UNDP Project Document Government of Tanzania Executing Agency: The Department of Environment Additional partners: Vice President’s Office (VPO) United Nations Development Programme - UNDP Global Environment Facility - GEF UNDP GEF PIMS no. 5136 Support to alignment of Tanzanian’s National Action Plan to the 10Year with the UNCCD’s 10-Year Strategic Framework and Support national Reporting Brief description The proposed EA project aims to respond directly to the UNCCD COP decisions, i.e. decision 3/COP8 while adopting 10-year strategic plan (the Strategy) urges and recognizes “the need for country parties to align their NAPs” and decision 2/COP9 regarding “alignment of the action programs with the Strategy” calls upon the “affected country parties and other relevant stakeholders to use NAP alignment guidelines as a reference tool for aligning NAPs and other relevant implementation activities with the 5 operational objectives of the Strategy”. The project is also in line with the decision 11/COP10 which Urges Parties to access the GEF funding for enabling activities (including NAP alignment and reporting/review process) to meet their obligations under the UNCCD, either (a) through a GEF agency, (b) via direct access or (c) under an umbrella project. This proposal is for securing GEF funding under the Land Degradation EA “through a GEF agency” for aligning Tanzania’s’ NAP and improving reporting and review processes. Specifically, the project will facilitate the country to, amongst other things: (1) Articulate a shared vision and targets for reducing land degradation and selected climate risks to sector and national development goals; (2) Builds the “public sphere” around a single investment and policy dialogue across sectors and partners; (3) Improves and integrates investment programming and design, based on current, planned, pipelined investments – funding gaps; (4) Identifies proven and costed practices for methodical up scaling (e.g. low till, agroforestry, grazing reserves/corridors (which will be decided in consultations); (5) Increases international and domestic financing and impact; (6) improves prioritization of interventions; (7) Allows for knowledge exchange and M&E across sectors, districts and countries (via TerrAfrica/CAADP Platform); (8) Enhances institutional capacities, transparency, and accountabilities; (9) Allows for continual and interactive financial mobilization for up-scaling improved land and water management practices. These measures will go a long way in ensuring that the systematic mainstreaming of SLM in sectoral and national policies, programs and plans strategies and therefore secure the rational use of land resources, in line with the UNCCD guidelines. There is however a need for further enhancement of coordination of efforts by different ministries, agencies, scientific and planning organizations, local governments, and land users, in order to increase synergies and efficiency in the process of making the country’s policies to conform to the UNCCD obligations. In line with template structure and guidance, further justification is provided in Sub-section B. PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 1 Table of Contents Overview of Approved Proposal........................................................................................................................ 3 SECTION I: Elaboration of the Narrative ....................................................................................................... 5 PART I: Situation Analysis ........................................................................................................................... 5 Point of Departure ................................................................................................................................ 5 Stakeholder Analysis and Engagement ................................................................................................ 5 PART II: Strategy .......................................................................................................................................... 7 Project Goal, Objective, Outcomes and Outputs/activities .................................................................. 7 Project Risks......................................................................................................................................... 8 PART III: Management Arrangements ....................................................................................................... 8 PART IV: Monitoring and Evaluation Plan and Budget ......................................................................... 11 Monitoring and reporting ................................................................................................................... 11 Communications and visibility requirements ..................................................................................... 12 PART V: Legal Context ............................................................................................................................... 12 SECTION II: Project Results Framework and GEF Increment .................................................................. 14 PART I: Indicator Framework and Project Outputs ............................................................................... 14 SECTION III: Total Budget and Workplan .................................................................................................. 17 SECTION IV: ADDITIONAL INFORMATION .......................................................................................... 19 PART I: Other agreements ......................................................................................................................... 19 Co-financing Letters........................................................................................................................... 19 PART II: Terms of References for key project staff ................................................................................. 21 Technical Advisor .............................................................................................................................. 21 Project Assistant ................................................................................. Error! Bookmark not defined. Project Consultants............................................................................................................................. 23 Project Annexes................................................................................................................................................. 27 Annex 1. Approved GEF proposal for LD EA (Headings Overview on page 3)..................................... 27 Annex 2. GEF CEO Approval Letter ......................................................................................................... 47 Annex 3. Minutes of the Local Project Appraisal Committee (LPAC) Meeting .................................... 48 Signature Page .................................................................................................. Error! Bookmark not defined. PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 2 Overview of Approved Proposal EA Proposal: Headings Overview PART I: PROJECT IDENTIFIERS A. EA FRAMEWORK B. CO-FINANCING FOR THE EA BY SOURCE AND BY NAME C. GRANT RESOURCES REQUESTED BY AGENCY, FOCAL AREA AND COUNTRY D. EA MANAGEMENT COST PART II: ENABLING ACTIVITY JUSTIFICATION A. ENABLING ACTIVITY BACKGROUND AND CONTEXT B. ENABLING ACTIVITY GOALS AND OBJECTIVES C. DESCRIBE THE EA AND INSTITUTIONAL FRAMEWORK FOR PROJECT IMPLEMENTATION D. DESCRIBE, IF POSSIBLE, THE EXPECTED COST-EFFECTIVENESS OF THE PROJECT E. DESCRIBE THE BUDGETED M&E PLAN F. EXPLAIN THE DEVIATIONS FROM TYPICAL COST RANGES (WHERE APPLICABLE): PART III: APPROVAL/ENDORSEMENT BY GEF OPERATIONAL FOCAL POINT(S) AND GEF AGENCY(IES) A. RECORD OF ENDORSEMENT OF GEF OPERATIONAL FOCAL POINT(S) ON BEHALF OF THE GOVERNMENT(S): B. CONVENTION PARTICIPATION C. GEF AGENCY(IES) CERTIFICATION Annex A: CONSULTANTS TO BE HIRED FOR THE ENABLING ACTIVITY Annex B: OPERATIONAL GUIDANCE TO FOCAL AREA ENABLING ACTIVITIES -- Refer to Annex 1 for the approved proposal --- Refer to Annex 2 for the GEF CEO Letter of Approval -- PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 3 Acronyms APR/PIR CAADP CBD CDR CPAP CO COP CSIF CSO GEF IFS LD LD EA Annual Project Review / Project Implementation Report Comprehensive Africa Agriculture Development Programme Convention for Biodiversity Combined Delivery Report Country Programme Action Plan Country Office (UNDP) Conference of the Parties Country SLM Investment Plan Civil Society Organization Global Environment Facility Integrated Financing Strategy Land Degradation Land Degradation Enabling Activities National Action Plan NAP NPD National Project Director NEPAD New Programme for Africa’s Development NGO Non-Governmental Organization OFP Operational Focal Point PRAIS Performance Review and Assessment of the Implementation System PRODOC Project Document POPP Programme and Operations Policies and Procedures QOR Quarterly Operational Reports SBAA Standard Basic Assistance Agreement SLM Sustainable Land Management TBWP Total Budget and Work Plan Terms of Reference TOR United Nations Convention to Combat Desertification UNCCD UNDAF UN Development Assistance Framework UNDAP United Nations Development Assistance Plan UNDP United Nations Development Programme UNEP United Nations Environment Program Vice President’s Office VPO PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 4 SECTION I: Elaboration of the Narrative PART I: Situation Analysis POINT OF DEPARTURE 1. This Project Document (PRODOC) serves to operationalise at the level of UNDP and government, the proposal for Land Degradation Enabling Activities approved by the GEF on 23 October 2012. This proposal is appended to the PRODOC in Annex 1 and the GEF CEO Letter of Approval is in Annex 2. 2. The project builds on the current status and achievements of Tanzania with respect to its obligations vis-à-vis the UNCCD. These processes and achievements are summarised in a matrix in Annex 1, under the heading ‘Enabling Activity Background and Context’. 3. The proposed EA project aims to respond directly to the UNCCD COP decisions, i.e. decision 3/COP8 while adopting 10-year strategic plan (the Strategy) urges and recognizes “the need for country parties to align their NAPs” and decision 2/COP9 regarding “alignment of the action programs with the Strategy” calls upon the “affected country parties and other relevant stakeholders to use NAP alignment guidelines as a reference tool for aligning NAPs and other relevant implementation activities with the 5 operational objectives of the Strategy”. The project is also in line with the decision 11/COP10 which Urges Parties to access the GEF funding for enabling activities (including NAP alignment and reporting/review process) to meet their obligations under the UNCCD, either (a) through a GEF agency, (b) via direct access or (c) under an umbrella project. This proposal is for securing GEF funding under the Land Degradation EA “through a GEF agency” for aligning Tanzania’s’ NAP and improving reporting and review processes. The achievements and shortcomings of previous LD planning processes in Tanzania are described in the GEF proposal (Annex 1), under heading ‘Collaboration and synergies with related initiatives Plan’. 4. Together, all of the above elements constitute the ‘Point of Departure’ and general context for the current Land Degradation Enabling Activities project of Tanzania. 5. The initiative will be led by the Vice President’s Office (UNCCD Focal Unit), with the collaboration of all relevant ministries STAKEHOLDER ANALYSIS AND ENGAGEMENT 6. The stakeholder involvement element is embedded in the description of several activities within this proposal which will have a consultative and participatory character. The list includes all ministries relevant to the productive sectors of the economy (agriculture, land and settlement, forestry, water, energy and minerals, etc.), institutions of higher learning, including Morogoro PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 5 University, University of Dar es Salaam and Ardhi (Land sciences) University. It also includes several civil society groups and community based organizations. Finally, it includes the key donors to the land-related development process such as Norwegian International Development AID (NORAD), GiZ (German government), USAID and others. 7. The stakeholder engagement process in Tanzania will build on the on-going TerrAfrica supported process of the National SLM Dialogue, that has already led to the development of a draft IFS (integrated Financing Strategy) for the implementation of the UNCCD Program of work in the country. Led by the UNCCD National Focal Point (the NAP responsible authority), the process currently includes a broad range of national actors, which will be extended through the EA project. In particular, developing and implementing Tanzania’s NAP will be a widely inclusive and participative process. 8. A national steering committee and one or more working groups will be proposed for accompanying the process of developing national targets, updating the NAP and preparing the national reports. As far as possible, the steering committee should include representatives of all sectors. These could include line ministries, research and academic bodies, business and industry, indigenous and local community organizations, bodies representing the agricultural, forestry, fishing or other sectors, environmental management bodies, non-governmental organizations, women’s organizations, bodies and agencies addressing sustainable development and poverty eradication, educators, the media, and others. Below is an overview of the potential role of different stakeholders and the rationale for their involvement in the project. Table 1. Stakeholder Matrix Sector Agency/department Environmental management, including Sustainable Land Degradation Department of Environment Agriculture Ministry of Agriculture Food Security and Cooperatives Land and Settlement The Ministry of Lands, Housing and Human Settlements Development Forestry Tanzania Association of foresters Water Ministry of Water and Livestock Development Ministry of Energy and Minerals Energy and minerals Institutions of Higher Learning PRODOC Morogoro University Potential role in the project and rationale for involvement The Department of Environment is the government institution responsible for the implementation of the project and will act as the Executing Agency. The Ministry of Agriculture Food Security and Cooperatives provides conducive environment to stakeholders, builds capacity of local Government Authorities and facilitate the private sector to contribute effectively to sustainable agricultural production, productivity and cooperative development. Contributor of information and data and participant in consultative meetings. The Ministry of Lands, Housing and Human Settlements Development has been mandated to administer land and human settlement in Tanzania. It therefore provides various land related services to individuals and institutions in the country. Contributor of information and data and participant in consultative meetings. Contributor of information and data and participant in consultative meetings. Contributor of information and data and participant in consultative meetings. Contributor of information and data and participant in consultative meetings. Contribute to capacity building in the area of industrial training PIMS 5136_Tanzania_PRODOC_LD_EA 6 Sector Agency/department University of Dar es Salaam Ardhi (Land Sciences) University Ardhi Institute Tabora (ARITA) Civil Society Groups Indigenous and local community organizations Donor Organizations Non-Government Organizations (NGOs) Norwegian International Development Aid (NORAD) GiZ (German Government) USAID WWF Mitandao ya Jamii ya Usimamizi wa Misitu Tanzania (Community Network in Forest Conservation in Tanzania) (MJUMITA) Tanzania Natural Resources Forum (TNRF) Potential role in the project and rationale for involvement Contributor information, data and capacity building Contributor of information and data and participant in consultative meetings. Contribute to capacity building in the area of inhouse training Very active in the environment area and will contribute to the project implementation. They have a advocacy and ‘watchdog’ role with respect to environmental issues Contributor to the project implementation. This could possibly be involved in the project as steering committee members (for decision by the LPAC). NGO can be sub-contracted to assist in NAP update. They can provide current extensive networks of stakeholders and provide research data that could contribute to the project activities. PART II: Strategy PROJECT GOAL, OBJECTIVE, OUTCOMES AND OUTPUTS/ACTIVITIES 9. The project’s goal will be in line with LD Strategic Objective 4: Increasing capacity to apply adaptive management tools in SLM, contributing to outcome 4.1 Increased capacities of countries to fulfil their obligations in accordance with the provisions provided in the UNCCD (indicator 4.1 Improved quality and timeliness of reporting compliance by countries). 