10 (Random) Lessons on Paper Writing Rodolfo Pellizzoni Introduction • Unfortunately, I only archive the final version of each paper, so I can not show you a “step-by-step” paper analysis. • Luckily, I have been writing research papers for 5 years now, and I had my fair share of ups and downs. • This is a collection of 10 (random?) lessons that I picked up and always keep in mind. • Take them with a grain of salt, I am more interested in starting some discussion than proving facts. Lesson 1: Be sure to pick the right conference / journal • It is very important to submit to a conference / journal whose topic and interests closely match the contribution of your paper. • Even within the same community, different conferences can have different focus! – For example, ECRTS is more oriented to theory, RTAS is more oriented to systems. This also reflects in some way differences between the community in Europe and the US. • Whenever possible, try to adjust the focus of the paper based on the conference. – Even just a slight reword of abstract and introduction can make a big difference (see Lesson 3). • Be careful with special tracks: acceptance ratios are typically not higher than main track, submit only if the paper is very focused. Example • R. Pellizzoni and M. Caccamo: Adaptive Allocation of Software and Hardware Real-Time Tasks for FPGA-based Embedded Systems. RTAS 2006. • Algorithms to allocate relocatable tasks on FPGA, the paper is actually quite theoretical. • Initially rejected at RTSS 06 with rather negative scores. – Major concern for most reviewers: “there is no bus schedulability analysis”. • Accepted at RTAS with pretty good scores. – We modify the paper to include more precise implementation details. – Note we did not address bus schedulability at all (we had no bus implementation at the time). Lesson 2: Always check the program committee • Reviewers are people. They all have their different opinions and points of view. • Whenever you want to submit to a conference, be sure to check the program committee first and identify possible reviewers! • Things you should be careful about: – – – – Related work. Position on controversial issues (see Lesson 6). What they might be interested in seeing in the paper (see Lesson 8). Etc. Lesson 3: Section 1 is the most important • The introduction is by far the most important section in the entire paper, especially for conferences. • Reviewers are always very busy. – Grad students do a lot of reviews and the return on investments in reviewing is poor. – For conference papers, the author can not answer back so reviewers are less accountable. • If a reviewer can reject your paper without reading it all, it saves time! • The introduction is the first section they read, so make sure your paper does not get killed in Section 1. • 5 years ago I used to write the introduction last. Now it is always the first section I write. Example • Every single paper of mine received comments that could have been avoided with a better introduction. • Instead of individual examples, here are some general suggestions: 1. Explain why the problem you solve is relevant and important. – By far the most important point. Also the hardest to properly articulate. Sometimes examples help, sometimes not. 2. Clearly state your contribution and why it is original. – No original contribution -> “incremental paper” -> autorejection. 3. Summarize your main assumptions and limitations. – People are skeptic that you found the holy grail. 4. Try to add something to encourage the reviewer to read on. – This is an art that comes with experience. Lesson 4: Intuitions are more important than proofs… • I consider myself a 50/50 person. That means I do 50% theory and 50% implementation. • It also means I wrote papers that are full of theorems and lemmas. • Proofs are a necessary evils. – We are a community of engineers not mathematicians, so reviewers will not like a paper just because proofs are elegant. • Theorem: reviewers do not like to read proofs. – Following Lesson 3, reviewers are busy. Since furthermore reading proofs takes a lot of time, the theorem follows. • Proofs also take a lot of space. Lesson 4: Intuitions are more important than proofs… • Solution: always, always provide a good intuition for your result before you show the proof. – If the reviewer is happy with the intuition, your paper will probably be ok (but see also Lesson 5). – I always review a submission without reading any proof first. If I paper is lacking in contribution, there is no further need to read detailed proof. • You can even move all/some proofs to a technical report if you do not have the space. – There is no choice between putting the intuition and putting the detailed proof in the paper. Intuition always win. Example • R. Pellizzoni and M. Caccamo, Impact of Peripheral-Processor Interference on WCET Analysis of Real-Time Embedded Systems, Submitted to Transactions on Computers (Major Review). • Journal version of a previous RTSS conference paper. • Both papers are full of proofs. • Conference reviewers complained about the complexity of Theorem 4, which proves our main algorithm is correct. – A rather complex proof by induction on a non-intuitive index. • The real problem is that we did not provide a good enough intuition for the main algorithm. • No journal reviewer complained about Theorem 4, even if the proof is exactly the same. Lesson 5: … but make sure proofs are correct • Intuition is more important, but make sure all your proofs are formally correct! • If a conference reviewer finds any error, your paper is on a fast track to rejection. • In journal submissions you usually get a chance to correct the mistake if the result seems reasonable, but do not take that as an excuse to be careless. Example • Again, too many to mention. Reviewers can be picky about different details, especially regarding notation. • Some general suggestions: 1. A good notation goes a long way in making a proof readable. – – – Try to avoid using too many subscripts, superscripts, stars, apexes, etc. Use notation that is accepted in the community (D is relative deadline, e/c computation time, p/T period, etc.). Repeat multiple times what each symbol means. 