seven days. Rate of application for tack coats is given in terms of kg/m² of residual bitumen and differs for new and maintenance works applications. The SHW requires all bituminous surfaces to be treated with either a tack or bond coat prior to overlay but it is recognised that in small and inaccessible areas, tack coat may be applied by a hand held sprayer, as larger mechanical sprayers may be impractical in these situations. 7.3.2. Bond coats are used in preference to tack coats in the following situations where: • Greater confidence in adhesion between layers is required; • Improvement in impermeability is required; • The surface may be trafficked a non-stick bond coat should be used; • Overlaying concrete with less than 100mm of bituminous materials; • It forms part of a proprietary system. 7.3.3. Bond coats form part of proprietary systems and their application is covered by the associated quality plan and installation method statement for the system. The same basis for consideration of bond 55 coat as described in Table 4 should also be used for local area reinstatement situations. 7.3.4. As the majority of materials currently used in repair treatments are hot applied, it is of key importance that they are mixed at the correct temperature and maintained in a condition that ensures they can be laid and compacted effectively. This means that when material is discharged from a mixing plant, it should be transported in a suitably insulated vehicle and then maintained at working temperatures until finally placed in the repair. Traditional methods of simply protecting from the elements with a tarpaulin sheet have now been replaced with specialist hot boxes and sealed insulated systems. 7.3.5. The discharge of materials from a delivery vehicle on to a hard clean surface before secondary handling should be avoided in all but extreme situations. Not only is heat lost, even with sheeting, but the risk of contamination is highly increased. Temperatures at which materials are mixed, delivered and when compaction should be completed are included in relevant technical standards. 7.3.6. Most manufacturers of aggregate dominated materials recommend a maximum time period within which installation should have been completed. All materials should be obtained from suppliers with fully accredited quality production procedures. Whilst technical improvements have been made into the use of temperature reducers in bituminous materials (in the order of 30oC and commonly called warm asphalt) by the inclusion of chemical modifiers, it is not a practice that has been widely adopted in patching and reinstatement works. 7.3.7. The use of cold applied materials is restricted to very small areas. These materials are known as Permanent Cold-lay Surfacing Materials (PCSM). The overall PCSM formulation, manufacture and placement are limited only by the need to comply with BBA Guidelines in permanent situations. Other cold deferred set materials should be considered only for temporary reinstatements. 7.3.8. For any material to be effective for the desired time period, it is essential that it has stability, water insensitivity and resistance to other external elements (e.g. oxidation, contamination etc). To achieve this compaction is critical for performance. Suitable plant must be available, working effectively and under the control of skilled personnel. The majority of works will utilise steel drum rolling equipment, but there may be instances where vibro-tampers or vibrating plates are equally effective or preferable. 7.3.9. Where specifications call for end product performance testing procedures will ensure that desired levels are met. However, most small works are based upon method specification techniques and practices. Information on plant weight and compaction ability is available from all manufacturers and is usually readily available from their websites. Specifications and standards typically provide requirements for the number of passes for equipment under each weight category to achieve the desired compacted layer thicknesses. An example table is that given in HAUC Appendix A8, Table A8.3. In 56 virtually all cases plant should operate with water forming a bond breaker between the steel drum face and the bituminous material. 7.3.10. Construction and edge joints and joint positions are critical if long term performance is to be achieved. All cut faces must be vertical and formed in sound material. The edges of any reinstatement should be delineated by saw cutting or planing in straight lines for the full depth of the surface course. All edges should be trimmed and swept clean, painted with either hot grade bitumen or a cold applied polymer modified intermediate or premium grade bitumen emulsion, or in the case of proprietary materials, compatible jointing compounds. 7.3.11. Replacement material should be installed from the sound edges and compacted against a solid edge. Over-band sealing may be permitted but use should be kept to a minimum as a suface resistant to skidding must be provided. Recent legal decisions, particularly those involving motor cycle fatalities, have highlighted responsibilities in this practice. Joints should also be formed in such a way that they do not create surface irregularities and that they tie in at the same level as the adjacent materials. 7.3.12. All bituminous surfacing should be at, or approaching, ambient temperature before opening to traffic. Particularly with local reinstatement areas trafficking before opening should be limited as much as practicable. This becomes more important the thinner the surface layer is. Whilst surface material can be disturbed by moving traffic it can also be disturbed by wheel and point loads from stationary traffic. Power steering is now common on vehicles and any surface course applied where parked vehicles are likely to be situated can also suffer distress. Therefore, full setting periods should be allowed in such circumstances. 7.4. Street Furniture and Ironwork 7.4.1. In many local repair works, the need for rectification is related to the presence of street furniture. Local highways contain many different utilities and services, some of which require access points through the carriageway. Very often these create a weakness in the surrounding materials as they do not allow effective compaction of bituminous and support materials. 7.4.2. Large items of ironwork can act as a heat sink and thus reduce mobility of the adjacent hot material during installation by premature cooling. All existing ironwork should be reset in advance and stabilised by the use of compatible bedding and surround compounds prior to being subjected to the stresses imposed by surface installation. 7.4.3. All vertical surfaces should be painted, not just joints, and this includes street furniture, etc. All ironwork before painting should be in a sound condition and free of all rust and detritus. Particular care is necessary to ensure all level requirements are correct, as plant can create an irregularity which over-stresses the immediate surface surroundings. 7.4.4. Where a repair is required immediately adjacent to an item of street furniture, then a different material may be beneficial to aid installation and thus longevity. For borders and transitions around street furniture 57 the options include hand applied natural mastic asphalt, HRA with 14mm pre-coated chippings, 0/14mm DBM or proprietary cold materials. 7.4.5. 