10. The project objective is to integrate Tanzania’s obligations under the Convention to Combat Desertification and Degradation (UNCCD) into its national development and sectoral planning frameworks through an inclusive formulation and implementation of a country strategic investment framework for mobilizing resources for upscaling SLM; in line with the Ten Year UNCCD guidelines. 11. In order to achieve the above objective, two components (corresponding to GEF components) are expected from the project: Component 1 – A participative stocktaking together with a review and development of strategies and actions to implement NAP alignment. Component 2 – UNCCD Reporting and Review through establishment of appropriate consultative processes and development of a capacity development plan. 12. The Outcomes of the project, as well as the expected outputs and activities under those, are thoroughly described in the GEF proposal in Annex 1. PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 7 PROJECT RISKS Table 2. Project Risks Assessment and Mitigation Measures IDENTIFIED RISKS RISK ASSESSMENT MITIGATION MEASURES Lack of coordination and collaboration between stakeholders, including government agencies and donor communities; High With support from UNDP and the GM, the government has designed a project to facilitate the establishment of a national dialogue process bringing together key SLM stakeholders (including communities, academia, government, civil society, private sector and development partners) to debate pertinent issues on land degradation. Delays in gathering relevant information; Low Local stakeholder consultation forum will be established. An international expert will be hired to coordinate inputs. Buy-in from relevant institutions in adopting the revised guidelines, tools and systems; Lack of financial resources at the national level. Low Appropriate trainings and knowledge transfer is inbuilt into the programme to unsure the data is appropriately used to prepare reports. Moderate Expert on integrating the financial strategy will be hired to develop methodology, approaches and recommendations to overcome the financial barriers interfering with NAP implementation PART III: Management Arrangements 13. The institutional and management arrangements for this project are described in the GEF proposal in Annex 1 under the heading Part II-C ‘Describe the Enabling Activity and Institutional Framework for Project Implementation Arrangements’ section ‘Project Management Arrangement’. 14. In the applicable descriptions in Annex 1, a Project Steering Committee (PSC), convened by the Office of the Vice President (VPO), is proposed to serve as the project’s coordination and decision-making body. The Committee will equally function as the ‘Project Board’, as per guidance in UNDP’s Programme and Operations Policies and Procedures (POPP). The following will be the composition of the PSC for the project: The PSC will include representation of all the key project stakeholders. The PSC meetings will be chaired by the National Project Director (NPD). It will meet according to necessity, but not less than once in 6 months, to review project progress, approve project work plans and approve major project deliverables. The PSC is responsible for ensuring that the project remains on course to deliver products of the required quality to meet the outcomes defined in the project document. 15. Until the PSC has met and has deliberated, the following are the proposed TOR for the Committee: Provide policy and strategic oversight and support to the implementation of the project and of completing and submitting national reports to the UNCCD with full government endorsement. PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 8 Advise and ensure stakeholder involvement. The PSC is responsible for ensuring that the project remains on course to deliver products of the required quality to meet the outcomes defined in the project document Review and approve project’s annual work plans, as well as other project planning and implementation instruments. Provide inputs to the projects’ APR/PIR. Support project evaluations, if applicable Deliberate on the TOR and membership for other committees and working groups that are expected contribute to the implementation of project activities and the achievement of its outcomes. Any other relevant task as applicable. 16. Besides the roles and responsibilities of different stakeholders outlined in this PRODOC and in the approved proposal in Annex 1, the following project diagram represents the expected key relationships governing the project. Project Organisation Structure Project Board Senior Beneficiary: Ministry of Environment, Ministry of Agriculture Food Security and Cooperatives, Ministry of Water and Livestock Development, Ministry of Energy and Minerals, The Ministry of Lands, Housing and Human Settlements Development Indigenous and Civil Society Groups Executive: National Project Director (NPD) Project Assurance Technical Advisor UNDP Team Leader Senior Supplier: Vice Presidents Office, Ministry of Environment, Morogoro University, University of Dar es Salaam, Ardhi Institute Tabora (ARITA), Ardhi University, Donor Organizations, NGOs Project Support Admin and Finance Assistant TEAM A Expert on policy and framework for NAP alignment and implementation Expert on indicators for NAP implementation and UNCCD reporting Expert on environmental monitoring systems Expert on priorities and framework for NAP alignment and implementation Expert on UNCCD reporting Expert on science and best practices PRODOC TEAM B Expert on Integrated financial strategy Expert on integrated investment framework PIMS 5136_Tanzania_PRODOC_LD_EA TEAM C Expert on knowledge mgt system 9 17. Project Board is responsible for making management decisions for a project in particular when guidance is required by the Technical Advisor. The Project Board plays a critical role in project monitoring and evaluations by quality assuring these processes and products, and using evaluations for performance improvement, accountability and learning. It ensures that required resources are committed and arbitrates on any conflicts within the project or negotiates a solution to any problems with external bodies. In addition, it approves the appointment and responsibilities of the Project Technica Advisor and any delegation of its Project Assurance responsibilities. Based on the approved Annual WorkPlan, the Project Board can also consider and approve the quarterly plans (if applicable) and also approve any essential deviations from the original plans. 18. In order to ensure UNDP’s ultimate accountability for the project results, Project Board decisions will be made in accordance to standards that shall ensure management for development results, best value money, fairness, integrity, transparency and effective international competition. In case consensus cannot be reached within the Board, the final decision shall rest with the UNDP Project Technical Advisor. Potential members of the Project Board are reviewed and recommended for approval during the PAC meeting. Representatives of other stakeholders can be included in the Board as appropriate. The Board contains three distinct roles, including: 1) An Executive: individual representing the project ownership to chair the group. Department of Environment will nominate a high level official who will serve as the National Project Director (NPD), who will chair the meeting. 2) Senior Supplier: individual or group representing the interests of the parties concerned which provide funding for specific cost sharing projects and/or technical expertise to the project. The Senior Supplier’s primary function within the Board is to provide guidance regarding the technical feasibility of the project. These will be representatives from the Department of Environment (the executing agency), Academic Institutions, Donor organizations and UNDP/GEF. 3) Senior Beneficiary: individual or group of individuals representing the interests of those who will ultimately benefit from the project. The Senior Beneficiary’s primary function within the Board is to ensure the realization of project results from the perspective of project beneficiaries. Ministry of Environment, Ministry of Agriculture Food Security and Cooperatives, Ministry of Water and Livestock Development, Ministry of Energy and Minerals, The Ministry of Lands, Housing and Human Settlements Development and Civil society groups. 4) The Project Assurance role supports the Project Board Executive by carrying out objective and independent project oversight and monitoring functions. The Project Manager and Project Assurance roles should never be held by the same individual for the same project. A UNDP CO staff member, supported by UNDP/GEF, will hold the Project Assurance role. 19. Technical advisor: The Technical Advisor will provide technical support for the whole of the UNCCD Focal Point’s Office, consisting of this and the the UNDP-CO funded National SLM Program (including the IFS and the CSIF). UNDP, under TerrAfrica, has the lead role for catalyzing a National Dialogue on SLM in the country, drawing from all relevant stakeholders PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 10 and development partners with relevance to SLM and the UNCCD Program of work in the ocuntry. The Technical Advisor will therefore provide leadership in linking this project to the National SLM Program and to other relevant national, regional and international processes, including forging a linkage between the Tanzania SLM Program and the NEPAD-led/UNEPsupported Reginal Institutional Capacity Building for SLM. In this respect the TA will ensure that lessons generated at national level inform the regional processes and vise versa. S/he will also engage in additional fund raising to ensure the sustainability of the National SLM program. 20. Project Support: Project support will be provided by a Project Manager, whose role will be to run the project on a day-to-day basis on behalf of the Implementing Partner within the constraints laid down by the Board. The Project Manager’s prime responsibility is to ensure that the project produces the results specified in the project document, to the required standard of quality and within the specified constraints of time and cost. 21. Audit: The project will undergo annual audit by a certified auditor according to UNDP rules and regulations. PART IV: Monitoring and Evaluation Plan and Budget MONITORING AND REPORTING 22. At the initial stage of the project, the project Monitoring and Evaluation system, composed of following components will be developed: a) Monitoring plan, with defined benchmarks, indicators and targets, based on results and resources framework to be developed by the NPD, TA and the working teams in consultation with relevant UNDP programme staff; b) Risk, issues and quality logs to be created by the PM; c) Quarterly project planning (with detailed activities and budget) and reporting to be conducted by the PMU; d) Quarterly project reporting and monitoring, conducted by the PMU and the Project Board (also to include risk and issues monitoring and development of lessons learned reports); e) Annual project planning (with general activities and budget) and reporting to be conducted by the PMU; f) Annual project review to be conducted by the Executive Board on the basis of monitoring reports and products prepared by the project (also to include proposal for eventual changes to the project strategy or even project revision) 23. All main reports will be complied by the PMU and endorsed by the Project Board. Regular financial reports will be submitted to UNDP according to the UNDP financial rules and regulations. The M&E System should include standardized formats (aligned with UNDP procedures and formats) for the following documents: - quarterly action plan - quarterly progress report, including financial report - quarterly monitoring report, including risk monitoring report - quarterly lessons learned report - annual action plan PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 11 - annual report, including financial report1 the simplified Land Degradation Enabling Activities Annual Project Review / Project Implementation Report (APR/PIR) PMU monthly work plans and progress reports task reports final report, including lessons learned COMMUNICATIONS AND VISIBILITY REQUIREMENTS 24. Full compliance is required with UNDP’s Branding Guidelines. These can be accessed at http://intra.undp.org/coa/branding.shtml, and specific guidelines on UNDP logo use can be accessed at: http://intra.undp.org/branding/useOfLogo.html. Amongst other things, these guidelines describe when and how the UNDP logo needs to be used, as well as how the logos of donors to UNDP projects needs to be used. For the avoidance of any doubt, when logo use is required, the UNDP logo needs to be used alongside the GEF logo. The GEF logo can be accessed at: www.thegef.org/gef/GEF_logo. The UNDP logo can be accessed at http://intra.undp.org/coa/branding.shtml. 25. Full compliance is also required with the GEF’s Communication and Visibility Guidelines (the “GEF Guidelines”). The GEF Guidelines can be accessed at: www.thegef.org/gef/sites/thegef.org/files/documents/C.40.08_Branding_the_GEF%20final_0.pdf. Amongst other things, the GEF Guidelines describe when and how the GEF logo needs to be used in project publications, vehicles, supplies and other project equipment. The GEF Guidelines also describe other GEF promotional requirements regarding press releases, press conferences, press visits, visits by Government officials, productions and other promotional items. 26. Where other agencies and project partners have provided support through co-financing, their branding policies and requirements should be similarly applied. PART V: Legal Context 27. This document together with the CPAP signed by the Government and UNDP which is incorporated by reference constitute together a Project Document as referred to in the Standard Basic Assistance Agreement (SBAA) and all CPAP provisions apply to this document. 28. Consistent with the Article III of the SBAA, the responsibility for the safety and security of the implementing partner and its personnel and property, and of UNDP’s property in the implementing partner’s custody, rests with the implementing partner. 29. 1 The implementing partner shall: a) put in place an appropriate security plan and maintain the security plan, taking into account the security situation in the country where the project is being carried; Biodiversity Enabling Activities use an abridged PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 12 b) assume all risks and liabilities related to the implementing partner’s security, and the full implementation of the security plan. 30. UNDP reserves the right to verify whether such a plan is in place, and to suggest modifications to the plan when necessary. Failure to maintain and implement an appropriate security plan as required hereunder shall be deemed a breach of this agreement. 