doc.: IEEE 802.22-07/0002r0 December 2006 Modified CAZAC Sequences with Low PAPR as Preambles and Sounding Sequences IEEE P802.22 Wireless RANs Date: 2006-12-14 Authors: Name Company Address Phone email Wai Ho Mow HKUST Hong Kong, China 852-2358-7070 [email protected] Vincent K. N. Lau HKUST Hong Kong, China 852-2358-7066 [email protected] Roger S. Cheng HKUST Hong Kong, China 852-2358-7072 [email protected] Ross D. Murch HKUST Hong Kong, China 852-2358-7044 [email protected] Khaled Ben Letaief HKUST Hong Kong, China 852-2358-7064 [email protected] Linjun Lu Huawei Technologies Shenzhen, China 0086-755-28973119 [email protected] Soo-Young Chang Huawei Technologies Davis, CA, U.S. 1-916 278 6568 [email protected] Jianwei Zhang Huawei Technologies Shanghai, China 86-21-68644808 [email protected] Lai Qian Huawei Technologies Shenzhen, China 86-755-28973118 [email protected] Jianhuan Wen Huawei Technologies Shenzhen, China 86-755-28973121 [email protected] Notice: This document has been prepared to assist IEEE 802.22. It is offered as a basis for discussion and is not binding on the contributing individual(s) or organization(s). The material in this document is subject to change in form and content after further study. The contributor(s) reserve(s) the right to add, amend or withdraw material contained herein. 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If you have questions, contact the IEEE Patent Committee Administrator at [email protected]. Submission Slide 1 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 Co-Authors: Name Company Address Phone email Jianhua Sun HKUST Hong Kong, China 852-2358-7086 [email protected] Edward K. S. Au HKUST Hong Kong, China 852-2358-7086 [email protected] Zhou Wu Huawei Technologies Shenzhen, China 86-755-28979499 [email protected] Jun Rong Huawei Technologies Shenzhen, China 86-755-28979499 [email protected] Jian Jiao Huawei Technologies Beijing, China 86-10-82882751 [email protected] Meiwei Jie Huawei Technologies Shenzhen, China 86-755-28972660 [email protected] Submission Slide 2 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 Background • In Draft v0.1, frequency-domain sequences are proposed as channel sounding sequences (c.f. Section 8.10.5.4.4) • Design Requirements – Constant Amplitude • Binary and polyphase sequences have been proposed – Low Peak-to-Average Power Ratio (PAPR) • Reduce the backoff of the power amplifier – Low energy of the time-domain cross-correlation function for any two sequences in the set • Reduce adjacent cell interference power • Essentially the same requirements are suggested for preambles (Section 8.3) in Runcom’s doc IEEE802.22-06/0223r0, though the effect of adjacent cell interference on preambles was not considered in Draft v0.1. Submission Slide 3 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 Background • • Preambles in Draft v0.1 – Binary PN Sequences • Only one sequence for one preamble of a type • Rather high PAPR ( > 7.8dB for 2K FFT) Sounding Sequences in Current Draft – Binary Golay Sequences • Length is restricted to the form of m*2n • After truncation, PAPR > 4.5 dB for 2K FFT mode with null subcarriers [L=160, DC, R=159] – Generalized Chirp Like (GCL) Sequence Sets • A specific class of Constant Amplitude Zero Auto-Correlation (CAZAC) sequences • Actually, only Chu sequence sets are used Submission Slide 4 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 Background – Generalized Chirp Like (GCL) Sequence Sets (cont.) • Sets of Chu sequences of prime length are minimally truncated or extended to the required lengths • Low PAPR (< 4 dB for 2K FFT mode, null subcarriers [L=160, DC, R=159] and set size (or #cells) = 114) • Optimal peak cross-correlation level (but sub-optimal after truncation) • Key Observation: Similar sequences with low PAPR can be used for preambles and sounding sequences. • In this proposal, we modify the CAZAC sequences to obtain individual and sets of sequences with very low PAPR for use as preambles and sounding