Jan 12, 2011 The practice and the study of IR has changed dramatically since the end of the cold war. during the cold war some fairly simple realities dominated IR. there were five simple realities of the study and practice of IR: - East-West confrontations dominated IR during the cold war. It was not direct confrontation which is why we call it the cold war. The two superpowers would fight each other through local and regional conflicts. This is where we get the term proxy war. The civil war in China was the first example of a proxy war followed by Korea, Vietnam, Afghanistan, and many conflicts in Central America. Proxy wars quickly became ideological they were proxy wars b/w the principles of communism and democracy. Egypt is an example of a proxy war where a nation changed it’s backing. up to the 1950’s Egypt was supported by the USSR but with the rise of power of Nasir Egypt changed “sides” to get their support from the USA. This change is allegiances lead to the Camp David Peace Accords b/w Egypt and Israel. - The Cold War was dominated by Westphalia states. Sovereign states and principles of sovereignty were the most important actors in IR business and NGO came secondary. States dominated international institutions (UN, NATO, WARSAW). This meant that the study of IR was simply the study of states. It was a limited focus. This limited focus of IR wasn’t a new reality for the cold war, IR has always been state-centric. - Was dominated by some very intense rhetoric. Both the east and the west used propaganda, slogans and inflammatory language to attack each other and defend themselves. They also did this to socialize the populations. It was an attempt to convince the people that their enemy was evil b/c then they would support all the money being spent to fight the enemy and go and fight the enemy as well. Again rhetoric wasn’t new in the cold war it has been used in virtually every major conflict. - It was an extremely bipolar system w/ a strong emphasis on perception and relative gains. it was bipolar b/c there were two superpower. B/c it was a bipolar system both the USSR and the USA focused on relative gains rather than absolute gains. Relative gains means that you are focused on the states power relative to other states and powers in the international system. Absolute gains means that a state is focusing on how the international community can gain together. Cold war was dominated by relative gains, b/c of this perception was extremely important. Neither power wanted to be perceived as weak. Both the USSR and USA were obsessed with being perceived as strong. - It was dominated by a specific conception of security, with a focus on military security. Both the practice and the study of IR was focused on military security. In the immediate post WW2 era this wasn’t the reality, most of the focus of the practice of IR was economic reconstruction. the US military significantly demobilized. Then came Korea. North Korea was funded and assisted by China and it is the Korean war that kicks off the arms race and military security of the cold war. Korea was different b/c the Korean war was UN sanctioned with many countries involved in the fighting. This is the only time that the UN was involved in the proxy war. in the 1950’s as a result of relative gains and perceptions and a by product of the Korean was the USSR and the USA entered into a massive arms race the first phase of the arms race focused on a massive buildup of conventional weapons. Eisenhower warned the people of this massive buildup and that the defence contractors and arms company were becoming to powerful and rich and would eventually play an important part of the US’s foreign policy. He invented the term Military Industrial Complex. the second phase of the arms race also begins in the 1950’s and it focused on WMD and specifically nuclear weapons. Nuclear weapons come to dominate and define the arms race of the cold war. the focus of the nuclear weapons arms race was on the delivery of nuclear weapons, not until later in the cold war did nations start thinking about building a bigger and better bomb. this is why the space race was so important. Sputnik was alarming to the US because it proved that the USSR had the delivery system that could launch a missile from the USSR and hit the USA. the USSR collapsed from 1990-1991 because they were bankrupt, largely because of trying to copy the US SDI program. Jan 17 2011 Post Cold War International Relations USSR collapses in 1990 and there are 7 new realities that affect both the practice and study of IR 1) Security - during cold war there was only military security. Post-cold war three other types of security arise. Military security is still important it is just no longer the only type of security Environmental Security - environmental problems are not limited to state boarders and yet they can still challenge state sovereignty. Chernobyl was the wakening bell to environmental security in the international communities. Acid Rain is another environmental security concern. Pollution from the mid-west states was coming down in the form of rain on Ont. and Quebec. water pollution, global warming, climate change are all examples of environmental security. Human Security - integrity of the person - do humans have the basic materials for survival (food, clothing, shelter, water). Floods, famines, and warfare all contribute to refugee creation which is a main concern of Human Security. During the Rwandan genocide 30,000 people an hour were entering into Zaire. Sudan, Bangladesh, Somalia are examples of of nations with huge human security issues. all of these issues can happen within states as well (pakistan floods) Child soldiers are another issue of Human Security Economic Security - economic transactions and economic exchange are increasingly becoming more difficult for states to regulate and control. Re-emergence of local and regional conflicts. After the USSR collapsed regional and regional conflicts such as civil wars in Europe started up again. When the USSR was still around they would simply move in with their army and crushed both sides of the conflict (Hungary in 56). Local and regional dissent was heavy handedly controlled. The conflicts that emerge after the collapse of the USSR are not new, they are centuries old it’s just that now there was no “big brother” to make them stop fighting. Yugoslavia is the case study for this. It was the first and most violent post cold war conflict. Nature of warfare changed. During the cold war nature of war was straight forward. There were professional and distinguishable armies, it was easy to identify your enemy. Also there was MAD. Now primary combatants have changed. There are still modern armies but there are now many non-professional armies. Terrorists, guerilla’s, pirates they aren’t new but they now have the capacity to destabilize the international system. Many of these combatants are successful even though they aren’t using modern technology. In Rwanda 800,000 people were killed with machetes. IED are very crude land mines that continue to kill NATO soldiers. IR now focuses more on the importance of domestic politics. During the cold war IR ignored domestic politics. Now we study domestic politics in IR more. it is now understood that there are now two different levels of analysis. Both the domestic and the international and the relationship b/w the two. Both domestic and international politics affect each other. Traditional powers of the Cold War are in Decline. The USSR doesn’t exist and while Russia is a major power it isn’t a super power. The USA is also in sharp decline especially it’s economic power. This has been happening since the ending of the gold standard in 1971. Instead we have seen the emergence of new powers. Germany has emerged as the dominant European power. China, Japan, and South Korea are emerging powers in the East The actors and participants in IR have changed dramatically. Think the corporation. Transnational and Multinational Corporations - Coke, Apple, Siemens. These actors have significant power in the international system. Banks, Automobile, Financial services (insurance) Oil, and Telecommunications are 5 industries that are in many cases more powerful than nation states. It’s not just states anymore that are driving the global economy. This has lead to a change in the practice and study of IR. Technology Changes have lead to drastic changes in the practice and study of IR in the economic sector, in the military and security sectors, and many others the sophistication of technology has massively changed practice and study of IR. the level of information available to citizens has also changed the practice and study of IR. AN ESSAY QUESTION ON MIDTERM - COMPARE AND CONTRAST COLD WAR VS POST COLD WAR PRACTICE AND STUDY OF IR Jan 19, 2011 Classifying International Systems Independent State System - a key concept to the independent state system is autonomy. Autonomy is the complete control over all International and Domestic Affairs. It is virtually impossible for a nation today to have full autonomy. Most nations have degrees of autonomy. Hegemonic System - a system dominated by great powers. Unipolar is a system driven by one great power, Bipolar is driven by two and Multipolar driven by three or more. Hegemonic systems often see great powers ally themselves with lesser powers but the Great Powers run the system and make the decisions. These alliances allow for great peace and stability. Imperial or Suzerain System - A system of empires and large imperial nations. There is often peaceful interactions w/i empires and b/w empires but not always. Suzerain Almost always there is one empire that is dominant. Empires become involved in the domestic politics of conquered territories, or the territories they control. They appoint officials, conscript citizens directly into their armies, collect taxes, and provide positive involvements like services that benefit the territory as well (roads, irrigation, education and other infrastructure projects) Suzerain system will be on MIDTERM give definition and compare with Hegemonic system Feudal System - pre-dates the modern state system. This system was unique to western europe in the medieval period. Shared authority is a main feature of the feudal system. Territory is controlled by the nobility and elites of a territory and there are levels of control. The economics of the feudal system were driven by merchant banks. Labour was controlled by guilds for skilled labour/artisans. Guilds were very powerful and wealthy and were socially relevant. Church - the most stable and dominant source of authority. The church was the single most entity in the peasantry’s lives. History of the State Starts with the Greeks in the 5th and 6th C BCE. the Greek system there are a number of very small territorial units (City States). The City State itself was the Polis and the surrounding area was called the Metro. There was tension b/w these units. the Greek system swung b/w empire and hegemony. There were both internal (b/w city states) and external tensions. Primarily a Dual Hegemony b/w Athens and Sparta. Athens was much more expansionist but Sparta was more isolationist and concerned with its domestic affairs. Both had strong militaries. Sparta was an unstable city states with many revolts and thats why they were isolationist. By the late 5th C BCE we see the first external threats to the greek system from Persia. This threat brings some unity to the Greek system w/ Athens and Sparta coming together to fight the Persians. It was an extremely violent conflict. By 480-490 the Persians are defeated and the unity w/i Greece collapses return to a unipolar hegemonic system where Athens is a dominant power. Athens starts to become an Empire. Lasts for about 40 years and they form the Delian League. It is one of the first recorded alliance and almost 200 city states are part of the alliance. Tension erupts w/i the Delian League as other city states become more powerful (Thebes, Corinth, Argos). As the league collapses there are a series of anti-hegemonic alliances. Leads to a very violent period of Greek history. By 400 BCE the greek city state system has fallen The Greeks established a number of principles for the practice of IR such as diplomacy. The Greeks are the first to send envoys and ambassadors to other city states. We also see negotiated agreements b/w city states for peace, security, and trade. the Greeks are first international system to form alliances on a large scale as well. The Greeks are the first to engage the concept of Balance of Power b/w city states. They were conscious and aware that there needed to be a balance of power to avoid violence. The greeks gave us the classification system that we use to classify states. Another reason Greece is important is b/c the first IR theorists come out of ancient greece. The observations that came out of Greece at this time are the foundation for the study and theory of IR that we use today. The school of realism comes out of Greece and realism is the most dominant modern theory today. Thucydidies is the father of realism. Jan 21, 2011 Paper Stuff paper need an argument that gives both sides of the story. Not a descriptive paper. when writing a thesis statement it is important to ask questions. The questions should be how and why questions. Avoid what questions. Only one or two questions in the paper. One question should be around the basic question around the case study and the other question should be about which international relations theory applies, Liberalism or realism. After you have asked the questions you need to answer them. One sentence answer for each question asked. tell the reader what points to touch on to substantiate the argument. Be very explicit. do it in 1-2 sentences. “To substantiate this argument this paper will examine blah blah blah blah.” Endnotes and Footnotes - Use Chicago ibid., p. 159 last name, abbreviated title, p.# use summary citations (citing a whole chapter) The Greek hegemonic system is replaced by the Macedonian Empire. Philip and his son Alexander the Great are the leaders. it’s short 355-323 bce. because they were part of the greek system the macedonians follow the greek practice of IR following the collapse of the macedonian empire there was about 100 years where there was no hegemony or empire. It is the closest thing to an independent state system until the modern era. Clans and tribes are no longer the foundation of organization as the City state is now becoming the driving force of IR The Roman empire comes next at about 250 bce. There were many stages to the empire the first stage has considerable conflict b/w the Roman and Phoenicians (Carthaginians). This comes to head in the Punic Wars, the Romans win and the empire starts to grow. stage 2 - very rapid expansion of the empire. This leads to instability b/c Rome doesn’t have the military and administrative resources to rule the territories they have conquered. Rome is almost on the brink of imploding. Julius Caesar and Pompey restore stability to the empire through strong autocratic military actions. The stability doesn’t last long as he is assassinated and the empire folds into civil war two emperors establish the golden age of the Roman Empire Octavius and his son Augustus. The golden age is shaped by the chaos that came before it. These two men want to build an empire based on the idea of universal citizenship. provide stability for all members of the empire. wanted all areas of the empire to have basic services and stability. they built roads and viaducts, they introduced a universal system of weights and measurements to help with trade. They codified systems of law and transfered them to the entire empire. they provided food and housing for areas of the empire as well as security. At its hight the empire stretched north to Britain, east to the middle east and south to North Africa. the romans are important to the practice of IR b/c they create a system of gov’t based on a set of common laws. first system of international law ongoing practices of diplomacy. Romans begin to offer philosophical concepts of organizations, the most important of these was the concept of sovereignty to the theory of IR Roman stoics contradict the Greek realists - universal humanity, peace, progress, and morality are all stoic traditions that come out of the golden age of rome Jan 24, 2011 htttp:/people.uleth.ca/~christopher.kukucha/ Collapse of Rome to the Modern State there are 2 stages of the collapse of Rome. Western Rome falls around 476 AD. The Byzantium empire (Eastern Rome) doesn’t fall until around 625 AD. some of the ideas and intellectual contributions of the empire will be revived after a few centuries of dormancy. 400 AD - 1100 AD - we see a fragmented Europe but it does have one unifying factor - the RC Church Christianity is adopted by many of the Germanic tribes that now control different areas of Europe. Authority other than the church is extremely fragmented. There are many very small fiefs/vassal states. Citizens/vassals were controlled by their rulers through personal quid-proquo relationship. labour for protection b/w peasants and lord. Nobility only really interacted through marriage, which was a by product of protection, and external threats. That is how the different nobility groups interacted. Other competing sources of authority are: Clans/tribes merchant class/middle class merchant banks. there are still concepts of diplomacy during this period. There is international diplomacy, safe passage for ambassadors and messengers, agreements and negotiations. 