7.5. For localised superficially defective areas alternative rejuvenation or velocity patching processes could be considered. Rejuvenation processes comprise gentle indirect heating of the existing surface and re-profiling prior to the addition of fresh material and compaction. This approach produces a seamless repair but the fresh material which is added needs to be carefully selected to ensure that future durability is not impaired in the repaired area. Velocity patching enables the repair of cosmetic defects or temporary repair of deeper seated local distress. The defective area is cleaned, prepared and subsequently sprayed under pressure with a mixture of bitumen and aggregate resulting in the bitumen being forced into any cracks in the defect. Both of these techniques are generally installed as specialist systems using purpose designed plant, processes and materials. Summary • The preparation of the area of local reinstatement is as important as the selection and installation of the surfacing material. • Small area reinstatement should be undertaken by mechanised plant wherever possible and hand-lay reduced to a minimum. • Matching a reinstatement surface to the surrounding NTS can present difficulties as proprietary surface materials were not intended to be laid in small quantities by hand. In these circumstances the selection of one aggregate size down from the surrounding surface may ease the situation and provide as close a match as is practicable. 58 8 ASSET MANAGEMENT 8.1. Asset Management Plan 8.1.1. The use of NTS for highway maintenance should be set within the context of an overall asset management regime. The development of a Highway Asset Management Plan (HAMP) is fundamental to demonstrating the value of highway maintenance in delivering the wider objectives of corporate strategy, transport policy and value for money. 8.1.2. The theme of asset management is strengthened by Government guidance encouraging authorities in England to produce a Transport Asset Management Plan (TAMP) as part of their Local Transport Plan (LTP), consistent with the advice contained in the CSS Framework for Highway Asset Management (CSS, 2004). In particular, it advises that the compilation of an asset management strategy will provide a tool to enable the value for money of local highway maintenance to be considered more effectively against other local transport spending, and eventually assist local transport strategy and plan development. 8.1.3. Effective asset management planning will provide the means for authorities to understand the value and liability of their existing highway asset. This process will enable the right strategic decisions, to ensure that its value will be safeguarded for future generations. The HAMP therefore should detail progress towards; a whole life maintenance approach for existing assets, the ambition and realism of LTP asset management targets, the maintenance implications of the major and other integrated transport schemes, and the implications of any LTP proposals to delay or bring forward maintenance work. 8.1.4. “A Guidance document for Highway Infrastructure Asset Valuation”, www.roadscodes.org has been produced by the Roads Liaison Group (RLG) as a companion to the CSS Framework for Highway Asset Management. 8.2. 8.2.1. Whole Life Costing Investment in NTS must be considered in the HAMP, particularly in the context of providing value for money. One method of demonstrating this is through whole life costing. 59 Negative Texture Surfaces (NTS) Deterioration with Time Performance Deficiency Defects Loss of Service Volume of Work Disruption Renewal Costs Figure 13 -Whole Life Cost 8.2.2. The process for the development of a whole life costing approach is shown in Figure 13. 8.2.3. Value for money may be demonstrated by balancing performance deficiency leading to disruption against the cost of renewal arising from defects. Performance of the surface may be measured against the four objectives of highway maintenance: • • • • 8.2.4. Safety; Serviceability; Sustainability; Customer service. Condition is measured from SCANNER surveys of the network and reported from UKPMS. Deterioration with time is a key component in assessing the future loss of service and volume of work arising from potential defects. In making the decision to resurface for the development of future programmes of work as part of the HAMP, the highway maintenance engineer must balance the risk of loss of performance against the cost of resurfacing. The fundamental component in this decision is the deterioration mechanism and the confidence in the time period over which this will occur. Forecasting the time at which NTS will reach the end of useful service life is an 60 aspect which would require further consideration since this is a key factor in highway maintenance planning. 8.3. Winter Maintenance 8.3.1. Since the widespread adoption of NTS on the local network winter weather conditions have been relatively moderate. 8.3.2. Although some authorities have adjusted their management of Winter Maintenance service to provide differing rates for salt application on NTS surfaces many appear not to have altered their salt spreading regime specifically to address the introduction of NTS. As is the case with all types of surface low temperatures and the formation of ice can cause serious damage to its fabric. 8.3.3. Further guidance on Winter Service is available in Section 13 of The Code of Practice for Highway Maintenance Management. 8.4. Distress Mechanism and Forecast 8.4.1. For many years the traditional surface material was HRA. This is a matrix dominated material and the dominant distress mechanism is a gradual accumulation of permanent deformation in wheel paths. The rutting phenomena, although occurring on some heavily loaded sections of motorways and trunk roads, was not such a widespread issue on local roads owing to differing traffic patterns. This was generally due to development of durable local asphalt designs and occurred only in areas where slow moving, canalised traffic was concentrated such as traffic lights, as a result of long loading times or in specific areas, such as south facing inclines or bridge approaches. 8.4.2. NTS materials are aggregate dominated and after the early life period has elapsed with the removal of the thick binder film the material would be expected to remain stable in service. 8.4.3. Towards end of service life distress will occur through: • Gradual loss of surface texture or aggregate polishing resulting in the need for remediation on safety considerations; • Increase in surface texture resulting from fretting which, once a critical point is reached, results in rapid degradation over a relatively short time span. 8.4.4. A prediction method to forecast the onset of the fretting mechanism is required to enable the lifecycle cost model to be developed with confidence. 8.4.5. There are many different models and approaches to deterioration of pavements and surfaces in general. Research into the development of robust pavement deterioration modelling within UKPMS is under consideration. However, at present, there is no model available which has the ability to predict, with confidence, the onset of distress in NTS. 61 8.4.6. HDM4 provides some prospective indicative approaches as described in www.HDMGlobal.com 8.4.7. The HDM4 system contains a model for chip sealed (surface dressed) and cold-mix surfaced pavements based upon the time to initiation of ravelling (fretting). Although this approach may hold promise and could be adopted for NTS it would require calibration to a failure mechanism for local conditions and this is beyond the scope of these Guidelines. 