sequences. Submission Slide 5 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 Choice & Modification of CAZAC Seq. • In general, CAZAC sequence candidates with potentially better PAPR and crosscorrelation properties can be chosen from the unified Perfect Root of Unity Sequence (PRUS) construction, which includes all known constructions of CAZAC sequences consisting of roots of unity (including the GCL sequences). • Novel modification techniques are applied to selected CAZAC sequences to minimize their PAPR values • Results are presented for the representative setting: – 2K FFT mode, null subcarriers [L=160, DC, R=159] & 114 cells – Decimation separability mode (decimation factor = 4) is considered • Here, all PAPR values are estimated for continuous-time waveforms using an oversampling factor of 4. Without oversampling, the computed PAPR values may be over-optimistic. Submission Slide 6 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 Modified CAZAC Sequences as Preambles • The following table lists the PAPR values of the proposed modified CAZAC sequences, and the existing PN preambles in draft v0.1 • When adjacent cell interference is not a concern, these individual (i.e. not a set) sequences can be used to replace preambles in the current draft with PAPR gain at least 6dB Submission FFT Size = 2048 Null subcarriers [L=160, DC, R=159] Existing PN preambles (in draft 0.1, values from Runcom’s ppt) Modified CAZAC (proposed) Frame Short Preamble (Decimation factor=4) 8.62 dB 1.94dB Frame Long Preamble (Decimation factor = 2) 10.78 dB 1.75 dB Superframe Short Preamble (Deci. factor=4) 7.86 dB 1.85 dB Superframe Long Preamble (Deci. factor=2) 9.42 dB 1.83 dB Slide 7 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 Modified CAZAC Sequence Sets with Low CrossCorrelation Energy as Preambles and Sounding Sequences • When adjacent cell interference is a concern, we propose a set of modified CAZAC sequences with low PAPR and low cross-correlation levels as preambles and sounding sequences. • Replacing Chu (or GCL) sounding sequences in current draft by sets of modified CAZAC sequences derived from the unified PRUS construction can lead to 0.4dB ~ 1.7dB gain depending on which sequence in the set. • The peak (i.e. worst case) time-domain cross-correlation levels resulted are far from optimal. • But the average energy of the time-domain cross-correlation functions is the same as that of the Chu set, leading to same adjacent cell interference power. Submission Slide 8 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 Modified CAZAC Sequence Set FFT Size = 2048, Decimation Factor = 4 3.8 Chu Set Modified CAZAC Set 3.6 3.4 PAPR (dB) 3.2 3 2.8 2.6 2.4 2.2 2 1.8 0 20 60 40 80 100 sorted sequence index Submission Slide 9 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 CDF of PAPR of Sequence #114 in the Modified CAZAC Set FFT Size = 2048, Decimation Factor = 4 1 0.9 PAPR value 0.8 Probability 0.7 0.6 0.5 0.4 0.3 0.2 0.1 -2 -1.5 -1 -0.5 0 0.5 1 1.5 2 PAPR in dB Submission Slide 10 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 CDF of PAPRs of the 114 Sequences in the Modified CAZAC Set FFT Size = 2048, Decimation Factor = 4 1 0.9 0.8 0.7 CDF 0.6 0.5 0.4 0.3 0.2 0.1 0 1.9 1.95 2 2.05 2.1 2.15 2.2 PAPR (dB) Submission Slide 11 Soo-Young Chang, Huawei Technologies doc.: IEEE 802.22-07/0002r0 December 2006 Summary • – We propose the use of modified CAZAC sequences as preambles and sounding sequences. 1. Modified individual CAZAC sequences can attain very low PAPR (<2dB for 2K FFT) 2. Sets of modified CAZAC sequences can attain very low PAPR (<2.2dB for 2K FFT & for all 114 cells), while having the same time-domain cross-correlation energy as that of the Chu set These results are obtained at minor additional cost since the channel estimator/detector is similar to that for Chu (GCL) sequences described in the current draft. Submission Slide 12 Soo-Young Chang, Huawei Technologies
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