1100 AD - 1600 AD - we start to see larger territorial units because of conquest and marriage larger population groups so people can’t move around as much and the nobility has to provide services for larger numbers of people which means that the nobility now needs collect taxes. So nobility creates the infrastructure (bureaucracy) to collect these taxes the relationship is no longer a personal relationship but an economic relationship built on services and taxation. b/c nobility was able to control larger territories, the nobility went out seeking more land to control. Marriage is being used to merge fiefs not just for protection. Larger states are beginning to form in France, Spain, and England. a second major development in this period is information and education. This is where the intellectual struggle begins to change. the church’s control of education was now being challenged by secular sources of information. the first universities emerge - Paris, Bologna, Prague, Oxford, Cambridge.It is from these early universities that we get our concept of liberalism. there cannot be a modern Westphalia state built on a Christian educated society. Nobles are beginning to tax Churches on their territories. a third major development is the earliest (1300-1400’s) signs of nationalism. People are beginning to identify with larger territorial units built on common languages and/or cultures and laws. Think Henry V in England, and Joan of Arc. socialization of large populations starts at this time. Modern Westphalian states depend on the socialization of large populations. The willingness to fight and die for an abstract idea like nationalism is crucial to the modern state. The transition from small fiefs to larger pseudo nation states was not a smooth and easy transition. there was a great deal of violence that went along with this transition and it happened over decades. In England there were 5 major rebellions from 1497-1553. The fourth development of this time period was the reformation which ends the dominance of the RC Church and the Papacy. intellectually important. There is considerable violence that breaks out in Europe b/w territories that want to maintain the power of Rome and those that are associating themselves with the Protestant movement. in 1618 the most important religious war happens in Bohemia. It is the 30 years war and it starts as a civil war that spreads to quickly engulf most of Europe. Two agreements come out of this war that leads to the modern state 1635 - Peace of Prague - a group of territorial units officially reject the Pope’s call for a counter-reformation. It is important b/c it is the first formal treaty that rejects the authority of Rome. first time that states came together and signed agreements defying the church. 1648 - Peace of Westphalia - the most important treaty of the 30 years war and the official foundation of the modern state. It ends the 30 years war. the agreement formally recognized and acknowledges the Hegemons. Branderburg-Prussia, France, and Sweden. It gives all signatories of the Peace of Westphalia the right to determine the religion of it’s citizens. Whoever controls the territory controls its religion. The Peace of Westphalia officially recognizes the concept of sovereignty. Based on the Roman concept of Imperium (control by any means necessary) The Peace brings recognition to the table. A state is only recognized as sovereign if other sovereign states recognize you as such. In 1648 there were over 300 sovereign states in Europe. TREATY OF WESTPHALIA IS A DEFFINITON ON MIDTERM AS IS PEACE OF PRAGUE Jan 26, 2011 in the 1600’s there are economic changes which reinforces the idea that the state will be the most important actors in the European systems. Prior to this the largest economic actors were merchant banks and powerful families. These early states begin to challenge the control of these families and merchant banks. They do this by creating companies to create wealth and to loan money. The East India Company (1600), Dutch East India Company (1602), Hudson’s Bay Company. In 1611 Hamburg created the Hamburg Trading Company. These companies created wealth through resource activities in the colonies. These gov’t companies are the first sign of Mercantilism. The 200 years from 1600-1800 is still a period of intense transition. There is still significant conflict and lots of violence w/i Europe. Think Napoleon and the French Revolution and wars. The nature of the violence changed, armies are no longer made up of mercenaries fighting for money but rather they are made up of national trained soldiers who fought for God, King, and Country. States and their leaders were attempting consolidate and legitimize violence w/i the states. States were trying to eliminate all the rouge actors (pirates, robbers, armed clans and tribes) in the state. 1800’s - in 1814 the Congress of Vienna is a major meeting of European sovereign states and over the next 2 years these states agree on basic principles as well as rules and norms which entrench the modern Westphalian state w/i Europe. They are also trying to bring about a period of peace and stability so that they could go colonize. Norms and Rules from the Congress of Vienna - Concert of Europe Europe would function on a system of a balance of power with multiple hegemons. There were 5 - Britain, Russia, Prussia, Austria, and France. There would be no empire building w/i Europe. **European powers agreed to respect each others sovereignty. Sovereignty was the core principle of the Congress of Vienna They agreed to meet regularly but informally. they met 25 times b/w 1830 and 1884. There was a consensus to settle disagreements through diplomatic means and negotiations and not violence The Concert powers agreed that there would be no unilateral changes to the Congress. There would be no formal voting w/i the Concert of Europe agreement would be made through consensus. The Congress of Vienna and the Concert of Europe were not formal agreements. They were ad hoc agreements known as regimes (cooperation w/o formal agreement). The Concert of Europe functioned on a balance of power system b/c it is much easier to keep the peace if there are multiple hegemons rather than just two Crimean War 1853-1856 - Russia and France were both claiming the Crimean Peninsula. Russia moved troops towards the Crimea and the concert power saw this as a destabilization of the Concert of Europe. The Ottoman Empire was crumbling so the remaining concert powers unite with the Ottoman empire ally to stop Russia. The Crimean war ends with the Treaty of Paris Franco-Prussian Wars 1871 - The other concert powers step in to stop this was as well. The Concert powers stepped in and this pissed off the Germans. This is the start of the unification of Germany b/c they are angry with the Concert Germany is the nation that defaults on the Congress of Vienna and destabilizes the Concert of Europe. The Concert of Europe recognize some new states in Europe. Belgium, Serbia, Montenegro, Romania - based on the idea that sovereignty is based on recognition by other sovereign states. the Concert also intervened in other European conflicts such as a war b/w Belgium and Luxembourg. The Legacy of the Concert of Europe is the League of Nations and the United Nations. CONCERT OF EUROPE WILL BE ON MIDTERM AS DEFFINITON Colonization Pre- Concert - modern sovereignty is a European construct and is a foreign idea to the rest of the world. It was transfered to the other continents through colonization over 100’s of years these European ideals were slowly brought to the colonies. The America’s were the earliest targets of colonization (1500’s Spanish and Portuguese). they brought rules, law, religion, customs, traditions, and language to their colonies. they had to replace forms of all these things in the different tribal races that they encountered. It was the British, French, and Dutch that brought the concept sovereignty so the America’s Just as sovereignty was A-symmetrical in Europe it was that way across the globe in colonies. sovereignty happens slowly in Asian b/c there are already dominant and entrenched empires and forms of gov’t in these areas. This is similar as with the Middle East Usually european nations could only have a presence in Asia b/c they are allowed to by these Asian authorities and it usually is based on trade. It is only when these traditional forms of authority in Asia start to collapse that we see rapid colonization in Asia. Jan 31, 2011 Western Sovereign states are transfered to the rest of the world, asymmetrically through colonization. It started in the America’s. Britain is the primary colonizer in the Middle East. Until the late 1800s b/c of malaria the interior of Africa was uncolonized. Congress of Berlin - the final stage of the transfer of Westphalian Sovereignty to the rest of the world. the large powers of Europe sit down and decide who gets what colonies around the world but mainly the Interior Africa. many smaller powers and new nations get their first colonies, Germany, Italy, Belgium, Holland. Theory Time - Directly from Textbook Realism - it is the way that most states conduct Foreign Policy today. Chinese philosopher, Sun Tzu Art of War writes about the basic principles of realism. realists emphasize matters of security and conflict. Military resources are far more important that economic or human resources. Realists are trying to avoid conflict through strength of arms, b/c of the chance of death and the cost of conflict. realists want to be rational actors, it’s not rational to run around and fight everyone. You must act rationally. Sun Tzu’s four concepts - rationality - power - military resources security Feb 2, 2011 Thucydides another founder of realist ideas in political sciences. Much like Sun Tzu we see Thucydides emphasizing power in political science International relations and the relations b/w states is cyclical. Thucydides is also pointing out that even great powers will eventually fall. The cyclical nature of states means that those in power shouldn’t be too harsh on others as they will have vengeance visited upon them. in realism there is no room for fair play, justice, or morality. For realists perception is an important concept. You cannot appear to be weak b/c then you appear to have no power. this is the concept of relative gains - what is my power as compared to the power of other states? Realists are always about competitive hierarchical relationships. law of nature is another one of Thucydides contributions to realism. The Law of nature is bigger than the state and transcend the International System. the nature of the system and the law of nature focus on violence and conflict. There will be temporary peace, but there will never be permanent peace b/c the nature of the system will not allow it. Anarchy - the law of Nature - no overarching authority that can impose peace or control the law of nature. Thucydides argues that at some point conflict will be inevitable. He also says that any limitation placed on anarchy is only temporary. Thucydides 460-406 BC and wrote during the 15 years of the Peloppnessan war. he highlights the importance of: military power relative gains - both actual and perceived Anarchy - there can be peace and stability in an anarchical system if 1) there is a bi/multi-polar balance of power. 2) there is one dominant hegemon imposing peace and stability. But this peace and security is ALWAYS temporary. the law of nature can NEVER be undermined. Rationality The end of a period of Balance of Power - he looks at what happens at the end of balance of power Thucydides is also important for his contribution of the nature of knowledge. He differs from other Greeks (Plato, Socrates etc. who are trying to build a better society - Normative analysis - What should be?) in his approach to the universe and to knowledge. Thucydides is asking the question What is? which is called a positivist approach which tends to be empirical and based on observation. Machiavelli (1469-1527) Writing in the 1400’s in Northern Italy at a time when the first sovereign states are just beginning to emerge. He is seeing this emergence but he is also seeing a lot of violence b/w Italian city states and the threat of invasion he is a positivist scholar (What is?). He worked for a Prince and wrote The Prince which is a guide book to the prince on how to gaining and keeping power as well as surviving. he emphasizes: military security anarchy - violence will be inevitable relative gains in perception Self interest and survival - self interest = survival for Machiavelli. all the actions that a prince takes in his self interest must contribute to his survival Machiavelli talks about domestic politics which is unusual for realists. He says that you need to keep your citizens happy. It can be actual happiness or perceived happiness by providing services or involving citizens in gov’t at the international level it again comes back to avoiding aggression through power, alliances and diplomacy. Realists will fight when they need to but they would rather not b/c it is expensive Machiavelli wants to avoid conflict but if you have to fight you better win for your own survival. “It is always good to be loved, but if not loved, feared” Thomas Hobbs (1588-1679) Was writing during an extremely unstable time in England when the westphalian state is just emerging (English Civil Wars). His famous book is Leviathan (1650). In the absence of a gov’t or any over arching authority there will be constant war in which every man will fight every other. the fact that there is no over arching authority is as common as the weather. i.e. anarchy he tries to instill a fear of anarchy into the reader so that they will avoid anarchy at any cost. life of man will be solitary, poor, nasty, brutish, and short in a time of anarchy. if man is going to fight, exist, and survive then he cannot be concerned about justice and morality. after he scares people he is optimistic that anarchy can be avoided b/c the human being is a rational being. he is not writing from an international perspective but rather from the domestic perspective. For Hobbes anarchy was the civil war that he was witnessing. He was pro monarchist and wanted a strong King who had the authority to rule over England. he acknowledges that his laws of nature are an abstract concept that may not exist in the real world. he is important to IR because he develops the concept of anarchy greater than Thucydides. many IR scholars look at his domestic theories as a metaphor for IR. In this case, individuals are metaphors for states. Karl von Clauswitz Was prussian general. His famous book is called On War. argues that war is an extension of politics, it is natural, it is something that we won’t be able to avoid - anarchy. He emphasizes that states are the most important actors in the international system, especially when it comes to violence and the legitimacy of violence. there is no room for emotion in war. Clauswitz talks about rationality but even more importantly about domestic politics and how unimportant domestic politics are to IR. He says that we don’t need to care about domestic politics b/c of rationality and that states will always act as a rational realist. this is how the US and the USSR dealt with each other during the Cold War he believes that if a state is to act rationally control over war must be kept from the army. The whole point of IR is to avoid war and for the Army to act rationally it must go to war b/c that is it’s purpose. Feb 7, 2011 Power - a core principal or realism Power can be expressed through influence coercion authority/legitimacy power in inter-state relations can be expressed through 6 strategies Bargaining - the most common form of inter-state relations in IR - Not the same as negotiations (negotiations are part of bargaining - the formal discussions that take place w/i bargaining) Bargaining involves different actorsparticipants (have a direct interest in the outcome) and mediators (supposed to be neutral third party to help participants arrive at an agreement). Very rarely will actors have the same interests during bargaining. This means that participants will almost always have to compromise and sacrifice some of your interests to arrive at a successful outcome. Compromise is an absolute gain - where everyone gains. NAFTA is an example of compromise. The US wanted to limit illegal immigration and the drug trade in Mexico. Mexico wanted access to US markets and US investment. Canada wanted to maintain the status quo in Canada-US relations. If a participant uses leverage to obtain a particular outcome. Leverage can be both tangible (stuff you can touch or see think military or economic) or intangible (things you can’t touch or feel think nationalism, ideology, patriotism). Bargaining with leverage often leads to relative gains. reciprocity - trying to engage in a reciprocal relationship built on quid pro quo of actions - interaction b/w states that can be both positive and negative. It can occur b/w states with no relations. It is a very common strategy in the IR system. Often it will not be clear what type of response a state will get through reciprocity. It can result in no response, there is no guarantee that there need to be a response. In the 60’s the US and mainland China had no relations. Mainland China wasn’t even recognized as a state. It was in the US’s interest to have some sort of relationship with China b/c of the cold war to try and destabilize the bipolar nature of the Cold War. China was supporting the Viet Cong at the time in the Vietnam war. US partially lifted an economic embargo against China. Then they waited for a response. About a week later China released three US citizens who had been arrested when their boat drifted into Chinese waters. From that the US and China began a pattern of Bargaining. 