Articles in PresS. J Neurophysiol (April 15, 2015). doi:10.1152/jn.00988.2014 Cortical drive of low-frequency oscillations in the human nucleus accumbens during action selection 1 2 3 4 5 6 Max-Philipp Stenner1,2,*, Vladimir Litvak1, Robb B. Rutledge1,5, Tino Zaehle2, Friedhelm C. Schmitt2, Jürgen Voges3,4, Hans-Jochen Heinze2,4, Raymond J. Dolan1,5 7 8 9 10 11 12 13 1Wellcome Trust Centre for Neuroimaging, University College London, 12 Queen Square, London WC1N 3BG, United Kingdom 2Department of Neurology, Otto-von-Guericke-University Magdeburg, Leipziger Str. 44, 39120 Magdeburg, Germany 3Department 14 15 4Department 16 17 5Max of Stereotactic Neurosurgery, Otto-von-Guericke-University Magdeburg, Leipziger Str. 44, 39120 Magdeburg, Germany of Behavioral Neurology, Leibniz Institute for Neurobiology, Brenneckestr. 6, 39118 Magdeburg, Germany Planck University College London Centre for Computational Psychiatry and Ageing Research, London WC1B 5EH, United Kingdom 18 *correspondence: Wellcome Trust Centre for Neuroimaging, 12 Queen Square, WC1N 19 3BG, UK, telephone: 0044-20 3448 4377, email: [email protected] 20 21 Running title: Cortico-accumbens coupling during action selection 22 23 24 25 1 Copyright © 2015 by the American Physiological Society. 26 Abstract 27 The nucleus accumbens is thought to contribute to action selection by integrating 28 behaviourally relevant information from multiple regions including prefrontal cortex. 29 Studies in rodents suggest that information flow to the nucleus accumbens may be 30 regulated via task-dependent oscillatory coupling between regions. During instrumental 31 behaviour, local field potentials in the rat nucleus accumbens and prefrontal cortex are 32 coupled at delta frequencies (Gruber et al., 2009a), possibly mediating suppression of 33 afferent input from other areas and thereby supporting cortical control (Calhoon and 34 O’Donnell, 2013). Here, we demonstrate low-frequency cortico-accumbens coupling in 35 humans, both at rest and during a decision-making task. We recorded local field 36 potentials (LFP) from the nucleus accumbens in six epilepsy patients who underwent 37 implantation of deep brain stimulation electrodes. All patients showed significant 38 coherence and phase-synchronization between LFP and surface EEG at delta and low 39 theta frequencies. While the direction of this coupling indexed by Granger causality 40 varied between subjects in the resting-state data, all patients showed a cortical drive of 41 the nucleus accumbens during action selection in a decision-making task. In three 42 patients this was accompanied by a significant coherence increase over baseline. Our 43 results suggest that low-frequency cortico-accumbens coupling represents a highly 44 conserved regulatory mechanism for action selection. 45 46 Keywords 47 nucleus accumbens, action selection, local field potentials, synchronization, Deep Brain 48 Stimulation 2 49 Introduction 50 The nucleus accumbens contributes to the selection of goal-directed actions by 51 integrating behaviourally relevant information from the hippocampus, the amygdala 52 and prefrontal cortex, among other areas (Grace, 2000; Goto and Grace, 2008). These 53 inputs are likely integrated as a function of current task requirements (Gruber et al., 54 2009a; Calhoon and O’Donnell, 2013; Stuber, 2013). Previous work suggests that this 55 task-dependent integration may be regulated by inter-area coupling of oscillatory 56 synaptic potentials. In rodents, theta oscillations (around 7 Hz) in the ventromedial 57 striatum (which includes the nucleus accumbens) are coherent with hippocampal theta 58 oscillations during active exploration (Gruber et al., 2009a) and in maze tasks (Berke et 59 al., 2004; van der Meer and Redish, 2011). Entrainment of ventral striatal single units to 60 the hippocampal theta rhythm has been associated with combined contextual (spatial) 61 and motivational information (Tabuchi et al., 2000; van der Meer and Redish, 2011). 62 Together, these results have led to the proposal that theta coupling between the 63 hippocampus and the ventral striatum/nucleus accumbens may regulate how 64 contextual information influences action selection (Grace, 2000; Gruber et al., 2009a; 65 Pennartz et al., 2009). 66 67 Instrumental behaviour, on the other hand, has been associated with oscillatory 68 coupling of the nucleus accumbens with prefrontal cortex at delta frequencies (1-4 Hz). 69 Gruber et al. (2009) found strong delta coherence between the nucleus accumbens core 70 and prefrontal cortex, accompanied by enhanced single-unit cross-correlation, when 71 rats engaged in instrumental behaviour as compared to periods of active exploration. 72 Because theta coherence between the nucleus accumbens core and the hippocampus 3 73 was simultaneously reduced, the authors suggested that cortico-accumbens coupling 74 may override a hippocampal influence on neuronal excitability in the nucleus 75 accumbens (Calhoon and O’Donnell, 2013), thereby promoting behavioural flexibility. 76 Translation of these findings to humans has remained speculative, largely because 77 electrophysiological data from the human nucleus accumbens are rare. Such data have 78 recently become more tractable via recordings from deep brain stimulation (DBS) 79 electrodes, implanted in the nucleus accumbens for treatment of neurological or 80 neuropsychiatric disorders. 81 82 Here, we examined functional and directed connectivity between cortex and the nucleus 83 accumbens in six patients treated with DBS for drug-resistant epilepsy. We studied 84 coherence, phase-synchronization and Granger causality both at rest and during a 85 value-based decision-making task. Given reports of cortico-accumbens connectivity at 86 delta frequencies in rodents (Gruber et al., 2009a), we expected to find low-frequency 87 coupling between cortical EEG and local field potentials (LFP) in the nucleus 88 accumbens. Furthermore, we predicted that the strength of this coupling would 89 increase during the action selection stage of our decision-making task, accompanied by 90 evidence for a cortical drive of low-frequency oscillations in the nucleus accumbens, as 91 demonstrated in rodents (Gruber et al., 2009a; Calhoon and O’Donnell, 2013). Scalp 92 recordings may reflect hippocampal signals in addition to neocortical signals (e.g. 93 Kaplan et al., 2012). Here, we could rule out a substantial hippocampal contribution to 94 the observed LFP/EEG coupling in two of the patients who had undergone unilateral 95 resection of the hippocampus prior to DBS surgery. 4 96 Methods 97 Patients 98 Six patients with pharmacoresistant partial epilepsy participated in the study (mean ± 99 SD age: 39.5 ± 8.6 years; three females; all right handed; see table 1 for details). All 100 patients participated in in-house protocols aiming to objectify safety and potential anti- 101 ictal efficacy of deep brain stimulation of the nucleus accumbens. Clinical outcomes 102 have been reported elsewhere (Schmitt et al., 2014). Both this clinical trial and the 103 experiments reported here were approved by the institutional review board of the 104 University of Magdeburg (registration number 03/08), and all patients gave written 105 informed consent. 106 107 Electrode implantation 108 All patients underwent stereotactically guided surgery with implantation of quadripolar 109 electrodes in the nucleus accumbens and anterior thalamus of each hemisphere 110 (Medtronic, model 3387). Planning of electrode placement and surgical procedures 111 were performed as described in detail in previous work (Voges et al., 2002; Zaehle et al., 112 2013). For the nucleus accumbens, standardized coordinates were 2 mm rostral to the 113 anterior border of the anterior commissure at the level of the mid-sagittal plane, 3–4 114 mm ventral and 6–8 mm lateral of the midline. For each patient, these standardized 115 coordinates were adjusted according to pre-surgical MRI, taking into account the 116 anatomy of the vertical limb of Broca’s diagonal band as an important landmark. 