Natural Hazards and Earth System Sciences Open Access Atmospheric Chemistry and Physics Open Access Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 www.nat-hazards-earth-syst-sci.net/13/1841/2013/ doi:10.5194/nhess-13-1841-2013 © Author(s) 2013. CC Attribution 3.0 License. cess Geosciences G Measurement Techniques H. Zhong1 , P.-J. van Overloop2 , and P. H. A. J. M. van Gelder1 1 Section Open Access A joint probability approach using a 1-D hydrodynamic model for Atmospheric estimating high water level frequencies in the Lower Rhine Delta Open Access of Hydraulic Engineering, Faculty of Civil Engineering and Geosciences, Delft University of Technology, Delft, the Netherlands 2 Section of Water Resources Management, Faculty of Civil Engineering and Geosciences, Delft University of Technology, Delft, the Netherlands Biogeosciences Correspondence to: H. Zhong ([email protected]) 1 Introduction In the Lower Rhine Delta in the Netherlands, the Rhine and Meuse rivers run from theEarth east andSystem the south into the North Sea at Hook of Holland, to the Haringvliet in the west and Dynamics into the Lake IJsselmeer in the north. The area is a center of high economic activity and maritime transportation with a dense population, which is at risk of being flooded by river Geoscientific or by sea, or by both. The water level in this transitional area is influenced by the upstream river flows, the downstream Instrumentation sea level as well as the operation of the existing controllable Methods and structures. At the upstream boundary, the Rhine flow comes Data Systems from rainfall-runoff and snowmelt in the Alps; the Meuse flow is mainly determined by rainfall in France and Belgium. At the downstream boundaries, the extreme still water level (excluding waves) arises Geoscientific from a combination of the astronomical tides and the meteorologically induced storm surge Development components. InModel this article the extreme still water level is the so-called “storm surge”. Astronomical tides are driven by astronomical forces and are deterministic, while the wind induced storm surges occur stochastically, driven by meteoHydrology and rological forcing. To protect the delta from sea flooding, the Earth System estuary can be closed off from the sea by large dams and controllable gates and pumps. Also,Sciences along the rivers controllable structures have been constructed in order to regulate the flow and water levels. The operation of these structures was involved in the operational water management system of the Netherlands (van Overloop, 2009). Ocean It is important to evaluate the Science high water level frequencies; first to evaluate the flood risk, and second, to support Open Access Open Access Open Access Open Access Abstract. The Lower Rhine Delta, a transitional area between the River Rhine and Meuse and the North Sea, is at risk of flooding induced by infrequent events of a storm surge or upstream flooding, or by more infrequent events of a combination of both. A joint probability analysis of the astronomical tide, the wind induced storm surge, the Rhine flow and the Meuse flow at the boundaries is established in order to produce the joint probability distribution of potential flood events. Three individual joint probability distributions are established corresponding to three potential flooding causes: storm surges and normal Rhine discharges, normal sea levels and high Rhine discharges, and storm surges and high Rhine discharges. For each category, its corresponding joint probability distribution is applied, in order to stochastically simulate a large number of scenarios. These scenarios can be used as inputs to a deterministic 1-D hydrodynamic model in order to estimate the high water level frequency curves at the transitional locations. The results present the exceedance probability of the present design water level for the economically important cities of Rotterdam and Dordrecht. The calculated exceedance probability is evaluated and compared to the governmental norm. Moreover, the impact of climate change on the high water level frequency curves is quantified for the year 2050 in order to assist in decisions regarding the adaptation of the operational water management system and the flood defense system. Climate of the Past Open Access Received: 30 October 2012 – Published in Nat. Hazards Earth Syst. Sci. Discuss.: – Revised: 15 May 2013 – Accepted: 21 May 2013 – Published: 25 July 2013 Open Access Solid Earth Open Acces Published by Copernicus Publications on behalf of the European Geosciences Union. M 1842 H. Zhong et al.: A joint probability approach using a 1-D hydrodynamic model the future flood defense design. The resistance of the river dikes against flooding is captured in the design water level; for instance, for the economically important city of Rotterdam the design water level is regarded as the water level with the exceedance frequency of 1/10 000. However, climate change and human interventions complicate the computation of these high water level frequencies. For example, being a very significant human intervention, the change in the operational water management system has resulted in nonhomogeneous high water level observations. The non-homogeneous extreme observations derived from climate change and human interventions cannot be used to estimate the high water level frequencies. Instead, a joint probability approach, using a 1-D hydrodynamic model, can be used to estimate the high water level frequencies (Mantz and Wakeling, 1979; Acreman, 1994; Gorji-Bandpy, 2001; Samuels and Burt, 2002; Adib et al., 2010). As a given high water level at a transition location may result from a number of combinations of sea level and upstream fluvial flow and from how the operational water management system reacts to the situation at hand, the occurrence of all these combinations together determines the frequency of the given water level. The first application of a joint probability approach in the Lower Rhine Delta dates back to 1969. Van der Made (1969) divided three joint probability distributions for three individual categories: high sea levels and normal discharges, normal sea levels and high discharges, high discharges and high sea levels. For each category the joint probability distribution was estimated from the observations of the peak values of the sea level and the Rhine flow in the same day. However, the above joint probability approach only considered the peak values of the sea level and the Rhine flow, and assumed the other associated variables, for example the surge duration, to be pre-determined. These associated variables also play an important role in the operational water management system, and therefore influence the high water level frequencies in the delta. For example, after the closure of the Maeslant barrier and the Haringvliet dam, the water level within the delta depends on the fluvial flow, the storage capacity and the closure duration (Zhong et al., 2012). Recent research (De Michele et al., 2007; Wahl et al., 2012) has shown how to include more variables in the probabilistic analysis of the hydrodynamic boundary conditions. In this paper, more associated variables will be taken into account in the high water level frequency estimation. 