31. The implementing partner agrees to undertake all reasonable efforts to ensure that none of the UNDP funds received pursuant to the Project Document are used to provide support to individuals or entities associated with terrorism and that the recipients of any amounts provided by UNDP hereunder do not appear on the list maintained by the Security Council Committee established pursuant to resolution 1267 (1999). The list can be accessed via http://www.un.org/Docs/sc/committees/1267/1267ListEng.htm. This provision must be included in all sub-contracts or sub-agreements entered into under this Project Document. PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 13 SECTION II: Project Results Framework and GEF Increment PART I: Indicator Framework and Project Outputs Objective/ Outcome Indicator Objective – To integrate The inclusion of measurable LD targets into Tanzania’s obligations under the the following sectoral planning frameworks: Convention to Combat Agriculture Desertification and Degradation Forestry (UNCCD) into its national Water use development and sectoral planning Mining frameworks through an inclusive Development Planning & Finance formulation and implementation of a country strategic investment framework for mobilizing resources for upscaling SLM; in line with the Ten Year UNCCD guidelines. Outcome 1 – A participative stocktaking together with a review and development of strategies and actions to implement NAP alignment PRODOC Baseline No targets available Source of Information Target to be set during Approved UNCCD the stocktaking Annual budgets exercise and work plans Approved End of Project target Risks and assumptions Risks: Poor buy-in by line ministries and agencies. Assumptions: All relevant stakeholders will agree to proposed targets. Effective cooperation from relevant agencies and departments. Output 1.1.1 Rapid stocktaking concluding with a report summarizing current NAP-relevant policies and plans. Output 1.1.2 Priorities for NAP alignment identified. Output 1.2.1 A set of indicators developed for NAP alignment and implementation taking into account national context. Output 1.2.2 LD data users and decision makers trained in the use of indicators, monitoring and data gathering for NAP alignment. Output 1.2.3 A harmonized biophysical and socio-economic baseline and drought warning system established. Output 1.2.4 LD observation sites identified and a monitoring and vulnerability assessment network established and data fed into a national LD knowledge management system, including relevant local / traditional knowledge. Output 1.3.1 National coordination structures strengthened for NAP alignment. Output 1.3.2 The IFS/CSIF technical Team strengthened and capacitated for NAP alignment Output 1.3.3 NAP review completed to identify and establish priorities in the context of development planning, poverty reduction and climate change plans, through sectoral consultations, paving the way for mainstreaming NAP priorities into relevant sectoral policies Output 1.3.4 SLM Platform membership includes climate change, energy, agriculture and other development players; Output 1.3.5 All relevant development partners participate actively in the SLM Platform/CSIF/NAP deliberations Output 1.4.1 National coordination structures strengthened for NAP alignment. Output 1.4.2 NAP review completed to identify and establish priorities in the context of development planning, poverty reduction and climate change plans through sectoral consultations, paving the way for mainstreaming NAP priorities into relevant sectoral policies. Output 1.4.3 NAP updated in line with UNCCD Ten year strategy and CSIF/IFS PIMS 5136_Tanzania_PRODOC_LD_EA 14 Objective/ Outcome Indicator Baseline Risks and assumptions NAP indicators integrated in relevant development programs (and Regional development plans for a selected region as a pilot); Output 1.4.5 CSIF/IFS/NAP priorities and indicators linked to the UNDAP and regional CAADP/TerrAfrica process (co-finance); this is an existing SLM Platform whose membership includes climate change, energy, agriculture and other development players; Output 1.5.1 Financial resources available for NAP implementation analyzed and an Integrated Financial Strategy and the Integrated Investment Framework for NAP implementation developed. NAP updated to accommodate priorities, including national targets for investment Output 1.5.2 Technology that will be applied in NAP alignment identified and technology transfer needs for NAP implementation identified. 1.1 Policy and planning tools assessed and awareness of NAP raised Limited awareness 1.2 Human and scientific capacity for NAP alignment strengthened Limited capacity Outdated indicators 1.4 The finance and technology framework for NAP implementation established Inappropriate framework 1.5. The finance and technology framework for NAP implementation established Inappropriate framework By end of 2013 awareness raised; assessment of best tools completed; capacity built at relevant stakeholders level; warning system established; electronic data information system set up Project reports; Report summarizing current NAP policies and plans Poor stakeholder engagement; Delays in gathering relevant information; Buy-in from relevant institutions in adopting the revised guidelines, tools and systems Output 2.1.1 Application of methodologies for indicator-based reporting started in compliance with PRAIS (the reporting requirements of the UNCCD), with relevant national stakeholders (including relevant CSO groups) trained in the reporting methodologies, procedures and tools. Output 2.1.2 UNCCD report preparation process streamlined: (a) data collection and review protocols and processes established and maintained; (b) data quality insurance systems before report submission is put in place; (c) liaison with Reference Centers (Helpdesk) for acquiring further knowledge and know-how on UNCCD reporting undertaken; (d) mechanisms for involving other relevant players in the reporting elaborated, such as CSO and communities. Output 2.2.1 Stakeholder consultations on the launch of the reporting process (covering topics such as: impact assessment, performance review, best practices and financial flows) Output 2.2.2 The report elaborated and endorsed via a national validation workshop (involving the TerrAfrica SLM Platform and the CSIF/IFS groups); Output 2.2.3 The report submitted through the PRAIS portal in line with UNCCD requirements. Output 2.3.1 A compendium of best practices in combating LD, linking to national development priorities of Tanzania, prepared as a tool to support the preparation of UNCCD reports, and widely shared with stakeholders; Output 2.3.2 Capacities of national UNCCD Focal Point and relevant scientific institutions built to maintain the system for long-term LD monitoring and data management. Output 2.3.2 Staff of the UNCCD Focal Point’s office attending relevant international, regional and national technical meetings to update their knowledge and capacity to align Tanzania’s NAP and UNCCD program with science (financed entirely by co-finance); Output 2.3.3 National Platform linked to TerrAfrica programs (particularly the regional institutional capacity building project) as well as National LD projects (Kilimanjaro/ Miombo Woodlands) - (financed entirely by co-finance); 2.1 Human and scientific capacity for implementation of indicator-based monitoring and assessment for the reporting strengthened 2.2 Reports for the second leg of the fourth PRODOC Source of Information Output 1.4.4 1.3 Policy and institutional framework for NAP alignment and implementation strengthened Outcome 2 – UNCCD Reporting and Review through establishment of appropriate consultative processes and development of a capacity development plan. End of Project target PIMS 5136_Tanzania_PRODOC_LD_EA Knowledge system is not By the end of 2015 kept up to date Capacity built on using data appropriately; Data quality insurance systems set up; 15 Project reports Project reports Institutional buy-in Objective/ Outcome Indicator reporting and review process prepared Baseline End of Project target Report submitted UNCCD secretariat 2.3 Enhancing National ownership over the reporting process ensured 32. PIMS 5136_Tanzania_PRODOC_LD_EA PRAIS system Project reports A detailed activity list and a chronogram of activities per output will be finalised upon project inception. PRODOC Source of Information 16 Risks and assumptions SECTION III: Total Budget and Workplan Award ID: Project ID: 00071509 00084932 Business Unit: Project Title: Award Title: PIMS 5136 Tanzania LD EA Implementing Partner (Executing Agency) GEF Component (Outcome) /Atlas Activity RespPar ty/ Impl. Agent Fund ID Donor Name ATLAS Code 71200 71300 71300 71300 71600 72100 NEX 62000 GEF-10003 Comp 1. NAP 72200 alignment 71300 71300 71300 71300 72800 GEF Subtotal Atlas Activity 1 (Comp 1) TOTAL ACTIVITY 1 (Comp 1) 71200 74200 71300 71300 72100 71300 NEX 62000 GEF-10003 Comp 2. Reporting 71600 and Review process 71300 71300 71300 72800 74100 GEF Subtotal Atlas Activity 2 (Comp 2) PRODOC TZA10 Support to alignment of Tanzanian’s National Action Plan to the 10-Year with the UNCCD’s 10-Year Strategic Framework and Support national Reporting Department of Environment Altlas Budget Description International Consultants Local Consultants Local Consultants Local Consultants Travel Contractual Services-Companies Equipment and Furniture Local Consultants Local Consultants Local Consultants Local Consultants Information Technology Equipmt International Consultants Audio Visual&Print Prod Costs Local Consultants Local Consultants Contractual Services-Companies Local Consultants Travel Local Consultants Local Consultants Local Consultants Information Technology Equipmt Professional Services PIMS 5136_Tanzania_PRODOC_LD_EA TOTAL Amount (USD) 3,000 4,500 3,500 12,000 6,000 9,000 5,000 2,800 2,400 1,200 2,000 4,000 55,400 55,400 3,000 18,000 4,500 4,000 10,000 2,500 6,000 4,000 3,500 3,500 8,000 3,000 70,000 17 Amount Year 1 (USD) 3,000 3,000 3,500 8,000 4,000 4,500 5,000 2,800 2,400 1,200 2,000 4,000 43,400 43,400 12,000 12,000 Amount Year 2 (USD) 1,500 4,000 2,000 4,500 12,000 12,000 3,000 6,000 4,500 4,000 10,000 2,500 6,000 4,000 3,500 3,500 8,000 3,000 58,000 Budget note a b c d e f g h i j k l s m b i f j t k o p l n GEF Component RespPar (Outcome) /Atlas ty/ Impl. Activity Agent TOTAL ACTIVITY 1 & 2 Fund ID Donor Name ATLAS Code TOTAL Amount (USD) 125,400 9,000 2,000 11,000 11,000 Amount Year 1 (USD) 55,400 3,000 3,000 3,000 Amount Year 2 (USD) 70,000 6,000 2,000 8,000 8,000 SUB-TOTAL GEF 136,400 58,400 78,000 GRAND TOTAL (in cash) 136,400 58,400 78,000 71300 74100 GEF Subtotal Atlas Activity 4 (Proj Mgt) TOTAL ACTIVITY 4 (Project Management) NEX Project Management 62000 GEF-10003 Altlas Budget Description Local Consultants Professional Services Budget note q r Budget Notes a Int. Expert on priorities and framework for NAP alignment and implementation fees (lumpsum $3K / or approx. 2 weeks) b Team leader fee for non-managerial (technical expertise) input (lumpsum $9K / or approx. 20 weeks) - the non-managerial budget for Team Leader is divided equally among the 2 components c Nat. Expert on policy and framework for NAP alignment and implementation fees (lumpsum $3,5K / or approx. 10 weeks) d Nat. Expert on Integrated Financial Strategy fees (lumpsum $12K / or approx. 30 weeks) e 2 international flights f Workshops for public consultations - budget divided equally among the 2 components g Equipment to strengthen the national coordination structures for NAP alignment under Output 1.3.3 h Nat. Expert on Integrated Investment Framework fees (lumpsum $2,8K / or approx. 8 weeks) i Nat. Expert on environmental monitoring system fees (lumpsum $6.4K / or approx. 15 weeks) - 1/3 budgeted for in component 1 and 2/3 in component 2 j Nat. Expert on indicators for NAP implementation and UNCCD reporting fees (lumpsum $3,7K / or approx. 10 weeks) - 1/3 budgeted for in component 1 and 2/3 in component 2 k Nat. Expert on knowledge management system fees (lumpsum $6K / or approx. 15 weeks) - 1/3 budgeted for in component 1 and 2/3 in component 2 l Computer aided referral system which will serve as a tool to collect and store information on land degradation in Tanzania for LD specialists and decision makers, including the UNCCD National Focal Point. Will be used for UNCCD reporting. Covered by Outputs 1.2.5, 2.1.3 and 2.1.4 m The compendium on land degradation envisaged under Output 2.3.1 n Web-site will be created as a mechanism for LD and UNCCD related information dissemination aiming at the general public. Covered by Outcome 2.2. o Nat. Expert on science and best practices fees (lumpsum $3,5K / or approx. 10 weeks) p Nat. Expert on land degradation fees (lumpsum $3,5K / or approx. 10 weeks) q Team leader's fee for management responsibilities under the project (lumpsum $9K / or approx. 20 weeks) r Audit s t PRODOC Int. Expert on UNCCD reporting (lumpsum $3K / or approx. 2 weeks) 2 international flights - one each for Team leader and Expert on Integrated Financial Strategy PIMS 5136_Tanzania_PRODOC_LD_EA 18 SECTION IV: ADDITIONAL INFORMATION PART I: Other agreements ENDOSEMENT LETTERS PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 19 PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 20 PART II: Terms of References for key project staff TOR Background (standard for all posts) The project aims to integrate Tanzania’s obligations under the Convention to Combat Desertification and Degradation (UNCCD) into its national development and sectoral planning frameworks through an inclusive formulation and implementation of a country strategic investment framework for mobilizing resources for upscaling SLM; in line with the Ten Year UNCCD guidelines. This will be achieved through two components listed below: Component 1. NAP Alignment Component 2. Reporting and Review process The Department of Environment would like to contract a qualified candidate for the above mentioned post for rendering services to the project. TECHNICAL ADVISOR Location: Application Deadline: Category Type of Contract: Languages Required: Starting Date (date when the selected candidate is expected to start): Duration of Initial Contract: Expected Duration of Assignment: Dar es Salaam, Tanzania 30 days after publication Environment and Energy Individual Contract Written English February 2013 3 years 3 years Duties and Responsibilities The Technical Advisor will be responsible for the technical quality of the program, and fulfil the following responsibilities/functions: Is responsible for planning and coordinating activities of the national experts, and also for timely and qualitative preparation of separate sections of the project: - To facilitate the national dialogue on SLM; in doing so, the TA will: o Identify the relevant existing platforms and forums discussing/dialoguing on matters relevant to SLM, and which the National SLM program should collaborate with, build on or work with; o Identify gaps in the existing dialogues/forums and identify ways in which the current National SLM Program can build on the existing initiatives to boost the widescale engagement of national processes with the UNCCD processes at regional and international level; - to carry out the estimation of the current state of measures for combating the degradation of the lands/soils in the Republic of Tanzania and their presentation in the national strategic documents; PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 21 - - - - - to generalize the results of activities of the experts and to develop on their basis the proposal on conformity of the available national data in the context of the requirements to bring to NAP alignment and to 10-year Strategy UNCCD, including the system of indicators; to carry out the coordination of activities of the national experts in preparing and drawing up the National report on the UNCCD implementation within the frameworks of the 4th cycle of the reporting; to analyse the condition and develop the proposals for perfecting scientific support and application of traditional knowledge in the practice of solving the problems of a sustainable land management, including the questions of combating the degradation of the lands/soils; to define the content of programs of the scheduled seminars for the purpose of the fullest and all-round discussions and development of constructive proposals within the framework of the project tasks, to act the part of a moderator when carrying out the working seminars; to carry out the coordination of activities of the national experts for the preparation of the illustrated monography about the processes of degradation of the lands/soils in Tanzania and measures to combat it. Duties and Responsibilities Management Functions: To undertake the general administrative requirements of the project, including those related to project management and funding. The key tasks are: - To ensure that project Objective, Outcomes, Outputs and Activities are executed in a timely and appropriate manner. - To develop annual work plans and budgets, and submit these to the Steering Committee and to the UNDP Country Office for approval. - To develop TORs for Consultants for technical services, consultants, experts, and specifications of materials as required by the project, in communication with the Project Director/UNDP. - To facilitate, guide and monitor the work of consultants, and approve their deliverables in association