6 months after the initial embargo lifting Nixon visited China which lead to the recognition of mainland China those two strategies are the only positive ones. the next three are negative and not all states can use them. Deterrence -peace through strength- The military or economic power to deter some other state from a particular action. Almost always military power. Deterrence works when there is nothing going on, there is no violence or trade war. Conflicts that don’t occur are the key to deterrence. To engage in deterrence you must have a position of power. Deterrence was the main form of IR during the cold war. Compellence - involves the threat and the actual use of force. There is almost always a process of escalation and the increasing severity in the threat of force or use of force in compellence and involves a longer term situation. Even with compellence a state always leaves room for an exit to bargaining. Bargaining is the desired result from compellence. Compellence is an extremely expensive strategy. If you adopt this strategy you must be prepared to fight and prepared to win. Again you need power to use this strategy. 1991 Gulf War was a textbook case of compellence. The US firstly condemned the Iraqi invasion. Then went to UN and gained support for UN resolutions condemning the invasion. Then they formed an alliance, then placed economic sanctions, then began a military buildup in the region, then they used an implicit threat of force (they said that they couldn’t rule out the use of force), then an explicit threat of violence, finally an actual deadline that would lead to violence. Alliance formation - a collection of states agreeing to coordinate activity with a common goal in mind. Alliances almost always have formalized agreements (treaty or written document) and also almost always for military reasons. Alliances are usually long term relationships. There can be alliances b/w states that are not on friendly terms. States pursue alliances b/c it allows states to poor power in the IR system. It allows states in the alliance to practice compellence or deterrence when they couldn’t on their own. Example is the USSR and China in the 60’s even though they were fighting boarder wars against each other. NATO is a great example of an alliance. Coalitions are not alliances b/c they are short term and informal. Arms Race - basically trying to out spend your opponent in terms of military resources. It is a rapid increase in military resources and capacity. It is an extremely destabilizing strategy to use. It always destabilizes the existing balance of power. There are three classification of power Great Powers - typically quite rare. Must have military and economic power to be a great power. Usually have large populations and access to a lot of natural resources. Need to be a technologically advanced with a fairly well educated population. Need to have access to a large labour force. Also have to a have a relevant geographic location. there are only about 7 states that qualify as great powers based on the above and their GDP. The US is first with a GDP of 7 trillion, next is Japan with 3 trillion, then Germany and China with 2 trillion, Russia with just under 2 trillion, finally GB and France with 1 trillion. 5 of these 7 states are permanent members of the UN security council with a veto. Other than Japan and Germany all others are acknowledged nuclear power. These 7 states account for over 50% of the world GDP. Great powers are long lasting, they don’t change very often. They are also very hard to to defeat and if you do defeat them they bounce back very quickly. GB and France have been great powers for over 500 years. Sweden, Holland, Italy. Spain, Turkey, and Austria are the only nations that were once great powers. Middle Powers - applies to about 2/3 of all other states in the international states. There are three categories of middle powers which are arbitrary. Often middle power status comes through geography and the states importance in their region. larger middle powers have larger populations and access to resources but the resources are in the state. well educated upper class and have some access to technology. What separates most middle powers from great powers is military resources. India, Brazil, Turkey, Iran, Mexico, Italy, South Korea, Canada are generally accepted as upper tier middle powers. Using the term middle power has become almost meaningless because it applies to so many states. Small Powers - Everyone that is left over. Idealism - Liberalism Stoics - all about the ability of Humans to reason and manage emotion, Universal humanity. Epictetus was one of the first. He said that we should reject our materialist desires but more importantly we need to accept the things in life that we cannot control. Bad things happen to everyone, the important thing is how you respond to the negative situation. He is not advocating apathy but rather you need to take charge of your response. It is about wisdom and virtue. He stresses that this is going to be a difficult process. Other Greek stoics - Zeno and Panaetius Roman Stoics take these basic individual theories and build on them making them relevant to the whole empire Seneca was a Roman stoic who wrote about anger, saying that there was no faster way to insanity. He argued that anger is not part of our human nature, rather it is a learned response. Wisdom, self control and virtue are important ideas - same as Greeks Stoics have a positive view of human nature Roman Stoics after Seneca expand Stoicism in 2 directions Natural Law - jus natural - argued that there are certain laws in society that are natural and so basic that they didn’t to be codified or written down. This is very different than the realists view of human nature who saw natural laws as anarchy. Stoics that everyone understands natural laws b/c humans are knowledgeable and positive. Jus gentium - these are laws that are not natural and need to be codified. Sometimes you are going to have to manage society. These laws according to the stoics should be created the empire, but not necessarily the emperor both jus natural and gentium were very controversial b/c they are challenging the authority of the emperor. Universal humanity - the concept of citizenship, believed that there was a community of mankind. Roman Stoics believed that there was an obligation on the empire to provide safety, food, and services to the entire empire. they believed that all people need to be treated as a member of the community of humans some Roman Stoics - Cicero, Marcus Aerelius Hugo Grotius (1583-1645) is Dutch and a legal theorist. He is writing during the 30 years war. He is neither a realist or a liberalist he is the founder of the Gortian approach. He is trying to bridge the gap b/w idealism and realism. writes about the individual stoic tradition of people control their emotions. He also uses the concepts of jus natural and gentium. states are the most important actors. he talks about violence in the IR and makes it clear that the sovereign state should be the only actors with the legitimacy of violence and that they should have to follow rules - International Law. these are two ideas are not related to Stoic ideas. He is writing this b/c he wants to get rid of pirates. States can use violence whenever a sovereign needs to maintain authority. Survival and self-interest are the keys to this concept. Society of States - the Club of Sovereign states. He makes it clear that colonies are not a member of the club. He believes that anarchy exists but that it is manageable. - Gortius’s ideas influenced the formation of the treaty of Westphalia and the Concert of Europe. He is the father of international law and international organizations. Feb 11, 2011 Emmerich de Vattel 1714-1767 - He wanted to know when it was morally right to use violence. Should there be rules about when to fight and how to fight. Should there be morality in relations b/w states. security first through balance of power is his realist idea. he is a member of the Grotain approach and believes in pretty much all the same things as him Immanuel Kant 1724-1804 - writes about concepts of universalism, his long term goal of which is a global community of equal citizens. he wants to see a normative transformation towards a better human beings and global society. Kant is clear that he accepts the fact that states and international anarchy exist. Kant believes that in their current reality humans are inherently flawed but that they can change. People can learn how to be better through learning, reason, and knowledge. In terms of IR: Perpetual peace - Kant talks about how we can move from our current reality towards the perpetual peace in three steps: 1) All states must change their constitutions and all states must form a republican form of gov’t (pres/PM, elected leg, no monarchy) he believes that if everyone has the same form of gov’t no one will want to fight. 2) the need to create a rule based international system. He calls for a world gov’t in the form of a federation of states. Universal community of human beings where everyone will be equal citizens. At this point we will no longer need the state and it will disappear. Kant wants to eliminate anarchy through a transformation of human society. Exam definitions (2 marks each). 5 to choose from pick 3. Proxy wars, treaty of westphalia, middle power, congress of vienna/berlin, concert of europe. Write everything down and give example. 1/2 page. 2 essays (7 marks each) no choice. It will be two of: explain the cold war vs post cold war period realism *very important to know the dates. Liberalism *again know dates. Feb 14, 2011. Interwar Idealists - Woodrow Wilson, Gilbert Murray, G.L. Dickinson Woodrow Wilson is the US President during WW1. After the war he laid out 14 points that he believes will prevent another World War from happening. he accepts that violence and conflict exist, focuses on security issues. He agrees that states are the most important actors. He believes that justice and fairness will be determined by states, it will be created by rules and laws. He wants rules b/c the nature of the system is anarchy and rules can be used to prevent anarchy. Anarchy can be managed!! The points open covenants of Peace openly arrived at - no private international understandings. states are the only legitimate actors absolute freedom of navigation upon the seas - as above states will determine the rules. a free, open minded and impartial adjustment of all colonies - He wants to clarify disputed claims of territory w/i Europe. All the states on his list are european states. He is not talking about dismantling Asian, Africa, and South American colonies but european colonies and disputes. States will determine who becomes a new state, only dealing with Europe at this time. Treaty of Westphalia 1648 a general association of nations must be formed. - basis for the league of nations. He believes in the positivity of Humans and positive outcomes. He believes that through learning and reason there will be no more need to fight. Think Kant and Universal Humanity. He is channeling his grotian spirit, and it as re-visit to the concert of europe. - Woodrow Wilson is part of the Grotian school of IR theory. He is concerned with the here and now questions of IR. Dickinson - writing in the 20’s and is writing about human nature and anarchy. He doesn’t feel that violence is natural and that it is inevitable Violence can be avoided, it happens when humans are put in certain situations Anarchy is the problem and can be managed with rules and that will help humanity deal with violence. anarchy is not natural - it isn’t like the weather. Murray - very similar to Dickinson, says the same thing. in the 20th C till 1970, all IR theory comes out of either British or America which is where all three men come from. people from the idealist school and the Grotain merge together to become the Liberals, so that by the 20’s there are the Realists and Liberals. Liberalists will spend the next 80 years trying to figure out what Liberalism is. There are 7 core principals of Liberalism. Anarchy exists and is a reality. They believe that anarchy can be managed (Grotains beat the idealists on this theory). Rules, international law and international institutions can all be used to manage anarchy. International and Domestic policy are both important and should be analyzed. This challenges the realist theory that states are unitary actors, they ignore what happens w/i a nation while liberals study it to see how it affects international relations. Rationality - Liberals take a much longer term view of rationality than realists due. Realists are concerned w/ immediate survival but liberals want to build norms, rules and confidence. This should be done through diplomacy and bargaining. It is where the concept of absolute gains becomes important. Power is important in the international system. For a liberal it is not always about military power, it can come through bargaining and diplomacy. Security - power is to a Liberal how many tanks and guns you have, but it is also economic. Commercial relationships are just as important to liberals as military relationships. States are the most important actors (gortians win again) but they also look at other actors as being relevant as well. Non-state actors include corporation, NGO’s, and individuals. Human Nature - Liberals agree that humans are currently flawed but there is hope that we can move past this some day. It is perhaps the least developed part of the LIberal Theory. There are a few liberals that hold on to the idea of human utopia. 20th C Realists - E.H. Carr, Hans Morgenthau, Waltz Carr is British and is looking at the 20 year crisis following WW1 (1939). Twenty Years Crisis He believes that the Treaty of Versailles was a flawed treaty and had created the current (1939) problems. He redefines the concept of power for realists. The old ones have a tendency to lead to violence and he wants to expand power to mean power, economic power, and propaganda - the importance of knowledge and information. he feels that a holistic view of power leads to a better understanding of IR. Carr is the first realist to accept that morality might be important and that human nature might be able to be transformed. he talked about to concepts in regards to this Ethics of conviction - all state leaders wanted to live in a peaceful national and wanted the utopian life. It is natural to want perfection Ethics of responsibility - you must approach the world as a good realist. It is a leaders responsibility to think as a realist b/c that is how the state will survive. He argued that all state leaders struggled w/ these two concepts. It is an internal struggle w/i the leader, but at the end of the day the ethics of responsibility and realism must win out for the state to survive. Carr is trying to defend Chamberlain’s appeasement of Hitler. Carr argued that it was rational b/c Hitler was acting rationally b/c the treaty of Versailles was so crappy to the Germans. The real purpose of Carr’s book was to avoid war. He believed that the German army could challenge the survival of Britain. If Hitler had acted rationally he would have stopped after Czech and not tried to build another empire. Hans Morgenthau - 1904-80 - Politics Among Nations (1948) SUPER IMPORTANT BOOK. It was the number one textbook during the cold war for intro to IR in Western Nations. His ideas shaped realism in the post-war international system. He is trying to bring a scientific and behavioral approach to IR. It is a real attempt to be empirical, he is trying to put the science in political science by using the scientific method. Isolate variables test and retest. Three things that scare Morgenthau are: the rapid change of great powers with the mergence of the USSR and USA and the decline of Germany, Japan, Britain, and France. the predominance of ideology in the new bi-polar system. He thought these extremes of ideology obstructed rationality The emergence of nuclear technology and nuclear weapons. He felt that realism wasn’t capable of responding to these changes, it wasn’t constructed to deal with these realities. He had to build a new realism that could deal with them, He isolated the variable of power - believed that realism needed a better definition of power - he found 9 ways to exercise/not exercise your power 1) Power in diplomacy comes from a rejection of Crusades - ideology, nationalism, religion. All these things get in the way of thinking rationally. 2) The national interest of a state must reflect it’s power capabilities. Canada can’t want to be a great power b/c it doesn’t have that kind of power capabilities. 3) Diplomacy must consider the national interest of other states. You cannot impose your will on other states, you must leave states some room to participate in the international system as well. 4) States must be willing to compromise on issues that aren’t central to national interest. 