1-D hydrodynamic numerical models can be applied to assess the changing water level frequencies caused by different changes, for example changes in mean sea level rise, peak river flows and the construction and operation of controllable hydraulic structures. The detailed models can produce accurate water levels at transitional locations by examining the interaction of sea level, fluvial flow and infrastructure operations, but their computational time restrains the application of those models in a Monte Carlo simulation method. For Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 example, only a very limited number of sampling scenarios were used by Mantz and Wakeling (1979) and Samuels and Burt (2002). However, for accurate Monte Carlo simulations a very large number of stochastic sampling scenarios are necessary. For that reason, in this research, a strongly simplified 1-D hydrodynamic model of the Lower Rhine Delta is applied. Future climate change will affect the high water level frequencies in the Lower Rhine Delta. For the Rhine flow, climate change is expected to increase winter precipitation with earlier snowmelt (Middelkoop and Kwadijk, 2001), which will lead to an increase in the frequency and magnitude of extreme Rhine flows (Hooijer et al., 2004; Pinter et al., 2006; Linde et al., 2010). For mean sea levels along the Dutch coast, a range of 0.15 to 0.35 m rise until 2050 and a range of 0.35 to 0.85 m rise until 2100, corresponding to the reference year of 1990, are commonly used extrapolation values (van den Hurk et al., 2006; Second Delta Commission, 2008). In fact, the relative mean sea level rise will be larger when taking mean land subsidence due to glacial isostasy and subsoil compaction into consideration. The effects of climate change on the characteristics of the wind induced surge along the Dutch coastline was investigated and no evidence of significant changes was detected (Sterl et al., 2009), and, hence, we can assume that the characteristics are not influenced by climate change. Although there are still inherent uncertainties in the prediction of climate change on the hydraulic boundary conditions within climate change scenario studies, it can be assumed that the future changes in high water level frequencies can be assessed by applying an appropriate climate change scenario. In this paper estimates of mean sea level rise and increases of peak Rhine discharge in the future scenario of 2050 are included to assess the future high water level frequencies. The results can assist in adapting the operational water management system to control the negative effects of climate change in the Lower Rhine Delta. This paper aims to assess the high water level frequencies in the Lower Rhine Delta and to identify the exceedance frequencies of the design water level. The paper starts with the introduction of the method and an illustration of the model, followed by the joint probability analysis. The results and discussion are presented, followed by the conclusions and future research recommendations. 2 Method Applying the joint probability approach using a 1-D hydrodynamic model to estimate the high water level frequencies in the estuary delta is illustrated in Fig. 1. The importance sampling Monte Carlo simulation method will help generate a large number of stochastic scenarios as inputs for the above model. The outline of the method is as follows: – from historical observations, three categories are selected in order to separate different combinations of sea www.nat-hazards-earth-syst-sci.net/13/1841/2013/ 1-D hydrodynamic model including infrastructure operations is simulated with the scenarios of the three categories and result in the same number of high water levels (10,000) at transitional locations in the delta respectively; The high water level frequency curves are computed. In addition, the exceedance H. Zhong et al.: A joint approach a 1-D model probabilities of the design waterprobability levels at Rotterdam and using Dordrecht arehydrodynamic calculated from the resulting peak water levels of the simulations. Fig. 1. Flowchart of the methodology Fig. 1. Flowchart of the methodology. water levels and Rhine flows that may cause high water levels in the Lower Rhine Delta; – for each category a corresponding joint probability distribution is estimated; – a large set of stochastic scenarios are generated by means of the importance sampling Monte Carlo simulation for each category (10 000 per category); – 1-D hydrodynamic model including infrastructure operations is simulated with the scenarios of the three categories and result in the same number of high water levels (10 000) at transitional locations in the delta; and – the high water level frequency curves are computed. In addition, the exceedance probabilities of the design water levels at Rotterdam and Dordrecht are calculated from the resulting peak water levels of the simulations. 3 The 1-D simplified hydrodynamic model of the Lower Rhine Delta The Rhine Delta is a system of inter-connected rivers, canals, reservoirs, and adjustable structures as can be seen in Fig. 2 www.nat-hazards-earth-syst-sci.net/13/1841/2013/ 1843 (left). A strongly simplified 1-D hydrodynamic model was used to simulate the complex flows (van Overloop, 2009). The model used a large grid size of 20 km and constant bed slopes. The large water bodies, such as the IJsselmeer, were modeled as reservoirs with a level-area description. Figure 2 (right) presents the model consisting of 36 nodes and 40 reaches. The total number of water level nodes, including the extra grid points on reaches longer than 20 km, is 56. The hydraulic structures, as indicated in Fig. 2 (left), are under the present operating rules of the national water board. The structures were modeled by flows derived from their discharge– water level relation. Tortosa (2012) calibrated and validated this simplified model using simulation results of an accurate high-order numerical model of the Netherlands over the period 1970 to 2003. The model’s accuracy is sufficient for this research (inaccuracies in the order of a few centimeters for the water levels). The hydrodynamic characteristics of the delta are mainly governed by discharge of the rivers Rhine (Lobith: node 14 in Fig. 2), Meuse (Borgharen: node 1) and by the water level at the sea boundaries (Hook of Holland: node 36 and Haringvliet: node 29). In the model calculations, the sea level at Haringvliet is assumed to be the same as at Hook of Holland. As the focus of the research is on the Lower Rhine Delta surrounding the economically important cities of Rotterdam and Dordrecht, the other sea level boundaries in the North (node 30, 33, 35), which do not affect Rotterdam and Dordrecht, are set to 0 m m.s.l. during the running of the model. At Rotterdam (node 24) and Dordrecht (node 22) the high water level frequencies are estimated. In addition, the dike heights along the rivers are assumed to be high enough so that no 4 overflowing or breaching can occur. 