8.4.8. If the onset of distress could be determined and predicted rather than allow the deterioration to continue (resulting in rapid failure and loss of serviceability) an amelioration strategy could be developed. The purpose would be to extend the NTS integrity for sufficient time to enable remediation to be planned and budgeted. 8.4.9. In developing future maintenance programmes, as part of the HAMP, the following should be considered: • A deterministic approach where the past performance of similar materials in the same circumstance is assessed to provide the life of the surface and therefore the timing of its replacement; • Surface condition gleaned through SCANNER surveys, with particular attention to the texture depth change, as a rapid increase of texture is an indication of fretting and loss of performance. 8.4.10. The point of intervention should be when loss of service in the NTS is unacceptable in terms of its performance with regard to the customer, safety, serviceability and sustainability. These parameters, other than safety, are ill-defined at present, but should be described as part of the HAMP development. 8.5. References 1. CSS (2004) Framework for Highway Asset Management www.cssnet.org.uk 2. Guidance Document for Highway Infrastructure Asset Valuation (2005), The Stationary Office, London, London, ISBN. 0-11552695-1. 8.6. Summary • The use of NTS for maintenance should be set within a HAMP, measured against the four core objectives of highway maintenance: safety, serviceability, sustainability and customer service. • One method of demonstrating good investment in surfacing is through whole life costing. • A key element in maintenance planning is the forecast of onset of distress. NTS materials are aggregate dominated and once a critical point is reached in the binder/aggregate bond a process of rapid degradation can occur over a relatively short time span. • Traditional surfacing such as HRA approached failure with a slow accumulation of deformation but for NTS the distress model is significantly different. 62 • There is no model available which has the ability to predict with confidence the onset of distress for NTS and will take time to evolve. On a sound, unyielding, substrate an indeterminate structural life may be achievable but on a weak, or cracked, substrate or with material poorly installed or under inappropriate conditions, even a five year life could be optimistic. • A forecasting methodology should be developed and calibrated to local network conditions. A key measure of success would be ensuring strain compatibility between the surface and the substrate. • Traffic speed network data collection devices such as SCANNER may hold the prospect of trend examination of texture since a rapid increase of texture may be the precursor of fretting and loss of performance. • On some parts of the local network safety requirements of inservice skid resistance and aggregate polishing may take remediation precedence over longevity of the surface before a distressed condition has been reached. 63 Appendix A - Functional Carriageway Hierarchy Category Hierarchy Description Type of Road General Description Description 1 Motorway 2 Strategic Route Limited access motorway regulations apply Trunk and some Principal A class roads between Primary Destinations Routes for fast moving long distance traffic. Fully grade separated and restrictions on use. Routes for fast moving long distance traffic with little frontage access or pedestrian traffic. Speed limits are usually in excess of 40 mph and there are few junctions. Pedestrian crossings are either segregated or controlled and parked vehicles are generally prohibited. 3a Main Distributor Major Urban Network and Inter-Primary Links. Short - medium distance traffic 3b Secondary Distributor Classified Road (B and C class) and unclassified urban bus routes carrying local traffic with frontage access and frequent junctions. 4a Link Road Roads linking the Main and Secondary Distributor Network with frontage access and frequent junctions. Routes between Strategic Routes and linking urban centres to the strategic network with limited frontage access. In urban areas speed limits are usually 40 mph or less, parking is restricted at peak times and there are positive measures for pedestrian safety. In rural areas these roads link the larger villages and HGV generators to the Strategic and Main Distributor Network. In built up areas these roads have 30 mph speed limits and very high levels of pedestrian activity with some crossing facilities including zebra crossings. On street parking is generally unrestricted except for safety reasons In rural areas these roads link the smaller villages to the distributor roads. They are of varying width and not always capable of carrying two way traffic. In urban areas they are residential or industrial inter connecting roads with 30 mph speed limits random pedestrian movements and uncontrolled parking 4b Local Road Access Roads serving limited numbers of properties carrying only access traffic 64 In rural areas these roads serve small settlements and provide access to individual properties and land. They are often only single lane width and unsuitable for HGVs. In urban areas they are often residential loop roads or cul-desacs. Appendix B - Glossary of Terms and Definitions Negative texture A term used to describe a road surface texture where the voids contributing to the macro-texture exist below the overall vehicle running surface. Positive texture A term used to describe a road surface texture where the texture is provided above the planar surface by superimposition of chippings. Generic Stone Mastic Asphalt (SMA) Stone mastic asphalt manufactured and laid in compliance with a client end product or recipe specification. Porous asphalt (PA) Porous asphalt is an asphalt mixture with inter connected voids designed to allow the surface water to drain vertically and horizontally. It includes material previously referred to as friction course and commonly used on airfield runways. Thin asphalt concrete (TAC) Dense mixtures normally, but not essentially, with less than 10% air voids and polymer modified binder. The grading of TAC includes all stone and sand sizes. Thin stone mastic asphalt (TSMA) Dense mixture (normally with less than 8% air voids) usually with unmodified binder and fibres added to increase binder stability until compacted. The mixture is essentially a gap graded mixture of stone and binder filler – sand matrix. Hot rolled asphalt (HRA) A matrix dominated material of coarse and fine gap graded aggregate components. The engineering properties are dictated by the characteristics of the binder, filler, and fine aggregate matrix. For surface course a typical coarse aggregate context would be 30% or 35% and pre-coated chippings are superimposed on the surface to provide skid resistance characteristics. The material is virtually impermeable. Dense bitumen macadam (DBM) An aggregate dominated material consisting of a continuously graded array of aggregate sizes. The engineering properties are dictated by the grain packing and interlocking characteristics of aggregate particles. 65 High stone content asphalt (HSCA) A mixture of coarse and fine gap graded aggregate with the engineering properties dictated by the binder, filler and fine aggregate matrix supplemented by the coarse aggregate. For surface application the coarse aggregate proportion would be typically in the range 55% to 65%. Surface dressing (SD) Surface dressing can vary from a single layer of sprayed binder with a layer of applied chippings (SSD) to two or more layers of bitumen and chippings of varying particle size grading (MSD). 