CONFIDENTIAL
Protocol Compliance Program
MITIGATION PLAN
Submit completed Mitigation Plan to: [email protected]
This form is to be completed by a Market Entity to describe corrective actions to address possible
non-compliance issues. A Mitigation Plan submitted at Texas RE’s request does not constitute
an admission that a violation has occurred or that noncompliance exists or has existed.
I.
INFORMATION ABOUT THE ENTITY SUBMITTING THE MITIGATION PLAN
Company/Organization
Name
Mailing Address,
City, State, Zip
ERCOT Registered
Function(s)
Contact Person’s Name
and Title
Email Address
Phone number, including
Area Code
II.
DESCRIPTION OF THE MITIGATION PLAN
Description of Possible
Non-Compliance,
including cause (if known)
Date(s) of Possible
Non-Compliance
Applicable Requirements
(Protocol, Operating
Guide, and/or Other
Binding Document)
Is the possible non-compliance still occurring?
805 LAS CIMAS PKWY, SUITE 200
AUSTIN, TEXAS 78746
TEL: (512) 583-4900
CONFIDENTIAL
Has the possible non-compliance been previously reported to Texas RE? If so, please provide
the date the self-report was submitted.
Provide a complete description of corrective actions to be implemented. Corrective actions
should include steps to prevent recurrence. Indicate whether corrective action(s) is/are complete
or, if not complete, provide planned completion date(s). Provide documentary evidence of
completion.
NOTE: If the Mitigation Plan includes completion dates beyond three months past the date of the
original submittal of the Mitigation Plan, include implementation milestones that are no more than
three months apart. Progress updates are required on a Quarterly basis until the Mitigation Plan
is completely implemented.
Provide file names and descriptions of all attached documents.
III.
SIGNATURE
(Authorized Representative of the Market Entity submitting the Mitigation Plan)
Signature
Printed
Name
Title
Date
Submit completed Mitigation Plan to: [email protected]
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Texas RE Protocol & Operating Guide Mitigation Plan Form