4 The joint probability analysis This section starts with the description of the observation data, followed by the estimation of the joint probability distributions for three categories. The data is shown in Table 1. The behavior of the River Rhine, Meuse and the sea conditions may change considerably over the longer periods due to artificial or natural causes. Commonly, three popular statistical tests are employed to check whether a trend exists in an observation time series. The Mann–Kendall test can be applied to assess the significance of trends in hydrometeorological time series such as stream flow, temperature and precipitation (Mann, 1945; Kendall, 1975). The Spearman’s rho test can also be used to detect monotonic trends in a time series (Lehmann, 1975; Sneyers, 1990). The Wilcoxon rank sum test can test if abrupt shifts exist in a time series (Wall, 1986). No significant trends or shifts have been detected with these three tests in the annual maximum series of sea level and Rhine and Meuse discharges, except that a least squares linear regression suggests a gradual increase of 0.20 m mean sea level rise per century. This result is in Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 1844 H. Zhong et al.: A joint probability approach using a 1-D hydrodynamic model Table 1. Data description. Station Data time data description Hook of Holland observed sea level (m m.s.l.) 1939–2009 Hook of Holland predicted astronomical tidal level (m m.s.l.) 1939–2009 Lobith Borgharen Rhine discharge (m3 s−1 ) Meuse discharge (m3 s−1 ) 1901–2009 1911–2009 1939–1970 water level per 1 h; 1971– 2009 water level per 10 min time unit is the same as the above sea level daily-average discharge daily-average discharge Note: the source of these data is the Rijkswaterstaat website: http://www.rijkswaterstaat.nl/waterbase. 1 2 3 The 1-D simplified hydrodynamic model of the Lower Rhine Delta 3 4 Fig. 2. (Left) Description of the Rhine delta with existing operated structures and (Right) Fig. 2. (left) Description ofoverview the Rhineofdelta with existing structures and(van (right) overview of the simplified 1-D hydrodynamic model 5 the simplified 1-D operated hydrodynamic model Overloop, 2009). (van Overloop,62009). 7 The Rhine Delta is a system of inter-connected rivers, canals, reservoirs, and adjustable 8 structures as can be seen in Fig. 2 (Left). A strongly simplified 1-D hydrodynamic model 9 was used to(van simulate the complex flows (van The model used a along large the lower Rhine branch. A line with previous research Gelder, 1996; Zhong et al.,Overloop, the 2009). floodplains inundated 10 grid size of 20 km and constant bed slopes. The large water bodies, such as the IJsselmeer, 2012). discharge slightly exceeding 6000 m3 s−1 was more or less 11 were modeled as reservoirs with a level-area description. Fig. 2 (Right) presents the The division threeconsisting categories of The total assumed to of be water the critical value which resulted in the high12 into model of is 36based nodeson andthresholds 40 reaches. number level nodes, the peak surge residual and the peak of Rhine flow occurring est floodplains inundated (Kwadijk and Middelkoop, 1994). 13 including the extra grid points on reaches longer than 20 km, is 56. The hydraulic 14 1.00 structures, as indicated in Fig. (Left),m3are present rules of the in the same day: m in Hook of Holland and2 6000 s−1under the Thirdly, theoperating threshold value of 6000 m3 s−1 was applied by 15 surge national water board. structures were modeled flows derived from their at Lobith. The residual is theThe difference of the ob- by Chbab (1995), with thedischargegeneralized Pareto distribution to es16 water level relation. Tortosa (2012) calibrated model served sea level and the predicted astronomical tide level.and validated timate this the simplified frequencies of using high Rhine flows. In this article 17 simulation results of an accurate high-order numerical model of the Netherlands over the This threshold value for the peak surge residual is chosen for the application of this threshold, as well as the fitted gen18 period 1970 to 2003. The model’s accuracy is sufficient for this research (inaccuracies in two reasons:19first the of all, this value is related to the operation eralized Pareto distribution function, leads to a Rhine deorder of a few centimeters for the water levels). of the Maeslant sign discharge (with a probability of 1/1250 per year) of 20 Barrier. The peak surge residual of 1.0 m, 21 the Thehigh hydrodynamic characteristics the adelta governed discharge of the coinciding with astronomical tide levelofand highare mainly 15 250 m3 s−1by , which is comparable to commonly used val22 rivers Rhine (Lobith: node 14 in Fig. 2), Meuse (Borgharen: node 1) and by the water Rhine flow, could make the Rotterdam water level exceed ues. 23 level at the sea boundaries (Hook of Holland: node 36 and Haringvliet: node 29). In the the critical value of 3.0 m m.s.l. (the decision level of the cloThe selected events from 1939 to 2009 in Fig. 3 are used 24 model calculations, the sea level at Haringvliet is assumed to be the same as at Hook of sure of the barrier). Secondly, the threshold of 1.0 m was apto the joint probability 25 Holland. As the focus of the research is on the Lowerestimate Rhine Delta surrounding the distributions of three cate- plied in the estimation of the frequency of the wind induced surge peak level (Bijl, 1997). The threshold of 6000 m3 s−1 for Rhine discharge is determined by means of three reasons: first of all, this value is related to the operation of the Maeslant Barrier (Bol, 2005). Secondly, this value is related to Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 gories. The biggest sea flooding in 1953 is missing from the website database. Instead, the information of this surge resid5 ual comes from Gerritsen (2005), in which the peak surge residual is 3.00 m and the duration is 50 h. www.nat-hazards-earth-syst-sci.net/13/1841/2013/ 11 12 13 14 15 16 17 23 11in Category I of Fig. 3. The probability distribution of the storm surge 24 12Scheldt by separating thetheastronomical tide and Thesewas surgeestimated residual curves are taken into probability analysis with the two wind param The selected events from 1939 to 2009 in Fig. 3 are used to estimate the joint probability 25 surge (Vrijling and Bruinsma, 1980; Praagman and Roos, 1987). Th 13 surge residual h and surge duration T . The probability distributions of smax s distributions of three categories. Theprobability biggest sea flooding in 1953using is missing from the H. Zhong et al.: A joint approach a 1-D hydrodynamic model 1845 website database. Instead, the information of this surge residual comes from Gerritsen parameters applied to simulate pseudo of surge residual curves with an 26 14introduced andare further validated formany the station Hook of Holland. (2005), in which the peak surge residual is 3.00 m and the duration is 50 hours. design discharge (with a probability of 1/1,250 per year) of 15250 m3/s, which is comparable to commonly used values. 15 shape function. The astronomical tide curves can also be simulated by the 16 As a result, the simulated surge residual curves and the simulated tide curves can II III 17 combined into the simulated sea level curves. 18 19 300 extreme I surge residuals in Category I are analyzed in Fig. 3 in order to estima 20 curve in Hook of Holland. The observed peak surge residuals and associated d 21 plotted in Fig 5. Their linear correlation coefficient is 0.0474, and therefore they 22 Peaksurgeresidual (m) to be linearly independent. For a surge residual curve at Hook of Holland, the Fig. 3. Selected events: Category I, storm surge 23 and normal Rhine flow; and Category II. high residual duration are generated and constrained by complex physical fact Rhine and normalevents: sea water level; Category III. surge storm surge and highRhine Rhine flow Fig.flow 3. Selected Category and normal 27 I, storm 24 offshore surge, the shallow water depth, the interaction between tide and surge, et II,normal high Rhine flow 4.1 flow; StormCategory surge and Rhine flowand normal sea water level; Catfrom a statistical point of view, the assumption of independence between the III,events stormofsurge high Rhine25 flow. Theegory historical stormand surges coinciding with normal upstream flows are shownFig. 