with the Project Committee. - To organize and assist in project related activities, where required. These may include planning for meetings, local and national workshops, consultations, trips, and other project related activities. - To establish and maintain linkages with national and international organizations and persons which/who can be of assistance to the objectives of the Project. - To provide timely reporting of project status as required by the Project Committee and the UNDP. - To maintain records of Project Committee meetings, decisions, actions etc. - To coordinate with other initiatives and programs whose outcomes and outputs are relevant to this project’s objectives. Competencies Writes clearly and convincingly. Focuses on achieving results Sets priorities, produces quality outputs, meets deadlines and manages time efficiently Shares knowledge and is willing to provide support to others who request advice or PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 22 help Works toward creative solutions by analyzing problems carefully and logically Demonstrates sufficient technical knowledge to perform effectively in own specialty Leads and supports team decisions Maintains strong relationships with partners and clients Facilitates meetings effectively and efficiently and to resolve conflicts as they arise Required Skills and Experience Core skills: Ability to communicate effectively orally and in writing in order to communicate complex, technical information to technical and general audiences; Skills in negotiating effectively in sensitive situations; Skills in achieving results through persuading, influencing and working with others; Skills in facilitating meetings effectively and efficiently and to resolve conflicts as they arise; Good leadership; Coordination; Communication. Required experience: Advanced university education (MS or PhD) with expertise in the area of environmental or natural sciences, economics, social sciences, management; At least three years of management experience at a senior level with professional exposure to land degradation issues; Five years of professional experience, of which at least three are at international level Strong skills in monitoring and evaluation, and experience in implementing environmental projects; Knowledge and understanding of the relevant UN Convention, environmental issues in Tanzania; Previous experience with GEF projects is an added plus; Ability to effectively coordinate a large, multidisciplinary team of experts and consultants; Be an effective negotiator with excellent oral and presentation skills; Excellent writing skills in English. PROJECT CONSULTANTS Consultant Number of weeks Deliverables Expert on policy and framework for NAP alignment and implementation 10 carries out the estimation of the current state of measures of combating the degradation of the lands/soils in Tanzania and their presentation in the regional and sectoral plans and projects; prepares proposals for introduction of NAP priorities in the PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 23 Expert on Integrated Financial Strategy 30 Expert on Integrated Investment Framework 8 Expert on environmental monitoring system 15 PRODOC documents of regional and sectoral planning; develops a complex of activities for overcoming the institutional and social and economic barriers interfering with the realization of NAP; prepares the plan of carrying out and takes part in the seminar for NAP alignment and implementation; develops the proposals for filling the section of knowledge management system with the view of implementation of UNCCD (KMS), concerning NAP alignment and implementation; develops the section concerning NAP implementation scheme in the country. Building on the work already undertaken by IFS/CSIF updates/ fills gaps in the analysis of expenses of the State budget for financing the activities connected with SLM carries out the analysis of disposable national financial resources for NAP implementation and makes the proposals to increase the efficiency of their use; develops the program and together with other experts holds an adjusting seminar for working out the projects of the Integrated Financing Strategy (IFS) and Integrated investment framework (IIF); develops the methodology, approaches and recommendations about IFS project; develops IFS project together with other experts; develops a complex of activities for overcoming the financial barriers interfering with NAP implementation; develops the program and holds the final seminar on acceptance of IFS and IIF projects; prepares the proposals for filling the section of knowledge management system, concerning the financial sources of NAP implementation; analyzes disposable financial resources of the international, nonstate and private foundations for realization of projects on combating the degradation of the lands; develops the proposals for attraction of financial aid from the international donors for NAP implementation; participates together with other experts as a lecturer at an adjusting seminar for working out of IFS and IIF projects; analyzes the Investment programs of the development of the Republic of Tanzania for 2011-2015, administrative areas and the town of Minsk and the extend of their conformity with the priorities of NAP implementation; develops the methodology, approaches and recommendations concerning IIF project; develops a complex of activities for overcoming the investment barriers interfering with NAP implementation; participates in working out the program and holding the final seminar with the object of approving IFS and IIF projects. carries out the analysis of the existing national monitoring system of the lands/soils and its provision with the normative legal and normative technical bases; analyses and develops the proposals for estimation of the representativeness of the network of ranges for supervision over various kinds of degradation of the lands/soils; reveals the existing problems and unresolved questions in the field of monitoring of the lands/soils pursuant to the problems of 10-year Strategy UNCCD; proposes the measures of institutional, scientific, organizationaltechnical character destined for the optimization of the network of ranges for supervision, for the improvement of functioning of monitoring system of the lands/soils, and also for perfecting the PIMS 5136_Tanzania_PRODOC_LD_EA 24 Expert on indicators for NAP implementation and UNCCD reporting 10 Expert on knowledge management system 15 Expert on science and best practices 10 PRODOC information data delivery to the State management bodies, scientific organizations, land users, public organizations; prepares the proposals for filling of knowledge management system section, concerning the monitoring information; proposes together with other experts the system of biophysical and social and economic indicators of UNCCD implementation according to 10-year Strategy UNCCD; prepares the section devoted to the organization, conducting, structure, content and application of the results of monitoring of the lands/soils, for the illustrated monography about the processes of degradation of the lands/soils in the Republic of Tanzania; presents the results of monitoring of the lands/soils and proposed measures for its perfection at working seminars; develops the proposals for long-term monitoring of UNCCD implementation. carries out the analysis of the existing national indicators of influence and effectiveness in the context of reporting requirements and 10-year Strategy UNCCD; defines the most priority indicators according to the features of display of biophysical processes of the land degradation and social and economic conditions of land tenure in the Republic of Tanzania; develops with the interested parties the program of training on reporting methodology and procedure of information gathering for preparation of the National reporting; proposes the national system of indicators providing the estimation of NAP implementation progress and preparation of the National report according to the regulations of 10-year Strategy UNCCD; defines conceptual approaches to harmonization of knowledge databases and the data by the indicators of GEF , Rio Conventions, FAO and other databases of the international organizations; presents the developed system of effectiveness indicators at the final seminar and carries out their generalization for the inclusion in the National report; prepares the section of indicators of NAP effectiveness for the illustrated monography. develops web site of UNCCD implementation in Tanzania; develops the reference system on UNCCD implementation, including the traditional knowledge, examples of the best practice, etc; prepares the proposals for guaranteeing the data inflow into reference system and their use for drawing up reporting; together with other experts provides qualitative filling and regular updating of the data in the information system for the purpose of their placing on the national web site of UNCCD; carries out the electronic filling and presentation of the National report to UNCCD secretary through PRAIS system; informs the interested parties of the structure and functioning of the developed information system and represents at the final seminar; prepares section of knowledge management system in the illustrated monography. provides the scientific analysis of the data and gives the estimation of their quality for preparation of the National report; defines the national priorities in the directions of combating the degradation of the lands/soils and their presentation in the national reporting on UNCCD; together with other experts proposes the perspective system of the national biophysical and social and economic indicators of degradation of the lands/soils; prepares the report on the interested parties estimation of the involved in the process of UNCCD reporting; PIMS 5136_Tanzania_PRODOC_LD_EA 25 International Expert on priorities and framework for NAP alignment and implementation 2 International Expert on UNCCD reporting 2 PRODOC takes part in the seminars and presents the results of examples of the best practice for the purpose of its distribution; carries out the expert appraisal of the data quality used when preparing the National report; prepares proposals and materials for filling of knowledge management system sections, concerning the part of scientific support and examples of the best practice; prepares the section concerning the best practice and the science contribution in UNCCD implementation in the illustrated monography. prepares the report on the regulations of 10-year Strategy UNCCD, approaches and methodology for NAP alignment; collects the information and analyzes the global, regional and subregional priorities in the field of a sustainable development in the context of UNCCD; generalizes the information and prepares the proposals on the system of indicators and basic levels for the progress estimation UNCCD implementation; develops the proposals on the structure of knowledge management system for providing a constant process of estimation of NAP implementation on the basis of the analysis of available international experience participates as a lecturer at the national seminar with a view to establish the priorities for NAP alignment, develop a system of indicators for assessing the progress in NAP implementation and to establish basic levels. prepares the review on methodology of collecting the information for preparation of National reports on UNCCD implementation taking into account the available international reports and statistics on these given points; carries out the analysis and develops proposals for creating and structure of knowledge management system for the process of preparation of the National report on UNCCD; generalizes the information and positive experience on the second leg of the forth reporting process under UNCCD received during the pilot project for 12 countries within UNCCD; participates as a trainer at the national level training of stakeholders, involved in UNCCD reporting process. PIMS 5136_Tanzania_PRODOC_LD_EA 26 Project Annexes REQUEST FOR LAND DEGRADATION ENABLING ACTIVITY PROPOSAL FOR FUNDING UNDER THE GEF TRUST FUND Annex 1. Approved GEF proposal for LD EA (Headings Overview on page 3) PART I: PROJECT IDENTIFIERS EA Title: Country: GEF Agency: Other Executing Partner: GEF Focal Area: Check if applicable: Support to alignment of Tanzanian’s National Action Plan to the 10-Year with the UNCCD’s 10-Year Strategic Framework and Support national Reporting GEF Project ID: t.b.d. Tanzania UNDP GEF Agency Project 5136 ID: Submission Date: 17 October 2012 Vice President’s Office (VPO) Land Degradation NCSA NAPA Project Duration (Mths) Agency Fee ($): 24 13,600 A. EA FRAMEWORK EA Objective: To integrate Tanzania’s’ obligations under UNCCD into its national development and sectoral planning frameworks and align its NAP in a manner that is in line with UNCCD 10-Year Strategy and UNCCD reporting and review process EA Grant Expected Outcomes Component Type 1.1 Policy and planning tools assessed and awareness of NAP raised Expected Outputs Confirmed Grant CoAmount ($) financing ($) 1.1.1 Rapid stocktaking concluding with a report summarizing current NAP-relevant policies and plans; 1.1.2 Priorities for NAP alignment identified; 1.2.1. A set of indicators developed for NAP alignment and implementation taking into account national context 1. NAP alignmen t TA 1.2 Human and scientific capacity for NAP alignment strengthened. 1.3 UNCCD PRODOC 1.2.2. LD data users and decision makers trained in use of indicators, monitoring and data gathering for NAP alignment; 55,400 150,000 1.2.3. A harmonized biophysical and socio-economic baseline and drought warning system established; 1.2.4. LD observation sites identified and a monitoring and vulnerability assessment network established and data fed into a national LD knowledge management system, including relevant local / traditional knowledge. 1.3.1 NAP updated in line with UNCCD Ten year PIMS 5136_Tanzania_PRODOC_LD_EA 27 EA Grant Expected Outcomes Component Type priorities being reflected in other development policies and programs Expected Outputs Confirmed Grant CoAmount ($) financing ($) strategy and CSIF/IFS; 1.3.2 NAP indicators integrated in relevant development programs (and Regional development plans for a selected region as a pilot); 1.3.3 CSIF/IFS/NAP priorities and indicators linked to the UNDAP and regional CAADP/TerrAfrica process; 1.3.4 SLM Platform membership includes climate change, energy, agriculture and other development players; 1.3.5 All relevant development partners participate actively in the SLM Platform/CSIF/NAP deliberations 1.4.1. National coordination structures strengthened for NAP alignment. 1.4. Policy and institutional framework for NAP alignment and implementation strengthened 1.5. The finance and technology framework for NAP implementation established 2. UNCCD Reportin g and Review process TA PRODOC 2.1. Human and scientific capacity for implementation of indicator-based monitoring and assessment for the reporting strengthened 1.4.2. NAP review completed to identify and establish priorities in the context of development planning, poverty reduction and climate change plans through sectoral consultations, paving the way for mainstreaming NAP priorities into relevant sectoral policies. 1.4.3. NAP updated in line with UNCCD Ten year strategy and CSIF/IFS 1.4.4 NAP indicators integrated in relevant development programs (and Regional development plans for a selected region as a pilot); 1.4.5. CSIF/IFS/NAP priorities and indicators linked to the UNDAP and regional CAADP/TerrAfrica process (co-finance); this is an existing SLM Platform whose membership includes climate change, energy, agriculture and other development players; 1.5.1 Financial resources available for NAP implementation analyzed and an Integrated Financial Strategy and the Integrated Investment Framework for NAP implementation developed. NAP updated to accommodate priorities, including national targets for investment 1.5.2. Technology that will be applied in NAP alignment identified and technology transfer needs for NAP implementation identified. 2.1.1. Application of methodologies for indicator-based reporting started in compliance with PRAIS (the reporting requirements of the UNCCD), with relevant national stakeholders (including relevant CSO groups) trained in the reporting methodologies, procedures and tools. 