117 Specifically, electrodes were placed 2–2.5 mm lateral of the vertical limb of Broca’s 118 band, in the caudo-medial part of the nucleus accumbens. This area is thought to 5 119 correspond to the remnant of the shell area in primates (Sturm et al., 2003), as defined 120 by histochemical criteria. The position of each electrode was confirmed by 121 intraoperative stereotactic X-ray images and postoperative CT. At least two contacts of 122 each quadripolar electrode were placed inside the nucleus accumbens, covering those 123 parts equivalent to the nucleus accumbens shell and core regions in rodents. 124 125 Following surgery, electrode leads were externalized for six days, allowing test 126 stimulation with different parameters as well as recordings from depth electrodes in 127 various psychological tasks and at rest. Subsequently, electrode cables were connected 128 to an impulse generator located beneath the left pectoral muscle. 129 130 Procedure & task 131 Data were collected on two separate days between the third and fifth day post surgery, 132 with one dataset collected at rest and one collected during a decision-making task. Four 133 patients contributed both resting-state data and task-related data. For one patient (P5), 134 only resting-state data were collected, and for another patient (P6), only task-related 135 data were collected. Consequently, each dataset comprised five patients. For the resting- 136 state recordings, patients sat comfortably in an upright position and were asked to 137 remain as still as possible, with their eyes open. Three to ten minutes of resting-state 138 data were recorded. 139 6 140 The task dataset was recorded during a standard economic decision-making task, 141 presented on a laptop computer. The nucleus accumbens is active in a variety of tasks 142 that involve action selection (Nicola, 2007). We used a task for which strong responses 143 are reliably recorded from the human nucleus accumbens during action selection in 144 previous functional MRI studies (Tom et al., 2007; Rutledge et al., 2014). Activity of 145 single neurons in the nucleus accumbens can be used to predict subsequent actions in a 146 financial decision-making task (Patel et al., 2012), even after controlling for the 147 probability of reward. Because the objective value of the gamble in our task changes 148 from trial to trial, making appropriate actions requires subjects to determine the 149 subjective value of each available gamble. This makes such an economic decision task 150 ideal for studying goal-directed actions. Furthermore, this task allowed us to 151 additionally test for value and reward prediction error signals that might relate to 152 dopamine, which have been identified in this area using other techniques (Patel et al., 153 2012; Hart et al., 2014). These investigations are the subject of a separate study. 154 155 The task required patients to decide whether to accept or reject a monetary gamble 156 offer. If accepted, a gamble could result in a monetary gain or loss with equal 157 probabilities. Each patient made 200 choices between this risky gamble option and a 158 safe option, which was worth 0 euros. There were five different win amounts for the 159 risky option (25, 40, 55, 75, 100 euro cents). Loss amounts for the risky option (5-200 160 euro cents) were determined by multiplying gain amounts by 20 different multipliers, 161 ranging from 0.5 to 5 to accommodate a wide range of gain-loss sensitivity. The risky 162 gamble option and the safe option were represented by three numbers on the screen, 163 each presented in black font in the centre of a white rectangle (figure 2A; the screen 7 164 background colour was black). Two of the three numbers were presented on one side of 165 the screen (left or right) and corresponded to the possible gain and loss of the current 166 gamble offer. The potential loss amount, indicated by a negative sign, and the possible 167 win amount were presented slightly below and above the horizontal meridian of the 168 screen, respectively, at equal eccentricities from the centre of the screen. The third 169 number, representing the safe option, was always zero and was presented on the 170 opposite side of the screen, on the horizontal meridian. The side of the screen 171 (left/right) on which each of the two options (safe option and gamble) was presented 172 was counterbalanced across trials. 173 174 Each trial started with the presentation of the two options on the screen. Patients chose 175 the option presented on the left or on the right by pressing one of two keys on a 176 keyboard with their left or right hand, respectively (left “Ctrl” and “Enter” on the 177 number block, respectively). There was no time limit for this decision. If patients chose 178 to gamble, the outcome was randomly determined by the computer and displayed after 179 a 2 s delay period for 1.5 s. The inter-trial interval (ITI) was jittered between 1.5 and 2 s. 180 The outcome of each trial counted for real money. Subjects were endowed with 15 181 euros at the start of the experiment and, in addition to this endowment, earned an 182 average of 15.66 euros (range, 3.73 to 27.38 euros), which was paid out at the end of the 183 experiment. Before the main experiment, patients practised the task and became 184 familiar with the range of possible wins and losses for 50 trials, which did not count for 185 real money. 186 8 187 Recording and analyses of local field potentials 188 LFP- and surface EEG-recording 189 Local field potentials were recorded continuously from four contacts on each of the four 190 DBS-electrodes (one in the nucleus accumbens and one in the anterior thalamic nucleus 191 of each hemisphere). Electrode contacts (platinum-iridium) were 1.5 mm wide and 192 spaced 1.5 mm apart (edge-to-edge distance). Simultaneous to LFP recordings, data 193 from two to five surface EEG electrodes (gold plated silver electrodes) were also 194 recorded (no online filters). Surface electrode number and placement varied between 195 patients due to post-surgical head bandages. The only surface EEG channel that was 196 available across all patients and both datasets was Cz (positioned according to the 10- 197 20 system). 198 199 Data were digitized at a sampling rate of 512 Hz using a Walter Graphtek system. 200 Following previous work (Litvak et al., 2012), we analysed LFP data from DBS- 201 electrodes in a bipolar montage, in which each contact is referenced to one 202 neighbouring contact. This results in three channels per DBS-electrode (i.e., each of the 203 three most ventral contacts was referenced against its dorsal neighbour). This bipolar 204 montage maximizes spatial specificity for the nucleus accumbens by minimizing volume 205 conduction effects from distant sources. Surface EEG channels were referenced against 206 the left ear lobe. 207 208 Preprocessing 9 209 LFP and surface EEG data were analysed using FieldTrip (Oostenveld et al., 2011) and 210 Matlab (version R2012a; Mathworks). Line noise was removed using a narrow-band 211 bandstop-filter (4th order, two-pass Butterworth filter). Visual inspection showed a slow 212 drift at the very beginning of the resting-state data, likely due to a long time constant of 213 the amplifier. This drift was removed using a high-pass filter (6th order, two-pass 214 Butterworth filter; cutoff frequency: 0.5 Hz). For each patient, resting-state data were 215 then epoched into consecutive segments of 2 seconds each (yielding 80 to 284 epochs 216 per patient). For the task dataset, data were epoched from 1.5 seconds before the onset 217 of the two options on the screen to 5 seconds after patients indicated their choices by 218 pressing a key (this corresponds to 3 seconds after the onset of the outcome in trials in 219 which patients chose to gamble). Because movement artefacts were more likely during 220 the task than during the resting-state recordings (for which patients only had to sit 221 still), a simple artefact rejection routine was added for the task dataset. Specifically, a 222 trial was rejected if the maximum amplitude variance across all available channels in 223 that trial exceeded a set threshold, as implemented by standard options in FieldTrip. 