4. Variation with time of the extreme still water level. 26 of the residual andin the duration is acceptable. in Category I of Fig. 3. The probability distribution storm surges the Eastern 14000 10000 3 Rhineflow(m/s) 12000 8000 6000 4000 2000 0 -0.5 21 22 23 24 25 26 27 0 0.5 1 1.5 2 2.5 3 3.5 Scheldt was estimated by separating the astronomical tide and the wind induced storm surge (Vrijling and Bruinsma, 1980; Praagman and Roos, 1987). This method was introduced and further validated fornormal the stationRhine of Hook flow of Holland. 4.1 Storm surge and 90 80 Surge duration (hours) 18 19 20 70 60 The historical events of storm surges coinciding with normal upstream flows are shown in Category I of Fig. 3. The 50 probability distribution of the storm surges in the Eastern 40 Scheldt was estimated by separating the astronomical tide 30 and the wind induced storm surge (Vrijling and Bruinsma, 20 1980; Praagman and Roos, 1987). This method was intro10 duced and further validated for the station of Hook of Hol7 0 1 1.5 2 2.5 3 land. Peak surge residual (m) 27 From a statistical point of view, the occurrence of the as28 5. The peak surge residuals and associated durations tronomical tide component is independent of the occurrence Fig. Fig. 5. The peak surge residuals and associated durations. 29 of the wind induced storm surge component at the mouth of The surge residual curve can be approximated by a squared cosine function. I the Lower Rhine Delta. However, 30 these two components can However, from residual a statisticalcurves point ofand view,the the simulated asinteract with each other when they into the delta 31propagate comparison betweensurge, the etc. observed surge cu sumption of independence between the peak surge residual (de Ronde, 1985). Their nonlinear generallycosine in32interaction symmetric function of six extreme surge events agrees with this duration is acceptable. creases the surge height at a rising33 astronomical tide andIn de-Fig. 7and assumption. thethesurge residual curve from the big sea flooding in 1953 The surge residual curve can be approximated by a squared creases the surge height at a high astronomical tide (Bijlsma, 34 a symmetric curve (Gerritsen, 2005). cosine function. In Fig. 6 the comparison between the ob1989). Quantifying the nonlinear effect is beyond the scope 35 served surge residual curves and the simulated curves by the of this study. For the sake of convenience, it can be assumed 36 The design surge residual curve can be derived from surge the observed surge residu symmetric cosine function of six extreme events agrees that the wind induced storm surge is independent of the aswith this reasonable assumption. In Fig. 7 the surge residual tronomical tide as indicated in Fig. 4. curve from the big sea flooding in 1953 also showed a symThese surge residual curves are taken into the probability metric curve (Gerritsen, 2005). analysis with two parameters: peak surge residual hsmax and The design surge residual curve can be derived from the surge duration Ts . The probability distributions of these two observed surge residual curves. parameters are applied to simulate many pseudo surge residual curves with an appropriate shape function. The astronomπ ·t hs (t) = hsmax · cos2 ( ), (1) ical tide curves can also be simulated by the same logic. As a Ts result, the simulated surge residual curves and the simulated where hsmax stands for the peak value of the surge residual, tide curves can be linearly combined into the simulated sea level curves. and its unit is m; Ts is the duration of the surge residual, and In order to estimate the surge curve in Hook of Holland, its unit is hours. Here we assume that the surge peak occurs 300 extreme surge residuals in Category I are analyzed in when t is 0. Fig. 3. The observed peak surge residuals and associated duThe generalized Pareto distribution and the Weibull Disrations are plotted in Fig. 5. Their linear correlation coeffitribution fit the distributions of peaks and durations of these cient is 0.0474, and therefore they are assumed to be linearly selected surge residuals, respectively. In this research, all paindependent. For a surge residual curve at Hook of Holland, rameters of distributions are estimated by the maximum likethe peak surge residual and duration are generated and conlihood method. strained by complex physical factors like the offshore surge, The semi-diurnal astronomical tide in Hook of Holland, is the shallow water depth, the interaction between tide and almost symmetric, and can therefore be approximated by a www.nat-hazards-earth-syst-sci.net/13/1841/2013/ Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 Ts 1 2 3 where hsmax stands for the peak value of the surge residual, and its unit is m; Ts is the Zhong al.: Aisjoint probability using athat 1-D hydrodynamic model of the surge residual,H.and itsetunit hours. Hereapproach we assume the surge peak occurs when t is 0. 1846 duration (t ) hs max cos 2 ( t Ts ) (1) ere hsmax stands for the peak value of the surge residual, and its unit is m; Ts is the ration of the surge residual, and its unit is hours. Here we assume that the surge peak curs when t is 0. 1 2 3 4 5 of the water level ha with a period of 12.4 hours and with amplitude of hHW -hLW. Where hHW is the high tide level; hLW is the low tide level; their unit is m MSL; u is the time shift between peaks of tide and surge. Fig. 8 shows that the simulated tide level from the sinusoidal function represents the tide well. 4 h h h h 2 5 Fig. Fig.6. 6. The surge historical surge and (right) design curves; (t ) curves; sin( simulated (t correlation hdesign the u )) (left)(Left) The historical residual curves andresidual the simulatedcurves the coefficient squared R 2 .(Right) 2 2 g. 6. (Left) The historical surge residual curves and the simulated design curves;2 (Right)12.4 6 the correlation 6coefficient squared R the correlation coefficient squared R2 ig. 7. (Left) HW LW HW LW a 31.5 3 Observed surge curve Surge residual simulated (m) Surge residual (m) 1 0.5 0 Observed data 1.5 1 2 1.5 1 0.5 0 0.5 -0.5 31/01 2.5 Simulated surge curve 2 1.5 2 R =0.77 -0.5 Astronomical tide level (m MSL) 2.5 2 Surge residual (m) 2.5 Simulated surge curve Tide data Tide level simulated Surge residual simulated (m) 2.5 1.5 Tide level Observed surge curve Observed data 1 2 R =0.77 20.5 1.5 0 1-0.5 -1 0.5 01/01/1971 02/01/1971 Time Astronomical tide level simulated (m MSL) 3 3 (2) 03/01/1971 1 2 R =0.73 0.5 0 -0.5 -1 -1 -0.5 0 0.5 1 Astronomical tide level (m MSL) 1.5 7 3 1953 Observed surge residual (m) 8 Fig. 8. The stochastic astronomical tide function 0 0 9 designFig. 8. The stochastic astronomical tide function. The surge residual curve of the largest flood in 1953 and the simulated As a consequence of the assumed independency of the tide and the wind induced storm Fig. 7. (left) The surge residual curve of the largest flood in10 1953 2 curve; (Right) the correlation coefficient squared R 11 surge, -0.5 the time shift between peaks u fits a uniform probability density function. Time and the design simulated -0.5 curve; (right) the correlation coefficient 31/01 01/02 02/02 03/02shifts u larger 0 1 2 12 than 12.4 hours are irrelevant, so3 considering a symmetrical shape, the 2 squared R . 