2.1.2. UNCCD report preparation process streamlined: (a) data collection and review protocols and processes established and maintained; (b) data quality insurance systems before report submission is put in place; (c) liaison with Reference Centers (Helpdesk) for acquiring further knowledge and know-how on UNCCD reporting undertaken; (d) mechanisms for involving other relevant players in the reporting elaborated, such as CSO and communities. PIMS 5136_Tanzania_PRODOC_LD_EA 70,000 260,000 28 EA Grant Expected Outcomes Component Type 2.2. Reports for the second leg of the fourth reporting and review process prepared Confirmed Grant CoAmount ($) financing ($) Expected Outputs 2.2.1. Stakeholder consultations on the launch of the reporting process (covering topics such as: impact assessment, performance review, best practices and financial flows) 2.2.2. The report elaborated and endorsed via a national validation workshop (involving the TerrAfrica SLM Platform and the CSIF/IFS groups); 2.2.3. The report submitted through the PRAIS portal in line with UNCCD requirements. 2.3.1 A compendium of best practices in combating LD, linking to national development priorities of Tanzania, prepared as a tool to support the preparation of UNCCD reports, and widely shared with stakeholders; 2.3. Enhancing National ownership over the reporting process ensured 2.3.2. Capacities of national UNCCD Focal Point and relevant scientific institutions built to maintain the system for long-term LD monitoring and data management. 2.3.2: Staff of the UNCCD Focal Point’s office attending relevant international, regional and national technical meetings to update their knowledge and capacity to align Tanzania’s NAP and UNCCD program with science (financed entirely by co-finance); 2.3.3: National Platform linked to TerrAfrica programs (particularly the regional institutional capacity building project) as well as National LD projects (Kilimanjaro/ Miombo Woodlands) - (financed entirely by cofinance); Subtotal EA Management Cost2 Total EA Cost 125,400 11,000 136,400 410,000 40,000 450,000 B. CO-FINANCING FOR THE EA BY SOURCE AND BY NAME Sources of Co-financing Name of Co-financier GEF Agency Other Multilateral Agency (ies) (select) National Government National Government Total Co-financing UNDP Global Mechanism Government of Tanzania Government of Tanzania Type of Cofinancing Grant Grant Grant In Kind Amount ($) 405,000 5,000 25,000 15,000 450,000 2 This is the cost associated with the unit executing the project on the ground and could be financed out of trust fund or cofinancing sources. PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 29 C. GRANT RESOURCES REQUESTED BY AGENCY, FOCAL AREA AND COUNTRY GEF Agency Type of Trust Fund UNDP GEF TF Country Name/Global Focal Area LD FA Set-Aside EA Amount (a) Global Total Grant Resources Agency Fee (b) Total (c)=(a)+(b) 136,400 136,400 13,600 13,600 150,000 150,000 Grant Amount ($) Cofinancing ($) 9,000 0 0 20,000 0 10,000 29,000 0 10,000 10,000 0 40,000 10,000 2,000 51,000 D. EA MANAGEMENT COST [GEF only] Total Estimated Person Weeks 20 0 Cost Items Local consultants* International consultants* Office facilities, equipment, vehicles & communications* Travel* Others** Total * Details to be provided in Annex A. 0 2,000 11,000 ** Other items to be clearly specified. Audit EA Total ($) ADDITIONAL INFORMATION FOR TABLE D, IF APPLICABLE: If costs for office facilities, equipment, vehicles and communications, travels are requesting for GEF financing, please provide justification here: No such costs are requested from GEF. Further information on the cost breakdown is found in the Total Budget and Work Plan in the attachment. PART II: ENABLING ACTIVITY JUSTIFICATION A. ENABLING ACTIVITY BACKGROUND AND CONTEXT (Provide brief information about projects implemented since a country became party to the convention and results achieved): The National SLM Platform and Country SLM Investment Framework (CSIF). 1. The economy of Tanzania is highly dependent on its natural resources, particularly land. Forests, National Parks, Lands and Water Resources are key assets of the Tanzanian economy. Land provides a range of goods and services including food, clean water, energy and shelter as well as sources of income from agriculture, fishing, forestry and tourism. Land degradation is however the most serious environmental problem facing the country, estimated to affect 40% of population in Tanzania. Land degradation which includes deforestation, soil erosion and loss of biodiversity directly translates into loss of agricultural productivity and thus less food and income. In the agricultural lands for example, current trends of increasing production through area expansion, unsustainable agricultural practices, rising competing demands for water are increasingly degrading land resources. In the forests and other natural habitats – Illegal logging, bushfires, encroachment of reserves, poaching, and degradation of mining sites have contributed to degradation of forests and other natural habitats including national parks, nature and game reserves. In addition, depletion of forest and vegetative cover largely due to poor land use management contributes to increased siltation, sedimentation, and eutrophication in water bodies (rivers, basins and lakes). 2. The recognition of the seriousness of the land degradation challenge has prompted the Government of Tanzania to PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 30 develop major programs for agriculture and water that are consistent with the UNCCD, NAP and NEPAD/CAADP framework. Although there is yet no comparable environment program, the NEP recognizes other sectoral policies and their respective policy Acts such as agriculture, livestock, water and sanitation, health, transport, energy, mining, human settlements, industry, tourism, wildlife, forestry and fisheries. In addition the Government of Tanzania has made significant national commitment towards the sustainability of its natural resources through various agreements such as UNCCD, UNFCCC, CBD etc, but does not have an adequate framework to implement and scale up the ambitious inter sectoral agenda laid out in the National Action Plan. Although the country has developed several policies to address the issue of natural resources deterioration, land degradation still ranks high environmental problem posing threat to economic growth. The MKUKUTA stresses the need for both vertical and horizontal integration and cross sectoral partnership in overcoming land degradation. However, the large scale adoption of SLM has however been constrained by several barriers which include Compartmental approach of many SLM programs and knowledge management systems; Limited on-the-ground implementation; lack of coordination and collaboration between stakeholders, including government agencies and donor communities; -Lack of policy harmonization and mainstreaming of SLM in expenditure frameworks; inappropriate incentive structure, in particular land tenure arrangements; inappropriate domestic economic policies, including pricing policies; trade distortions and barriers; poverty and general lack of resources and investment opportunities; lack of financial resources at the national level. 3. With support from UNDP and the GM, the government has designed a project to facilitate the establishment of a national dialogue process bringing together key SLM stakeholders (including communities, academia, government, civil society, private sector and development partners) to debate pertinent issues on land degradation, identify current national investments and gaps (including technology gaps), and formulate a strategic investment plan (CSIF) to mobilize upscaling finances. Specifically, the project will facilitate the country to, amongst other things; Articulate a shared vision and targets for reducing land degradation and selected climate risks to sector and national development goals; Builds the “public sphere” around a single investment and policy dialogue across sectors and partners; Improves and integrates investment programming and design, based on current, planned, pipelined investments – funding gaps; Identifies proven and costed practices for methodical up scaling (e.g. low till, agroforestry, grazing reserves/corridors (which will be decided in consultations); Increases international and domestic financing and impact; improves prioritization of interventions; Allows for knowledge exchange and M&E across sectors, districts and countries (via TerrAfrica/CAADP Platform); Enhances institutional capacities, transparency, and accountabilities; Allows for continual and interactive financial mobilization for up-scaling improved land and water management practices. 4. These measures will go a long way in ensuring that the systematic mainstreaming of SLM in sectoral and national policies, programs and plans strategies and therefore secure the rational use of land resources, in line with the UNCCD guidelines. There is however a need for further enhancement of coordination of efforts by different ministries, agencies, scientific and planning organizations, local governments, and land users, in order to increase synergies and efficiency in the process of making the country’s policies to conform to the UNCCD obligations. Proposed Response and Rationale: 5. The proposed EA project aims to respond directly to the UNCCD COP decisions, i.e. decision 3/COP8 while adopting 10-year strategic plan (the Strategy) urges and recognizes “the need for country parties to align their NAPs” and decision 2/COP9 regarding “alignment of the action programs with the Strategy” calls upon the “affected country parties and other relevant stakeholders to use NAP alignment guidelines as a reference tool for aligning NAPs and other relevant implementation activities with the 5 operational objectives of the Strategy”. The project is also in line with the decision 11/COP10 which Urges Parties to access the GEF funding for enabling activities (including NAP alignment and reporting/review process) to meet their obligations under the UNCCD, either (a) through a GEF agency, (b) via direct access or (c) under an umbrella project. This proposal is for securing GEF funding under the Land Degradation EA “through a GEF agency” for aligning Tanzania’s’ NAP and improving reporting and review processes. 6. The initiative will be led by the Vice President’s Office (UNCCD Focal Unit), with the collaboration of all relevant ministries. PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 31 Reports to the UNCCD Tanzania National CCD Report Tanzania National CCD Report Tanzania National CCD Report National Report (PRAIS) Date of Submission to UNCCD Secretariat May 1999 May 2002 Sept 2004 Nov 2010 B. ENABLING ACTIVITY GOALS AND OBJECTIVES Alignment with Focal Area Outcome(s): 7. The proposed project will be in line with LD Strategic Objective 4: Increasing capacity to apply adaptive management tools in SLM, contributing to outcome 4.1Increased capacities of countries to fulfil their obligations in accordance with the provisions provided in the UNCCD (indicator 4.1 Improved quality and timeliness of reporting compliance by countries). The Project Objective is: 8. To integrate Tanzania’s obligations under the Convention to Combat Desertification and Degradation (UNCCD) into its national development and sectoral planning frameworks through an inclusive formulation and implementation of a country strategic investment framework for mobilizing resources for upscaling SLM; in line with the Ten Year UNCCD guidelines. This will be achieved through two components and several Outcomes described in detail below: Component 1. NAP alignment Key Outcomes, Outputs and associated activities, expected under this component includes the following: Outcome 1.1: Policy and planning tools assessed and awareness of NAP raised. This Outcome will achieved by means of the following outputs: Output 1.1.1 Rapid stocktaking concluding with a report summarizing current NAP-relevant policies and plans: The stocktaking and assessment of national strategic documents, which have relevance to combating land degradation, will be carried out in the first phase of the project. This assessment will be closely coordinated with the current CSIF/IFS assessments, and will include social and economic aspects relevant to national development. Output 1.1.2 Priorities for NAP alignment identified: Further to the stocktaking exercise, a review of the first years of implementation of the National strategy for UNCCD (NAP) will be undertaken and a report prepared. Based on these, priorities for re-alignment of NAP with UNCCD COP guidance will be elaborated. These reviews will involve a national and an international expert to elaborate priorities for NAP alignment, in close collaboration with the CSIF/IFS processes. Outcome 1.2: Human and scientific capacity for NAP alignment strengthened. Output 1.2.1. A set of indicators developed for NAP alignment and implementation taking into account national context; under this output, the current national LD indicators will be reviewed to assess their appropriateness for reporting in the context of the re-aligned NAP and UNCCD 10-year Strategy, and a new/adjusted system of indicators will be put in place; these will also be harmonized across other environmental, social and economic reporting instruments relevant for land use and desertification processes. Recommendations for adjusting monitoring systems in all relevant institutions/systems will be prepared and disseminated (in the form of a report) suggesting how these systems can contribute to the country’s reporting for NAP. Cooperation with UNCCD Reference Centers on this issue will be established. In order to reconcile indicators across the borders with other countries in the UNCCD Group, an exchange of experience between UNCCD National Focal Point team and LD experts is envisaged, involving UNCCD teams and experts from Eastern Africa, as well as participation of Tanzania’s experts in the work of regional meeting of SADC and Africa groups in the road-map to CRIC 11 (part of it financed through co-finance). PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 32 Output 1.2.2. LD data users and decision makers trained in the use of indicators, monitoring and data gathering for NAP alignment: As a training mechanism for the application of adjusted land degradation biophysical and socialeconomic indicators, a series of short field seminars (i.e. organized in areas prone or currently experiencing degradation issues) will be organized for a wide range of national, regional and local stakeholders. This will be closely collaborated with the CSIF process and existing LD and SIP projects, particularly the NEPAD/UNEP project on capacity building for LD centers of excellence. Output 1.2.3. A harmonized biophysical and socio-economic baseline and drought warning system established: as far as is possible, baselines values on selected indicators will be established and harmonized across the relevant institutions; assisted by the officers to be trained under the project, and closely collaborated with the IFS/CSIF processes. Output 1.2.4. LD observation sites identified and a monitoring and vulnerability assessment network established and data fed into a national LD knowledge management system, including relevant local / traditional knowledge. Once the LD indicators are clarified, analysis of the existing system of sites to observe and monitor different types of land degradation using those indicators and in accordance with the objectives of the 10-year UNCCD Strategy will be carried out. Suggestions on their optimization will be elaborated. An electronic data information system on the UNCCD implementation in Tanzania will be set up. It will include a knowledge management component, inter alia traditional knowledge. Among other purposes, this will provide for accurate and timely collection and analysis of quality information and its regular update for the purpose of NAP alignment and subsequent National reports’ preparation. Outcome 1.3: Policy and institutional framework for NAP alignment and implementation strengthened: Outputs 1.3.1. National coordination structures strengthened for NAP alignment: The UNCCD FP and leading LD experts will undertake consultations with the UNCCD Secretariat (which might include a visit to the secretariat) on the elaboration of appropriate indicators and monitoring them across a broad spectrum of institutions (including CSO, communities and government institutions). The team is expected to receive training in the development of regional cooperation in this regard and NAP alignment and implementation. Efforts will be undertaken to align