224 This resulted, on average, in a rejection of 12.5% of all task-related trials. 225 226 Time windows for distinct task stages 227 Our primary interest in the task dataset was to test for a modulation of cortico- 228 accumbens connectivity during different stages of the task. Specifically, we asked how 229 connectivity changed as patients decided between the two options and anticipated and 230 subsequently saw the outcome of a chosen gamble. To compare connectivity during the 231 decision-, anticipation- and outcome stage to a baseline, we divided each trial into four 232 consecutive time windows, each equal to 1.5 seconds in duration (figure 2A). The 1.5 10 233 seconds prior to the onset of the two options on the screen served as a baseline (“ITI” in 234 figure 2A). The decision stage was defined as the time interval 1.5 seconds before 235 patients pressed a key to choose one of the two options. Trials in which patients 236 responded to the presentation of the options faster than 1.5 seconds were excluded 237 from analysis (of all four task stages). Given response times in the task (median: 2.09 s 238 (P1), 3.04 s (P2), 1.52 s (P3), 2.11 s (P4) and 1.46 s (P6)), this time interval of 1.5 s is 239 likely to include (aspects of) the decision process. A pre-response interval of 1.5 s also 240 allowed us to use analysis time windows of equal duration across the four task stages 241 (note that, across trials, the shortest inter-trial interval available as a baseline was 1.5 242 s). Accordingly, the anticipation stage of the task was defined as the 1.5 seconds that 243 preceded the onset of the gamble outcome, while the 1.5 seconds after outcome 244 presentation corresponded to the outcome stage. 245 246 By design, trials in which patients chose the safe option differed fundamentally from 247 gamble trials in that, in the former, patients knew immediately the outcome of their 248 decision. Consequently, anticipation- and outcome stages do not exist in trials in which 249 the safe option was chosen, at least not in the same sense as in gamble trials. Because 250 the connectivity metrics used here are sensitive to the number of trials used for 251 analysis, trials in which patients chose the safe option were excluded from the 252 comparison of the four task stages (note that we report a control analysis of our main 253 contrast of interest – comparing the decision stage to the baseline – which does include 254 trials in which the safe option was chosen). The numbers of trials available for all four 255 task stages, i.e., trials in which subjects chose to gamble and responded with a minimum 256 reaction time of 1.5 seconds, were 66 (P1), 102 (P2), 48 (P3), 103 (P4) and 63 (P6). 11 257 258 Functional and directed connectivity 259 Because the brain and surrounding tissues have no relevant capacitance across the 260 frequency range of interest in EEG (<<1 kHz), signals measured at surface electrodes 261 instantaneously reflect underlying cortical generators (e.g., Penny et al., 2011; Schomer 262 and Lopes da Silva, 2012). Because of this, connectivity between LFP recorded via DBS 263 electrodes and surface EEG can be interpreted as cortico-subcortical coupling. 264 265 We first computed the spectral coherence between the signal at Cz and the signal at 266 each of the six accumbens channels (three for each hemisphere). Coherence indexes the 267 consistency of a linear phase- and amplitude-relation between two signals across trials 268 (Walter, 1963). Coherence is defined as the absolute value of the trial-averaged cross- 269 spectrum, normalized by the square root of the product of the two trial-averaged 270 autospectra. Coherence ranges from 0 to 1, with higher values indicating higher 271 consistency of a phase- and amplitude-relation between two signals. Coherence was 272 computed across trials from the cross- and auto-spectra after obtaining a fast Fourier 273 transform of the Hanning-tapered data for each trial/resting-state epoch. 274 275 Because coherence intermingles phase and amplitude, we tested for significant phase- 276 synchronization between cortex (Cz) and the nucleus accumbens with a separate 277 metric. To test for phase-synchronization, the weighted phase-lag index (wPLI) was 278 computed, a recent extension (Vinck et al., 2011) of the phase-lag index (PLI; Stam, 279 Nolte, & Daffertshofer, 2007). The (signed) PLI is defined as the trial-averaged sign of 12 280 the imaginary component of the cross-spectrum and ranges from -1 to 1. In cases where 281 two signals show little or no (non-zero) phase-synchronization, the PLI tends towards 282 zero. Values closer to -1 or 1, on the other hand, indicate that phase lags or leads 283 between two signals are not equiprobable across trials, thus reflecting a consistent 284 phase-relation. A further improvement in the sensitivity of the PLI has recently been 285 demonstrated by weighting the sign of the imaginary part of the cross-spectrum by its 286 magnitude (i.e., by the π/2 component of the phase difference between signals; Vinck et 287 al., 2011). Here, the wPLI was computed on the basis of the single-trial Fourier spectra 288 using standard settings in FieldTrip. 289 290 To determine directionality of information flow between cortex and the nucleus 291 accumbens, we computed a nonparametric variant of pairwise Granger causality 292 (Dhamala et al., 2008). Pairwise Granger causality indexes the contribution of one time 293 series to forecasting a second time series, over and above the variance already 294 explained by the past information of the latter. In the frequency domain, the 295 computation of Granger causality is based on the spectral transfer function and the 296 noise covariance matrix, which can be obtained either from an autoregressive model or, 297 alternatively, nonparametrically, from a factorization of the spectral matrix. The latter 298 approach avoids any assumptions regarding a specific autoregressive model order and 299 was used here. Nonparametric Granger causality was computed from single-trial 300 Fourier spectra in FieldTrip, using standard settings (i.e., a factorization based on the 301 Wilson algorithm (Wilson, 1972)). 