1953 Observed surge Time shifts u larger than (m) 12.4 h are irrelevant, so considerdensity function of uresidual becomes: Pareto Distribution and the Weibull Distribution fit13the probability distributions of 01/02 02/02 03/02 0 1 2 e General 7 ing a symmetrical shape, the probability density function of 1 aks and selected surge residuals, In this 8 durations Fig. of7.these (Left) The surge residualrespectively. curve of the 1953 and the design simulated plargest (u ) research, 0 uflood all 12.4in hours u becomes 2 rameters of distributions are estimated by the Maximum Likelihood Method. sinusoidal curve and modeled as a periodical fluctuation of (3) 9 curve; (Right) the correlation coefficient squared R2 1 1 the water level ha with a period of 12.4 h and with ampli- p(u ) 1 u 12.4 hours 12.4and 2|u| > · 12.4 h 10 tudeastronomical p(u) = 0can (3) e semi-diurnal in Hook is almost of hHW − hLWtide . Where hHWofis Holland, the high tide level; hsymmetric, LW 2 refore be approximated by a sinusoidal-curve and modeled as a periodical fluctuation 14 the low tide level;Pareto their unitDistribution is m m.s.l.; u is the timethe shiftWeibull Distribution 11 isThe General and fit the distributions of 1 surge water 1 level 15 In conclusion, is: p(u) =the storm|u| h. < · 12.4 between peaks of tide and surge. Figure 8 shows that the sim12 peaks and durations of these selected surgeh(t )residuals, respectively. In this research, all (4) 12.4 2 ulated tide level from the sinusoidal function represents the hs (t ) ha (t ) h0 13 tide parameters of distributions are estimated16by here theh0 Maximum In conclusion, the storm surgeMethod. water level is 9 Likelihood is mean sea level. well. 17 14 2π hHW + hLW 18 The characteristics of the high tide level (hHW) at Hook of Holland can be captured in a hHW − hLW = hs (t) + ha (t) + h0 , (4) · sin( (t + u)) + (2) a (t) = 19 Normal Distribution which is is estimated by one year data of high astronomical levels 15 hThe semi-diurnal astronomical tide ofh(t) Holland, almost symmetric, and cantide 2 12.4 2 in Hook 16 therefore be approximated a sinusoidal-curve andh0modeled a periodical fluctuation As a consequence of the assumedby independency of the where is mean sea as level. The characteristics of the high tide level (hHW ) at Hook tide and the wind induced storm surge, the time shift between peaks u fits a uniform probability density function. of Holland can be captured in a normal distribution which 10 Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 9 www.nat-hazards-earth-syst-sci.net/13/1841/2013/ H. Zhong et al.: Aanalysis joint probability using a 1-D hydrodynamic derived from the harmonic of waterapproach level observations (see Fig 9). Inmodel Fig. ow tide level (hLW) is approximately a linear function of hHW. derived from the harmonic analysis of water level observations (see Fig3000 9). In Fig. 1 low tide level (hLW) is approximately a linear function of hHW. Gaussian Copula simulation 2500 0.9 0.8 0.6 0.7 0.5 0.6 0.4 0.5 0.3 0.4 0.2 0.3 0.1 0.2 0 0.1 Empirical probability Normal distribution fitted Empirical probability Normal distribution fitted 3 0.9 0.7 Observations Meuse flow (m /s) Cumulative probability Cumulative probability 0.81 1847 2000 1500 1000 500 0 0 1000 2000 3000 4000 5000 6000 Rhine flow (m3/s) Low astronomical tide(m level (m MSL) Low astronomical tide level MSL) 1 2 Fig. 11. Results from a graphical based goodness fit of the Gaussian Copula simul 0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5 1.6 Fig. 11. Results from a graphical based goodness fit of the Gaussian 3 High astronomical tide level in Hook of Holland (m MSL) copula simulation. 0 0.7 tide 0.8 level 0.9 1 1.1by 1.2 1.3 1.5 1.6(5) computes the exceedance probability of a certain Rotterdam water 4 1.4Equation Fig. 9. High fitted the Normal Distribution High level astronomical in Hook ofdistribution. Holland (m MSL) Fig. 9. High tide fitted tide by level the normal 5 in one year for Category I. The Peak over Threshold (POT) method (1.0 m for Fig. 09. High tide level fitted by the Normal Distribution Equation (5) computes the exceedance of a cer-surge event 6 surge residual in Fig.3) is applied to detect the windprobability induced storm -0.1 ∗ in one year for Category I. 0 tain Rotterdam water level h R 7 average the annual-average number of events of 4.38 is chosen. The number o -0.2 hLW=-0.18*hHW-0.48 -0.1 The peak over threshold (POT) method (1.0parameter m for the peak 8 occurring in one year fits a Poisson distribution and the is 4.38. The -0.3 -0.2 surge residual in Fig. 3) is applied to detect the wind inhLW=-0.18*hHW-0.48 9 GPD process can be transformed to the GEV distribution for annual maxima (show -0.4 -0.3 duced storm surge events and on average the annual-average 10 appendix). The detailed information is available from Smith (2004). The probabil -0.5 -0.4 number of events of 4.38 is chosen. The number of events -0.6 11 refers to the exceedance probability offits a specific in one year.and the pahR* distribution -0.5 occurring in one year a Poisson -0.7 -0.6 -0.8 -0.7 -0.9 -0.8 rameter The Poisson-GPD process can be transP ( hR* ) I (*) p ( hs maxλ) pis(T4.38. s ) p ( hHW ) p (u ) p (Qr , Qm ) dhs max dTs dhHW dudQr dQm formed to the GEV distribution for annual maxima (shown I 1: hR* hR (hin , Tappendix). ) s max s , hHW , u , QThe r , Qm the detailed information is available from 0.4 0.6 0.8 1 1.2 1.4 1.6 ∗ ) refers to the exceedance * -0.9 (2004). The probability p(h High astronomical tide level (m MSL) I 0 : h h ( h Smith R R 1.6 R s max , Ts , hHW , u , Qr , Qm ) 0.4 0.6 0.8 1 1.2 1.4 ∗ probability of a specific hR in one year. Fig. 10. LinearHigh relationship between astronomical tide level (m MSL) hHW and hLW 12 where I is an indicator function and hR is calculated from the specific input par Fig. 10. Linear relationship between and hthe LW hydrodynamic model. In a event in Category I, the upstream Rhine 13 hHW using Z Z Z Z Z Z Fig. 10. Linearof relationship between h HW and h LW . obability distribution the associated normal upstream flow be storm estimated by of the 14 independentcan al., 1960;)p(T Jorigny et al., 2002). ∗ P (hR ) = surge (DantzigIet (∗)p(h smax s )p(hHW ) obability distribution of theRhine associated normalflows. upstream can beCopula estimated by ompanying daily-average and Meuse Theflow Gaussian function companying daily-average Rhine and Meuse flows. The Gaussian Copula function nts the dependence structure between Rhine discharge Meuse discharge 15 astronomical 4.2 Q High Rhine flow and normal seadT water r and m,m )dhsmax p(u)p(Q ,Q dudQr dQm (5) rQ s dhHWlevel is estimated by the one year data of high tide ents the dependence structure between Rhine discharge Q and Meuse discharge Q , ∗ r m the marginal distributions fit Lognormal Distribution for Q and the Gamma r levels that is derived from the harmonic water of high 16analysis The of events flows with normal I = 1Rhine : hR <= hR (hcoinciding , u, Q smax , Ts , hHW r , Qm ) sea water levels are s the marginal fit Fig. Lognormal Distribution for Q the This Gamma ution for level Qm. distributions Figure 11 (see indicates the Copula presents well hthe observations 9).that In Fig. 10 the low tide level 17Gaussian Category IIr ofand Fig. focuses on this kind of combinations which I =3. 