5) Ignore gains made through propaganda as they are not real, security is real. Propaganda inhibited rationality so it must be ignored 6) Don’t make demands that you cannot back up with power. Don’t put yourself in a situation where you could lose. Even if you don’t have the conflict and you back down, you still look weak. 7) Never allow smaller states to define a states national interests. 8) Don’t allow the military to define a states national interests. IF you do you will fight b/c that is the purpose of the military. 9) Public opinion must be listened to, but it cannot define national interests. State survival must determine national interests. Morgenthau considers himself to be the 20th C version of Machiavelli and his book is a guide book to IR. Henry Kissinger was a main proponent of Morgenthau’s IR. Morgenthau also focuses on the concept of Change. He wants stability in the International system and he believes that a balance of power is a way to achieve stability. Billiard-Ball Model - a way to conceptualize change in the International system It is anarchic - there is no over arching authority over the pool table states are the most important actor’s - pool balls pool balls (states) must act rationally and not violate the 9 principals. This would cause the pool balls to move and that would disrupt the balance of power and upsets stability. the goal is to keep the pool balls still Morgenthau wasn’t to optimistic about stability the arms race was disrupting the balance of power ideology, fear, and nuclear weapons were disrupting rationality he felt that the US gov’t was distorting his principals of realism. Arms Race, Cuban Missel Crisis, Vietnam, US involvement in Central America. 7 Core Concepts of Realism Human Nature is Flawed Power is based on security, they don’t care about economics, or propaganda States are the most important actors States are a unitary actor - domestic policies are important IR system is one of Anarchy w/ no overarching authority - the only way to manage anarchy is through a balance of power. States must be rational actors in the IR system and follow the realist play books. focused on the concept of relative gains. Paper lit review 1 paragraph on each of the major realists we have talked about. Paraphrase the lecture notes. summary citation of each of the realists major works at the end finish with 7 core principals but recognize that not all 7 may fit my case study. Lit review goes first then case study then analysis analysis - how and why are states the most important actors? how and why is power based on security? How and why must states be rational actors? some of the principals will not fit into the analysis last paragraph is a yeah but paragraph. it looks at concepts that don’t fit and how they could be part of liberalism and how liberalism applies. conclusion is restatement of the intro. page 6 of reader is lit review. Post Mid-Term Feb 28, 2011 Kenneth Waltz created a new branch of realism called neo-realism. He introduced this theory in his PhD dissertation Man, the State, and War. he says that military security and power are the most important states are the most important actors domestic politics aren’t important the IR system is based on Anarchy For Waltz Anarchy is the most important part of realism. He is one of the first to emphasize the importance of structural study. The IR system is based on a structure of anarchy. Everything that happens in the IR system is defined and shaped by Anarchy. Waltz is influenced by Hobbes and he has a similar perspective of anarchy in regards to violence and conflict. Waltz believes that violence and conflict are inevitable. The goal for Waltz isn’t to manage the anarchy it is trying to stretch out the periods of peace as long as possible. Waltz believes that the best way to prolong the peace is to have a bi-polar system with a balance of power. He loved the Cold War because it was a period of peace. Box of Squirrels Morgenthau focuses on the squirrels and who is the strongest of them. Waltz studies the box that the squirrels are in. Security - Evolution of Force. conflict prior to 7000 BC were unorganized and fairly non-lethal as not many people died. Also not very many people were involved in the fight. we use 7000 BC b/c that is the emergence of the first empires (Egypt). In about 1900 BC we see the first recorded examples of organized, well trained, large, and disciplined forces. Drills in formation are an important part of the modern army. The goal of training is to transform a mob into a coordinated, well organized force. The Egyptians invented the Phalanx and it’s early strategies. Each phalanx was 5-6 men wide and 5-6 men deep. the phalanx was a formation that required massive amounts of disciple to make sure that it didn’t scatter. The Phalanx system produced mass causalities and conflicts were often very short. After the initial collision the fighting would end w/i 30-60 min. Either the opponents would be surrounded or one side would break rank and retreat in an unorganized fashion. these wars took place on an area about the size of a football field. these are still limited conflicts as rarely are their very more than 1000 people involved. Innovations to the Phalanx Egyptians Archers - allow you to attack a phalanx at a distance. the velocity and accuracy of arrows were fairly limited. Armor is now being used as protection from arrows and is a coat of leather. Small horses - Chariots are introduced at 1500 BC but their use and horses in general is quiet limited. Horses aren’t used as part of the Phalanx strategy they are there to chase the retreating forces as they are running away. Greeks/Romans strategy - Romans felt that the traditional phalanx was crude so they created Maniples. This allowed for greater flexibility on the battlefield. Their phalanx’s were lined up like a checker board which allowed for fast formation and strategy changes. MANIPLES WILL BE ON FINAL - NEED TO DESCRIBE EARLIER PHALANX’S AND HOW THE MANIPLE IS DIFFERENT Weapons - Greek/Roman soldiers all had two weapons. A long throwing spear which was a more effective way to attack a phalanx from a distance. Each soldier also had a short sword for hand to hand combat. This allowed for better results once the phalanx’s had collided. Armor - Greeks/Romans are the first to have limited use of chain mail and some metal armor. metal armor was most often on forearms and shins. Shields - soldiers had either bucklers or long shields which were almost the same size of a man and used in the phalanx for protection but not for hand to hand combat. Sieges - Greeks and Romans used sieges to starve enemies out of their fortified cities. European Impacts - european impacts that emergence of the modern state Horses/Calvary - The horses are much larger in Europe and are able to carry people with lots of armor on them. They are also able to travel greater distances faster. Horses were used in calvary formations to attack. The strategy stays the same it just that now the phalanx has horses. there were two ways to defend against calvary charges. One is to hold a spear at the front lines and stab the horse (think Brave Heart). The other way was to dig lots of holes on the battlefield to try and incapacitate the horses. Armor - there is much better/lighter chain mail and some chain mail. Mar 2, 2011 European Impacts (1300s) Parallels the emergence of the modern sovereign state; as we see people become much more capable of killing one another, the state evolves 1) Horses: through interbreeding, Europeans began having larger animals (European Phenomenon) which can carry a human being with large amounts of materials as well; this allows you to travel distances much faster, allows you to attack your enemy on horseback; this is where phalanx’ begin to include horses; people now begin to charge via horses Two ways to defend against this- 1) long spear: needed tremendous discipline as an animal was charging towards you; 2) changing the landscape: due to war being highly organized at this time (negotiate a time and place), you would change the landscape to create a disadvantage for horses (e.g. holes) Also begin to develop better chain mail and innovations to plate metal armor 2) Archery: begin to perfect longbows and crossbows, which allow for greater accuracy, lethality and better distances; want to attack phalanx’s from farther away but with better lethality; naturally, there were developments in how to protect the phalanx; in the 1300-1500s, we see better chain mail (more layered; would be given to foot soldiers); for nobles they were given plate metal, which were to protect you from these flying arrows (e.g. Breast Plates covering their front and back); as well, your upper nobility (Queens, Kings, Princes) would have full suits of armor; it looks impressive but also protects them from flying arrows; the problems with this is that it was extremely heavy and hot (60-70lbs); not very flexible either; your plate of armor was useless on the battlefield, as it was extremely difficult for you to fight with this; this armor was meant more for horseback Often a defense for these men with the armor was to kill the knights horse; the Battle of Agincourt in France during the Hundred Years’ War saw 1/3 of Europes nobility die due to this reason (horse shot down and had to charge the battlefield on foot) 3) Gunpowder: created and used in Asia, but the Europeans are the ones to refine and perfect it on the battlefield; this type of weapon was very rare to see on the battlefield; they were very heavy (so much so that they had to be mounted on a tripod), not mobile or accurate; in terms of phalanx and strategy it was not very usable; most of these weapons were defensive weapons; by the late 1500s-early 1600s, we start to see smaller weapons that are lighter; the earliest generations of muskets occur here; they begin to appear within your phalanx, in your last 2-3 rows; the weapon was useless because it only had one bullet and it took a long time to reload (90 seconds to load); they were also highly inaccurate (accuracy of 15-20 yards at most); because you only had one shot, you also needed to fight; this led to the invention of the bayonet (knife on the gun); after your shot, you screwed it on and charged the opposition As the 1600s go on, we see this being perfected more and more; the Swedes were a hegemon in the 1600s because they were the ones who perfects the use of these weapons on the battlefield; in terms of muskets, they were technologically savvy people; they built muskets that were lighter and more accurate; they revamped there military- took their phalanx army and replaced 2/3 of their army with people with muskets; 1/3 still had swords and spears; also removed all armor from the soldiers, making them faster and to respond to developments on the battlefield; also did this because they knew their enemies weapons were not very accurate; also are the first to change the way that artillery is used; up until the 1500-1600s you had cannons but they were very large, expensive, inaccurate and hard to move (the objective is to hit people with balls of lead); this was inefficient because you only had one or two balls and you just hurled them into people; the Swedes changed this- create smaller canons that could be moved by 2-3 horses, could have dozens of these on the battlefield, and they could fly through the air; this is how Sweden became a hegemon; the goal of filling the air with flying arrows was replaced by filling the air with flying metal; by the time we get to the 1700s, everyones army looks like Sweden’s Is it more lethal? Absolutely; you still have thousands of people of dying on the battlefield, but the lethality is nowhere near what it is today 1700s development You begin to see a number of new states in Europe because they are improving the usage of muskets and canons; you are getting better weapons but it is still slow to reload these things (45 seconds); Socket Bayonet was created meaning you could leave your knife on your weapon, therefore saving you the time to screw it on There are still some accuracy problems here; the Prussian army did a study in the 1700s; they took a big sheet of canvas that was six feet high 100 ft long; this was representative of a series of phalanx’ marching towards you; they fired at them from 225 yards (two football fields) and only 25% of the shots hit the target; from 150 yards, only 40% of the shots hit the target; and at 75 yards, you only had 60% of the shots hitting the target Even by the late 1700s, these weapons were still inefficient; Mar 4, 2011 Naval Conflict for the better part of the 18th C and before naval strategy was very crude and similar to land battler. Ram if you can board if you cannot. the greeks and romans were the first to use this strategy with naval ships, mainly to protect shipping. The battle b/w rome and Carthage was the first time that these ships were used in large scale battle. these ships were powered by rowing and wind and kept close to shore. the last major battle of this style was the Battle of Lepanto with Christian states against the Ottoman Empire in 1571. 30,000 people died and the majority of these were drowned. the sheer number of people involved was the reason that so many people died colonialism changes the naval game. Dutch, Spanish, Portugal, and England are the first naval powers and first nations with colonies. their ships are almost solely wind powered and also have many cannons. boarding a ship is still an important part of naval warfare. Emergence of nationalism is an important step on the road to total war. We are starting to see strong senses of citizenship and identity in the late 1700’s and early 1800’s especially in France and Spain. Nationalism is a way to influence people to engage in warfare. France is the first to do this under Napoleon. when nationalism isn’t enough conscription is the next step. Again france is the first to do this in post-revolution france. Only through the draft can enormous armies be maintained. Other states follow b/c they must if they are going to survive. This means that most of Europe have large trained modern armies. scale is the reason for the increase in casualties until the industrial revolution in the earliest phases of the ind rev mass production allows for many identical weapons to be constructed for fighting purposes. later in the ind rev we see technology (1820-30) change the nature of conflict. The Rifled musket has a much longer range, and are more accurate and is faster to reload. the American Civil war was the laboratory for testing out the new weapons and new technology. The American Civil war was driven by nationalism and resulted in large scale armies. Both sides of the conflict use the same strategy as the swedes had used 200 years before and this lead to massive casualties. 4th major change has to do with demographics and the shift from rural to urban populations. This is important b/c it leads to greater socialization through propaganda, and media. Nationalism is still the driving force not ideology. 5th change in the 20th C is permanent conscription creating massive reserves that are trained and ready to fight without the need for much training. large scale wars can be formed up and fought in only weeks instead of months the Machine gun represents a change in technology that armies were not able to adapt to. The machine gun isn’t an accurate gun it just fires so many bullets that it cannot help to hit people. for the first few months of WW1 the same strategy is used that has been used for centuries and by the time the decide to change tactics to the continuos front (trench) over a million people had died. Mar 7, 2011. the first reality of trench warfare was a psychological one. For the first time in history soldiers had to fear death every day, all day. Also the soldiers were living in what are ditches which fill with water, rats, and corpses. the second reality of trench warfare is that they still have no new tactics to attack, you have to crawl out of the ditch to go attack. the scale of lethality is unprecedented. At the Battle of the Somme 60,000 people dead or wounded in one afternoon. At Ypres 250,000 dead in 3 months. These are the first indications of total war. the gov’ts of Europe changed their economies over to war economies. Women flooded into the workplace to replace the men. the gov’t of europe had to to do this b/c they had to support the 15 million men in the battlefield. Tanks are the first offensive breakthrough of the war. They sheltered the troops inside and provided cover fire for advancing troops. Early tanks solved the problems of the trenches. Tanks first went into battle in large numbers in 1917. They were slow and unreliable but they advanced 6 miles in 6 hours with only 4000 casualties. the tank didn’t come about until the end of the war so they had a limited impact as they didn’t fight for too long. To justify the cost of the war the allied forces put all the blame on the losers leaving them feeling unjustly punished. WW2 people knew what was coming and they weren’t excited about the war. No one expected the start to WW2 that happened. tanks and aircraft combined in WW2 to create a fluctuating front. The battle of Kursk was the shift in WW2 advancement. nearly 2 million men, tanks, and guns fought in the battle. WW2 saw huge civilian casualties b/c the front moved so rapidly and moved back and forth over the same areas. The huge killing capacity of the army was brought to bear on anything that got in the fronts way. if people are the base of any nations army and workforce then it made sense for air forces to attack and bomb cities. massive numbers of planes and bombs were used to bomb cities on both sides of the front. formations of 1000’s of bombers were used to bomb enemy cities. the London Blitz lasted 30 months and 30000 people died but people went on about their daily lives. Sir Arthur Harris the head of British Bomber Command decided to bomb military and economic targets but couldn’t hit them specifically so he decided to just decided to just destroy entire cities. these bomber raids were highly dangerous more pilots and flyers died than all the people in the Blitz. In feb 1944 Ausburg was completely destroyed. On one night US bombers destroyed the factories and the water works and the next night the British Bombers dropped 1 bomb for every citizen of Ausburg. 