302 13 303 Delays between surface EEG and nucleus accumbens LFP were obtained from a 304 regression of phase differences on frequency, following previous work (Rosenberg et al., 305 1989; Riddle and Baker, 2005). The rationale behind a phase-frequency regression is 306 that a constant conduction delay should lead to a linear increase in phase differences 307 across a frequency range that shows significant coupling. Phase differences for the 308 combination of each nucleus accumbens channel with Cz were obtained from the cross- 309 spectra of each patient. Because we expected similar delays for all nucleus accumbens 310 channels, phase differences were pooled across channels (this also increases the 311 number of data points available for the regression analysis; see Riddle & Baker, 2005, 312 for a similar pooling of channels). For each patient, phase differences were then linearly 313 regressed on frequency across the low-frequency range that showed significant 314 coherence in that particular patient (figure 1A). The slope of the regression line in ms 315 was used as a proxy for conduction delays. Because frequency windows with significant 316 coherence were quite narrow in some patients, particularly in P3 and P4, phase 317 differences were computed across resting-state epochs of 6.7 seconds each to increase 318 the frequency resolution and, thereby, the number of frequency bins available for the 319 regression analysis. This value was chosen to achieve a high frequency resolution while 320 keeping the number of epochs available for the estimation of the cross-spectrum as high 321 as possible. 322 323 Only two patients showed a significant fit of the regression line and acceptable R2- 324 values (both p<.0005; R2-values of .074 and .16), presumably because their resting-state 325 recordings were longest (~10 mins each). In the other three (3-5 mins of recordings), 326 the fit was far from significant (all p>.2, R2<.01), possibly due to an insufficient number 14 327 of trials available to estimate the cross-spectrum with sufficiently low noise (≤40 trials 328 each) and a relatively low number of frequency bins for the regression (as low as 11). 329 Since data segments for the different task stages were only 1.5 seconds long, delays 330 were only computed from the resting-state data. 331 332 For all connectivity analyses, the lowest frequency and the frequency resolution were 333 defined as the inverse of the trial/epoch length in seconds. For the resting-state dataset, 334 coherence spectra, wPLI spectra and Granger causality spectra were explored over a 335 broad frequency range (up to 100 Hz). Having established a frequency window of 336 interest in our analysis of the resting-state data, we tested for a task-dependent 337 modulation of cortico-accumbens connectivity in this frequency window (≤6 Hz). Note 338 that this frequency window of interest was obtained from the independent analysis of 339 the resting-state dataset. Since we had no prior hypothesis regarding any difference 340 between the left and right nucleus accumbens, or between ventral and dorsal channels, 341 mean spectra across all six nucleus accumbens channels were used for statistical 342 analysis. We show data for the left and right nucleus accumbens separately in figure 3. 343 Separate analyses of the three DBS channels of each electrode showed no systematic 344 differences across individuals. 345 346 Statistics 347 Due to the moderate size of our study sample (five patients for each dataset) statistical 348 group-level inference is inappropriate. Instead, we report statistical results for 349 individual patients and note commonalities and differences between single-patient 15 350 statistical results. All statistical analyses were based on nonparametric resampling tests. 351 To test for significant peaks in the coherence- and wPLI spectra, the trial order of single- 352 trial Fourier spectra was randomly shuffled for the nucleus accumbens, but not for Cz 353 (the same shuffled trial order was used for all six nucleus accumbens channels). 354 Coherence and the wPLI were then re-computed from the shuffled data. This was 355 repeated for at least 4000 iterations, each with a unique, shuffled trial order for the 356 nucleus accumbens. For each frequency bin, a p-value was computed as the proportion 357 of iterations whose (coherence- or wPLI-) values exceeded the value obtained from the 358 original data. These p-values were corrected for multiple comparisons across frequency 359 bins using Bonferroni correction (between 0 and 100 Hz for the resting-state data and 360 ≤6 Hz for the task data). Bonferroni-corrected p-values below .025 were considered 361 significant (corresponding to a two-sided test). To test for significant peaks in the 362 coherence spectrum, a one-sided threshold (.05) was used because we were only 363 interested in coherence which was larger for the original data than the shuffled data. 364 365 To test for significant peaks in the Granger causality spectra, we compared spectra 366 computed from the original data to Granger causality obtained after reversing the order 367 of time bins within each channel (effectively reversing the time axis in all channels), as 368 recently suggested by Haufe et al. (2013). Because Granger causality is sensitive to 369 temporal order, reversing the time axis should also reverse the direction of information 370 flow as indexed by Granger causality. In contrast, any spurious causality, for example, 371 due to common coloured noise or differences in the signal-to-noise-ratio between 372 channels (e.g., Nolte et al., 2008), should not be affected by a reversal of the time axis 373 (Haufe et al., 2012). To test whether Granger causality was significantly greater when 16 374 computed from the original vs. the time-reversed data, a nonparametric permutation 375 test was used. For each trial, Fourier spectra from the original and the time-reversed 376 data were first randomly assigned to two separate pools of trials. Granger causality was 377 then re-computed for each pool. This was repeated for at least 1000 iterations, each 378 with a unique permutation. For each frequency bin, a p-value was obtained as the 379 proportion of permutations which resulted in a Granger causality difference that was 380 larger than the observed difference between the original data and the time-reversed 381 data. These p-values were corrected for multiple comparisons across frequency bins 382 using Bonferroni correction (between 0 and 100 Hz for the resting-state data and ≤6 Hz 383 for the task data). Since we were only interested in Granger causality peaks which were 384 larger for the original than the time-reversed data, a one-sided significance threshold 385 was used (Bonferroni-corrected p-values below .05). 386 387 Permutation tests were also used to test for a significant modulation of coherence 388 during the decision-making task. Here, we tested for changes in cortico-accumbens 389 coherence during each of the decision-, anticipation- and outcome stages of the task, 390 each in relation to baseline. As a baseline, we used the inter-trial interval instead of our 391 resting-state data because the two datasets were recorded on two separate days, so that 392 potentially confounding factors, e.g., differences in tiredness, were not controlled for. Having 393 established a frequency window of interest in the analysis of the resting-state data (≤6 394 Hz), p-values were obtained from the permutation distribution after averaging 395 coherence values across this frequency window of interest. p-values were Bonferroni- 396 corrected for the number of contrasts (3) and considered significant if they fell below 397 .025 (corresponding to a two-sided test). The same procedure was used to test for 17 398 differences in cortico-accumbens connectivity between the left and right nucleus 399 accumbens and for differences between cortico-accumbens and cortico-thalamic 400 coherence. 