Performance Improvement Plan Employee Name Employee ID Employee Title Date of Last Review Department Supervisor Name Supervisor Title PIP Established Date Performance Planning The Performance Improvement Plan (PIP) should be used when an employee’s overall performance rating on an Employee Development Form is less than “Meets Expectations” or if the supervisor determines current attendance, performance or conduct requires improvement. The PIP includes a description of the issue(s) that must be changed, how and when the change must occur, and the consequences for not meeting goals and expectations. a. Provide a summary of the problems or concerns: b. Describe the Action Plan to correct the problems or concerns: c. Describe the timeframe the employee has to improve performance and the frequency of progress meetings: d. Provide a statement of assistance: e. Describe consequence of not completing the goals or meeting the expectations: f. Employee Comments: Signatures indicate the supervisor and employee have reviewed the details of the Performance Improvement Plan and understand the consequences of failure to improve performance as outlined. Employee Signature Date Supervisor Signature Human Resources | Mail Stop 2022 | 3901 Rainbow Blvd. | Kansas City, KS 66160 | (913) 588-5086 | Fax (913) 588-5042 | www2.kumc.edu/hr Date Performance Improvement Plan Performance Progress The Performance Progress Form must describe the progress towards improvement. Areas of satisfactory and unsatisfactory progress must be outlined in the fields below. Use the notes section to explain and support the satisfactory and unsatisfactory statements. Progress Meeting 1 – Satisfactory Progress The employee is making satisfactory progress in the following areas: Unsatisfactory Progress The employee is not making satisfactory progress in the following areas: Notes: Progress Meeting 2 – Satisfactory Progress The employee is making satisfactory progress in the following areas: Unsatisfactory Progress The employee is not making satisfactory progress in the following areas: Notes: Progress Meeting 3 – Satisfactory Progress The employee is making satisfactory progress in the following areas: Unsatisfactory Progress The employee is not making satisfactory progress in the following areas: Notes: Progress Meeting 4 – Satisfactory Progress The employee is making satisfactory progress in the following areas: Unsatisfactory Progress The employee is not making satisfactory progress in the following areas: Notes: Human Resources | Mail Stop 2022 | 3901 Rainbow Blvd. | Kansas City, KS 66160 | (913) 588-5086 | Fax (913) 588-5042 | www2.kumc.edu/hr Performance Improvement Plan Performance Assessment The Performance Assessment states if the employee met the goals and expectations outlined in the Performance Planning phase of the PIP. The employee and supervisor can notate comments regarding the final assessment of performance. Final Assessment The employee made satisfactory progress The employee did not make satisfactory progress Employee Comments Supervisor Comments The completed Performance Improvement Plan has been reviewed and discussed. A signature indicates a review occurred; not necessarily agreement with the results and recommendations. Employee Signature Date Supervisor Signature Human Resources | Mail Stop 2022 | 3901 Rainbow Blvd. | Kansas City, KS 66160 | (913) 588-5086 | Fax (913) 588-5042 | www2.kumc.edu/hr Date Performance Improvement Plan Performance Improvement Plan Definitions Performance Planning Provide a summary of the problems or concerns: Provide factual information about the issue(s). Issues are classified into one of the three areas listed below: Attendance - Patterned or continued unexcused absences or tardiness. Conduct - Attitude or behavior that negatively impacts the operations or mission of the team, department or university. Performance - Inability to complete duties related to job responsibilities (poor quality, low quantity, disregard for policy, etc.) Describe the Action Plan to correct the problems or concerns: Develop clear Expectations and SMART Goals so the employee can understand what is expected moving forward. Describe the timeframe the employee has to improve performance and the frequency of progress meetings: Provide a start date, additional one-on-one meeting dates to measure progress, and an end date to the improvement plan. We recommend all performance improvement plans are no less than thirty days and no longer than ninety days. Provide a statement of assistance: Indicate what the supervisor will do to assist the employee in meeting the expectations or goals (allow the employee to attend an MS Excel course to assist with spreadsheet accuracy, provide step by step instructions on how to complete a specific task, etc.). Describe consequence of not completing the goals or meeting the expectations: The standard consequence is “Failure to show improvement may warrant further disciplinary action.” List any other specific consequences if the employee fails to improve. Employee Comments: The employee’s comments or concerns regarding the improvement plan. Performance Progress Progress Meeting 1 – 4 Enter the date, time, and location of each progress meeting. Satisfactory Progress List the specific goals and expectations outlined in the Action Plan, which have been met. Unsatisfactory Progress List the specific goals and expectations outlined in the Action Plan, which have not been met. Notes List supporting details to explain progress, or lack there of, as well as any employee or supervisor comments from the meeting. Performance Assessment Final Assessment Check the appropriate box to specify whether or not if the employee made satisfactory progress. Employee Comments The employee’s comments or concerns regarding the completion of the improvement plan. Supervisor Comments The supervisor’s comments or concerns regarding the completion of the improvement plan. Human Resources | Mail Stop 2022 | 3901 Rainbow Blvd. | Kansas City, KS 66160 | (913) 588-5086 | Fax (913) 588-5042 | www2.kumc.edu/hr
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