70000 civilians burned to death in Hamburg in one night. A city of 1.5 million was emptied. only 23 years after WW1 the technological and tactical progress os enormous. tanks are fast and reliable. Air craft can now carry large amounts of bombs. Artillery is very accurate. the strategy of conflict has changed for the first time in 5000 years to a mobile continuous front. You never knew where that battle was going to take place. Total war has now changed to include the killing of civilians. 40 million people died in WW2 and most of those were civilians, over 20 million civilians died and this was the first time that this had ever happened. unintentional killing - if towns and cities were in the way of the fighting or the front they were destroyed. The people became conscripts or refugees, or they died. Atrocities were committed on an almost daily basis - torture, rape, and murder. intentional killing - the 8th month London Blitz killed 30,000 Londoners. Luckily the technology isn’t very advanced and the bombs are fairly inaccurate. The British perfect the use of mass bombing. They couldn’t hit the specific military targets so they just bombed the entire city and create a firestorm. Firestorms were created through huge amounts of bombs (1000’s of tons) and they created a self feeding fires that was hot enough to burn everything in it’s past. Gwynee Dyer video When Napoleon marched into Russia he took over a half million troops with him. this was the largest army ever assembled. Casualties were high but that b/c of the number of people was so high. The wars of the French revolution were the first to see the mass mobilization of the entire population of a nation to war. this was the start of total war. All of europe saw the effect of total war and how it was the only way to win a war. with the start of the industrial revolution weapons became more accurate and more deadly. Weapons were not built by hand but rather by factories. the American civil war was the first large scale war with new weapons, they used old tactics though. This lead to mass casualties with smaller numbers of soldiers fighting. in the 1900 and early 20th C most nations were living in a constant states of war readiness. People thought that a war would be short and glorious. People had been living in cities for some time now and had a much better sense of citizenship and identity then ever before. They also knew who the “others” were and that they were potentially dangerous. Mar 9, 2011 on the 6th of August 1945 the first nuclear weapon was dropped on Hiroshima. 70,000 people died in 5 minutes there and cancer killed people for years to come. in Tokyo 250,000 people were killed through conventional bombing. total war is the change in technology, strategy but more importantly it is the change in the approach to dealing with civilians. there hasn’t been a total war since the end of WW2 but there have been many attacks and mass targeting of civilians in places like, cambodia, rwanda, Yugoslavia. conventional weapons - are all weapons that are not WMD’s and all conflicts since WW2 have been fought with conventional weapons, some which are very primitive the dominant producers and sellers of conventional weapons are the 5 permanent members of the UN Security Council. in 2009 world military expenditures on conventional weapons was $1.5 trillion(US) or 2.4% of global GDP. That figure has decreased from 4% in the 1980’s the consumers and buyers of these weapons are often in the most unstable regions of the world and are some of the poorer nations of the world. United Nations UNSSOD1 and UNSSOD2 - in ’78 and ’82. the purpose of the sessions was to try and reduce the sale of conventional weapons in the IR system but they were unsuccessful ad haven’t tried to do much since. The UN does try and track the sales and purchase of conventional weapons. there are 7 categories on the UN register of conventional arms including tanks, naval vessels. They are tracking big things. many of the weapons sold aren’t on the register b/c most of the weapons bought and sold is much smaller than these things. Also many conventional weapons are bought and sold on the black market. Canada’s Role in the International Weapons trade 80% of what we buy and sell goes to the US as part of our commitment to NATO the other 20% goes into the international system but most of it is small stuff that isn’t on the UN register. in 2000 we sold 8 surplus Howitzers to Brazil and 4 armored cars to Saudi Arabia Canada is ranked 10th in the world in terms of weapons exports. We sell small arms, ammunition, and weapons components to nations such as Indonesia, Argentina (4.9 mil rockets), Malaysia, Egypt, and China. the top weapons sellers are USA, UK, Russia, China, France, Germany, Israel, Czech Republic, Spain, Canada. These 10 nations sell 93% of the worlds conventional weapons. project plowshare - a non governmental organization ranks us as 7th as they only count sales to undeveloped nations. Weapons of Mass Destruction 3 kinds Nuclear, Chemical, and Biological. The majority of arms control treaties and agreements deal with nuclear. WMD are different from conventional weapon in 4 ways levels of lethality - they can kill great numbers of people very easily size - they are fairly small cost - other than nuclear, these weapons are cheap to make and deliver lack of discrimination - WMD’s don’t care who they come in contact with, they just kill them Nuclear weapons are broken down into Fission and Fusion weapons. Fission are the cruder and older nuclear weapons - they are easier to make. Fission weapons create their force by simply splitting atoms of U235 or Pu 239. Only a small amount of fissionable material is needed. an amount the size of a penny was used in the WW2 bombs. Fission weapons are exploded in two ways. The U 235 material is packed in a subcritical mass in a long tube surrounded by conventional explosive. In Pu bombs the Pu is packed in a circular mass and again surrounded by conventional explosives. 10lbs of fissionable material is all you need to become a nuclear power. U235 and Pu 239 are hard to find. U 235 has to be refined which is a long and expensive process. Pu 232 is a by product of nuclear power and therefore easier to come by. When the US dropped the bombs on Japan they used one of each kind of Fission bombs. Fusion weapons use Hydrogen and the goal of Fusion weapons are to create chain reactions. These are extremely complex and expensive weapons and the explosions are difficult to control. these weapons are trying to reproduce the reaction found in the sun. Most of the weapons the USSR and the US had pointed at each other were fusion weapons Fission weapons created explosions equal to about 100-200 kilotons of TNT. Fusion weapons are in the 1-20 Megaton range. They are roughly 1000 times more powerful than a Fission weapon. What nuclear weapons do... Heat - the heat generated from nuclear weapons incinerates people the immediate area. Radiation - radiation sickness and poisoning will kill you in about 12 to 24 hrs. Radiation also causes cancer so it might kill you years later. EMPs - non lethal but they shut down all electronic devices. Environmental - these weapons contaminate the local environment for 1000s of years. Nuclear Winter - this is speculative. All of the smoke, dust, and debris would cloud over the sky and block the sun. March 11, 2011 Delivery Systems delivery systems are as important as the weapon itself. A weapon is no good if you cannot get it to its target. strategic delivery systems are systems that can deliver a weapon great distances to a target the original strategic system was the bomber. They were replaced with ballistic missiles. there are 3 identifying features of ballistic missiles. range throw weight- how much they can carry accuracy ballistic missiles can be fired from stationary or mobile launching platforms there are 4 types of ballistic missiles ICBM - Inter-continental ballistic missiles - they are the largest missiles with the longest range and largest throw weight. Their range is about 5000 miles and can carry a lot of weight. Their accuracy varies greatly. Early ICBM’s were merely a rocket with a nuclear bomb strapped to the front of it. you were lucky to hit the same region. Later ICBM’s were accurate down to 3 square meters. They can carry up to ten war heads INF - Intermediate Nuclear Forces - range of 1000 to 3000 miles and a smaller throw weight than ICBM’s. Can still have 10 war heads. They are typically more accurate than ICMB’s. The Missiles in Europe in the cold war were all INF’s. They can be both land based and sea based. SLBM - Submarine Launched Ballistic Missile - not the missiles that will be on an aircraft carrier or Missile Cruiser. same range and throw weight as INF’s. They are extremely important platform b/c they cannot be targeted in a first strike. Many US and Soviet strategists thought that it would be these kinds of weapons that would win the war. SRBM - Short Range Ballistic Missiles - range b/w 500 and 1000 miles and usually only carry one warhead but they are extremely accurate. They are used in regional conflicts or they are used by great powers from aircraft or some Warships. India and Pakistan have a lot of SRBM’s and the concern in the Middle East as Israel has them and Iran wants them. The US and Soviet Union had a lot of these missiles as well but they often referred to them as cruise missiles. The space race was about security and creating ICBM technology while “selling” it to the people as putting people on the moon. the technology for ballistic missiles began to change in the 1970’s and they became much more accurate. They become more accurate b/c of MIRV technology which stands for Multiple Independent Re-Entry Vehicle. It allows each war head in a ICBM to have an individual target. by the 70’s ICBM’s are carrying around 20 warheads and INF’s are carrying 10+. This makes arms control hard, what do you count, missiles or war heads. Cruise Missiles (SRBM) - were used extensively in both of Gulf Wars. They are able to follow streets and can be put through a specific window in a building. Canada played a significant role in the development of Cruise missiles as most of the NATO missiles were tested up at Cold Lake. The 4 above missiles types are the strategic weapons and the concept of MAD was built around them. Mad and strategic weapons were the reason was that the Cold War stayed Cold. Tactical Delivery Systems - tactical nuclear weapons are much smaller and are designed to fight a limited nuclear war. They were designed to be used on the battle field in particular situations. They could be used to attack a tank column, air base, aircraft carrier, etc, etc. tactical weapons can be gravity bombs, artillery shells, and other missiles launched from ships, planes, rocket launchers, they even designed a nuclear hand grenade. there were lots and lots of tactical nuclear weapons. In 1990, after 20 years of arms controls, the US and 14,000 Strategic nuclear weapons, but they had roughly 75,000 tactical warheads. Chemical Weapons - can be lethal or can be used to only disable people. They can interfere with the nervous system, effect breathing, blood flow, or other bodily functions. the most lethal attack the DNA of a target. Most chemical weapons are inhaled or absorbed through the skin. You can protect yourself from a chemical weapon with a full body suit and a respirator. the biggest concern is that civilians will be targeted instead of soldiers b/c they don’t have access to the suits. chemical weapons were used all the way back by the Greeks, and the Chinese in Sun Tzu’s time there are only a few cases of use of these weapons. Mustard gas was used on the battle field in Ethiopia and in WW1. Gas wasn’t used in WW2 b/c both sides feared retaliation but gas was used in the death camps. In the ‘80s gas was used in the Iran-Iraq war and both sides used gas on each other. Suddam Hussein used gas on two Kurdish villages in northern Iraq. even now the soil, and water are contaminated but the gas also affected the DNA of the villagers and is being passed down. Chemical weapons are considered to be the poor persons nuclear weapons. They are relatively cheap to produce and easy to deliver Biological Weapons are micro-organisms or toxins in which extremely small amounts can be extraordinarily lethal. the delivery system can be very crude. They could be delivered in the mail. the bio-weapon will be some sort of bacteria or virus in which you hope that the population will spread it amongst themselves. Bio-weapons like chemical weapons are very old. Bodies being launched into cities under siege or small pox in blankets. very few documented cases but there has been many cases of speculated bioweapons use. Mar 14, 2011 There are 4 types of arms agreement Qualitative - try and distinguish b/w offensive and defensive weapons. The Key is to try and limit the offensive weapons. First discussions on qualitative agreements pre-date WW1 at The Hague Int’l Peace conferences in 1899 and 1907. This is happening just as lethality of weapons was increasing. Unfortunately The Hague conferences came to nothing At the Geneva Convention the Geneva Protocol was signed in 1925 - it addressed the use of chemical weapons. Banned the use of chemical weapons in war but not the manufacturing, testing, stockpiling, or developing. There were 111 signatories to the Geneva Protocols, this is a good thing b/c the more signatories an agreement has the more legitimacy it has. Signing an int’l agreement is not all that a nation has to do, it has to be ratified by each nations gov’t. This is a domestic conformation that a state will follow the treaty. There are 2 thresholds of agreements (40 or 60) before it even becomes an agreement. i.e. it needs to be ratified 60 states before it is considered in effect In Canada int’l agreements are ratified by orders in council - where cabinet declares that a treaty is ratified and is law. In the US it has to go before Congress. After Geneva there isn’t another qualitative agreement until the Limited Test Ban Treaty in 1963 with 116 signatories. It limits the area thats nuclear weapons could be tested in. Cannot test in Space, water, atmosphere, or above ground. The one place that is missing from the agreement is the testing of weapons underground. France and China didn’t sign. The first major qualitative agreement was the Nuclear Non-Proliferation Treaty in 1968 and had 136 signatories. It stops the construction of new nuclear weapons, it isn’t a disarmament treaty. it bans the selling, giving, or receiving nuclear technology to a non-nuclear state, unless it is for peaceful purposes. There are only 2 forms of peaceful nuclear technology power and medicine. there is one article in the NPT that talks about disarmament. Article 6 talks about the need to pursue other disarmament options but the language is vague and only commits the signatories to do it sometime in the future. Export Controls - it was understood that if you were to give a state nuclear tech for peaceful purposes that there would be some export controls to ensure this, but there is nothing in the NPT that states what the export controls should be. That leaves it up to individual states to determine what the controls are and this means that they are never the same. Canada exported the CANDU nuclear reactors to India in the 50’s and by 1974 they had tested their first nuclear weapon b/c of weak export controls. Verification - the NPT talks about verification but the language is again very loose. There is no outline about what the verification procedures or criteria were. The IAEA had been trying to do this since 1957 and so it’s practices and procedures were incorporated into the NPT but again had loose language and there is a strong basis on state sovereignty. Non-signatories - there were a number of states that have never signed and many of them are now Nuclear states: Pakistan, India, Israel as well as Cuba and Argentina. Some states signed and then backed out North Korea. North Korea signed the agreement but then in 1993 they announced that they were going to withdraw from the NPT. This came at the same time they they were making advancements in missile technology. This gave them an effective delivery system for nuclear weapons and made many states (Japan, South Korea) nervous. The IAEA was trying to get onto North Korean soil to verify it’s nuclear program so they just opted out. The world basically did nothing. Then Clinton organized a massive cash payment to get them back into the NPT. Then they promised to build 2 reactors if they rejoin the agreement. in 2002 NK announces that it has nuclear capacity and then withdrew from the NPT. This leads to a lot of negotiations. The off and on again 6 party talks China, Russia, USA, South Korea, Japan, and North Korea. In 2005 NK announces that it will rejoin the NPT, then they tested their nuclear weapon. They have never rejoined the NPT. Iraq is almost the exact same scenario as North Korea. the NPT and IAEA were trying to gain access to Iraqi “nuclear” sites. The differences was that the US used this to justify the invasion of Iraq, instead of sending money and promising to build the nuclear reactors for them. Saddam thought that he might get that but instead he got a can o’ whoop-ass. Iran is a signatory of the NPT and is doing the same thing as North Korea and Iraq. Israel will take care of this if they feel they need to. China and France were initially non-signatories, they signed in 1991 but they both subsequently tested nuclear weapons. Brazil announced it was opting out in 2002 but they rejoined later on. The fourth qualitative agreement was the bio-weapons in 1972 with 107 signatories. It built on the framework of the Geneva protocols and then tried to tighten it up. The production, development, and the stockpiling of weapons is prohibited. States agreed to destroy a certain level, not all, of existing bio-weapons. It is stronger than the Geneva Protocols but there are a few things missing, it doesn’t talk about the use of bio-weapons, there is no specific language about testing. The agreement uses vague language to leave states wiggle room. Threshold Test Ban Treaty (1974) only 2 signatories but it was the 2 that mattered US and USSR. It tightened the language of the original test ban treaty. It prohibits underground testing, but there is a loop-hole as it only applies to yields over 150 kilotons. It was never ratified but it has been observed to this day. INF - Intermediate-range Nuclear Forces Treaty (1987) - Again signed by only the US and the USSR. Important b/c it eliminated 2 sets of Missiles from Europe: intermediate range, and shorter range missiles. NATO Missiles and WARSAW pact missile from Europe are now gone. It also changed the way that verification worked. Chemical Weapons Convention of 93 - It was one of the first post-Cold War qualitative convention. 