18 401 Results 402 Cortico-accumbens connectivity at rest 403 We first tested for significant coherence between surface-channel EEG (at Cz) and LFP 404 from the nucleus accumbens at rest. A broad frequency range was explored (up to 100 405 Hz). As expected, we found significant peaks in the coherence spectrum at low 406 frequencies (between 2.5 to 5 Hz). Remarkably, a significant low-frequency peak was 407 present in each of the five patients (figure 1A; Bonferroni-corrected for multiple 408 comparisons across all frequency bins up to 100 Hz). Peak frequencies and peak 409 morphology varied across patients, with some patients (P1, P2 and P5), showing more 410 than one distinct peak at low (delta/theta) frequencies. Up to 100 Hz, no other 411 significant peaks were identified which were consistent across patients (P2 showed a 412 separate peak at beta frequencies). When comparing cortico-accumbens vs. cortico- 413 thalamic coherence, averaged across frequencies ≤ 6 Hz, cortico-accumbens coherence was 414 significantly stronger in three patients (P2, P3 and P5; all p<.001). The remaining two patients 415 showed trends in the same direction (P4: p=.07; P1: p=.15). 416 417 Coherence intermingles the amplitude- and phase-relation between two signals. To test 418 specifically for cortico-accumbens phase-synchronization, we computed the weighted 419 phase-lag index (wPLI; Vinck et al., 2011), a measure of a consistent (non-zero) phase- 420 relation between two signals. Results closely resembled our coherence findings. Each of 421 the five patients showed a significant low-frequency (3 to 5 Hz) peak in the wPLI 422 spectrum (figure 1B; Bonferroni-corrected for multiple comparisons across all 423 frequency bins up to 100 Hz). In one patient (P2), the sign of the wPLI separated three 19 424 distinct peaks in the spectrum, one at delta/theta frequencies, as in all other patients, 425 and one each at higher theta frequencies and in the beta band. 426 427 Both spectral coherence and the wPLI measure functional connectivity. To study the 428 direction of information flow between cortex and the nucleus accumbens at rest, a 429 nonparametric variant of spectral Granger causality was computed. Significant peaks at 430 low frequencies (< ~10 Hz) were identified in the Granger causal spectrum of each 431 patient (figure 1C; Bonferroni-corrected for multiple comparisons across all frequency 432 bins up to 100 Hz). The direction of information flow, from cortex to the nucleus 433 accumbens or vice versa, varied between patients. Two patients (P2 and P4) showed a 434 predominantly subcortical drive (nucleus accumbens leading). In one patient (P1), we 435 observed a predominantly cortical drive. Patient P5 showed a cortical drive at ~2.5 Hz 436 and a subcortical drive at ~9 Hz, and in patient P3, a clear distinction between 437 directions was difficult to establish. 438 439 Delays between surface EEG and nucleus accumbens LFP were estimated from the slope 440 of a linear regression of phase differences on frequency across the range that showed 441 significant coherence peaks (figure 1A). Only two patients (P1 and P2) showed a 442 significant fit of the linear regression (both p<.0005; R2-values of .074 and .16), while 443 the fit was not significant in the remaining three patients (all p>.2, R2<.01; see methods 444 for a discussion of possible reasons). In P1, the estimated delay from cortex to the 445 nucleus accumbens was +38 ms, while in P2, the delay was -100 ms. These delays are in 446 line with the Granger causality results from these two patients (figure 1C). Patient P1, 20 447 who showed a predominantly cortical drive, had a cortico-accumbens delay of +38 ms. 448 The magnitude of this delay is longer than the (likely monosynaptic) conduction delays 449 of ≤20 ms observed in rats (see discussion; McGinty & Grace, 2009). In P2, on the other 450 hand, Granger causality revealed a predominantly subcortical drive, consistent with a 451 delay of -100 ms and a polysynaptic influence of the nucleus accumbens on cortex. 452 453 Taken together, our resting-state analyses confirmed that cortical EEG signals (at Cz) 454 and LFP from the nucleus accumbens are coupled at low (delta and low theta) 455 frequencies. At rest, the direction of this coupling varies between individuals. One 456 possible explanation for this heterogeneity is that, by definition, resting-state 457 recordings do not control which task a specific brain network is currently engaged in. 458 To study how cortico-accumbens connectivity is modulated during decision-making, we 459 analysed functional and directed connectivity during a standard decision-making task. 460 461 Cortico-accumbens connectivity during decision-making 462 During the task, patients chose between a certain amount of money (0 euros) and a 463 risky gamble option which could lead to a monetary win or loss (figure 2A). 464 Behavioural analysis confirmed that patients paid attention to the task and chose 465 between options on the basis of the current gamble offer. Specifically, we tested 466 whether the proportion of trials in which patients chose to gamble was higher when the 467 mathematical expected value of the risky gamble option was relatively high vs. low (as 468 defined by a median split). A nonparametric permutation test (1000 unique 469 permutations) confirmed that this was the case in four of the five patients (% gamble 21 470 chosen, high vs. low expected value: 59% vs. 33% (P1), 68% vs. 53% (P2), 78% vs. 47% 471 (P3), 93% vs. 70% (P6); all permutation p-values < .025, corresponding to a two-sided 472 test). Only one patient (P4) chose the gamble offer equally often when its expected 473 value was relatively high vs. low (76% vs. 76%). Subjects earned, on average, an 474 additional 15.66 euros (range, 3.73 to 27.38 euros). In contrast, a random chooser 475 would earn an additional 8.83 euros on average, and four of the five patients earned 476 more than that. Patients made their choices with a mean median response time of 2.09 477 seconds (range of median response times, 1.46-3.04 seconds). On average, they chose to 478 gamble in 65.3% of trials. There was considerable variability in preferences across 479 subjects (range, 46-81.5%), as expected in a task like this (Tom et al., 2007). Four of the 480 five patients were consistent in their preference for choosing gambles, as evidenced by 481 permutation tests that compared the tendency to choose a gamble in the first vs. second 482 half of the experiment. Patients P1, P2, P4 and P6 chose a similar proportion of gambles 483 in the first and second half (p> .09, threshold for significance at .025), while patient P3 484 chose significantly more gambles in the second than in the first half, p=.005). 485 486 We were interested how direction and strength of connectivity between cortex and the 487 nucleus accumbens changed during the course of a trial, specifically in the low- 488 frequency window of interest that we established in our resting-state analyses (≤ 6 Hz). 489 To this end, low-frequency coherence values during the decision-, anticipation- and 490 outcome stages of the task were compared to a baseline (the inter-trial interval). Figure 491 2B shows coherence spectra during all four stages of the task (the colour-coding 492 corresponds to the colours in figure 2A). Four of the five patients (P2 to P6) showed at 493 least one peak in the frequency window of interest (≤6 Hz) in at least one of the four 22 494 task stages. Peak frequencies were slightly lower than at rest (around 2 Hz). 495 Numerically, the highest coherence peak occurred during the decision stage of the task 496 in all five patients, followed by the anticipation stage in four of the five patients. 