66 Appendix C - Questionnaire BEST PRACTICE GUIDELINES FOR THIN SURFACING – ENQUIRY QUESTIONNAIRE 1. Site situation 1.1 Do you have a documented process for evaluation of sites to assess their suitability and appropriateness for installation of thin surfacing? 1.2 What type of distress failures have you observed in the structural performance of pavements with a thin surfacing and how extensive is the occurrence of these? 1.3 Can you attribute a particular failure mode to the condition of the supporting layer(s) beneath the thin surfacing? 1.4 Do you have evidence of enhanced serviceability performance with particular combinations of nominal size and layer thickness? 1.5 What degree of importance do you assign to the presence/absence of bond/tack coat and its methodology of application? (Do you have any evidence to support?) 1.6 How do you differentiate between the various thin surfacings for particular sites? (eg historical performance, layer thickness, nominal size, brand name, etc) Response (Please describe) 2. Materials 2.1 Do the demands of thin surfacing feature in your environmental policy considerations? (ie premium quality aggregates, transport distances, etc). 2.2 Can you attribute a particular failure mode to a particular thin surfacing material type? 2.3 Do you use generic SMA specifications or BBA/HAPAS systems? (If HAPAS are you content with the scheme?) 2.4 Do you have a documented system which covers approvals, installation and associated practices for thin surfacing? 3. Performance prediction 3.1 Do you have any predictive measurement tools to forecast the onset of failure? (such that maintenance can be programmed for asset management purposes) 3.2 Do you have any experience of surface applied rejuvenation agents or techniques to extend useful service life of thin surfacing? 4. General 4.1 Please give your view on serviceability performance comparison between thin surfacing and standard materials such as HRA / DBM / HSCA / etc (ie. Thin surfacing is "better / equal / worse" (select as appropriate) for each situation stated). 4.2 What is your view on the public perception of thin surfacing as a highway maintenance option? (Especially related to traffic `noise` attenuation properties/durability, etc) 4.3 For reinstatement purposes in a thin surfacing area – do you have a preferred product or process to match, as closely as possible, the existing surface? 4.4 Are there any specific, or general, comments you wish to make in relation to thin surfacing? (eg serviceability improvements, cutting edge concepts, deterioration forecasting, etc) 4.5 Are you interested in receiving an invitation to attend a one-day interactive regional workshop in England on the development of Best Practice Guidelines for Thin Surfacing? Please select as appropriate. Urban Rural High Speed Low Speed High Stress Low Stress Workshop Invitation Preferred region 5. Thanks for your contribution 5.1 Many thanks for completing this enquiry questionnaire. Please return your completed questionnaire to [email protected]. All responses will be treated in confidence and if used in the report will be in an anonymous format. Email address Name Tel No Please inset your contact details opposite 67 Appendix D – Summary of Responses 1.1 Do you have a documented process for evaluation of sites to assess their suitability and appropriateness for installation of thin surfacing? Majority – No, Occasional – ‘yes but’, others in preparation 1.2 What type of distress failures have you observed in the structural performance of pavements with a thin surfacing and how extensive is the occurrence of these? Reflective cracking the most common initial failure reported, followed by fretting (which appears in most responses), permeability and debonding. 1.3 Can you attribute a particular failure mode to the condition of the supporting layer(s) beneath the thin surfacing? (Please describe) If substrate is inadequate then rapid failure occurred within the surfacing 1.4 Do you have evidence of enhanced serviceability performance with particular combinations of nominal size and layer thickness? Mixed responses but several respondents referred an absolute minimum thickness of 2.5 times nominal aggregate size 1.5 What degree of importance do you assign to the presence/absence of bond/tack coat and its methodology of application? (Do you have any evidence to support?) Great importance assigned to the bond/tack coat for good performance particularly with thinner layers. Specification enforcement is considered essential, especially for smaller maintenance schemes. 1.6 How do you differentiate between the various thin surfacings for particular sites? (e.g. historical performance, layer thickness, nominal size, brand name, etc) No clear response with a number of differing answers. 2.1 Do the demands of thin surfacing feature in your environmental policy considerations? (i.e. premium quality aggregates, transport distances, etc). The majority of responses were ‘yes’ with others under consideration. 2.2 Can you attribute a particular failure mode to a particular thin surfacing material type? No particular failure mode related to any individual material. 2.3 Do you use generic SMA specifications or BBA/HAPAS systems? 10 respondents use BBA process, 9 use generic specifications and 6 uses a mixture of both. No respondent referred to the CSS Guidelines. 68 2.4 Do you have a documented system which covers approvals, installation and associated practices for thin surfacing? 15 respondents confirmed that they do have a documented procedure, but this did not cover all facets in all cases. 8 reported not having a procedure with two uncertain responses. 3.1 Do you have any predictive measurement tools to forecast the onset of failure? (such that maintenance can be programmed for asset management purposes) General response is ‘no’ but several replies indicated that they were using a variety of tools. Visual condition examinations seemed to predominate. Recognition that forecast of failure (for refurbishments) need to be developed for asset management planning. 3.2 Do you have any experience of surface applied rejuvenation agents or techniques to extend useful service life of thin surfacing? Respondents generally indicated that they did not have experience of surface rejuvenation agents although surface dressing and retexturing had been used in this role. 4.1 Please give your view on serviceability performance comparison between thin surfacing and standard materials such as HRA / DBM / HSCA / etc (i.e. Thin surfacing is better / equal / worse Better Equal Worse No response Urban 32% (8) 32% (8) 16% (4) 20% (5) Rural 36 % (9) 24% (6) 12% (3) 28% (7) High Speed 52% (13) 20% (5) 12% (3) 16% (4) Low Speed 28% (7) 44% (11) 8% (2) 20% (5) High Stress 28% (7) 20% (5) 28% (7) 24% (6) Low stress 32% (8) 36% (9) 12% (3) 20% (5) 4.2 What is your view on the public perception of thin surfacing as a highway maintenance option? (Especially related to traffic noise attenuation properties/durability, etc) Public favour due to noise reduction. Issue of equestrian use. 4.3 For reinstatement purposes in a thin surfacing area – do you have a preferred product or process to match, as closely as possible, the existing surface? Difficulties of hand laying recognised. HAUC guidance referred to. Appears to be significant variations in reinstatement material. 4.4 Are there any specific, or general, comments you wish to make in relation to thin surfacing? (e.g. serviceability improvements, cutting edge concepts, deterioration forecasting, etc) 19 respondents; Several mentioned early life skid resistance and some, medium to longer term skid resistance. The relationship between skid resistance and aggregate properties was queried. Some reported considering returning to Hot Rolled Asphalt as surfacing. Realism needed in expectation of performance in service. 