130 signatories. Called for: prohibited development, production, stockpiling, transfer, acquisition, and use of chemical weapons. destruction of existing chemical weapons by 2005. (not met by most signatories but large cuts have been made) on site inspections to verify the destruction of weapons. Convention of Nuclear Safety ’94 - 25 signatories - trying to focus on nuclear power and the safe use of nuclear power. It dealt with levels of radiation protection for workers and civilians and rules dealing with verification. NPT extension ’95 - a clause in the original NPT states that there will be review conferences so on the 25th anniversary they reviewed it and 188 nations signed or resigned the agreement. They agreed to extend the original agreement. During these discussion there was considerable debate about vertical proliferation in other words the main nuclear weapon states limiting their nuclear stockpiles. Comprehensive test ban treaty ’96 - signatories agree promise not to test nuclear weapons anywhere on the planet. It is only a test ban and not a disarmament treaty. There were a number of notable non-signatories India, Pakistan, Israel, US (congress would ratify it). There is nothing in the CTB that talks about the production of fissile material. There is no commitment to remove nuclear weapons in the future. ON EXAM - we will evaluate these arms control regime (all 4 kinds) based on realism or liberalism. realism is the loop-holes, and liberalism is the agreements themselves trying to manage the anarchy. Mar 21, 2011 Quantitative Agreements - A slow incremental method of reducing the numbers of weapons by chipping away at the massive totals. Almost all of them are bilateral b/w the US and USSR (Russia). It is an ongoing process. It sets limits and numbers of weapons. Quantitative agreements are not disarmament, they are guaranteeing MAD ABM Treaty (1972) commonly referred to as SALT 1 (Strategic Arms Limitation Treaty). It allowed both nations to have one defensive weapons system for their state capitals. It could be one fixed complex or a series of scattered silos. It froze further ABM development SALT 2 (1979) - places specific limits on the number of ICBMs, SLBMs, bombers, and surface to air missiles. More importantly there were limits to the number of warheads allowed on the missiles (10-14). This means that both sides are allowed to have about 12,000 nuclear warheads. there are a number of missiles that aren’t included. nothing is mentioned about intermediate, reserve, cruise, or tactical missiles. Agreement was signed by US and USSR but US Congress refused to ratify it b/c USSR invaded Afghanistan but it was still followed. Chemical Weapons Accord ’90 - trying to level the playing field in Chemical weapons, both sides agreed to cut their stock piles to 5000 tons of chemical weapons by 2002. Troop Levels in Central Europe agreement ‘90 - both sides were allowed to have 195,000 troops in central europe Conventional Armed forces agreement ‘90 - defined the numbers and location of specific conventional weapons within Europe. Tanks, artillery, combat vehicles, aircraft, and helicopters. START I ’91 - Strategic Arms Reduction Treaty - There were 5 signatories: US, Russia, Ukraine, Belarus, and Khazakstan. Negotiations started in ’82 and were an extension of the SALT agenda. Again it deals with ICBMs, SLBMs, and bombers trying to reach a total of 1600 missiles with a total of 6000 warheads. It is trying to cut in half the number of warheads lying around. As with SALT there are many other types of strategic delivery platforms that aren’t mentioned. START II ’93 - Only US and Rus and tried to cut levels of warheads to 3000. Wasn’t ratified or followed. Trilateral Accord ‘94 - US Rus and Ukraine trying to get rid of Ukraine’s nuclear capacity. It is an extension of the Lisbon protocol which got rid of nuclear weapons in Belarus and Khazakstan but Ukraine had refused to be a part of. Ukraine didn’t sign the Lisbon protocol b/c it views Russia as a threat. The Ukraine signed after they were promised massive amounts of cash and that they would be allowed to consult with NATO if Russia presented a threat. They signed the agreement giving up their nuclear weapons as well as signing the NPT. Treaty banning anti-personal Land mine ‘97 - Agreed to prohibit the use, stockpiling, production, and transfer of land mines. Signatories had 4 years to destroy stockpiles of land mines, and 10 years to clear all land mines. it was estimated that there were 100 million land mines in over 71 nations. Iraq, Iran, Israel, Saudi Arabia, Jordan, Egypt, China, Russia, US (Korea the DMZ probably has over 50 million land mines and b/c the US uses land mines for anti-tank systems) are all nations that haven’t ratified the treaty. the goals of the treaty haven’t been met. Land mines are extremely popular in 3rd world conflicts b/c they are so cheap (about $3 to make) Moscow Treaty ’02 (SORT - Strategic offensive reduction treaty) - signed by Putin and Bush. Cut the amount of warheads to be b/w 1700 and 2002 by 2012. There were no verification methods. This treaty wasn’t a priority of the gov’t START 2 April 2010 - It is a very comprehensive agreement. It is very asymmetrical as it allows Russia and the USA to have different things. All commitments to be fulfilled by 2017. Deals mostly with SLBMs and ICBMs. US to cut ICBMs and warheads to b/w 1500 and 1675. The Russians get to keep 2800 warheads Nuclear weapons not included in START 2: tactical US (500) Rus (2000), reserve US (2500) Rus (3500), awaiting retirement US (4200) Rus (4670) in each case Russia has more bombs. The fact that these weapons are mentioned and amounts given is extremely important b/c it is the first time that they are mentioned and amounts stated. previous agreements just ignored that they existed. The US signed the deal b/c there is a specific clause about bombers. A plane that can carry 6-20 warheads it is counted as a warhead and the US has about 4000 of these bombers and the Russians only have 2000. So the Russians have more warheads but the US has more delivery platforms. Regional agreements Antarctic Treaty in 1959 with 33 signatories which prohibits the militarization of the antarctic or fighting there. Treaty of Tlateloco 1967 - 23 signatories - banned nuclear weapons in Latin America Seabed Treaty 1971 - prohibited the placement of nuclear weapons on or under the seabed. Outer Space Treaty 1967 - 89 states signed on. These states agreed not to extend sovereignty into outer space. 100 kms (not in the treaty) is the commonly accepted range of sovereignty in the atmosphere. Moon treaty 1959 - 54 signatories. Nuclear weapons couldn’t be placed on the moon or in orbit around the moon. the space treaties are happening b/c the weaponization of space worried states and politicians. SDI was part of the weaponization of space and meant to protect the US from space. Although SDI didn’t work many satellites in space are military satellites, surveillance and and defence - magnets and lasers meant to push warheads off course. Confidence building measures Hotline Agreement 1963 - signed after the Cuban Missile Crisis. The US and USSR realized that there was no way to communicate with each other. This agreement put a direct phone line to each other on their desks. Nuclear Accidents Agreement 1971 - designed to increase transparency in the case of a nuclear accident the Conference on Security and Cooperation in Europe 1975 - It established conferences in Europe b/w NATO and Warsaw pact members to sit down and talk about issues. It kept both sides talking during the Cold War. Agreement on Confidence and Security Building Measures and Disarmament in Europe 1986 - Allowed military observers to watch military maneuvers of the other side Open Skies Treaty ’92 - Allows unarmed spy and reconnaissance planes to fly over each others nations. This allowed outside nations to fly over a state so that they can verify that the nations are following disarmament agreements. On site verification - the On-sight Inspection Agency was formed in the US to verify weapons disarmament. This was allowed in the 1987 INF treaty. On sight verification is a confidence building progress and it also allows for verification that cannot be done by airplane. Talk about arms control regime (the 4 types of agreements) on the Exam. Mention them all but, don’t talk about them in great details but talk about the main ones NPT, START 1&2, and SALTs. Once you have talked about them talk about them from a liberal or realist viewpoint and explain the agreements. International Government Associations (IGO) - there are approximately 500 IGOs in the International system today. Important to Liberals b/c of management of Anarchy, absolute gains. Realists like them b/c of security, but mainly self interest and the perception of the use of Force. NGOs - there are way more of these about 5000 IGOs there are regional IGOs Organization of American States (OAS) Organization of African Unity (AU) Association of South East Asian States (ASEAN) Common purpose IGOs OPEC Commonwealth - former British Colonies Francophone - former French Colonies WTO Collective Security IGOs NATO - NGOs - there are lots and lots and lots and lots and lots... Red Cross Dr. W/O boarders Samaritans Purse IOC Green Peace WWF - not the wrestlers Mar 25, 2011. The UN is the largest IGO in the world with roughly 90% of the total of states members of the General Assembly in 1996 there were 188 members only d4 have been added since and only 3 since 2000 2002 East Timor and Switzerland joined and the last to join was Montenegro in 2006 This is unlike the 60s when the membership of the UN doubled the UN has a massive mandate collective security collect data and census diplomacy and dialogue economic matters both trade and assistance population information food energy Human Rights The Headquarters of the UN is located in downtown New York and is its own sovereign territory with its own rules, flag, police force, official languages. The UN is not a world gov’t b/c it has no citizens, it doesn’t control its boarders and it doesn’t collect taxes. the Un is governed by its Charter. Under the charter, all states are equal under international law. all states have full sovereignty over their domestic affairs (article 2.7) all states have full territorial integrity - the UN cannot take sovereign territory. all states in the UN agree to engage in diplomatic practices and norms. the UN charter articles 6 and 7 talk about international problems 6 is pacific (peaceful) resolutions to international problems embargoes, boycotts 7 talks about collective security through military action. the charter also outlines the institutional organization of the UN and its 6 primary organs. the Charter was being written and negotiated during WW2 and then finalized at San Francisco following the war. The 6 organs of the UN are: General Assembly - all member states sit. All states have an equal vote. the GA meets regularly in plenary sessions. There is a president of the GA but the position lacks power he just sets the agenda and runs the sessions. Special sessions can be held at any time (think UNSSOD) there have been 27 special sessions of the UN. Emergency sessions can also be held and will deal with a specific emergency, these are rare and are help in regards to a threat to peace in the International assembly The Security council calls for emergency sessions. Anything can be brought up at emergency and special sessions. The budget for the UN has to be approved by the GA. The GA can also make recommendations to the Security Council that are either important questions (2/3 majority) of other considerations (50% +1). The GA makes non-binding decisions and resolutions. The GA makes declarations - very broad statements, resolutions - more specific and deal with a specific nation or issue, and conventions - not common that are basically treaties, there are multi-lateral conventions (NPT) and bi-lateral conventions (b/w UN and a specific state or region and usually talking about peacekeeping missions). The majority of the decisions that the GA makes are declarations and resolutions. - Security Council the primary role of the SC is to find peaceful resolutions to conflict decisions by the SC are supposed to be binding on Member States. they are supposed to be more important than GA decisions. the mandate of the SC is Peace and Security in the international system the SC has the right to identify and aggressor in a conflict and direct military force against aggressors. the forces directed by the SC are supposed to be lead by a Military staff committee. All members were supposed to donate troops to the committee. This didn’t happen. the SC has 5 permanent members - Rus, USA, GB, Fra, Chn, and all have a veto. These are the main winners of WW2. China was represented until the 1970s by Taiwan. through most of the cold war the SC was grid locked b/c of the veto and the ideological differences on the SC. for a resolution to pass the SC all P-5 members and 4 out of 10 of the nonpermanent members. there are 10 non-permanent members elected for 2 year terms and they are staggered elections. they don’t have a veto. There are usually attempts to have geographic and economic representation in the non-permanent members the chair of the SC rotates on a monthly basis. the chair sets the agenda for the SC there are some members of the SC that will regularly abstain from voting China used to only vote on issues that it believed that were important to it’s regional concerns. the SC meets irregularly. they have no specific times to meet, they meet at the request of any member of the GA. in 1992 there was a summit meeting of council members (P-5) and the possibility of reform of the SC was discussed. The council reinforced their support for the original charter and the status quo. This has started to change a little bit with most of the discussion concerning broadening the membership of the SC but this is a long term goal. Canada has been a non permanent member of the SC 6 times starting in 1946. The 2000s was the first decade in the history of the UN when Canada was not a non-permanent. Canada lost to Portugal in 2010. The SC has passed resolutions endorsing armed intervention a number of times: 1st Gulf War, Invasion of Haiti, Cambodia, Rwanda, Yugoslavia, Kosovo, and Libya. ECOSOC Economic and Social Council - it was added to the UN largely due to the demands of developing nations it was added to make sure that the UN wouldn’t focus solely on security ECOSOC is supposed to take care of small and developing states in the UN ECOSOC conducts a lot of research on economic and social issues. Has 6 specific commissions: Human rights population statistics social development status of women narcotic drugs. there are regional commissions w/i ECOSOC - Africa, Europe, Latin America, Asia, and the Pacific. many of