497 Coherence below 6 Hz was significantly higher during the decision stage as compared to 498 baseline in three of the five patients (P2, P3 and P6; all p-values < .025 after Bonferroni- 499 correction). The patient whose coherence- and wPLI spectra at rest revealed two 500 distinct peaks at delta and theta frequencies (P2, figure 1A and B) also showed two 501 corresponding coherence peaks during the task. When comparing the anticipation- and 502 outcome stage to baseline, we found a significant enhancement of coherence across the 503 frequency window of interest only in one patient and one task stage (the outcome stage 504 in P1). Trials in which patients chose the safe option (0 euros) were excluded from the 505 analysis of task coherence to this point to avoid differences in trial numbers (see 506 methods). However, when computing coherence across all trials and comparing the 507 decision stage to baseline, we found a very similar pattern of results (with P2, P3 and P6 508 showing a significant enhancement of low-frequency coherence during the decision 509 stage; P4 showed a trend for significance of .031). In contrast to this increase in cortico- 510 accumbens coherence during the action selection stage of the task, no task-modulation of 511 cortico-thalamic coherence ≤6 Hz was observed in any of the five patients (all p>.3). 512 513 We tested whether this enhancement of functional connectivity during the decision 514 stage coincided with a cortical drive of low-frequency oscillations in the nucleus 515 accumbens, as predicted from the animal literature (Gruber et al., 2009a; Calhoon and 516 O’Donnell, 2013). Granger causality spectra confirmed that all patients showed a 517 significant cortical drive at frequencies similar to their coherence peaks (except P3, who 23 518 showed a trend of p=.08; figure 2C, Bonferroni-corrected for multiple comparisons 519 across all frequency bins ≤ 6 Hz). For P2, there was a significant cortical drive at ~2.5 Hz 520 and a significant subcortical drive at ~5.5 Hz, which, together, mapped well onto the 521 two distinct low-frequency peaks observed in the coherence spectra of this patient at 522 rest and during the task. 523 524 EEG/LFP connectivity does not reflect hippocampus/nucleus accumbens coupling 525 Previous studies suggest that scalp recordings may reflect hippocampal signals in 526 addition to neocortical signals (e.g. Kaplan et al., 2012). In rodents, oscillations in the 527 hippocampus and the nucleus accumbens are coupled at theta frequencies (Berke et al., 528 2004; Gruber et al., 2009a). Accordingly, the EEG/LFP connectivity observed here could, 529 in principle, reflect connectivity between the nucleus accumbens and the hippocampus, 530 rather than the neocortex. To address a potential hippocampal influence on our 531 connectivity findings, we made use of the fact that two of the patients had undergone 532 surgical resection of the medial temporal lobe to treat their epilepsy. Patients P3 and P4 533 had undergone right and left temporal lobe resection, respectively, three and nine years 534 before DBS surgery. In non-human primates (unlike in rodents) hippocampal 535 projections to the nucleus accumbens do not cross to the contralateral hemisphere 536 (Friedman et al., 2002). Under the assumption that this holds for humans (see 537 discussion), we tested for differences in delta/theta coherence as a function of 538 hemisphere (operated vs. non operated hemisphere). If the hippocampus made a 539 substantial contribution to the observed low-frequency coherence, we would expect 540 reduced coherence peaks in the operated hemisphere, both at rest and during the task. 24 541 If there was no substantial hippocampal contribution, removal of the hippocampus 542 should have little impact. 543 544 Patient P4 indeed showed a significant reduction in delta/theta coherence in the left 545 (operated) hemisphere at rest relative to the right (not operated) hemisphere 546 (resampling p-value <.025). Importantly, however, this patient showed no difference 547 between hemispheres during the decision-stage of the task, where a similar coherence 548 peak was observed in both hemispheres (figures 3A and B). For patient P3, who had 549 undergone right temporal lobe resection, we found significantly stronger coherence in 550 the operated hemisphere during the task (resampling p-value <.025) and no difference 551 at rest. In addition, patient P2, who had not undergone any surgery of the medial 552 temporal lobe, also showed significantly stronger coherence (at rest) in the right vs. left 553 hemisphere, similarly to P4 and P3. 554 555 556 557 25 558 Discussion 559 We demonstrate oscillatory coupling between local field potentials in the human 560 nucleus accumbens and surface EEG at delta and low theta frequencies, both at rest and 561 during a decision-making task. During the action selection stage of the task, this 562 coupling consists of a cortical drive of ~2 Hz oscillations in the nucleus accumbens, 563 accompanied by an increase in cortico-accumbens coherence. 564 565 Low-frequency oscillations and nucleus accumbens network function 566 Low-frequency coupling of local field potentials and cross-correlation of single units in 567 the hippocampus and the nucleus accumbens are well established in rodents (Tabuchi 568 et al., 2000; Berke et al., 2004; Gruber et al., 2009a; van der Meer and Redish, 2011). 569 Entrainment of nucleus accumbens neurons to the hippocampal theta rhythm is thought 570 to convey contextual (spatial) information (Tabuchi et al., 2000; van der Meer and 571 Redish, 2011), possibly constraining afferent drive from prefrontal cortex during action 572 selection (Grace, 2000; Goto and Grace, 2008). Conversely, recent studies show that 573 prefrontal input to the nucleus accumbens can suppress excitatory drive from the 574 hippocampus. Specifically, Calhoon & O’Donnell (2013) reported that 50 Hz train 575 stimulation of medial prefrontal cortex attenuated excitatory post-synaptic potentials in 576 the nucleus accumbens that were elicited via hippocampal projections. Because train 577 stimulation is thought to mimic burst firing of prefrontal neurons during instrumental 578 behaviour (Peters et al., 2005), the authors argued that naturally occurring afferent 579 input from prefrontal cortex, specifically during instrumental action, may also suppress 580 hippocampal drive, possibly via inhibitory interneurons. During instrumental 26 581 behaviour, local field potentials in the nucleus accumbens core and prefrontal cortex are 582 coupled at delta frequencies (1-4 Hz), accompanied by a decrease in theta coupling of 583 the nucleus accumbens with the hippocampus (Gruber et al., 2009a). Taken together, 584 this suggests that cortico-accumbens coupling at delta frequencies may be involved in 585 aspects of instrumental action, at least in rodents. Translation of these findings to 586 human physiology has so far been speculative because electrophysiological data from 587 the human nucleus accumbens is rare. 588 589 Here, we demonstrate cortico-accumbens coupling at low frequencies in humans. In 590 particular, we find a cortical drive of 2-3 Hz oscillations in the nucleus accumbens 591 during the action selection stage of a standard decision-making task, accompanied by an 592 increase in 2 Hz coherence between cortex and the nucleus accumbens. The delay 593 between cortex and the nucleus accumbens was estimated to be ~38 ms from a phase- 594 frequency regression of the resting-state data of one patient (which allowed for 595 sufficiently long epochs, see methods). This delay is longer than the (monosynaptic) 596 conduction delays between frontal cortex and the nucleus accumbens reported in rats 597 (≤20 ms; McGinty & Grace, 2009). One possible reason for this is that cortico-accumbens 598 coherence may involve an additional step of synaptic transmission. A plausible 599 candidate for mediating cortico-accumbens coherence is the pool of inhibitory 600 interneurons in the nucleus accumbens. Calhoon & O’Donnell (2013) reported evidence 601 for an involvement of GABAergic neurotransmission in the heterosynaptic suppression 602 of hippocampal input by prefrontal stimulation in rats, consistent with reports that 603 prefrontal stimulation activates nucleus accumbens interneurons (Gruber et al., 2009b). 