0 : h∗R >category (h , T , h , u, Q , Q s HW r m) bution for (h QLW Figure 11 indicates that theMeuse Gaussian presents theR smax m. )daily-average ence between Rhine and flows. The Gaussian Coupla is approximately a linear function of hHW . Copula 18 extreme water level inwell Rotterdam. It is assumed that the wind induced surge com dence between Rhine and The The probability distribution ofdistributions theMeuse associated up- Gaussian ence structure asdaily-average well as the marginal isnormal well applied to simulate thelevelfunction where ICoupla is anpeak indicator and hRresidual is calculated from than the 1.0 m. T 19 flows. can be discarded when the of the surge is lower dence structure as well as the marginal distributions is well applied to simulate the stream flow can be estimated by the accompanying dailyspecificexceeding input the parameters using the hydrodynamic model. In to be co m flows for Category I where the very few occurrences of Rhine flows 20 in this kind of combinations astronomical tide is the only component 3m flows for 3 Category I and where very few occurrences of funcRhine flows exceeding average Rhine The Gaussian a event in Category I, the upstream Rhine flow is independent /s are maximized at 6000 mMeuse /s. the flows. 21 incopula the sea water level. m3/s are maximized at 6000the m3dependence /s. tion represents structure22 between Rhine disof the storm surge (Dantzig et al., 1960; Jorigny et al., 2002). charge discharge Qmcan , where marginal r and Meuse companying low Q Rhine and Meuse flows be the assumed todisbe constant during the large scale storm depressions which probably al 23 The high Rhine flows comeRhine from 4.2 during High flow and normal sea water level companying low Rhine and Meuse flows can be assumed to be constant the tributions fit log-normal distribution for Q and the gamma r urges’ period, which is supposed not to influence water in Rotterdam in flows. The Gumbel copula is applied to desc 24 the about thelevels associated high Meuse distribution Qm . Figure that Gaussian surges’ period, which for is supposed not11toindicates influence thethewater levels in Rotterdam in calculation. 25 dependency, as The it exhibits stronger in with the positive tail. The as events ofahigh Rhine dependency flows coinciding normal sea calculation.copula presents well the dependence between daily-average 26 Meuse flows are selected at the same day when the Rhine peaks occur. A Genera water levels are shown in Category II of Fig. 3. This cateRhine and Meuse flows. The Gaussian copula dependence gory focuses on this kind of combinations which result in ex27 isDistribution structure as well as the marginal distributions well applied and a Lognormal Distribution fit the selected Rhine and Meus treme water levels in Rotterdam. It is assumed that the wind 28 I where respectively. to simulate the upstream flows for Category the few occurrences of Rhine flows exceeding 6000 m3 s−1 are maximized at 6000 m3 s−1 . The accompanying low Rhine and Meuse flows can be assumed to be constant during the storm surge period, which is not supposed to influence the water levels in Rotterdam in the model calculation. www.nat-hazards-earth-syst-sci.net/13/1841/2013/ induced surge component can be discarded when the peak level of the surge residual is lower than 1.0 m. Therefore, in this kind of combination the astronomical tide is the only component to be considered in the sea water level. The high Rhine flows come from large scale storm de1111probably also bring about the associated pressions which high Meuse flows. The Gumbel copula is applied to describe this dependency, as it exhibits a stronger dependency in the Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 6 The Chi-square ( 2 ) test is used to determine the goodness of fit between observ 7 with expected values derived from the Gumbel copula. The calculated value of 27.8 is far below the critical value ofusing 61 for 47hydrodynamic degrees of freedom H. 8Zhong et al.: A joint probability approach a 1-D model at the sign 9 level of 0.5%. In addition, the good fit is shown in Fig. 12. 1848 positive tail. The associated Meuse flows are selected from the same day when the Rhine peaks occur. A generalized Pareto distribution and a log-normal distribution fit the selected Rhine and Meuse flows, respectively. FQr, Qm (Qr, Qm ) = Cα (u, v) 1 = exp{−[(− ln u)α ] + (− ln v)α ] α } u = Fr (Qr ) v = Fm (Qm ) 1 α= , 1−τ (6) 10 11 Fig. 12. Results from a graphical based goodness fit of the Gumbel Copula simula Fig. 12. Results from a graphical based goodness fit of the Gumbel where the relationship between the Gumbel 12 copula paramcopula simulation. eter α and Kendall’s tau τ is also shown. 13 α is estimated as High Rhine and Meuse flow curves can be generated by the design hydrographs 1.7158; Fr , is the marginal distribution of 14 high Rhine flow; et al., 2002a; Parmet et al., 2002b) multiplied by the ratio between the generated Fm , is the marginal distribution of the associated Meuse 15 and the design peak values. Equation (8) shows the exceedance probability of a certain flow; FQr, Qm (Qr, Qm ) is the joint cumulative probability. 16 Rotterdam water level h∗R in one year for Category III. 2 The Chi-square (χ ) test is used to determine the goodness Equation of a certain Rotterdam water lev 17 values Z Z Z Z Zprobability Z of fit between observed data with expected derived(7) shows the exceedance 9 2 ∗ 18 one year for Category II. from the Gumbel copula. The calculated value of χ being P (hR ) = · I (∗)p(hsmax )p(hHW )p(Ts ) 70 27.8 is far below the critical value of 61 for 47 degrees of P ( h* ) I (*) p ( hHWp(u)p(Q ) p (Qr , Qm, )Q dhHW dQr dQdh m HW dTs dudQr dQm (8) r m )dhsmax freedom at the significance level of 0.5 %. In addition, the ∗ good fit is shown in Fig. 12. 1 : hR <= hR (hsmax , hHW , Ts , u, Qr , Qm ) I 1: h* hR I(h= HW , Qr , Qm ) High Rhine and Meuse flow curves can be generated Rby I = 0 : h∗ > hR (hsmax , hHW , Ts , u, Qr , Qm ) 0 : hR* hR (hHW , Qr , RQm ) the design hydrographs (Parmet et al., 2002a, b) Imultiplied by the ratio between the generated values and the design peak values. 5 Monte Carlo simulation Equation (7) shows the exceedance probability of a certain Rotterdam water level h∗R in one year for Category II. A large number of boundary stochastic scenarios need to be generated based on the joint probability distribution for each Z Z Z category. Then the 1-D model can run using these scenarios P (h∗R ) = I (∗)p(hHW )p(Qr , Qm )dhHW dQr dQm and the outputs are the same number of peak water levels at locations of interest in the Lower Rhine Delta. The resulting I = 1 : h∗R <= hR (hHW , Qr , Qm ) (7) series of peak water levels as well as the accompanying ocI = 0 : h∗R > hR (hH W, Qr , Qm ) currence probabilities can be transformed into the high water level frequency curves in the delta. Due to the important eco4.3 Storm surge and high Rhine flow nomic role only the results at Rotterdam and Dordrecht are The very limited number of observations of the joint high presented. surge residual and high Rhine flow events in Category III is Importance sampling is applied to reduce the number of not appropriate for estimating the joint probability distribusamples in the Monte Carlo simulation but still get suftion. A rather simple method is introduced. In the historical ficiently accurate estimations (Glynn and Iglehart, 1989; observations, 9 events occurred in Category III and therefore Roscoe and Diermanse, 2011). In