2. Break long theorems into multiple lemmas. – People get discouraged when they see a proof three pages long. Example 3. The simpler the math, the better it is. – – If you use anything more than standard algebra and calculus, be sure to provide relevant links. Do not assume that everybody knows X just because every undergrad must study X in your department. Some proof schemes tend to annoy people more than others. Lesson 6: Strong statements are dangerous… • Be very careful when you make strong statements about some research issue: there are people that think otherwise. • Be especially careful when taking position on some hotly debated topics in the community, like: – – – – – – RM vs EDF. P-fair vs multiprocessor EDF. Partitioned vs global multiprocessor scheduling. Hard real-time wireless. Testing vs static analysis. Etc. etc. etc. • Instead of saying “X is black”, say “X is usually black, but in some cases that are not considered in this paper it is white”. Example • R. Pellizzoni and M. Caccamo: M-CASH: A Real-Time Resource Reclaiming Algorithm for Multiprocessor Platforms. Real-Time Systems Journal, 2008, Vol. 40(1): 117-147. • We said that we use multiprocessor EDF because while P-fair is optimal, it leads to excessive number of preemptions. • Reviewer commented: “Some of the statements made about the effects of preemptions are too strong: in fact, there exist real-time systems that use cached data rather seldomly (because new data is continually being processed).” Lesson 7: … but if you are confident, go for it! • However, high impact papers are those that successfully challenge existing preconceptions. • So do not be shy when you state the main contribution of your paper! – If it is somehow controversial, you might have some troubles getting the paper accepted at first, but it is well worth in term of impact. – If it is not, you should still stress your contribution so the reviewer gets more interested in the paper (remember Lesson 3)! • Just be sure to prove your point well enough; the keyword here is “successfully challenge”. Example • R. Pellizzoni et al.: Coscheduling of CPU and I/O Transactions in COTS-based Embedded Systems. RTSS 2008. • The analysis in the paper computes a pattern of arrival times for cache misses that causes max task WCET increase. – I was scared because the analysis is built on top of my RTSS 07 paper and furthermore the obtained WCET algorithm is pretty similar. • In the introduction, I made the rather strong claim that the result is very counterintuitive because the worst-case pattern is the opposite of the classic real-time critical instant (caches are spread out instead of arriving altogether). • Two reviewers out of four commented that the analysis is very interesting and new. Lesson 8: You can not make everybody happy • Different reviewers are looking for different things (remember Lesson 2). • You must accept that it is simply impossible to make all reviewers perfectly happy; as shown in previous lectures, you are forced to make trade-offs. – For the same reason, take all reviewers’ comments with a grain of salt. • The key: two half glasses of water are better than one full and one empty glass here. – Just one negative review is enough to kill a conference paper. – Once your paper is out, if the contribution is solid people will start citing you anyway. Example • Pellizzoni and P. Meredith and M. Caccamo and G. Rosu: Hardware Runtime Monitoring for Dependable COTS-based Real-Time Embedded Systems. RTSS 2008. • Paper is composed by three sections: – Description of the main idea and monitoring theory (main part). – Test case (very important to show that this new idea works). – FPGA implementation (short because it is not the core of the paper, but required to show that we implemented it for real). • Submitted to RTSS to a new design & verification track. • Paper just barely got in. Example • Two main issues among reviewers. • Reviewers 1 & 2 commented that the FPGA implementation details were boring, and we should have expanded the formal method part (PTLTL monitor synthesis). • Reviewer 3 wrote: “… the paper sets out to describe a hardware solution. Yet there is very little actual hardware design details.” Lesson 9: Retry, you’ll have better luck… • What you should get out of the previous lessons: you can do a lot to improve your chances of being accepted, but you also need some luck. • If you believe that your contribution is important, you should not get discourage if your paper is rejected! – Out of my 12 original papers, 7 got rejected / major reviewed first! – I managed to publish all 7 of them. • If you do not believe that your contribution is important, than you should not have written the paper in the first place! Lesson 10: … but be careful where you resubmit! • Be careful if you submit twice in a row to a conference in the same area, especially if the community is small like in real-time research. – Reviewers are people, and people are affected by negative biases. • If you want to resubmit, be sure to: – Address all reviewers’ comment to the best of your ability, so the same reviewer can not reject you twice for the same reason. – Changing title/abstract/introduction can also help. • Otherwise, just can go directly for journal. That’s it people! … or it should be, but I have a final Lesson… Lesson 0 • It all boils down to the following Prime Directive: Write for the reviewers, not for yourself!!!
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