604 Interneurons account only for a minority of striatal neurons (Jiang and North, 1991), 27 605 and their direct contribution to local field potentials (and, thus, to the observed cortico- 606 accumbens coherence) is therefore likely to be small. Taken together, intermediate 607 transmission via interneurons would agree with findings in rodents and could account 608 for the delay between surface EEG and LFP observed here. However, we note that our 609 estimation of the conduction delay should be treated with caution since it is based on 610 data of a single patient. Furthermore, previous studies have shown that delays 611 computed on the basis of phase differences may not correspond well to conduction 612 delays (Williams and Baker, 2009). 613 614 A role of low-frequency oscillations in the nucleus accumbens, in the range of theta 615 frequencies, in human decision-making has been proposed before. Cohen et al. (2009) 616 reported a transient increase in phase-synchronization at ~4-8 Hz approximately 250 617 to 550 ms after the outcome in a reversal learning task, both between the left and right 618 nucleus accumbens and between the nucleus accumbens and a frontal EEG electrode. In 619 contrast to this transient phenomenon (~1 cycle), we report cortico-accumbens 620 connectivity over much longer segments (1.5 to 2 seconds) and at lower frequencies (2- 621 5 Hz) which, importantly, changes in strength and direction during action selection. The 622 cortical drive consistently observed during action selection in our study is in agreement 623 with a previous report of a Granger-causal influence of cortex on the nucleus accumbens 624 in humans (Cohen et al., 2012). However, that study focused on connectivity during 625 outcome anticipation in a task that had no action selection component, and found 626 connectivity across a broad frequency range (of up to 20 Hz, possibly due to a limited 627 frequency resolution, as the authors note). In contrast, we demonstrate an increase in 28 628 low-frequency coupling and a consistent cortical drive during the action selection stage 629 of our decision-making task. 630 631 Cortical sources involved in low-frequency coupling with the nucleus accumbens 632 We studied connectivity between surface EEG recorded at electrode Cz and LFP from 633 the nucleus accumbens. Given that surface EEG signals are subject to a high degree of 634 volume conduction and distortion of the electric field by the skull, EEG signals at central 635 sensors such as Cz likely contain components from widely distributed cortical sources. 636 We addressed the possibility of a substantial contribution of hippocampal signals, 637 recorded at surface electrodes, to the observed EEG/LFP connectivity in two patients 638 who had undergone unilateral resection of the medial temporal lobe in the past. Using 639 anterograde and retrograde tracer techniques, Friedman et al. (2002) demonstrated 640 that anatomical connections between the hippocampus and the nucleus accumbens in 641 macaque monkeys do not cross to the contralateral hemisphere. We are not aware of 642 any anatomical studies in humans that have addressed this issue. Assuming that these 643 results also hold in humans, we tested whether ipsilateral removal of the hippocampus 644 systematically reduced the observed EEG/LFP coherence. Since this was not the case, a 645 substantial hippocampal contribution seems unlikely. It is possible, however, that the 646 nucleus accumbens of the operated hemisphere is indirectly coupled with the 647 contralateral hippocampus, e.g. via coupling between the nucleus accumbens of each 648 hemisphere (Cohen et al., 2009). Note that a neocortical contribution to the observed 649 EEG/LFP connectivity does not imply that a single cortical source is consistently 650 involved. Indeed, we find differences in coupling between our resting-state data and the 651 task data, both in peak frequencies (which are slightly lower during the task) and in 29 652 direction (with a consistent cortical drive during the task, but not at rest). This may 653 indicate that slightly different cortical sources or neuronal populations are involved in 654 cortico-accumbens coupling as a function of the task. Future studies that combine high- 655 density EEG or MEG with simultaneous DBS-recordings may reveal the precise cortical 656 topography of this coupling. 657 Limitations 658 Invasive recordings from the human nucleus accumbens are only available when there 659 is a clinical indication for DBS therapy. Here, we studied data recorded from patients 660 with epilepsy. All patients underwent video-EEG-monitoring, which documented a focal, 661 i.e., cortical, epileptogenic zone and excluded other epilepsy syndromes. In animal 662 models (Deransart et al., 2000) as well as in epilepsy patients (Schmitt et al., 2014), the 663 nucleus accumbens can be involved in seizure propagation. Accordingly, the clinical 664 rationale underlying DBS of the nucleus accumbens in epilepsy is a suppression of 665 seizure propagation, not of an epileptogenic focus. However, we cannot exclude the 666 possibility that the nucleus accumbens functions differently in these patients as 667 compared to healthy individuals. During recordings, patients were constantly under 668 supervision. No seizure was observed or reported in any case. In addition, no inter-ictal 669 epileptic activity was observed in the recorded data. Epileptic activity in the nucleus 670 accumbens as a potential confounding factor can therefore be excluded. 671 672 It is important to note that all six patients were on treatment with anticonvulsant drugs 673 during data acquisition (table 1). The predominant mechanisms of action of these drugs 674 consist either in a blockade of ion channels (LCM, LTG, ZNS, CBZ, OXC) and/or in an 30 675 interference with GABAergic neurotransmission (STP, Clozabam). While we cannot rule 676 out the possibility that these drugs changed cortico-accumbens connectivity, we note 677 that the heterogeneity in medication across patients (table 1) contrasts with the high 678 consistency of our findings. In particular, patients whose medication involved drugs 679 known to enhance or mimic GABAergic neurotransmission (especially Clobazam and 680 STP in P2, possibly also CBZ in P2 and P3) showed similar results as all other patients, 681 whose medication acts primarily via ion channels (LCM and LTG in patients P4, P5 and 682 P6; but see Cunningham & Jones, 2000, for a potential GABAergic enhancement by LTG, 683 although this has been questioned, see Braga, Anderjaska, Post, & Li, 2002). 684 685 Our study depends on a precise placement of DBS electrodes into the nucleus 686 accumbens. Despite high surgical expertise, we cannot fully exclude slight imprecision 687 in electrode placement. Since safety considerations forbid post-surgical MRI, the 688 location of the electrodes can only be assessed by combining pre-surgical MRI with 689 post-surgical computer tomography. Following this approach, coordinates of the most 690 ventral contacts in our study, averaged across all patients, are [7 6 -9] (right 691 hemisphere) and [-7 6 -9] (left hemisphere; normalized to MNI space). However, this 692 analysis is subject to some inaccuracy itself, since it relies on two separate imaging 693 techniques and data from two different days. 694 695 We cannot exclude the possibility that discrete structural changes to the nucleus 696 accumbens during electrode implantation, such as trauma or oedema, may have 697 influenced coherence and Granger causality spectra. Structural changes due to electrode 31 698 implantation are thought to be responsible for the so-called ‘stun effect’, i.e., a transient 699 amelioration of symptoms in some patients with Parkinson’s Disease in the first days 700 after DBS surgery, before the stimulator is switched on (e.g., Eusebio and Brown, 2009). 