69 4.5 Are you interested in receiving an invitation to attend a one-day interactive regional workshop in England on the development of Best Practice Guidelines? Please select as appropriate. 70 Appendix E - Regional Workshops Following review of the returned questionnaires from Local Authorities three regional workshops were held for Local Authority highway engineers in the south, central and north regions of England. Delegates from Scotland and Northern Ireland were invited to the central region workshop owing to the ease of travel via domestic flights to Birmingham International airport Each workshop ran from 10.00 to 16.00 and had a common programme format, as below, and invited delegates attended at each event. All those who had contributed to the enquiry questionnaire were invited and guaranteed a place. A programme comprised a blend of formal and facilitated syndicate sessions (with about ten delegates in each) focused upon key aspects to address a series of questions. The presenters/facilitators at each workshop were Steve Biczysko, Peter Cearns and Harry Potter. Birmingham, The Axis - Tuesday 12th April - 18 delegates. London, Euston Tower – Thursday 14th April - 24 delegates. Huddersfield, Galphram Stadium – 21st April - 26 delegates. Programme 10.20 10.45 Introduction and objectives of the workshops Workshop 1 – Site Evaluation for Surfacing 1 Scale and nature of the problem 2 How is the site identified in the maintenance programme? - a mechanistic approach? 3 What is important in engineering terms? 4 Decision tree 12.05 Feedback 13.45 Workshop 2 – Materials Selection Processes 1 What are the key engineering characteristics? 2 On what basis should selection be made? 3 Decision tree Feedback Group sessions followed by plenary discussion. Summary bringing it all together Right material: right site 14.45 15.35 Group sessions followed by plenary discussion 71 Appendix F - BBA Scheme Guidance Thin surfacing systems may be specified generically or by stating the performance levels for independently certified proprietary products. Highway Authorities Product Approval Scheme (HAPAS) certification applies to an assessed system and its suitability to be laid and to perform satisfactorily on trial sites. The suitability of systems for chosen sites remains the responsibility of the client unless the contract specification passes the selection or design responsibility to the contractor. Although a contractor’s quality plan may require the contractor to inspect each site to assess its suitability for a proposed system there is no presumption that this will be done, unless it is required in the works contract or it is known that the inspection is part of a particular certificate holder’s documented system. HAPAS was set up by the Highways Agency (HA), CSS (formerly County Surveyors Society and the British Board of Agrément, with the objective of developing national approval arrangements for innovative products, materials and systems for use in highways and related areas, removing the need for individual authorities to carry out their own assessments and tests. The Scottish, Welsh and Northern Ireland Departments of State and TAG (Local Government Technical Advisers Group) support the scheme. HAPAS Specialist Groups draw up guideline documents giving details of the tests, assessment criteria and quality assurance requirements, which the BBA then uses in its evaluations. Specialist Group 3 was established to be responsible for drafting the guidelines for the assessment of thin surfacing systems. It is constituted from representatives of the HA, CSS and TAG with the co-opted assistance of representatives from the Asphalt Industry, including the Quarry Products Association, the Refined Bitumen Association and selected suppliers and contractors. The BBA approval process for HAPAS involves laboratory and witness testing, site inspection and evaluation of the source of production of the material under assessment. Existing test or performance information is also investigated. Data generated from the key elements is considered by the BBA technical experts in the context of the requirements set out in the Guidelines. If the data is acceptable, the HAPAS certificate is drafted for internal comment. Comments are considered by the BBA and the certificate is then formally issued. The BBA interest continues after the award of its certificate. Surveillance visits are normally conducted twice yearly, to ensure that the specification of the product is being maintained and at the end of each five-year period a formal review process is undertaken. The BBA certificates are called up where appropriate in the Specification for Highways Works. They are intended to provide an independent opinion of the performance of the products covered by them, enabling highway engineers to specify these products in the knowledge that they have been thoroughly evaluated. In the event of a Certified System’s unsatisfactory performance in use, the BBA will investigate complaints on receipt of written details from the Client. The views of the Certificate Holder are always sought. 72 Appendix G - Investigation Protocols The need for investigation in support of scheme design is stated in Appendix E of the Code of Practice for Highway Maintenance Management. The investigation must include forensic examination with intrusive exploration in many cases. The DMRB provides advice in HD30/99 for the systematic and cost effective investigation of pavements. The advice is as applicable to heavily trafficked local roads as it is to trunk roads. When time, works programming or traffic management constraints prevents the use of the HD30/99 protocol there is usually still a need to carry out a site investigation in order to determine the source of distress in the existing pavement. Decisions can then be made as to whether the site is suitable for NTS and what form is appropriate. Figures A and B are simplified protocols for investigations of pavements for the purposes of designing surface applications. In the event of a pavement showing signs of distress it is absolutely essential to identify the cause(s) of the distress before designing the remedial work. 73 Examine available survey data e.g. Detailed Visual Condition, Deflectograph, Falling Weight Deflectometer (FWD), Ground Radar (GPR). Assess the data Is depth of failure apparent from assessment? No Yes Return to Chart B or C Carry Out Coring Survey Is depth of failure apparent from investigation? Yes No Carry out trial trench investigation Figure G.1 - Investigation Protocol - Determination of Depth of Failure The most cost effective investigation methods require an examination of existing records, particularly pavement assessment survey data and geotechnical survey reports where they exist. An on site walk through survey should be carried out particularly noting: 74 • • • • • • • Crazing or cracking patterns; Presence and depth of any delamination; Type and appearance of existing surfacing; Presence of damp or wet areas; Presence and depth of spalling; Local and general areas of subsidence; Signs of early failure in the existing surfacing. Only when the desk study and walk through survey fail to produce an answer should intrusive or non-destructive methods of investigation be necessary. Coring surveys are frequently the first intrusive surveys. Exploratory cores should be taken through the full thickness