Faculty Recruitment Module (Draft) This resource document is the outcome of the NSF ADVANCE/university initiative for excellence in faculty recruitment. Research on faculty recruitment and retention is a thriving, data-driven academic field in its own right that few faculty will have time to absorb on their own. This is a digest of the different ways that many universities are 1) maximizing excellence and diversity in the applicant pool (excellence and diversity are not mutually exclusive), 2) guarding against unconscious bias when evaluating candidates, 3) building large networks that allow the creative accommodation of extraordinary candidates. It will not be enough to excel at any one of these individual steps (e.g., Vicker and Royer, 2006). We must excel every step of the way. It will take more than the ideas in this document, but we hope the information will inspire new, creative solutions for attracting and retaining the best faculty members to your department. INSTRUCTIONS: Read the 8 short introductory paragraphs, and then, answer the subsequent questions. Then read the subsequent discussion. References are provided at the end of each section for your own use. You are not expected to know the answers to any or all of the questions. Most of the questions are designed to prepare you for the subsequent information and references provided. Your answers to the multiple choice questions are not tracked, and the feedback you receive is for your own personal use. You can help us improve the document by answering a few short questions at the end. Ideas for this document were inspired by and sometimes taken directly from a document crafted by Gertrude J. Fraser and Dawn E. Hunt entitled, The Faculty Search Committee Tutorial: Embracing Diversity, Building a Great Institution, published by the University of Virginia, Charlottesville, VA, in 2011. Development is part of and funded by the Lehigh ADVANCE grant (xxxx). The following Lehigh University faculty and staff have contributed to this document. Jill Schneider, Marci Levine Morefield, Kathy Iovine, Amber Rice, Attachments 1. PNAS article 2. List of definitions of cognitive errors short cuts and how to avoid them 3. Sample candidate matrix showing the search criteria 1 SECTION 1. A Wide Net Catches the Most and the Best Fish In both small and large universities, small groups of people write job descriptions for their immediate needs, and they typically put the advertisement in journals commonly used in their academic field. The assumption is that because this is the way things are usually done that this is the best way to get the best candidate. Is there any data to support this notion? Are there other alternatives? To the best of your knowledge, which of the following statements are true and supported by at least some data? a. The probability that an applicant will accept an offer is higher if that applicant has had a previous relationship to the university, and if the applicant has had 2 or more visit to the university before the application process has begun. b. Blanket mailings are less successful than targeted in-person networking in yielding a diverse applicant pool. c. In addition to an advertisement, search committee members at many universities send out personal notes, make phone calls, and make ambassador visits to a wide range of colleges and universities, including historically black and all female institutions. They make it clear to their colleagues at other universities that referrals will receive immediate and personal attention in the search process, despite a very large pool of applicants. d. Recruiting a broad, highly gifted and highly innovative pool of applicants requires a longer timeline than used previously (several years vs. months or a year). e. Many universities are routinely employing broad search descriptions in place of those that narrowly describe an already-imagined person of the “right fit.” f. Excellence and diversity are not mutually exclusive. g. Diversity is essential for achieving excellence. a-g b, c, d, and e a, b, c, and d 2 SECTION 1. Discussion: All of the above (a-g) are true statements supported by a mounting corpus of evidence. Courting and landing the best tenure-track faculty requires 1) a longer period of time and attention than was previously thought (several years) 2) a broad and open job description 3) personal referrals and ambassadorship 4) cultivation of relationships with senior graduate students and postdoctoral candidates years before the actual searches 5) recognition of excellence among underrepresented groups 6) recognition of the impact of diversity on institutional excellence Examples: At the University of Minnesota, they conducted campus-wide research to discover why faculty candidates decline offers. The striking outcome was that 39% of those without any previous relationship to the university declined an offer, only 17% of those who had a previous relationship declined. The same study showed that for those candidates who had 0-1 visits the declination rate was 39% but for those with 2 or more visits the declination rate was only 24% (Rachac, C. and G. Maruyama. 2007. Weather or not to come: Faculty reasons for accepting or declining offers from a public Midwestern research university. Presentation at a conference, Keeping Our Faculties IV Symposium: Recruiting, Retaining and Advancing Faculty of Color. Minneapolis, MN. April 12-14, 2007). The recruitment handbook developed by the University of Michigan's ADVANCE program (funded by the National Science Foundation) notes that "Cultivating future candidates is an important activity for the search committee to undertake, and may require that the search have a longer time horizon than is typical" (p.10). In fact, recruiting a diverse pool of applicants must be an ongoing process, and should include “growing your own.” This means recruiting the best graduate students, providing them with the best training and experiences, tracking them after graduation, and recruiting them to back Lehigh. Prior to the advent of the Internet, Skype, and global travel to conferences and collaborations, a commonly-held philosophy favored applicants with experience from several distant and unrelated institutions because it was believed that these applicants would be superior due to their broad exposure to different programs. In today’s job market, it is easier to become broadly educated and trained without moving from one geographic area to another. Lehigh’s competitors are hiring our best graduates and also their own best graduates, particularly if those applicants are from underrepresented groups. There are more and more anecdotal reports of successful recruiting by close personal contact with target universities. Vicker and Royer, authors of The Complete Academic Search Manual note that "One of the candidates was referred by two and another by three external colleagues. We knew immediately that they were exceptional candidates. It helps to indicate that their referrals will receive immediate and personal attention in the process. Blanketing mailing lists with position announcements is rarely