701 However, it is difficult to explain a frequency-specific task modulation, as demonstrated 702 in our study (figure 2), purely on the basis of such structural alterations. 703 704 In summary, we demonstrate highly consistent, oscillatory coupling between cortex and 705 the human nucleus accumbens at delta and low theta frequencies. During action 706 selection, this coupling turns into a cortical drive of delta oscillations in the nucleus 707 accumbens. 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Spectral Analysis for Electroencephalograms: Mathematical Determination of Neurophysiological Relationships from Records of Limited Duration. Exp Neurol 8: 155–181, 1963. 829 830 831 Williams ER, Baker SN. Circuits generating corticomuscular coherence investigated using a biophysically based computational model. I. Descending systems. J Neurophysiol 101: 31–41, 2009. 832 833 Wilson GT. The Factorization of Matricial Spectral Densities. SIAM J Appl Math 23: 420– 426, 1972. 834 835 836 Zaehle T, Bauch EM, Hinrichs H, Schmitt FC, Voges J, Heinze H-J, Bunzeck N. Nucleus accumbens activity dissociates different forms of salience: evidence from human intracranial recordings. J Neurosci 33: 8764–71, 2013. 837 36 838 Acknowledgements 839 We thank Christian Kluge and Dominik Bach for valuable suggestions regarding data 840 analysis and interpretation. This work was supported by the Wellcome Trust (Ray 841 Dolan Senior Investigator Award 098362/Z/12/Z). MPS was supported by a scholarship 842 from the German Research Foundation (Deutsche Forschungsgemeinschaft DFG, STE 843 2091/1-2). RBR was supported by the Max Planck Society. TZ, JV and HJH received 844 funding from the German Research Foundation (Deutsche Forschungsgemeinschaft, 845 Sonderforschungsbereich 846 Neuroimaging is supported by core funding from the Wellcome Trust 091593/Z/10/Z. 847 The authors declare no competing financial interests. SFB-779 TPA2). 37 The Wellcome Trust Centre for 848 Tables 849 850 851 852 853 Table 1. Patient data. gender/age/ disease duration epilepsy ID (years) syndrome P1 854 855 856 857 M /41/12 etiology seizure lateralisation seizure onset AED surface EEG (restingstate/ task) multifocal cryptogenic bilateral frontotemporal LCM 400 mg ZNS 400 mg FCz, Cz/ Oz, Fpz, Cz left, possibly bilateral bifrontal and left mediotemporal OXC 900 mg T1, T2, Fpz, Clobazam 5 mg Oz, Cz/Oz, Fpz, STP 4500 mg Cz, POz P2 M/32/31 multifocal genetic (SCNA1) P3 F/44/30 multifocal hippocampal sclerosis* bilateral temporal CBZ 1200 mg Oz, Fpz, Cz/ Oz, Fpz, Cz P4 M/40/31 focal left hippocampal sclerosis† left temporal LTG 400 mg LCM 400 mg Oz, Fpz, Cz/ Oz, Fpz, Cz P5 F/28/12 multifocal cryptogenic bilateral temporal LTG 200 mg LCM 200 mg Fpz, Cz/ no task data P6 F/52/17 focal cryptogenic left temporal LTG 250 mg LCM 400 mg no restingstate data/Oz, Fpz, Cz LCM – Lacosamide; ZNS – Zonisamide; OXC – Oxcarbazepine; STP – Stiripentol; CBZ – Carbamazepine; LTG – Lamotrigine; *underwent right temporal lobe resection 3 years before DBS surgery †underwent left temporal lobe resection 9 years before DBS surgery 38 858 Figure legends 859 860 Figure 1 Coherence, phase-synchronization and Granger causality between cortex 861 (EEG surface electrode at Cz) and the nucleus accumbens in resting-state data. 862 Each row shows data for one of the five patients (P1 to P5). All x-axes represent 863 frequency in Hz. The light grey vertical shading indicates frequency bins at which the 864 original spectrum (black line) is significantly different from the trial-shuffled spectra (A 865 and B) or the time-reversed spectrum (C, dotted line). The dark grey shading in A and B 866 corresponds to two standard deviations around the mean of the trial-shuffled spectra. 867 Numbers next to peaks correspond to peak frequencies. A, Coherence and B, the 868 weighted phase-lag index (wPLI), a measure of (non-zero) phase-synchronization, for 869 all six patients. In C, the left column shows Granger causality spectra representing a 870 cortical drive of the nucleus accumbens, while the right column shows coupling in the 871 opposite direction (nucleus accumbens leading cortex). All patients show significant 872 peaks in the coherence- and wPLI spectra at low (delta and theta) frequencies (A and B). 873 The direction of cortico-accumbens coupling at rest varies across patients (C). 874 875 Figure 2 Coherence and Granger causality between cortex (Cz) and the nucleus 876 accumbens during the decision-making task. A, Schematic of one trial of the task 877 with distinct task stages (all intervals are equal to 1.5 seconds in duration). ITI, inter- 878 trial interval. B, Coherence as a function of frequency during all four stages of the task, 879 colour-coded as in A (black: baseline/ITI, red: decision stage, green: anticipation stage, 880 blue: outcome stage). Coherence is significantly enhanced during the decision stage as 39 881 compared to baseline in three patients (P2, P3 and P6). Numbers next to peaks 882 correspond to peak frequencies. Each row shows data for one of the five patients (P1 to 883 P6). C, Granger causality spectra for the decision stage of the task. As in figure 1, C, the 884 left column shows a Granger causal influence of cortex on the nucleus accumbens, while 885 the right column shows coupling in the opposite direction (nucleus accumbens leading 886 cortex). The dotted line shows Granger causality after reversing the time axis at all 887 channels. The grey vertical shading indicates frequency bins at which the original 888 spectrum (black line) is significantly greater than the spectrum computed after 889 reversing the time axis. Four of the five patients show a significant cortical drive of delta 890 oscillations in the nucleus accumbens (trend in P3). 891 892 Figure 3 Coherence between cortex (Cz) and the nucleus accumbens, separately 893 for each hemisphere, both at rest and during the decision stage of the task. In all 894 plots, the dotted line represents coherence spectra between cortex and the right 895 nucleus accumbens, and the solid line corresponds to coherence with the left nucleus 896 accumbens. A, Coherence at rest. B, Coherence during the decision stage of the task. The 897 boxes mark the two patients (P3 and P4) who had undergone resection of the right (P3) 898 and left (P4) medial temporal lobe in the past. Cortico-accumbens coherence is not 899 altered systematically by unilateral resection of the hippocampus (P3 and P4). 900 901 40 A B C P1 AC AC P1 P1 P2 P2 4 Hz P3 P3 5 Hz P4 P4 3 Hz P5 P5 4 Hz 2.5 Hz 5 Hz Cz 3.5 Hz P2 P4 4 Hz P5 3 Hz frequency [Hz] Granger causality P3 coherence 5 Hz phase-synchronization (wPLI) 7.5 Hz Cz A ITI decision B C anticipation Cz outcome AC AC Cz P1 P1 0.3 1.5 Hz 0.1 5 10 frequency 15 P2 2 Hz P2 0.3 2.5 Hz 5.5 Hz coherence 5 10 frequency 2 Hz 0.3 15 P3 0.1 5 10 frequency 2 Hz 0.3 15 P4 Granger causality 0.1 P3 (2 Hz) P4 2.5 Hz 0.1 5 10 frequency 2 Hz 0.3 15 P6 P6 2 Hz 0.1 5 10 frequency 15 frequency [Hz] 0.3 P2 15 P3 5 10 frequency 15 15 P4 0.3 0.1 15 frequency [Hz] 5 10 frequency 0.5 15 P6 0.3 0.1 5 10 frequency P5 0.1 5 10 frequency 0.5 coherence coherence coherence 15 0.5 0.3 0.1 0.3 0.1 5 10 frequency 0.5 P4 0.3 5 10 frequency 15 0.3 0.1 0.5 0.1 5 10 frequency 15 5 10 frequency 15 decision stage (task) P1 5 10 frequency 0.5 P3 0.1 coherence 15 0.5 0.3 0.1 5 10 frequency coherence coherence P2 0.3 0.1 0.5 coherence 0.3 0.5 coherence coherence coherence P1 left temporal lobe resection resting-state 0.5 B right temporal lobe resection right nucleus accumbens coherence left nucleus accumbens coherence A
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