the Monte Carlo simulait is assumed that the occurrence probability of a combinations, the exceedance probability Pf of a specific h∗R is simtion event in Category III is 9/70 per year. The marginal ply taken to be nf /n, where nf is the number of samples distributions of the peak surge residual, the surge duration, which lead to hR ≥ h∗R , and n is the total number of genthe astronomical tide and the high Rhine flow are the same erated samples. In importance sampling, the number of samas Category I and II, respectively. In a combination event, ples which lead to hR ≥ h∗R increases largely because boundthe high peak surge residual is assumed to be independent to ary inputs are not generated from their original probability high Rhine flow (Dantzig et al., 1960; Jorigny et al., 2002). distributions, but from alternative distributions which focus on exceedance of the critical water level at Rotterdam h∗R . In this study, we have used normal distributions for the most important input variables hsmax , Ts , Qr (high Rhine flow) and Qm (high Meuse flow), centered around the values that lead to h∗R . Note that for different h∗R , the corresponding normal R Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 www.nat-hazards-earth-syst-sci.net/13/1841/2013/ H. Zhong et al.: A joint probability approach using a 1-D hydrodynamic model distributions are different in order to locate around the area leading to hR ≥ h∗R . The changes in distributions need to be compensated for. Pf (h∗R ) = n 1X f I (∗) n i=1 g (9) I = 1 : h∗R <= hR I = 0 : h∗R > hR , where Pf (h∗R ) is the exceedance probability of a specific Rotterdam water level h∗R ; n is the total number of samples; I is an indication function inside which the input parameters are generated from the distributions g, f stands for the original probability density distributions of related variables and g is the corresponding normal density distributions. In the importance sampling method only input parameters referring to hsmax , Ts , Qr (high Rhine flow) and Qm (high Meuse flow) applied the new normal distributions instead of the original distributions. The other input parameters were sampled from their original probability distributions. Generally there are no upper bounds for these normal distributions. To estimate the high water level frequencies and exceedance probabilities of the design water levels, 10 000 boundary events were generated with the importance sampling method and the model output were 10 000 maximum water levels at Rotterdam and Dordrecht for each of the three categories. In order to test whether 10 000 simulations was enough to get consistent results, another two groups of 10 000 simulations were generated to compare the difference. These differences were found negligible. To estimate the effect of climate change on the high water level frequencies, an increase of the peak discharge of the Rhine as well as an increase of the mean sea level in the scenario of 2050 is studied. The mean sea level rise is assumed to be 0.35 m (van den Hurk et al., 2006) and the peak Rhine discharge increases by 10 % in reference to the year 2000 (Jacobs et al., 2000). In a second set of the Monte Carlo simulations, the input boundary conditions valid for scenario 2050 are generated by simply re-scaling the present boundary variables. 6 6.1 Results and discussion Exceedance probability of the present design water level The design water level is crucial for the design, construction and maintenance of the flood defense system. According to the Dutch law, the design water level in Rotterdam is regarded as the water level with the exceedance frequency of 1/10 000; the design water level in Dordrecht is with the exceedance frequency of 1/2000. The present design water level is 3.6 m m.s.l. for Rotterdam and 3.0 m m.s.l. for Dordrecht (Ministerie van Verkeer and Waterstaat, 2007). www.nat-hazards-earth-syst-sci.net/13/1841/2013/ 1849 The exceedance probabilities of the design water levels estimated in our method are a little lower than the official values based on Hydra-B (Ministerie van Verkeer and Waterstaat, 2007). The results are listed in Table 2. From Table 2 the exceedance probability of the design water level is 0 for Rotterdam in Category I. The result indicates that in current conditions the delta area can be protected from storm surges until the year of 2050. This agrees with the design standard of the Maeslant Barrier, one key hydraulic structure at the mouth of the delta. Note that the result depends on the assumption that the operation of the storm surge barriers and dams at the mouth of the delta does not fail during the storm surge events. It is believed that taking the failure of the operation into consideration could result in a higher exceedance probability in Rotterdam and Dordrecht for Category I. Detailed research on the failure probabilities of the hydraulic structures at the mouth is urgently required. The exceedance probability in Category II is also 0 in Rotterdam for both the present and the year 2050. The exceedance probability in Dordrecht is also very low. The results indicate that high fluvial flow (Rhine and Meuse flow) has very limited influence on the extreme water levels of the downstream of the delta. Instead, the extreme upstream fluvial flow could easily result in the breaching or overflowing in the Dutch Upper Rhine Delta, which agrees with the nearcatastrophic floods of 1993 and 1995 (Engel, 1997). The exceedance probability in Category III is still far lower than the official standard 10−4 in Rotterdam for the present and the year 2050, while the exceedance probability in Dordrecht is higher than the official standard 1/2000 for the year of 2050. Moreover, the sum of the exceedance probability in three categories shows that the Dutch Lower Rhine Delta complies with the required norm for flood safety, except for the Dordrecht in future climate scenario of 2050. The results show that the exceedance probability of the design water level is much higher in Category III than in Category I and Category II. It indicates that the combinated events of the storm surge and the high Rhine flow become the main source of floods in the Lower Rhine Delta. The high water level frequency curves derived from these combinated events can be drawn in Rotterdam and Dordrecht. 6.2 High water level frequency curves The high water level frequency curves derived from the combination events of storm surges coinciding with high Rhine flows are shown in Fig. 13. The future high water level frequency curves (the dash lines in Fig. 13) are about 0.2 to 0.4 m higher than the present curves (the solid lines in Fig. 13) in Rotterdam and Dordrecht. It indicates that climate change will lead to more extreme events which increase the high water level frequency in the future. The differences between the present and future high water level frequency curves are quantified in order to provide an indication for the further adaptation of the Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 1850 H. Zhong et al.: A joint probability approach using a 1-D hydrodynamic model Table 2. Exceedance frequency of the design water level. Annual exceedance frequency Year Category II Category III Rotterdam (3.6 m m.s.l.) 2010 2050 0 0 0 0 2.1 × 10−8 2.0 × 10−6 Dordrecht (3.0 m m.s.l.) 2010 2050 10−8 2.1 × 10−6 0 10−8 1.7 × 10−5 7.2 × 10−4 b a 3.5 4 Present 2050 3.4 Water level in Dordrecht (m MSL) Water level in Rotterdam (m MSL) Category