these consultations with the UNCCD international events wherever possible. Output 1.3.2. The IFS/CSIF technical Team strengthened and capacitated for NAP alignment (this is an existing mechanism which includes representatives of key sectors, CSOs and academic institutions). The composition of the existing National Inter-sectoral council on the UNCCD implementation functioning under the National coordination body (Vice President’s Office) will be reconsidered with the view to broaden the scope of stakeholders, along the lines of the current IFS/CSIF technical Team. Targeted short training sessions will be organized for the Council on the NAP re-alignment process and mechanisms for mainstreaming of LD concerns into economic sectors. Output 1.3.3. NAP review completed to identify and establish priorities in the context of development planning, poverty reduction and climate change plans, through sectoral consultations, paving the way for mainstreaming NAP priorities into relevant sectoral policies. A report will be prepared on the structure and contents of NAP with the view of its correspondence with the perspective sectoral development plans, particularly in the sectors of agriculture, forestry, water use and mining. The draft NAP will further be re-aligned with existing strategies and programmes on poverty reduction (MKUKUTA), climate change mitigation and biodiversity conservation. On this basis, policy recommendations for the adjustment of sectoral programs and strategies will be formulated and submitted to Government for approval. Outcome 1.5: The finance and technology framework for NAP implementation established: Output 1.4.1 Financial resources available for NAP implementation analyzed and an Integrated Financial Strategy and the Integrated Investment Framework for NAP implementation developed. NAP updated to accommodate priorities, including national targets for investment. A national consultant will review the current picture with respect to financing available for NAP and will develop proposals for improvement of the financing. These will be discussed at a stakeholder workshop. A draft of Integrated Financial Strategy and Integrated Investment System will be elaborated. The corresponding NAP sections will be updated. Output 1.4.2 Technology that will be applied in NAP alignment identified and technology transfer needs for NAP implementation identified. A consultant, working with Team Leader, and in consultations with UNCCD Secretariat, will identify technology transfer needs and prepare recommendations that will be reflected correspondingly in the updated NAP. PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 33 Component 2. Reporting and Review process Outcome 2.1: Human and scientific capacity for implementation of indicator-based monitoring and assessment for the reporting strengthened Output 2.1.1. Application of methodologies for indicator-based reporting started in compliance with the reporting requirements of the UNCCD, with relevant national stakeholders trained in the reporting methodologies, procedures and tools: A series of training events will be held in the second half of the project, once the LD Information System (Output 1.2.4) has been run for some time and basic data on LD fed into it. The training will concentrate on using the data appropriately to prepare the UNCCD reports. Output 2.1.2. UNCCD report preparation process streamlined: Based on the first experience of using the LD Information system for UNCCD reporting, the national experts will analyze the experience. The data collection and review protocols and processes will be revised and maintained as such for the future. The data quality insurance systems before report submission will be put in place. In this process, the key role is delegated to liaison with Reference Centers (Helpdesk) for acquiring further knowledge and know-how on UNCCD reporting undertaken. Outcome 2.2: Reports for the second leg of the fourth reporting and review process prepared Output 2.2.1. Stakeholder consultations on the launch of the reporting process (covering topics such as: impact assessment, performance review, best practices and financial flows): A series of local stakeholder consultations on the impact indicators, efficiency, examples of best practices and evaluation of financial resources for preparation of National Report will be held. An International expert experienced in the second leg of the forth reporting process under UNCCD will be involved. Output 2.2.2. The report elaborated and endorsed via a national validation workshop: Two workshops will be held with the involvement of the stakeholders on the reporting process (launching and validation): the participants will consider the approaches and the draft National report, prepared by the experts. Output 2.2.3. The report submitted through the PRAIS portal in line with UNCCD requirements: Based on the results of the stakeholder consultations and validation workshop, the national experts will finalize the report. Once endorsed by the Government, it will be submitted to the UNCCD Secretariat via the PRAIS system. Outcome 2.3: Enhancing National ownership over the reporting process ensured Output 2.3.1 A compendium of best practices in combating LD, linking to national development priorities of Tanzania, prepared as a tool to support the preparation of UNCCD reports, and widely shared with stakeholders. The compendium will depict LD issues and present approaches and standards for tackling them. It will serve as a key technical guidance for sectors, Governments, as well as operators of the LD Information System, when preparing reports to UNCCD and updating NAP. This will be closely coordinated with the IFS/CSIF processes. Output 2.3.2. Capacities of national UNCCD Focal Point and relevant scientific institutions built to maintain the system for long-term LD monitoring and data management: A set of recommendations for improvement of the capacity of the UNCCD Focal Point’s office will be designed with a view to improving the ability to coordinate stakeholders to implement the UNCCD’s program of work in Tanzania, including raising resources to support the implementation. This will be collaborated closely with the IFS/CSIF processes in order to boost the capacity to coordinate the mainstreaming of LD concerns into sectors and regional programs. 9. How the project plans to build national capacity: in recognition of the fact that Enabling Activities are considered foundation activities within the framework of the GEF, the ultimate goal of this project is to catalyze national capacity building across the board for managing land sustainably. The project has therefore mainstreamed capacity building in all its activities, to enable the country to effectively mainstream land management into key sectors and promote the delivery of global SLM benefits depend on the development of national capacity for managing land in a sustainable manner. Specifically, capacity building for the following groups will be delivered. Individual capacity Organizational capacity PRODOC By enabling wide groups of stakeholders to impart and share knowledge and experiences on sustainable land management. Training will be both on-the job practical training as well as through workshops and exposure to international debate (e.g. the OFP and LD experts’ attendance to the UNCCD international events). By enabling the emergence of capable institutions that will collaborate and coordinate actions related to land use to avoid negative trade-offs; and by supporting knowledge transfer for decision-support. This process has already started with the IFS/CSIF process which has facilitated the LD Technical Team assisting the UNCCD Focal Point. PIMS 5136_Tanzania_PRODOC_LD_EA 34 Systemic capacity Further capacity development in this area will be collaborated with the IFS/CSIF and the SIP Regional project on LD/SLM capacity Building under NEPAD and UNEP. By improving decision-making in management of production landscapes to ensure maintenance of ecosystem services important for the global environment and for peoples’ livelihoods. By advancing towards a more coordinated policy, legal and regulatory frameworks between sectors competing for land area and natural resources. By guiding policies on the mobilization of financial resources to rural land users enabling them to sustain and upscale good practices. This process has already started with the IFS/CSIF process which has formulated a draft Integrated Financing Strategy for UNCCD program of work in Tanzania – whose formulation involved a great deal of critical ministries and other relevant sectors and stakeholders. Further capacity development in this area will be collaborated with the IFS/CSIF and the SIP Regional project on LD/SLM capacity Building under NEPAD and UNEP. C. DESCRIBE THE ENABLING ACTIVITY AND INSTITUTIONAL FRAMEWORK FOR PROJECT IMPLEMENTATION (discuss the work intended to be undertaken and the output expected from each activity as outlined in Table A ). PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 35 Detailed Description of Activities per Project Component / Outcome 10. The description that follows has been organized in five modules (I -V), following the GEF’s guidance, but which for the sake of simplicity were grouped within the Components / Outcomes outlined in Part I, Table A. The following are modules: Component /outcomes Activities % GEF 1. NAP alignment – By the end of 2013, the country has revised its NAP and aligned it with the UNCCD Ten year plan and other TerrAfrica supported tools, particularly the Country SLM Investment Plan/Integrated Financing Strategy (CSIF/IFS). A project manager will be hired to boost the capacity of the UNCCD Focal Point to oversee the NAP updating process as well as the implementation of the project. Currently the Office of the UNCCD focal point has only one staff member (the Focal Point) who has many other government related responsibilities. This will therefore be corrected. Then the stake holders who should be involved in the process of NAP review and updating will be identified: Outcomes 1.1 to 1.3: By the end of meetings will be facilitated at which the NAP will be reviewed and updated in line with the 2014, sufficient awareness has been UNCCD Ten Year Strategy. Reports will be produced to document this process as well as raised on the importance of revising the updated NAP. the NAP and the relevance and how This outcome will build on the process f NAP revision described above to strengthen the to of aligning it with the UNCCD ten monitoring of land degradation in Tanzania, and reporting its trends through the UNCCD year plan and CSIF and the IFS PRAIS system. The project will facilitate the formation of a technical committee to steer (currently under formulation). In the identification of indicators, collection of baselines (along with the analytical work addition, an assessment of the best currently being undertaken to underpin CSIF and IFS), to select monitoring mechanisms tools to apply for the above exercises and sample monitoring process (including selection of observation sites/ or the criteria for will be undertaken in support and the the identification of periodic measurement sites; The money provided will therefore support most appropriate for Tanzania the identification of indicators to be used to monitor both NAP implementation as well as 36.9 adopted: (Outcomes under trends in land degradation. The relevant stakeholders that can contribute to this monitoring component 1 are: Policy and planning effectively will be identified, particularly civil society groups, academic institutions as well tools assessed and awareness of NAP institutions linking communities to the NAP monitoring process. This might include GEF raised; Human and scientific capacity projects on Land Degradation under implementation in the country. Care will be taken to for NAP alignment strengthened; align the indicators with the GEF Land Degradation Focal Area Strategic Objectives and UNCCD priorities being reflected in outcomes indicators, and will cover both biophysical and socio-economic realms; in other development policies and particular, the monitoring process will identify indicators of ecosystems services delivery, programs). particularly of the agro-ecosystems where land degradation is particularly severe. Once the indicators are agreed, the technical group will steer the selection of monitoring sites and the provision of baseline data on the selected indicators. This will be closely coordinated with the analytical baseline/assessments being undertaken for CSIF/IFS. The group will also set out a monitoring system as part of a broader knowledge management system, including relevant local / traditional knowledge. These two outcomes will lead to stronger in-country coordination of the implementation of the NAP. Building on the above processes, the project will therefore identify the relevant stakeholders whose participation in the implementation of the NAP will need and identify coordination structures necessary. These are likely to include the ministries and civil society groups involved in the formulation and implementation of poverty reduction programs, climate change and other development planning. The project will then undertake Outcomes 1.4 and 1.5: Policy and a capacity for participation and coordination assessment, identify gaps and formulate (and institutional framework for NAP implement) a capacity bridging program (with relevance to NAP implementation). alignment and implementation This will enable the mainstreaming of NAP priorities in the context of development strengthened; The finance and planning, poverty reduction and climate change plans through sectoral consultations, technology framework for NAP paving the way for mainstreaming NAP priorities into relevant sectoral policies. It will also implementation established enable the NAP indicators to be integrated in these relevant development programs (and Regional development plans for a selected region as a pilot). In addition, it will enable the linking of the CSIF/IFS/NAP priorities and indicators to the UNDAP and regional CAADP/TerrAfrica process (co-finance). Finally, the project will facilitate further identification of funds to support the mainstreaming of NAP into these sectors through the finalization of the draft Integrated Financing Strategy (IFS); Component 2: Capacity strengthened within the office of the UNCCD Focal Point for facilitating CSIF and UNCCD program of work in the country Outcomes 2.1 to 2.2 The activities will include: will provide the Understanding of the methodologies for indicator-based reporting under PRAIS understood: (the relevant training of the reporting requirements of the UNCCD), with relevant national stakeholders (including relevant CSO those to be involved in groups) trained in the reporting methodologies, procedures and tools; UNCCD report preparation the use monitoring of process streamlined: (a) data collection and review protocols and processes established and maintained; land degradation (b) data quality insurance systems before report submission is put in place; (c) liaison with Reference processes and reporting Centers (Helpdesk) for acquiring further knowledge and know-how on UNCCD reporting undertaken; on the UNCCD PRAIS (d) mechanisms for involving other relevant players in the reporting elaborated, such as CSO and system. communities; Stakeholder consultations on the launch of the reporting process (covering topics such as: PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 36 Outcome 2.3 will constitute the learning and sharing of lessons in-country and abroad (through the international UNCCD events). impact assessment, performance review, best practices and financial flows); The report elaborated and endorsed via a national validation workshop (involving the TerrAfrica SLM Platform and the CSIF/IFS groups); The report submitted through the PRAIS portal in line with UNCCD requirements. The activities that will contribute to the generation of lessons and sharing of knowledge will include the following: A compendium of best practices in combating LD, linking to national development priorities of Tanzania, prepared as a tool to support the preparation of UNCCD reports, and widely shared with stakeholders; Capacities of national UNCCD Focal Point and relevant scientific institutions built to maintain the system for long-term LD monitoring and data management; Staff of the UNCCD Focal Point’s office attending relevant international, regional and national technical meetings to update their knowledge and capacity to align Tanzania’s NAP and UNCCD program with science (financed entirely by co-finance); National Platform linked to TerrAfrica programs (particularly the regional institutional capacity building project) as well as National LD projects (Kilimanjaro/ Miombo Woodlands) (financed entirely by co-finance); 26.9 Project consistency with national strategies and plans or reports and assessments relevant for the UNCCD, as well as other cross-cutting assessments and priority setting exercises 11. At a national level, the key strategies, policies and plans that are relevant for the United Republic of Tanzania Enabling Activity Proposal are: - Tanzania’s National Action Plan for the implementation of the UNCCD – formulated in 1999 (Tanzania ratified the UNCCD in 1996). The country’s current poverty eradication plan – titled MKUKUTA- which emphasizes the need for the country to mainstream sustainable land management as the cornerstone of an agriculture-led economic development. This paper is complimented by the “Kilimo Kwanza” white paper which explains how agriculture would contribute to economic development. 