the specialized agencies of the UN are housed w/i ECOSOC UNESCO, Universal Postal Union, WHO, IMF, Its most challenging function is that it is in charge of being the contact for all NGOs in the International System. ECOSOC has to maintain relations with the NGOs Secretariat It is the bureaucratic wing of the UN with about 15000 people working in this organization with 1/3 in New York and the rest in Geneva the goal of the secretariat was to create a global bureaucracy that would have no ties to national gov’ts the secretariat: collects and publishes data all administrative tasks for peace keeping organizes conferences budgeting and accounting responsibilities headed by the most important person in the UN - the Secretary General. the Secretary- General is responsible for the highest level of diplomacy and mediation. the Secretary - General is nominated for a 5 year term and that can be extended. there has never been a secretary-general from a great powers. Secretary - Generals are often elected from small nations that aren’t even regional powers. Trusteeship Council created in 1945 to dismantle old colonial empires. the council was designed to help shepherd colonies into independence in the 60s and 70s were the busiest times for the council and by 85 it was down to 18. in the 90s there were only 2 nations still looked after by the council. Namibia gained independence in 1990 and Palau was the last trusteeship in 1994. International Court of Justice Envisioned to be a world court that would settle disputes b/w states and would advise the UN on International Law. there are 15 Justices that are elected by the security council. They are ratified by the GA. the Justices serve 9 year terms the ICJ has not served as a court to settle international disputes. It has only heard about 60 cases in its History and mostly advises the UN on international law b/c of article 2.7 the decisions of the ICJ are non-binding. Mar 30, 2011. Human Rights Will talk about identifying rights defining special rights codifying rights enforcement of rights Identifying Rights there is a debate b/w individual and collective rights. this was a major part of cold war. and there was constant tension b/w these two divisions. Individual rights were freedoms that we associate with western liberal rights - property rights, freedom of speech, association, religion. Collective rights represented the ideological dynamic of socialism common ownership, shared labour, equal standards of living. there is some over lap b/w these two and most states in the Int’l system have a combination of both individual and collective rights. Canada is a prime example of this We have individual rights in The Charter of Rights and Freedoms and collective rights are protected in the Constitution. The origin of individual rights came from the classic European Liberal Philosophers in the 15th-17th Century, Locke, Mills, Smith, Bentham. These were men with an agenda that were trying to gain some autonomy and freedom from the monarchy. Liberal rights are primarily a domestic concept until post WW2. The origins of collective rights are also pre-cold war. They are not ideological, they are based on non-westphalian concepts of organization tribal societies - food, clothing, shelter. It is an indigenous concept of rights that is common to non-european societies. The second debate in identifying rights is the debate b/w relative and universal rights. It is related to the collective-individual rights. A relativist will say that there is no such thing as universal rights b/c of culture - different cultures will have different conceptions of rights in different parts of the world, and time - the reality that concepts of rights will change over time, they are not static. Universalists argue that it is possible to come to some mutually agreeable set of rights. Defining International Human Rights in the Int’l system there are three broad categories in terms of defining rights: Integrity of the Person - it deals with the rights of individuals and usually deals with imprisonment, torture, Political and Civil Rights - deal with various freedoms - expression, association, movement, peaceful protests, religion. Economic and Social Rights - deal with money and social issues rights that ensure that all people have the rights to housing, employment, safety, basic standard of living, health care, education. These rights are trying to close the gap b/w classes in the int’l system. Also trying to protect groups of people during times of crisis. individual rights and the relative rights movement are the movements that have won - from identifying rights. Crimes and Problems facing Human Rights Genocide - as a term it didn’t exist until after WW2 (coined by a polish jurist) It was the word that was created to talk about the atrocities of WW2. It is a combination of a greek and latin word that mean people (genos) and kill (caudere). genocide is the systematic and deliberate putting to death of an entire people. This means that there has to be a well organized plan. It cannot be spontaneous. it also must last over an extended period of time. It must encompass an entire people. It isn’t a mass killing b/c mass killing isn’t trying to get rid of an entire people. Only 3 events have qualified as a genocide Holocaust Rwanda Cambodia Another problem facing genocide is article 2.7 of the UN charter b/c it gives a gov’t the right to do anything to it’s citizens w/i it’s own boarders. The UN got around this by defining genocide as a crime against humanity which supersedes Article 2.7. there are no obligations on the int’l community if an event is agreed upon as a genocide. Apartheid - the physical separation of a certain group of people and limiting their movement, education, employment, and residence. again under 2.7 this is a legal action the most obvious example of apartheid was South Africa. It was a deliberate action of the National Party of South Africa. It was a gov’t policy. Blacks were physically separated into townships and restrictions were placed on their lifestyles. the National party also had death squads that imprisoned or assassinated opponents to apartheid. There were tens of thousands of deaths associated with death squads. Until the 70’s there was little tangible action against South Africa. When states did decide to act, economic boycotts was the primary way to punish South Africa. Canada boycotted South African wine but there was limited trade with South Africa less than 1% and wine was chosen to be boycotted b/c it protected the Canadian wine industry. Canada never boycotted diamonds which would have actually meant something. many states acted like Canada and the economic sanctions weren’t very important the important boycotts that actually affected SA was the fact that we wouldn’t let them play international sports. Apartheid was dismantled by the African National Congress after it was elected in 1994. Nelson Mandela was elected President after spending 30 years in prison. While Apartheid is no longer an official policy it still exists today. SA tried to deal with the abuses that took place during Apartheid but it was a domestic issue and int’l human rights had nothing to do with it. Mandela set up the Truth and Reconciliation Commission and it was a nonpunitive commission. The purpose of the commission was to get the testimony on record and then to forgive and move on. As long as the violence was politically motivated the perpetrator of the violence was allowed to go free. some people tried to exploit this and they were often convicted and sent to prison Capital Punishment - the state takes the most sever action against a prisoner and takes his/her life. again under article 2.7 this is allowable. It is still a very common punishment around the world. some of the most frequent users of capital punishment are China Saudi Arabia USA April 1, 2011 Warfare The debate about human rights during conflict; a lot of people refer to the “Just War Theory”; the most famous person that has done this is Michael Walzer; it is a very state centric approach; he is focusing on issues regarding states, citizenship There are others that will write from a more cosmopolitan approach that are more human centric, such as Richard Beitz We will focus more on Walzer; Walzer outlines two concepts, both of which are Latin 1) Jus ad bellum: this is talking about the justice of war; when is it just for states to go to war with one another? The only justified wars that exist in the IS are the ones that are fought in self-defense; his best example of this would be the western intervention when Iraq invaded Kuwait; when these wars end, if you are fighting on the right side, it is acceptable to punish the aggressor; the punishment is designed to weaken them and try to serve as a deterrent to other states 2) Jus in bello: this is more important towards human rights; this is the treatment of citizens in warfare; violence in a just war should be proportional (e.g. if someone bombs a tower from Iraq, you should not drop a nuclear bomb on Iraq in retaliation); citizens are often the ones that are targeted/killed in non-proportional conflicts; as well, in a just war you should not intentionally target citizens; you must do whatever you can to limit civilian casualties Refugees The issue of refugees has changed; used be a person fleeing wellfounded fears of persecution; the UN took the issue of refugees quite seriously; in 1951 they create the UN high commissioner for Refugees; however, the UN at this time is dominated by western states, and those fleeing the persecution of communism were considered refugees; this began to change around the 1970s; a couple of events take place that change this; the first is the refugee problem that occurs between India and Bangladesh; thousands of Bangladeshi refugees flood into Northern India to escape flooding, famine and warfare; the other one was Vietnam and the Vietnamese boat people; this was 800,000 Vietnam refugees fleeing their country; there were thousands of refugee camps surrounded all throughout SE Asia with these people (Hong Kong, Manila); The UN’s response was to convince member states to take these refugees; the UN also came up with its comprehensive plan for action; this would return specific refugees to their original country (e.g. Boat People to Vietnam); you could use force if it was necessary; the UN is really not doing anything for these people A problem occurred when the Cold War ended; a good example of this would be Germany in 1992; 438,000 people declared themselves refugees, allowing them to stay in Germany as the country began to form into its shape today; Today we have lots of refugee issues; a good example would be thousands of Cuban and Haitian refugees trying to get into Florida; SE Asian citizens are trying to get into Canada and the US; the response by member states is to intercept these refugees via the Coast Guard; Africa is another good example of a refugee problems; During the height of the Rwandan crisis over 80,000 people an hour were entering Zaire; It is estimated in 1995 that there were 23 million refugees in the world, while today they estimate there are over 35 million people Why this deals with human rights is that these are the most vulnerable people in the IS; it is up to states to deal with these issues; the UN does little here Gender What we deal with gender issues in the western world are much less severe in comparison to other gender issues; in the west, we deal with pay equity, domestic violence, hiring etc The UN in the 1900s, there was a group of Canadian women who asked the UN to intervene on the issue of unequal taxing; the UN declined this on a basis of too many issues Due to culture, laws and religion women are declined the most basic human rights; women are often treated as less than human and are often discriminated at or earlier than birth; if you are in a society that has the money or technology to determine whether a fetus is female, you may be aborted; male children are more favored because it is more financially feasible; male children can take care of the adults, can support them financially; females need to pay a dowry for you to get married off; a lot of families cannot afford this; some of these societies also have a two-child policy The reality is that most societies cannot determine the sex before birth; this leads to infanticide if the sex is a women; 1300 women were surveyed in rural India, and 50% had either participated or knew a family member who had engaged in it; it is very common in rural areas; as well, it is very difficult to prosecute a person because it is accepted socially; a common way of killing is pouring scalding water down the throat of an infant If a female survives birth, there are other barriers; women are often not given the same educational opportunities in relation to a man; in rural Pakistan, schools are segregated; most of the schools that exist are very poorly attended and resourced; if you are given access to education it wont last long; most women are finished with school around seven or eight because at this age they are financially able to provide for the family; they become a source of labor; a survey done in Pakistan’s rural and urban showed that 90% of women over the age of 25 are illiterate; of the 1.7 billion living in poverty in the world today, 70% of those are women; 1 out of 18 women in South Asian countries dies of pregnancy related causes; these are not simply childbirth, but also abortion; many of these abortion methods are crude and hazardous to womens health; in Nepal and Bangladesh, 1 out of every five women will die before the age of five; you have a 20% chance of dying before you are five; in India, 25% of the 12 million females born in India will die before the age of fifteen; In India, it is also culturally acceptable to engage in wife burning; 5000 women were killed for this; this is when a dowry or a behavior of a wife to be unacceptable; this allows a male to burn his wife for this; It is common for women to have genital mutilation; the female area will be altered/cut; it is culturally a right of passage, and is common in Africa; There are a lot of problems to gender issues, causing the IS to respond minimally The response has been minimal due to article 2.7 in the UN charter; the other problem is that there is very little motivation by western states to act; they do not make this a priority; Canada has made genital mutilation illegal and made this a valid reason to apply for refugee status; the problem with this is that this procedure occurs around 11-12 years old; The UN tried to deal with this by having a large conference in Beijing China; 50,000 delegates were here to discuss the issues facing women; the UN Conference on Women; there were six final points raised here; 1) Women’s right to decide on matters of their own sexuality 2) Prohibited violence against women: these included rape during wartime, sexual harassment, genital mutilation and domestic abuse; shows the East-West divide 3) Discrimination against female infants and young girls: this goes with the problems of infanticide 4) Women should have the right to access credit and other instruments of economic power 5) Women should have the right to own and inherit property 6) Strengthen the family as the basic unit of society: this shows the problems that the conference faced; the Christian rights movement in the United States were a huge presence at this conference, therefore showing their influence; this point does not really apply to the issues facing women in the developing world April 4, 2011 Gender issues continued Child Labour has been compared to slavery. UNICEF is the branch of the UN that looks at child labour and child labour issues. UNICEF looks for: working in exploitive conditions age - below 16 although many children even in western society under 16 have jobs the labour is depriving children of the basic standards of living mainly access to education opportunities to break the cycle of poverty is was UNICEF is looking for Child labour happens mainly in 3 sectors of economies: Agriculture - plantation economies (Coffee, sugar cane) light manufacturing - textiles industry (sweatshops) Sex industries - both male and female children are exploited. India has an estimated 400,000 children in the sex industry. Thailand about 100,000. Vietnam, Cambodia, Sri Lanka all have about 50,000. Cuba about 20,000. Foreign sex tourists use these minors in the industry as well as local consumers. Child sex industries happens in western nations as well. in 1996 Canada made a contribution to the International Labour Organization to help study child labour. The same year we also attended the world congress on the sexual exploitation of children in Stockholm with about 118 other states. This congress did result in changes in Canada. Namely bill C-27 - it made it illegal to travel to another nation and have sex with children. Canadians could now be prosecuted in Canada for commercial sexual activities abroad. Up until now there has only been one conviction. Foreign nations don’t help prosecute b/c it is culturally acceptable for children to be part of the industry and b/c it is often a large part of the hosts nation’s economy so they don’t want to disrupt it. It is also hard to prosecute offenders b/c it is very hard to find evidence. in 2002 bill C-15A was passed to deal with the problems of C-27. Any sexual offence against a minor overseas. It