I 3.8 3.6 3.4 3.2 3 Present 2050 3.3 3.2 3.1 3 2.9 2.8 2.7 2.8 0 10 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 -2 10 -4 10 -6 10 -8 10 -10 10 2.6 0 10 -2 10 -4 10 -6 10 -8 10 Exceedance probaiblity Exceedance probability Fig. 13. The high water level frequency curves due to the combination events of storm surges highwater Rhine flows III) incurves a. Rotterdam. Dordrecht Fig. 13. Theandhigh level(category frequency due tob. the combina- tion events storm high flows (category III) 0.2 in to The future high of water level surges frequencyand curves (theRhine dash lines in Fig. 13) are about 0.4 higher than the curves (the solid lines in Fig. 13) in Rotterdam and (a)mRotterdam. (b)present Dordrecht. Dordrecht. It indicates that climate change will lead to more extreme events which increase the high water level frequency in the future. The differences between the present and future high water level frequency curves are quantified in order to provide an indication for the further adaptation of the operational water management system and the operational water management system and the flood defense flood defense system. system. The present high water level frequency curve in Rotterdam shows that the exceedance The present high water level frequency curve in Rotterdam probability of 3.0 m MSL is below 10-4. It is attributed by the controlled structures as indicated Fig.the 2 and the operational water management behind then. shows inthat exceedance probability of 3.0 m m.s.l. is During belowthe combination of the storm surge and high Rhine flow, the Maeslant Storm Surge −4 . It events 10 is attributed by the controlled structures as indicated Barrier and the Haringvliet sluices are closed in order to prevent the sea water from in Fig. 2into andthethedelta, operational water management then.and propagating and after the closure the water level behind in Rotterdam Dordrecht will increase due to the Rhine and Meuse flows coming into the delta. The During the combination events of the storm surge and high mouth of the delta is open again to discharge fluvial water into the sea after the storm. Rhine the Maeslant Storm Surge and the HarThe closingflow, decision level is 3.0 m MSL in Rotterdam andBarrier 2.7 m MSL in Dordrecht. present design water level in Rotterdam and in Dordrecht. The high water level frequency complies with the required norm for safety in the present. However, the threats of high water levels exceeding the design water level are still exposed to both cities at a low probability mainly due to the combination events of storm surges and high Rhine flows. The new method enables assessment of high water level frequencies in a changing environment with associated effects from climate change and operation of the infrastructures. In the future climate change will lead to more extreme events and increase the high water level frequency in the Lower Rhine Delta. Moreover, the future development of local economy and urbanization will increase the flood induced damage when floods occur (te Linde et al., 2011). Therefore the adaption measures are urged. The adaptation of the present operational water management system was proposed by van Overloop et al. (2010). The method in the article, based on the Model Predictive Control method (in brief MPC), can be applied to investigate the effect of the adaption measure on reducing the high water level frequency in the delta. In future research, the failure probability of the operation of these controllable hydraulic structures should be further incorporated. In addition, the statistical uncertainty in the joint probability approach needs to be investigated. ingvliet sluices are closed in order to prevent the sea water To avoid extreme high water levels from the events in Category III, the construction of from propagating into the andoperational after the closure the wanew structures needs exploration and delta, the present water management system requires adaptation in the future. and Dordrecht will increase due to the ter level in Rotterdam 7.Rhine Conclusion and future research and Meuse flows coming into the delta. The mouth of This the application the joint probability approach thepaper deltapresents is open again to ofdischarge fluvial sampling water into thecoupled sea with a simplified 1-D hydrodynamic model to assess the exceedance probability of the after the storm. The closing decision level is 3.0 m m.s.l. in present design water level in Rotterdam and in Dordrecht. The high water level frequency Rotterdam and 2.7 m m.s.l. in Dordrecht. To avoid extreme high water levels from the events in Cat-17 egory III, the construction of new structures needs exploration and the present operational water management system requires adaptation in the future. Appendix A Probability distributions 1. hHW fits the normal distribution. 2 (h −u) 1 − HW 2 2σ f (hHW ; u, σ 2 ) = √ e (A1) 2π σ 2 Here the mean u is 1.0861 m and the standard deviation σ is 0.1790 m. 2. hsmax fits the generalized Pareto distribution (GPD). 7 Conclusion and future research This paper presents the application of the joint probability sampling approach coupled with a simplified 1-D hydrodynamic model to assess the exceedance probability of the Nat. Hazards Earth Syst. Sci., 13, 1841–1852, 2013 hsmax − µ −( ξ1 +1) 1 (1 + ξ ) (A2) σ σ In this equation the shape parameter ξ is −0.0677; the scale parameter σ is 0.3140; the location parameter u is 1.0 m. f (hsmax ) = www.nat-hazards-earth-syst-sci.net/13/1841/2013/ H. Zhong et al.: A joint probability approach using a 1-D hydrodynamic model 3. Ts fits the Weibull distribution (two parameters). k Ts k−1 −( Ts )k ( ) e λ (A3) λ λ In the equation, Ts > 0, k is the shape parameter, 2.5237; λ is the scale parameter, 38.0887 h. f (Ts ) = 4. u fits the Uniform distribution. 1 f (u) = 0 |u| > · 12.4 h 2 1 1 |u| < · 12.4 h f (u) = 12.4 2 1 √ e σ · Qr · 2π − (ln Qr −µ) 2 (A5) 2·σ 6. Daily Meuse flow Qm fits the gamma distribution 1 − Qθm · Qκ−1 m ·e k 0(κ)θ 0(k) = (k − 1) (A6) In the equation, Qm is Meuse flow; κ is the shape parameter; θis the scale parameter; and their values are 1.2924, 329.14 m3 s−1 , respectively. 7. High Rhine flow Qr fits the generalized Pareto distribution. 1 Qr − µ (− ξ1 )−1 f (Qr ) = (1 + ξ (A7) ) σ σ In the equation, Qr is Rhine flow; ξ is the shape parameter; σ is the scale parameter; u is the location parameter; and the parameters’ values are −0.0667, 1629.7 m3 s−1 and 6000 m3 s−1 , respectively. 8. The associated Meuse flow Qm fits the log-normal distribution. 1 − (ln Qm2−µ) 2·σ f (Qm ) = (A8) √ e σ · Qm · 2π In the equation, Qm is Meuse flow; µ is the mean value 6.8667; σ is the stand deviation value, 0.3752. 9. hsmax the Generalized Extreme Value distribution transformed from the Poisson-GPD process. (A9) f (hsmax ) = hsmax − µ 1 (1 + ξ( )) σ σ −( ξ1 +1) e 1 −µ − ξ (−[1+ξ( hsmax )] σ ) In this equation the shape parameterξ is −0.0677; the scale parameter σ is 0.2841; the location parameter u is 1.4417 m. hsmax is larger than 1 m. www.nat-hazards-earth-syst-sci.net/13/1841/2013/ Edited by: F. Castelli Reviewed by: J. Beckers and one anonymous referee References In the equation, Qr is the associated normal Rhine flow, µ is the mean value, 7.6808; σ is the stand deviation value, 0.4782. f (Qm ) = Acknowledgements. We appreciate the professional comments from Joost Beckers and an anonymous reviewer on the draft paper. 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