of bound material to sub-base or foundation level. The sub-base and formation can then be assessed by dynamic probing. Careful logging of cores and probing data by an experienced technician is essential to the later interpretation of the data. The logs should note the type and condition of all materials paying particular attention to any broken or un-recovered material. Where the surface is cracked the depth of cracking should be determined by coring through the cracks using 150mm minimum diameter core barrels. To examine the direction of crack propagation, either upwards or downwards, cores can be taken at the tips of cracks. To observe the rate of crack growth and when this occurs the crack tip on the surface may be flash marked with paint and the growth of the crack can be recorded periodically. It is recommended that, as a minimum, a pair of cores should be taken for each 100m of carriageway. If coring fails to reveal the cause of distress exploratory trial trenches may need to be excavated. Such investigations should always be carried out and logged by experienced geotechnical or materials engineering staff and a written report produced giving findings and recommendations. During examination of specimens from coring or exploratory pits the presence of any substances such as tar compounds should be noted. 75 Examine available survey data e.g. Detailed Visual Condition, Deflectograph, Falling Weight Deflectometer (FWD), Ground Radar (GPR). Assess the data Is structural weakness apparent? No Yes Carry out geotechnical appraisal Carry out coring or trench excavation survey Is reason for cracking apparent? Is the orgin and depth for cracking defined? Yes No* No* Return to Chart C Yes Return to Chart C * If second loop fails tt reveal the reason for distressthe siteis unsuitable for treatment using thin surfacing or SMA and a full investigation and bespoke pavement design should be undertaken. FIGURE B INVESTIGATION PROTOCOL - CRACKING AND/OR CRAZING CONDITION Figure G.2 - Investigation Protocol - Cracking and/or Crazing Condition 76 Appendix H – Specifying Proprietary Materials Tables A, B and C provide a means of compiling engineering performance requirements for proprietary system surfacing as a SHW style Appendix 7/1, Schedule 5. The following tables are revisions of those originally published in CSS “Advice Note for the Specification of Thin Surfacing”. (Report Eng/2003. www.cssnet.org.uk ). Table A – Notes for completion of Appendix 7/1 Attribute HA SHW/NG Clause No. Selection of Performance Levels Traffic level 942.1 Stress level 942.1 NG 942.7 942.7 942.10 State cvd at end of guarantee period (normally 2 years) and at end of design life (to be established with local knowledge of substrate and likely system performance). Refer to Table NG9/27 and NG9/28 Wheel tracking level and Polished Stone Value (PSV) of coarse aggregate 942.5 and NG 942.8 Aggregate Abrasion value (AAV) of coarse aggregate 942.5 Layer thickness NG942.9 Texture depth NG942.13 Select from Table NG 9/29 having obtained traffic and stress levels as above. The traffic for this purpose is the traffic at the end of the guarantee period. Care should be taken not to over specify. Only at traffic lights and other areas with frequent stationary traffic has wheel track rutting been found to be a problem on local roads. Select using DMRB HD36. At the time of drafting there was no conclusive evidence that thin surfacing using coarse aggregate of a given PSV performs significantly better, or worse, than HRA with pre-coated chippings of the same PSV. Select using DMRB HD36. It is likely that for dense systems the aggregate resistance and abrasion is likely to have less influence on the longevity of the surfacing than that for pre-coated chippings in HRA. Where favourable local experience exists for a particular source and environmental and/or economic advantages are available by so doing, the AAV requirement could be relaxed relative to the HD36 requirement. For local roads layer thickness is usually an essential requirement. The nominal thickness should be stated, and where necessary the minimum and maximum. For nominal thickness less than 30mm, the requirements of Clause 702.3 of the HA SHW may need to be modified to ensure that any reduction in surfacing thickness is suitably restricted, say, to less than 15% of the nominal thickness. Most local authorities will have requirements for various categories of road surface texture dependant upon functionality. Adequate surface texture contributes to the provision of a safe road surface and reduces the potential accidents at all traffic speeds including low speed roads. However with thin surfacing, increased texture usually implies a more open surface and there is thus less aggregate restraint to horizontal loading. Thus, for breaking and/or turning areas such as roundabouts, a compromise texture is usually desirable No facility exists within the BBA procedure for specifying maximum texture. In practice the use of a rational minimum texture has been found to produce a corresponding reduction in maximum texture. For most highly stressed sites in speed restricted areas or where the 85 percentile speed is less than 50mph, a level 2 requirement will be suitable. Where the speed restriction is 40mph or less level 1 will normally suffice. Where there are noise constraints the specifier should appreciate that a requirement for texture could conflict with the noise performance levels. However, with negatively textured thin surfacing noise can decrease with increasing texture depth. Before finalising Appendix 7/1 when there are requirements for both noise and texture the specifier should be satisfied that sufficient products are available which satisfy both the criteria. 77 Road/tyre noise NG942.10 Road/tyre noise is categorised relative to HRA. Generally thin surfacing performs significantly better than HRA with the more open materials, which approach porous asphalt in composition and finer aggregate size mixtures, likely to perform best. The more porous materials tend to give lower structural strength contribution than dense materials both because they are frequently laid thinner and because they are less stiff than dense surfacings. The specifier may need to compromise between conflicting requirements. Road/tyre noise is primarily a problem with heavy, medium and high speed traffic on urban and sub urban sites. For these and other environmentally sensitive areas level 2 should be specified which provides a significantly better standard than HRA. Where very high standards are required the suppliers should be selected on the basis of their certified values. Guarantee period 942.13 Normally 2 years is specified. Should a surfacing fail to perform satisfactorily after expiry of the guarantee, but within the normally expected life then the BBA should be informed so that the reason and responsibility for remediation can be determined. Table B – Special Attributes Certified by BBA Note: only to be used where special conditions require Attribute Indirect Tensile Stiffness Modulus (ITSM) Sensitivity to diesel (or other fluids) Ageing characteristics using Indirect Tensile Fatigue Test (ITFT) Resistance to binder stripping using the immersed wheel tracking test (IWTT) Recommendation Only for analytically designed pavements is it necessary to specify ITSM. For most maintenance purposes it is sufficient to use equivalence factors. For resurfacing of less than 30mm nominal depth, the structural contribution is generally considered negligible. For thicker overlays the first estimates of structural equivalence given below