12. This project is a follow up to the existing NAP (1998), and it is consistent with it. It will be guided by priorities in both the MKUKUTA and the Kilimo Kwanza strategies, and incorporate the current effort on the Country SLM Investment Framework (CSIF). The project also builds on previous biodiversity planning and UNCCD reporting processes. Collaboration and synergies with related initiatives 13. UNDP has a large and active GEF portfolio in Tanzania, which includes 3 LD projects (The Kilimanjaro SLM, the Miombo Woodlands and the CSIF/IFS). The project manager, the host initiations and the UNDP Country Office will ensures that this project is closely coordinated with and builds on the synergies with the three projects. This will be achieved through the placing of high calibre technical advisor in the office of the UNCCD Focal Point’s Office, whose job will be to provide technical advice to the current project as well as to coordinate it with the other LD and relevant biodiversity and climate change projects, particularly those on adaptation. This will be possible through the current national dialogue platform created through the IFS/CSIF process, which will link this and all other LD projects in Tanzania to other development projects in the country that have a relevance to land, forestry, water, adaptation, etc. Project management arrangements 14. The project will be implemented over a period of 3 years. The Vice Presidents Office (VPO) is the Ministry that will be responsible for coordinating the project implementation, which will be under NEX. The Department of Environment (under the VPO) will be the government institution responsible for the implementation of the project and will act as the Executing Agency. UNDP is the GEF Agency for the project and accountable to the GEF for the use of funds. The project is nationally executed, in line with the Standard Basic Assistance Agreement (SBAA, 1995) between the UNDP and the Government of Tanzania, and the Country Programme Action Plan (CPAP) for 2011-2014. 15. The overall responsibility for the project implementation by Department of Environment implies the timely and verifiable attainment of project objectives and outcomes. The Department of Environment will provide support to, and inputs for, the implementation of all project activities. 16. The Department of Environment will nominate a high level official who will serve as the National Project Director (NPD) for the project implementation. The NPD will chair the Project Steering Committee (PSC) and other relevant stakeholder, sectoral and working groups under the project, and be responsible for providing government oversight and PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 37 guidance to the project implementation. The NPD will not be paid from the project funds, but will represent a Government in kind contribution to the Project. The NPD will be technically supported by a project technical team consisting of an regional/international technical advisor as well as UNDP’s technical backstopping provided by the UNDP/GEF Regional Technical Advisor responsible for the project and the UNDP Environment Focal Point at the Country Office. 17. Working closely with the Department of Environment, the UNDP Country Office (UNDP-CO) will be responsible for: (i) providing project assurance services to government (ii) recruitment of project staff, if so requested by government, and the contracting of consultants and service providers, especially international; (iii) overseeing financial expenditures against project budgets approved by PSC; (iv) appointment of independent financial auditors and evaluators; and (iv) ensuring that all activities including procurement and financial services are carried out in strict compliance with UNDP/GEF procedures. It is noted that a technical advisor will be hired to implement the series of technical activities outlined under the TBWP – which will be consolidated in a single recruitment, to avoid multiple recruitments which might cause project paralysis. A UNDP staff member will be assigned with the responsibility for the day-to-day management and control over project finance. 18. A National Project Steering Committee (PSC) will be convened by the Office of the Vice President (VPO), and will serve as the project’s coordination and decision-making body (Project Board). The PSC will include representation of all the key project stakeholders. The PSC meetings will be chaired by the NPD. It will meet according the necessity, but not less than once in 6 months, to review project progress, approve project work plans and approve major project deliverables. The PSC is responsible for ensuring that the project remains on course to deliver products of the required quality to meet the outcomes defined in the project document. 19. The day-to-day administration of the project will be carried out by the Enabling Activity Technical Advisor and Project Admin & Finance Assistant, who will be located within the Department of Environment in the VPO’s offices. The project staff will be recruited using the applicable recruitment procedures for the NEX modality. The Enabling Activity Technical Advisor will, with the support of the Project Assistant, manage the implementation of all project activities. The Enabling Activity Technical Advisor will liaise and work closely with all partner institutions to link the project with complementary national programs and initiatives. The Enabling Activity Technical Advisor is accountable to the VPO, and the PSC for the quality, timeliness and effectiveness of the activities carried out, as well as for the use of funds. The Enabling Activity Technical Advisor will also be technically supported by contracted national and international consultants and service providers, where deemed necessary. Comparative advantage of UNDP in Tanzania with respect to this project 20. UNDP has a large and relevant portfolio of Land Degradation projects throughout the world. The cumulative portfolio counts on 48 projects and has mobilized more than $140 million in GEF funds and $560 million in co-financing. Furthermore, UNDP is the lead agency for Country Partnership Programmes (CPPs) for Sustainable Land Management in Namibia, Cuba and Burkina Faso (the “OP15” projects), and the Lead Agency for Tanzania in the SIP/TerrAfrica Partnership. 21. The Government of Tanzania has requested UNDP assistance in designing and implementing this project, due to UNDP’s track record in Eastern africa region, and in the country. UNDP currently supports the development and implementation of GEF projects in all the countries in Eastern Africa with the exception of Somaliland and Southern Sudan. UNDP has an established national office in Dar es Salaam with well-developed working relationships with the key stakeholders of the project. The UNDP Country Office’s Environment & Energy Unit counts on 3 professional staff, plus senior management, operations and support staff. Moreover, the project will benefit from the presence of a UNDP/GEF Regional Technical Advisor dedicated to Ecosystems and Biodiversity in the Pretoria Regional Coordination Unit – which includes support to GEF LD projects. UNDP also has extensive experience in integrated policy development, human resources development, institutional strengthening, and non-governmental and community participation. Project’s alignment with UNDP’s programme for Tanzania 22. Tanzania is one of the pilot country’s under the ONE-UN initiative. Under this pilot, Tanzania developed a one UNwide support program to Tanzania, which emphasizes the role of Land Rehabilitation and restoration in support of the agriculture-led economic development. UNDP, as the UN coordinator in the country, coordinated the formulation of this UNwide UNDAF (2011-2014); this gives UNDP a great opportunity to coordinate the mainstreaming of the NAP priorities into the PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 38 relevant UN-wide development programs. UNDP also formulated a UNDP-specific Country Program Action Plan, which includes a strong program on mainstreaming SLM into national development. It is under the CPAP that UNDP has provided the VPO with USD 450,000 cash co-finance to advance the National SLM Program (and Platform) for dialogue on SLM, via the Country SLM Investment Framework (CSIF) formulation. UNDP has done this in its capacity as the lead agency for the SIP/TerrAfrica partnership in Tanzania. Stakeholder involvement in the implementation of the project 23. The stakeholder involvement element is embedded in the description of several activities within this proposal which will have a consultative and participatory character. A full stakeholder involvement plan will be developed in connection with the preparation of the UNDP Project Document that will operationalise this proposal at the level of UNDP, allowing Tanzania to access the funding. This plan will build on the current list of participants under the Tanzania National SLM Program, under which the IFS and CSIF are being formulated. The list includes all ministries relevant to the productive sectors of the economy (agriculture, land and settlement, forestry, water, energy and minerals, etc.), institutions of higher learning, including Morogoro University, University of Dar es Salaam and Ardhi (Land sciences) University. It also includes several civil society groups and community based organizations. Finally, it includes the key donors to the land-related development process such as Norwegian International Development AID (NORAD), GiZ (German government), USAID and others. 24. More specifically, the participation of NGOs and CSOs stakeholders in the implementation of this project will be ensured in every stage of it. NGOs and CSOs in Tanzania are very active in the environment arena. They play an important advocacy and ‘watchdog’ role with respect to environmental issues, including land management. Many of them count on extensive networks of stakeholders and have produced research data that can help enrich the products that this project will be concerned with. These advantages will be explored in full during project implementation. Gender marking 25. Like the government of Tanzania and UNDP, the UNCCD recognizes the important role played by women in regions affected by land degradation and desertification, particularly in rural areas, and the importance of ensuring the full participation of both men and women at all levels in programs to combat land degradation and mitigate the effects of drought. During the project inception the mandatory UNDP gender marker will be applied. This requires that each project in UNDP's ATLAS system be rated for gender relevance. This will for example include a brief analysis of how the project plans to achieve its environmental objective by addressing the differences in the roles and needs of women and men. 26. Furthermore, gender marking implies the production of the following data by the project's year 2 and by its end: - Total number of full-time project staff that are women Total number of full-time project staff that are men Total number of Project Board members that are women Total number of project Board members that are men The number jobs created by the project that are held by women The number jobs created by the project that are held by men D. DESCRIBE, IF POSSIBLE, THE EXPECTED COST-EFFECTIVENESS OF THE PROJECT: 27. The government of Tanzania is committed to adopting a systematic approach to mainstreaming SLM considerations into natural resources use, to ensure that these resources support economic development while simultaneously improving ecosystems’ health and integrity. The Department of Environment has launched a National SLM Program to drive this agenda. Convening a national dialogue process that enables key SLM stakeholders, including academia, civil society, private sector and communities, to debate on pertinent issues is a critical step in the process. The national dialogue will also identify critical gaps in financing and formulate a Country Strategic Investment Framework (CSIF). 28. The proposed GEF project will finance a set of activities within the overall SLM National Program complementary to PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 39 the SLM National Dialogue and CSIF, further enabling Tanzania to address the barriers to wider and systemic adoption of Sustainable Land Management as a basis of national economic development. In addition to updating the NAP in line with the UNCCD Ten Year Strategy, the proposed project will improve the integration of science into the NAP processes, particularly through the national land degradation indicators. It will also improve the countries reporting through the PRAIS. 29. The GEF project will support specific expertise, both local and international, that is not found within the Department of Environment or the Vice President’s Office (Mother Ministry). GEF’s financing of specialized consultants and knowledge / capacity building within the framework of this project is essential to its success, to the extent that it finances the costs of going beyond what government would be able to do without outside assistance. The GEF funding to the project will focus in overcoming this specific barrier. 30. The project combines GEF funding with co-funding from UNDP and the Global Mechanism as well as the government in order to achieve the project objective without duplication. This will ensure the application of resources in the most critical areas. The government contribution to the project include the staff time of a Project Director and of support staff at the OVP (Office of the Vice President), a number of project activities, organization of and participation in Project Board meetings, plus other work related to reporting, workplan approvals, signing off on CDR reports, RDPs, reviewing APRs/PIRs. 31. In addition, information and data will be collected and provided by the OVP, Ardhi (University of Lands Sciences) and other state agencies regularly over 3 years of project duration. The cost-effectiveness of the proposed activities will further be ensured by combining government internal, national and international expertise in implementing similar projects. GEF funding of consultation costs will be kept to a minimum, as government can finance much of it from existing resources. The same applies to the national contribution to EA working groups. 