also deals with internet luring and it includes non-commercial sexual activities. What has the International Community done about Abuses in the Int’l System? Up until the 1700’s only the nobility and elite had rights. The first discourse on rights are about domestic rights and they are again rights for DWEM (dead white european men). These rights are focused on freedom of association, expression, and movement. It isn’t until the late 1800s that we see some discussion on the issue of human rights in the Int’l system. It is focused on slavery. The first discussion was at the Congress of Vienna in 1815 and Berlin in 1880. It was recognized that they shouldn’t be doing this, nothing was done. It was left up to domestic legislation w/i nations to deal with slavery. during and after WW2 we start to see a dialogue on the need for human rights.this was due to: the massive amounts of civilian deaths. Holocaust/genocide domestic violations of human rights (Japanese Internment in Canada) The Nuremberg trials and the different asian trials were the first attempts to deal with human rights and war criminals. These trials were not an attempt to apply human rights universally, it was a winner driven set of trials. There were no other int’ human rights courts until the 1990s. the first attempt to deal with human rights int’ly and universally was the formation of the UN and the UN Charter on Human Rights in 1948. The leading advocate of Int’l human rights was President Roosevelt. He believed that the UN should be founded on basic universal human rights. It was his widow Eleanor that took got the Human rights charter passed. Canada played an important role in the drafting of the charter of human rights. John Humphrey from McGill University played a large role in the drafting. UN Charter of Human Rights - has 30 articles 1 - All humans are born free and equal in dignity and rights. IN(dividual) 2 - humans are entitled to these rights w/o discrimination based on race, colour, sex, language, religion, national or social origin, property, birth, social status and many many more. IN 3 - every one has the right to life, liberty, and security of person. IN 4 - prohibits slavery IN 5 - no individuals shall be subject to torture, degrading, or inhumane treatment or punishment. IN 17 - everyone has the right to own property IN 19 - everyone has the right to freedom of opinion, expression, association, and peaceful assembly. IN 23 - everyone has the right to work and be employed, also have the right to rest and leisure including a payed holiday. IN 26 - individuals have the right to an education. COL(lective) the UN declaration of human rights focuses on the rights of the individual and over the next 60 years as the membership of the UN changes there is an attempt to balance the rights of the individual with the rights of the collective. the UN does this by passing covenants, resolutions, and holding conventions on human rights. in 1966 two covenants are passed to help balance human rights in the UN INt’l Covenant on Individual and Civil Rights - re-enforced western individual rights. Int’l Covenant on Economic, Cultural, and Social Rights - was designed to balance individual and collective rights. There are 6 broad categories that the UN uses to define covenants and conventions General Human rights slavery racial discrimination rights of women and children refugees Others it took 10 years to get enough states to ratify these agreements. April 6, 2011 Human Rights Con’t Human Rights during the Cold War it was very difficult to deal with human rights during the cold war b/c of the ideological differences USA and USSR (individual vs collective). THe two sides didn’t talk very much and the security council veto make it even more difficult to discuss human rights in the 70s there was a brief thaw in the cold war and this results in the Helsinki agreements the Helsinki agreements established a forum of communication. The Conference for Security and Cooperation in Europe (CSCE) was the conference that was formed. The west had to acknowledge the legitimacy of current boarders in Europe to get the conference. In return for acknowledging boarders western nations were able to make sure that the CSCE established three areas of negotiations. Security (see arms control section), Economics - science and technology, Human Rights - culture and information. there were a number of conferences - 2 in Madrid and one in Vienna (1986-89) and Moscow in ’91. No formal agreements on Human Rights came out of the CSCE, what does happen is that western nations prioritized human rights in each of these conferences. In eastern european nations as well as the USSR there is some willingness to allow discussion of human rights w/i the states after these conferences. In Moscow a NGO called Helsinki Watch was allowed to operate and it reported on human rights abuses in Russia. There was a similar group in the Czech Republic. once the Soviet union collapsed in 1990 the CSCE expanded from 35 members to 53 members in 1992. This presented a challenge on organization to the CSCE and they reorganized themselves into a formal institution by: establishing a permanent secretariat in Prague opened a conflict prevention center in Vienna established the Office of Democratic Institutions and Rights in Warsaw. the CSCE changed its name to the OSCE (Organization on Security and Cooperation in Europe). The OSCE focuses on diplomacy and mediation, and Human Rights. Russia proposed in the early 1990s that the OSCE replace NATO in Europe but the US, GB, and FRA refused. During the civil war in Yugoslavia the OSCE tried to negotiate an end to the war before the UN and NATO became involved. During the conflict in Kosovo the OSCE was part of the international observer mission. Because of the OSCE and other organization, Europe has a massive amount of resources dedicated to human rights and has one of the best track records on enforcing human rights in the world. Enforcing Human Rights there has to be institutions in place to prosecute, imprison or otherwise punish offenders. the UN International Court of Justice (ineffective), Nuremberg and Pacific Trials (ad hoc and winner driven approaches as well as temporary), UN efforts in Rwanda and Yugoslavia are the only attempts globally that have tried to enforce human rights there are no permanent, effective global human rights enforcement organizations. As a result enforcement of human rights becomes a regional issue. Europe has the most effective enforcement organizations and it started in 1949 with the Council or Europe which had the broad mandate of promote democratic values. In 1950 the Council codified what it was going to do in the European Convention for the Protection of Human Rights and Fundamental Freedoms. In that document the institutional structure of the council of europe is outlined and how it is going to go about enforcing human rights the Council of Europe consist of an: (both are in Strasbourg) Executive - the European Commission on Human Rights, Where the bureaucracy of the Council of Europe sits. Judiciary - European Court of Human Rights. It is important b/c it can hear cases regarding individuals. Individuals who feel that there human rights have been violated can also go and have their case heard at the court. there are a number of ways that cases make it to the court: A member state can authorize that a case be heard The executive of the Council of Europe and the European Commission on Human Rights can also sponsor a case and authorize that it be heard. The European Court on Human Rights can also serve as a court of appeal on human rights issues from domestic court systems. the European Court on Human Rights is an important institutional change b/c it is the first to allow domestic issues from other nations to be heard in an international court. it establishes an international precedent. Over its 50 years it has heard about 150 cases which is a fairly large number of cases. EU - it is not the Council of Europe and the EJC (European Court of Justice) is not a human rights court. The ECJ deals w/ EU law which is often economic and contract law based. International Criminal Court - grew out of a 1998 conference in Rome and the Rome Statute which called for the creation of an international criminal court primarily to deal with international human rights abuses. It called for the establishment of a permanent court located in The Hague. The process of ratification took about 4 years and in 2002 the ICC was formed. The ICC has some rather significant loopholes in the ICC If you are a signatory on the Rome statue you have the right to opt out of the courts jurisdiction at any time for 7 years. the ICC has no jurisdiction over states that aren’t signatories. People accused of genocide have to voluntarily appear and agree to be prosecuted. Members of the UN Security Council could suspend an ICC case at any time if it was vital to international security. there were a number of things considered not to be considered crimes against human rights - Deliberate starvation of civilians, use of nuclear chemical and biological weapons. the major problem with the ICC was the non-signatories - China, Libya, Algeria, Yemen, USA Libya didn’t sign the original Rome Statue but they did sign the ICC later on when they got rid of their Nuclear weapons. The USA was originally a member b/c Clinton signed the agreement but Bush unsigned the agreement. Cases of the ICC Since 2002 6 cases have been considered and 1 has been suspended. All of these cases have been heard post 2006. Those first few years were spent building up the ICC. There are three ways to get a case in front of the ICC a member state sponsors a case the UN security council sponsors a case the ICC can appoint a special prosecutor to investigate a potential case. They can also launch a formal investigation which can lead to charges. April, 8 2011 ICC Continued... Cases that that ICC has heard Situation in Uganda - One of the first cases brought to the ICC. THe Ugandan gov’t filed the case, the Ugandan gov’t accused 5 rebel leaders of the Lords Resistance Army of atrocities. The ICC only prosecutes leaders. Of the 5 leaders charged, one has died and the other 4 are still at large. Situation in the Democratic Republic of the Congo - 6 cases involving 6 people. 2 of the cases are at pre-trial stage and 4 cases at the trial stage. Of the 6 people charged 5 are on trial and one is at large. The accused were turned over by the congolese gov’t who also filled the case. Sudan - was filled by the UN Security Council - there are 4 cases associated with Darfur and they involve 4 individuals. All are in pre-trial stage and of the 4 cases one of the people appeared voluntarily before the court (Bahr Idriss Abu Gardu). He was cleared of all charges. The other 3 people charged are still at large Situation in Central Africa Republic - the gov’t of CAR filled the case and turned over the suspect to the ICC and the trial is currently ongoing. ICC special prosecutors have only launched 2 formal investigations Columbia - but no charges were ever laid. Situation in Kenya - charges have been laid on 6 people and April 7 2011 was the first hearing in which 3 suspects showed up voluntarily and the other 3 are at large. Situation in Libya - UN Security Council asked the ICC to launch an investigation into activities in Libya. In march 2011 a formal investigation was launched. The geography of of the ICC cases is interesting as all of the cases The ICC has considered and pursued are in Africa. Great Powers and Hegemonies decide how much state sovereignty will be respected although the special prosecution can somewhat do this. no trial has ever reached the sentencing phase. In almost ten years no one has ever been found guilty or completed a trial the ICC has been used by national gov’ts to weaken or challenge the legitimacy of your opposition. ICC in regards to Realism states are the most important actors b/c most of the cases have been brought forward by states. It is a state driven institution created by states and state sovereignty article 2.7 is always respected security - hegemons have played a large role in deciding who gets investigated (UN security council) anarchy - the existence of the ICC shows that there is no overarching authority as the court doesn’t work. Exam 3 definitions out of a choice of 5 - UN organs, Arms control and Human Rights. 1 no choice - Essay question will either be Human Rights or arms control and applying a liberal or realist model to the ideas. essay will be a analysis - how and why the points of realism is applicable to human rights or arms control. Only do 3 or 4 points and just do a good job of them. Rwandan Genocide Rwanda is dominated by 2 tribal groups the Tutsi and Hutu, there is no record of atrocities prior to colonialism the Tutsi did establish a bit of a monarchy but there wasn’t huge differences. Tutsi and Hutu’s are physically different - Tutsi are taller and thinner and Hutu’s are shorter and stockier. Rwanda was one of the last areas of Africa to be colonized, wasn’t colonized until 1894. German traders were the first europeans in Rwanda and then Belgium gained control in 1915. the Belgians tried to use the divide and conquer game to control the colonize. The used the Tutsi to rule over the Hutu and let the Tutsi run the colony. Tutsi were the policemen, gov’t officials, and had all the important jobs. Even in this system the tutsi and Hutu are friendly towards each other. Rwanda was pushed into the trusteeship council post WW2 and this made the Tutsi nervous b/c they were numerically inferior to the Hutu. the Tutsi lobbied Belgium to not allow the country to become independent so that they could maintain control. Belgium got so sick of the Rwanda problem that they sponsored a Hutu led civil war in 1959. The Tutsi gov’t was toppled and Rwanda became independent from Belgium It was during the civil war that the first atrocities against Tutsi’s. There were also mass refugees 500,000 and they are largely Tutsi. in 1961 the Hutu Emancipation Movement wins UN sponsored elections and forms the gov’t. in 1962 Rwanda is recognized by the IR system. there are many problems w/i Rwanda - the economy sucks - and this leads to a military coup in 1973. General Juvenal Habyarimana declares himself president and dissolves the national assembly and elections. He is a Hutu. He establishes his own political party - the National Revolutionary Movement for Development (MRND). There are subsequent election in 78, 83, and 88 they are one candidate, one party elections so he is re-elected every time. in 1990 He announces that there will be free elections. The Tutsi refugees that are outside the nation organized in the late 80s into the RPF - Rwanda Patriotic Front - and shortly after this announcement they invade Rwanda 1990-91 RPF and MRND fight a civil war. There was a cease-fire signed in 92 that also establishes the UN mandate to send a peace keeping mission to Rwanda. The UN had already had to epic peace keeping fails in the early 90s - Yugoslavia and Somalia. Both of these missions had been a shift away from peace keeping to a peace keeping mission. The UN made it clear to everyone that they would only go into Rwanda if it is going to be a traditional peace keeping mission aka peace has already been established and fighting has been stopped and all combatants have to invite the UN into the country. UN peace keepers are neutral, lightly armed and only fire in self defense. The leader is D’Allaire and most of the troops are from Belgium. the catalyst for the genocide was on april 6, 1994 - the President of Rwanda’s plane is shot down. The President was Hutu - there is speculation that the Hutu’s shot down the plane to give them a reason to start the genocide. The president of Burrundi was also in the plane. w/i hours of the plane going down, large groups of Hutu’s begin the genocide and one of the first places they go is to the Tutsi PM and the Belgium body guards as well. This begins the genocide. the genocide lasted for several months. Hutu’s targeted the Tutsi but they also targeted moderate Hutu’s as well. It is estimated that 800,000 people were killed during the genocide and 2,000,000 refugees left the Rwanda into neighboring nations. Hutu Organized Militia’s and the army were largely responsible for the killing although sometimes regular citizens joined into the frenzy virtually all 800,000 people - women, children, seniors, disabled people, men, everyone was a target and most were killed with machetes. civil war broke out again in response to the genocide and doesn’t end until 1994. The RPF defeats the MRND. 100,000s of Hutus then leave the nation out of fear. in 1996 the UN goes back to Rwanda in UNAMIR 2. there was an attempt to establish trials and at reconciliation. It became very difficult b/c 100,000s of people were imprisoned and charged. The UN and Rwanda didn’t have the capacity to deal with these many people so Gacaca’s were set up. These were traditional tribal councils. The UN wrote a report on the genocide in Rwanda and in the report they admit that more could have been done to prevent it but refused to accept blame for the genocide. The AU also wrote a report and it sharply criticized the UN and its failure to act in the Genocide in Both reports D’Allaire was exonerated and praised for his efforts to try and prevent the genocide.
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