are recommended: HRA wearing course 1.0 Dense thin surfacing (air voids <7.0%) 1.0 Porous surfacing (air voids 7.1% to 20%) 0.6-0.8 Porous asphalt 0.5 For first iteration purposes the structural contribution of surfacing on deep pavements may be taken as proportional to ITSM x d, where d = depth of layer. For shallow pavements, the depth element becomes more significant and the proportionality approaches ITSM x d² for the extreme where the surfacing represents the only sound material. Products are under development which are more suitable for parking areas, bus stops etc. than conventional bituminous material, largely as replacements for the tar bound mixtures previously used for such sites. At the time of writing none had yet been certified. It was not therefore possible to make recommendations with regard to product selection. The BBA website shows current certification and should be consulted prior to specifying surfacing at risk from fuel spillage. The certified test parameters when available should only be used for the purpose of tender list selection. The test and correlation to performance are insufficiently developed for specification purposes. Unless certified to the contrary ‘porous’ systems are likely to be sensitive to spillage damage and to protect their substrates less efficiently than dense materials. Surfacing applied to carriageways which are subject to elastic deformation and to settlement will fail earlier than where the same surfacing is laid on an unyielding substrate. Some mixtures are more tolerant of elastic deformation than others. The ITFT is designed to differentiate between deformation tolerant and deformation intolerant mixtures. Insufficient knowledge exists to allow categories to be allocated. The Specifier should only use the certified parameter for tender list selection. Water penetration of a bituminous surfacing with the combined effects of traffic loading can eventually lead to a break down in the bond between the aggregate and the binder. The IWTT simulates this critical condition. Where data has been certified it may be used to rank surfacing systems, which are subject to adverse site conditions such as application to poorly drained carriageways. Insufficient knowledge exists to allow categories to be allocated. The Specifier should only use the certified parameter for tender list selection. 78 Table C – Special Attributes (not certified by BBA) Attribute Mix density Recommendation Not all local road sites can tolerate the use of `porous` or ‘open’ surfacing. The use of dense material can have significant structural benefits and provide a better substrate for eventual overlay. A lack of suitable drainage, or severe lateral stress conditions, may also make it desirable to use a low air voids mixture. An upper limit of 7% has been found to differentiate effectively between the dense mixtures from the more open mixtures. Where the specifier wishes to limit the tender to only dense surfacing the following may be included: ‘The in-situ air voids are to be not greater than 7% when measured as the average of any successive 6 cores with no result greater than 8%. The air voids shall be defined as 100(A-B)/A. Where: A= maximum theoretical density tested in accordance with BS598:Pt104, and B= bulk density calculated tested in accordance with BS598:Pt104, using wax sealing where appropriate.’ Declaration of Design Gritting In order to allow the Client to be able to audit compliance with the contract, when necessary, it is recommended that the following be added to the contract. ‘Where required the contractor shall submit to the Overseeing Organisation the details of the proposed mixture listed below. Should it be necessary to vary the submitted details during the works changes shall not be made with out the prior agreement of the Overseeing Organisation. Details to be submitted: 1. Target grading and tolerances 2. Target binder content and tolerances 3. Sources of coarse and fine aggregate 4. Binder type and details of any polymer modification 5. Binder drainage limits 6. Sector scheme current ‘Q’ values Bond coat specification, including Vialit cohesion value or BBA certificate. Some Local Authorities may wish to specify the application of uncoated grit to the road surface at the time of construction either on `horse routes` or elsewhere on their network. If gritting is required the following may be used: ‘Where required by the Overseeing Organisation the surface shall be treated with 3mm size uncoated grit as described in Table G1. The grit shall be evenly distributed on the road surface at a target rate of spread of 1 kg/sq metre using a calibrated mechanical spreader. The grit shall be applied during the initial rolling process after at least three passes of the primary roller. Excess grit shall be removed by mechanical sweeping prior to opening the road to traffic. BS test sieve (mm) Percentage passing 6.3 100 4.0 80 - 95 2.8 38 - 68 2.0 10 - 35 1.0 0 - 12 0.5 0-5 0.063 0 - 1,0 (Note. Quartzite grit has been found to be effective with the above grading. Other locally derived siliceous angular aggregate with similar grading may be equally effective but demonstration trials should be undertaken to confirm this) Table G1 Uncoated Grit Cold Weather Working SHW 945 covers the laying criteria for most asphalt concrete but, because the laying conditions are certified for thin surfacing by BBA, thin surfacing is not included in Clause 945. However the certified limits are considered to be too low in many cases for overall county road application. To reduce the temperature associated risks it is recommended that only materials in Category C and with a layer thickness of not less st than 30mm should be laid between the 1 December and the 1st April. Where it is necessary to lay thinner layers in the winter special measures may be required, particularly if wind chill is likely to be a problem. It is recommended that the contractor be asked to provide a risk analysis based method statement describing any special measures for the information of the overseeing authority. In no case should thin surfacing be laid in heavy rain or over standing or flowing water. Thin layers of dense mix material have proved particularly susceptible when laid on wet or saturated porous substrates. Note to Table C – The text emboldened above should be added to the project specification where appropriate. 79 Appendix 7/1 Schedule 5 – Requirements for Construction Materials SHW Clause 942 – Thin Surface Course Systems Traffic at end of guarantee period (cvd) Traffic at end of design life (cvd) Site category (A-K) Stress level (1-4) Wheel tracking level (0-3) Polished stone value (min) Aggregate abrasion value (max) Layer thickness (nominal) mm or as type A, B or C*(1) Texture depth level (0-3) Road/tyre noise level (0-2) Guarantee period (years) Indirect tensile stiffness modulus (min), (MPa) *(3) Supplementary Options Declaration of design required (Ref. CSS contract clause) YES/NO *(2) Maximum air voids requirement to apply YES/NO *(2) Gritting NOT REQUIRED *(2) UNCOATED TO BE USED *(2) Winter (1 December to 1 April) working risk analysis required for layers less than 30mm depth YES/NO *(2) Notes *(1) *(2) *(3) Layer thickness to be specified by dimension only or by type only. should not be used together. Delete as applicable To be specified only if required by designer. 