32. Other options have been considered, e.g. sub-contracting an NGO to assist in NAP update as an entire ‘package’ of services to be rendered. High costs in fees from service providers would make such option less cost effective, coupled with the risk of biasing a document such as the NAP, which is supposed to reflect broad societal views on the national Action Plan for tackling land degradation. It is also important to ensure that the NAP activities are integrated in the national SLM debate and are part of the CSIF. The project therefore presents the least-cost means of achieving the stated objectives and follows the activity norms and cost benchmarks defined by GEF guidelines. E. DESCRIBE THE BUDGETED M&E PLAN: Type of M&E activity Inception Meeting Inception Report Measurement of Means of Verification for Project Purpose Indicators, Project Progress and Performance (measured on an annual basis) Simplified Annual Project Review / Project Implementation Report (APR/PIR) Quarterly progress reports CDRs Lessons Learned Log Terminal Report PRODOC Responsible Parties Project Coordinator UNDP CO UNDP GEF Project Team UNDP CO Oversight by Project Manager Project team Project Team UNDP-CO UNDP-GEF Project team Project Manager Project Manager UNDP CO Programme Staff Project team UNDP-CO local consultant Budget US$ Excluding project team staff time $5,000 (Co-finance) None Time frame Within first two months of project start up Immediately following IW To be finalized during the inception phase and determined as part of the Annual Work Plan's preparation. None Annually prior to ARR/PIR and to the definition of annual work plans None None None Quarterly Quarterly Quarterly Printing costs only, if any At least one month before the end of the project PIMS 5136_Tanzania_PRODOC_LD_EA Annually 40 Lessons learned Project team UNDP-GEF Regional Coordinating Unit (suggested formats for documenting best practices, etc.) Audit UNDP-CO Project team TOTAL indicative COST : Excluding project team staff time and UNDP staff and travel expenses To be determined as part of the Annual Work Plan's preparation. Yearly $2,000 in total To be included in the CO audit plan. Yearly US$ 7,000 F. EXPLAIN THE DEVIATIONS FROM TYPICAL COST RANGES (WHERE APPLICABLE): N/A PART III: ENDORSEMENT BY GEF OPERATIONAL FOCAL POINT AND GEF AGENCY A. RECORD OF ENDORSEMENT OF GEF OPERATIONAL FOCAL POINT ON BEHALF OF THE GOVERNMENT: (Please attach the country endorsement letter(s) with this template). NAME Julius Ningu POSITION GEF OFP MINISTRY Vice Presidents Office DATE (Month, day, year) 2nd October 2012 B. CONVENTION PARTICIPATION* CONVENTION UNCBD UNFCCC UNCCD STOCKHOLM CONVENTION *To be filled for NCSA proposals only DATE OF RATIFICATION/ ACCESSION (mm/dd/yy) 8 March, 1996 June, 1997 April, 1997 April, 2004 NATIONAL FOCAL POINT Steven Nkondokaya Richard Muyungi George Kafumu Magdalena Mtenga B. GEF AGENCY CERTIFICATION This request has been prepared in accordance with GEF policies and procedures and meets the standards of the GEF Project Review Criteria for LD Enabling Activity approval. Agency Coordinator, name Adriana Dinu UNDP-GEF Deputy Executive Coordinator PRODOC Signature Date 17 October 2012 Project Contact Person Veronica Muthui Telephone Tel: +27 12 3548124 PIMS 5136_Tanzania_PRODOC_LD_EA Email Address [email protected] 41 ANNEX A. CONSULTANTS TO BE HIRED FOR THE ENABLING ACTIVITY Position Titles $ / Person Week Estimated Person Weeks Tasks to be Performed For EA Management Local Team Leader (management functions) 450 20 To undertake the general administrative requirements of the project, including those related to project management and funding. The key tasks are: To ensure that project Objective, Outcomes, Outputs and Activities are executed in a timely and appropriate manner. To develop annual work plans and budgets, and submit these to the Steering Committee and to the UNDP Country Office for approval. To develop TORs for Consultants for technical services, consultants, experts, and specifications of materials as required by the project, in communication with the Project Director/UNDP. To facilitate, guide and monitor the work of consultants, and approve their deliverables in association with the Project Committee. To organize and assist in project related activities, where required. These may include planning for meetings, local and national workshops, consultations, trips, and other project related activities. To establish and maintain linkages with national and international organizations and persons which/who can be of assistance to the objectives of the Project. To provide timely reporting of project status as required by the Project Committee and the UNDP. To maintain records of Project Committee meetings, decisions, actions etc. To coordinate with other initiatives and programs whose outcomes and outputs are relevant to this project’s objectives. Qualifications and experience: advanced degree in environmental or natural sciences, economics, social sciences, management, preferably with professional exposure to land degradation issues with a minimum of 3 years management experience at a senior level. Knowledge and understanding of the relevant UN Convention, environmental issues in Tanzania, good leadership, coordination, communication, and facilitation skills are essential. 20 Is responsible for planning and coordinating activities of the national experts, and also for timely and qualitative preparation of separate sections of the project: to carry out the estimation of the current state of measures for combating the degradation of the lands/soils in the Republic of Tanzania and their presentation in the national strategic documents; to generalize the results of activities of the experts and to develop on their basis the proposal on conformity of the available national data in the context of the requirements to bring to NAP alignment and to 10-year Strategy UNCCD, including the system of indicators; to carry out the coordination of activities of the national experts in preparing and drawing up the National report on the UNCCD implementation within the frameworks of the 4th cycle of the reporting; to analyse the condition and develop the proposals for perfecting scientific support and application of traditional knowledge in the practice of solving the problems of a sustainable land management, including the questions of combating the degradation of the lands/soils; For Technical Assistance Local Team Leader (technical input) PRODOC 450 PIMS 5136_Tanzania_PRODOC_LD_EA 42 Position Titles $ / Person Week Estimated Person Weeks Tasks to be Performed - Expert on policy and framework for NAP alignment and implementation 350 10 Expert on Integrated Financial Strategy 400 30 Expert on Integrated Investment Framework 350 8 PRODOC to define the content of programs of the scheduled seminars for the purpose of the fullest and all-round discussions and development of constructive proposals within the framework of the project tasks, to act the part of a moderator when carrying out the working seminars; to carry out the coordination of activities of the national experts for the preparation of the illustrated monography about the processes of degradation of the lands/soils in Tanzania and measures to combat it. Qualifications and experience as in the previous TOR carries out the estimation of the current state of measures of combating the degradation of the lands/soils in Tanzania and their presentation in the regional and sectoral plans and projects; prepares proposals for introduction of NAP priorities in the documents of regional and sectoral planning; develops a complex of activities for overcoming the institutional and social and economic barriers interfering with the realization of NAP; prepares the plan of carrying out and takes part in the seminar for NAP alignment and implementation; develops the proposals for filling the section of knowledge management system with the view of implementation of UNCCD (KMS), concerning NAP alignment and implementation; develops the section concerning NAP implementation scheme in the country. Building on the work already undertaken by IFS/CSIF updates/ fills gaps in the analysis of expenses of the State budget for financing the activities connected with SLM carries out the analysis of disposable national financial resources for NAP implementation and makes the proposals to increase the efficiency of their use; develops the program and together with other experts holds an adjusting seminar for working out the projects of the Integrated Financing Strategy (IFS) and Integrated investment framework (IIF); develops the methodology, approaches and recommendations about IFS project; develops IFS project together with other experts; develops a complex of activities for overcoming the financial barriers interfering with NAP implementation; develops the program and holds the final seminar on acceptance of IFS and IIF projects; prepares the proposals for filling the section of knowledge management system, concerning the financial sources of NAP implementation; analyzes disposable financial resources of the international, non-state and private foundations for realization of projects on combating the degradation of the lands; develops the proposals for attraction of financial aid from the international donors for NAP implementation; participates together with other experts as a lecturer at an adjusting seminar for working out of IFS and IIF projects; analyzes the Investment programs of the development of the Republic of Tanzania for 2011-2015, administrative areas and the town of Minsk and the extend of their conformity with the priorities of NAP implementation; develops the methodology, approaches and recommendations concerning IIF project; develops a complex of activities for overcoming the investment barriers interfering with NAP implementation; participates in working out the program and holding the final seminar with the object of approving IFS and IIF projects. PIMS 5136_Tanzania_PRODOC_LD_EA 43 Position Titles Expert on environmental monitoring system $ / Person Week 400 Estimated Person Weeks 15 Tasks to be Performed - - - Expert on indicators for NAP implementation and UNCCD reporting 370 10 - Expert on knowledge management system 400 15 - PRODOC carries out the analysis of the existing national monitoring system of the lands/soils and its provision with the normative legal and normative technical bases; analyses and develops the proposals for estimation of the representativeness of the network of ranges for supervision over various kinds of degradation of the lands/soils; reveals the existing problems and unresolved questions in the field of monitoring of the lands/soils pursuant to the problems of 10-year Strategy UNCCD; proposes the measures of institutional, scientific, organizational-technical character destined for the optimization of the network of ranges for supervision, for the improvement of functioning of monitoring system of the lands/soils, and also for perfecting the information data delivery to the State management bodies, scientific organizations, land users, public organizations; prepares the proposals for filling of knowledge management system section, concerning the monitoring information; proposes together with other experts the system of biophysical and social and economic indicators of UNCCD implementation according to 10-year Strategy UNCCD; prepares the section devoted to the organization, conducting, structure, content and application of the results of monitoring of the lands/soils, for the illustrated monography about the processes of degradation of the lands/soils in the Republic of Tanzania; presents the results of monitoring of the lands/soils and proposed measures for its perfection at working seminars; develops the proposals for long-term monitoring of UNCCD implementation. carries out the analysis of the existing national indicators of influence and effectiveness in the context of reporting requirements and 10-year Strategy UNCCD; defines the most priority indicators according to the features of display of biophysical processes of the land degradation and social and economic conditions of land tenure in the Republic of Tanzania; develops with the interested parties the program of training on reporting methodology and procedure of information gathering for preparation of the National reporting; proposes the national system of indicators providing the estimation of NAP implementation progress and preparation of the National report according to the regulations of 10-year Strategy UNCCD; defines conceptual approaches to harmonization of knowledge databases and the data by the indicators of GEF , Rio Conventions, FAO and other databases of the international organizations; presents the developed system of effectiveness indicators at the final seminar and carries out their generalization for the inclusion in the National report; prepares the section of indicators of NAP effectiveness for the illustrated monography. develops web site of UNCCD implementation in Tanzania; develops the reference system on UNCCD implementation, including the traditional knowledge, examples of the best practice, etc; prepares the proposals for guaranteeing the data inflow into reference system and their use for drawing up reporting; together with other experts provides qualitative filling and regular updating of the data in the information system for the purpose of their placing on the national web site of UNCCD; PIMS 5136_Tanzania_PRODOC_LD_EA 44 Position Titles $ / Person Week Estimated Person Weeks Tasks to be Performed - Expert on science and best practices 350 10 - International Expert on priorities and framework for NAP alignment and implementation 1500 2 - Expert on UNCCD reporting 1500 2 - - PRODOC carries out the electronic filling and presentation of the National report to UNCCD secretary through PRAIS system; informs the interested parties of the structure and functioning of the developed information system and represents at the final seminar; prepares section of knowledge management system in the illustrated monography. provides the scientific analysis of the data and gives the estimation of their quality for preparation of the National report; defines the national priorities in the directions of combating the degradation of the lands/soils and their presentation in the national reporting on UNCCD; together with other experts proposes the perspective system of the national biophysical and social and economic indicators of degradation of the lands/soils; prepares the report on the interested parties estimation of the involved in the process of UNCCD reporting; takes part in the seminars and presents the results of examples of the best practice for the purpose of its distribution; carries out the expert appraisal of the data quality used when preparing the National report; prepares proposals and materials for filling of knowledge management system sections, concerning the part of scientific support and examples of the best practice; prepares the section concerning the best practice and the science contribution in UNCCD implementation in the illustrated monography. prepares the report on the regulations of 10-year Strategy UNCCD, approaches and methodology for NAP alignment; collects the information and analyzes the global, regional and subregional priorities in the field of a sustainable development in the context of UNCCD; generalizes the information and prepares the proposals on the system of indicators and basic levels for the progress estimation UNCCD implementation; develops the proposals on the structure of knowledge management system for providing a constant process of estimation of NAP implementation on the basis of the analysis of available international experience participates as a lecturer at the national seminar with a view to establish the priorities for NAP alignment, develop a system of indicators for assessing the progress in NAP implementation and to establish basic levels. prepares the review on methodology of collecting the information for preparation of National reports on UNCCD implementation taking into account the available international reports and statistics on these given points; carries out the analysis and develops proposals for creating and structure of knowledge management system for the process of preparation of the National report on UNCCD; generalizes the information and positive experience on the second leg of the forth reporting process under UNCCD received during the pilot project for 12 countries within UNCCD; participates as a trainer at the national level training of stakeholders, involved in UNCCD reporting process. PIMS 5136_Tanzania_PRODOC_LD_EA 45 ANNEX B. CHRONOGRAMME OF ACTIVITIES Comp Modules 1 NAP alignment Guiding activities under each module Year 1 Q1 Q2 1. Rapid stocktaking and review of relevant plans, policies and reports х 2. Identification of stakeholders; consultations and awareness х 3. Rapid assessment of the causes and consequences of land degradation Q3 Q4 х 6. Development of a plan for capacity development for UNCCD reporting х 7.Draft report х ANNEX C. TOTAL BUDGET AND WORK PLAN [included in the PRODOC now] PRODOC Year 2 Q1 Q2 х 5. Establishment of appropriate consultative processes Reporting and Review process Q4 х 4. Developing the strategy and actions to implement NAP alignment 2 Q3 PIMS 5136_Tanzania_PRODOC_LD_EA 46 Annex 2. GEF CEO Approval Letter PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 47 Annex 3. Minutes of the Local Project Appraisal Committee (LPAC) Meeting [paste the signed LPAC minutes here] PRODOC PIMS 5136_Tanzania_PRODOC_LD_EA 48
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