80 Dimension and type Appendix I – Installers Observations The summarised views and observations of a cross section of installers who were asked through structured interview in respect of the following; Installers’ observations relating to substrate • “If the substrate is not rut-resistant, the Client is wasting his • • • • • • • • • • • money”. “Historical records appear to be generally poorer for urban locations”. “The ideal client has all the substrate details, knows the problems beneath and carries out any reconstruction required before the contractor arrives on site. The dream site: an even surface without any sign of structural failure that is rut resistant”. “Clients commonly leave the contractor to do site inspections. Contracts are typically divided into two types of tender: Fixed price for several sites approx 10% of clients attend site inspections. Individual sites on a quotation per job basis approx 30% of clients attend site inspection”. “Site suitability is down to the Client who is expected to carry out appropriate surveys to establish this”. “We expect the client to have cored and understand the substrate conditions”. “The onus of assessing substrate suitability appeared to be placed well and truly on the Client without detailed guidance to this suitability being readily forthcoming from the supplier”. “More information about the substrate, such as cracking deflection and coring, could be brought into the selection process. SCANNER survey data should both exist and be used in the assessment of all but estate road schemes”. “The planing out should be appropriate for the nominal size of the material used and to a depth that retains some of the existing surface/wearing course as the substrate. However a lack of information about the existing base/surface course and/or irregularities in levels can lead to penetration of the planer into the underlying materials”. “A good knowledge of the substrate is essential prior to planing as the equipment cannot easily accommodate fluctuating boundary depths between layers as biscuiting can result when the planer weakens the bond between a thin remnant of, say HRA, and the underlying layer”. “Despite the fact that a binder course is recommended other than for simple resurfacing work (BS 4987/2 Note 1 2003 edition) it appears not to be widely implemented”. “Use of binder course is strongly advocated. The cause of the significantly shorter service life of non-trunk road thin surfacing schemes was placed on the general failure to use them. Typical small value of minor works at approximately £10-12k (2000m2) may mean a binder course is too expensive to use. The 3-5 year service 81 life of SMAs may likewise be attributable to a general lack of use of binder courses”. Installers’ observations relating to material choice • “Thin surfacing could be developed as a universal solution - if the range of products can accommodate all substrate and traffic requirements”. • “Material choices are primarily driven by cost, the addition of BBA certification and/or the use of polymer modifiers and other additives increases this cost potentially leading to the use of second division materials to meet a limited budget to deliver the maximum treated area - quantity not quality”. • “The Client usually proposes the material to be used”. • “At least six or seven lorry loads of material should be on site before work commences to avoid humps and patchiness resulting from material being laid cold after a period of delay awaiting incoming batches”. Installers’ observations on client role • “The greatest obstacle to the application of more rigorous guidelines for installation/selection appeared to be the clients approach to the delivery of the finished product”. • “Clients commonly have a desire for the contractor to deliver materials that will satisfy a short term requirement prior to reconstruction, i.e. not to provide a product with a service life of 1015 years if reconstruction for realignment etc. is planned in only three or four”. • “Clients have the option to instruct for work to proceed without substrate remediation being carried out. However this departure would be noted on the Quality Plan notes for future reference, and if a subsequent failure during the two year maintenance period cannot be attributed to the problems encountered at the time of laying the contractor would be liable under the BBA scheme”. • “Clients are renowned for their ability to ask for a job to be done regardless of circumstances which may result in a poor job, with the appropriate disclaimers changing hands accordingly”. Installers’ observations on placement • “Experience has shown the use of a hot cut roller made joint along with bond coat where required is the best procedure to adopt. Aslaid joints tend to be wedge shaped leading to a zone of weakness in the overlying subsequent surfacing - saw cut joins with the use of a bond coat to cover any exposed aggregate are a good second”. • “Despite the fact materials are not supposed to be laid during periods of adverse weather either due to the time of year or periods of local bad weather, works do continue in these conditions. Works proceed regardless where lane closures exist and end-of-year approaches”. Installers observations on significant, general issues 82 • “Problems can relate to mixes, adverse temperature and poor • • • • • • • weather, but by far the most common causes of premature failure of their product are substrate failure and the after effects of adverse working”. “Foundation quality is the critical factor in terms of site selection, any potential for this to be within future BBA certification? However the use of Deflectograph and FWD data was limited by experienced interpretation”. “The industry is facing a very real difficulty through the loss of traditional expertise on all sides”. “An ideal Best Practice Guide should be stating the obvious - since it has not been stated already anywhere else”. “Best practice to date is based primarily on the contractors’ experience”. “Any guidance should be clear concise and effective. The specification concerning tack coat selection is a complex area and difficult one to apply in practice”. “The greater number of materials may be resulting in the far greater performance variability seen on County roads when compared with that of trunk road schemes.” “The general quality of the non-trunk road network was seen as poor, with variable foundations as a whole and unsupported edges, of particular concern”. 83 Acknowledgements Project Sponsor The UK Roads Board Project Commissioner Department for Transport (DfT) – Andrew Oldland Project Advisor to DfT – John Thorp, Lancashire County Council Atkins Project Team Alan Taggart Mike Kendrick Steve Biczysko Peter Cearns Harry Potter John Bullas Victoria Carter Lila Tachtsi Steve Finnie Industry - Client organisations, Producers and Installers Grateful thanks to all who, knowingly or otherwise, have contributed to the development of these Best Practice Guidelines with particular thanks to John Wale, Kent County Council (CSS) and Stephen Child, Surrey County Council (IHT). Photographs Chris Britton Consultancy and UKPMS.com are gratefully acknowledged for agreement to use selected photographs from the UKPMS inspectors’ manual to illustrate some of the highway surface features in the decision charts. Disclaimer Whilst every care has been taken in the preparation of this Best Practice document, the authors stress that it is intended for guidance only. The views expressed are those of the project team and do not necessarily represent those of the sponsoring or commissioning organisations nor individuals or organisations consulted during its preparation. No legal liability is accepted for its contents and the document is not intended as a substitute for legal or project-specific technical advice. 84
© Copyright 2026 Paperzz