successful, but targeted networking can often yield fruitful results" (Vicker and Royer, p.23). The University of Washington and many other research universities are engaged in continual development of ongoing relationships with graduate students with an eye to future faculty candidates (NSF ADVANCE Cornell, NSF ADVANCE University of Michigan, NSF 3 ADVANCE University of Washington). Seminars and workshops are given by ambassadors at historically female or historically black colleges and universities, for example. The neuroscience programs at Emory and Georgia State Universities have reciprocal, continuous outreach to students at historically black colleges and universities such as Morehouse, Spelman, and Clark Atlanta. For example, undergraduates, graduate students, and faculty from these historically black institutions worked for academic credit in Emory and Georgia State neuroscience laboratories funded by an NSF grant obtained for this purpose. The students and faculty from these historically black institutions are trained in summer laboratory courses and attend weekly seminars throughout the year. This allows Emory to identify future candidates and establish substantial, scholarly relationships with those students from the early undergraduate years throughout their post graduate career. Becoming a magnet for excellent graduates and postdoctoral researchers extends beyond the formal recruiting visits. “Faculty members can be ambassadors for your department and for the University every time they attend a conference or visit another school.” (Fraser and Hunt, University of Virginia, The Faculty Search Committee Tutorial: Embracing Diversity, Building a Great Institution). Develop brochures, information packets, slide presentations, and recruiting strategies that can be used by all representatives of your department to use when they present their research at other universities. Broad, general, rank-open job descriptions are preferred at universities such as The University of Maryland, The University of Michigan, The University of Massachusetts, the University of Virginia, and Case Western Reserve. Most all universities use inclusion of statements that would appeal to candidates committed to diversity (e.g., "the college is especially interested in qualified candidates who can contribute, through their research, teaching and/or service, to the diversity and excellence of the academic community.") In other words, the statement in your advertisement should not only state that your institution is an “equal opportunity employer” but project your commitment to achieving excellence through increased diversity (Vicker and Royer, 2006, p. 13; Terry, Effrat and Sorcinelli, 2006). As top universities increase the representation of women and members of underrepresented groups, we find evidence that diversity and excellence are not mutually exclusive. In addition, evidence is accumulating that excellence is achieved through increased diversity. For example, studies of group function in different professions show that groups composed of mixed gender and representatives of a variety of racial and ethnic backgrounds achieve their goals with great enthusiasm, efficiency, motivation, and productivity than samegender, all white male groups (e.g., Fields and Blum, 1997; Reagans and Zuckerman, 2001; Summers, 2006). Section 1 References Fields DL, Blum TC. 1997 Employee satisfaction in work groups with different gender composition. J Organ Behav.;18:181– 196. 4 Lange, S.E. and J.W. Yen. 2005. Toolkits for retention and recruitment: Utilization and outcomes. Proceedings of the 2005 American Society for Engineering Education Annual Conference and Exposition. Moody, J. 2007. Rising above cognitive errors: Guidelines for search, tenure review, and other evaluation committees. JoAnn Moody. NSF ADVANCE, University of Rhode Island. 2007. Faculty recruitment handbook: A researchbased guide for active diversity recruitment practices. Reagans R, Zuckerman EW. 2001Networks, diversity, and productivity: The social capital of corporate R&D teams. Organization Sci. ;12:502–517. Sommers SR. 2006 On racial diversity and group decision making: Identifying multiple effects of racial composition on jury deliberations. J. Pers. Soc. Psychol.;90:597– 612. Terry, E., A. Effrat and M.D. Sorcinelli. 2006. Faculty development and renewal to enhance diversity and inclusion. Presentation at a conference, Diversity and Learning: A Defining Moment, Association of American Colleges and Universities. October 19-21, 2006. Philadelphia, PA. Trachtenberg, S.J. 2007. Goodbye to Procrustes and Goldilocks. Inside Higher Education, October 18, 2007. Turner, C.S.V. 2003. Diversifying the faculty: A guidebook for search committees. Washington, D.C.: Association of American Colleges and Universities. Van der Vorm, P. 2001. The well-tempered search: Hiring faculty and administration for mission. Academe. 87(3). May-June. Vicker, L.A. and H.J. Royer. 2006. The complete academic search manual: A systematic approach to successful and inclusive hiring. Sterling, VA: Stylus. 5 SECTION 2. Some of the most innovative and creative faculty candidates are found outside our normal networks This makes sense. Sheep flock together. Furthermore, search expert Caroline Turner says, "people of color are [often] overlooked because they are not part of the primary networks of senior faculty and administrators" (Turner, p. 9). Thus, another positive strategy to consider is to build connections with potential faculty candidates outside our current networks. To the best of your knowledge, which of the programs and awards listed below should be used to provide Lehigh University faculty with contacts for expanding their recruitment networks? a. Recipients of Presidential Awards for Excellence in Science, Mathematics, and Engineering Mentoring (PAESMEM) b. Accenture American Indian Graduate Scholarship c. Ford Foundation Diversity Fellows d. Meyerhoff Biomedical Fellows e. Society for Advancement of Chicanos and Native Americans in Science (SACNAS) Postdoctoral Programs f. The University of Virginia School of Medicine SRIP participants g. National Science Foundation IGERT and AGEP students a-e b, c, d, and e a, b, c, and d 6 SECTION 2. Discussion: All of these above resources (a-e) are useful and should receive information about upcoming Lehigh job searches. Descriptions of each of these can be found at the end of this document. Years or months before a search, consider contacting candidates that are nominated for and receive highly selective awards and graduate fellowship programs at quality institutions. These programs identify gifted women and people from underrepresented groups. The search committee tutorial from the University of Virginia states, “Since the level of review for these fellowships and awards is high, and is provided by trusted faculty peers, one can trust that the recipients of these fellowships and awards are highly competent–and highly sought after–and would be ideal people to expand our networks.” At the time the search committee is formed it is already too late to start this process. Thus, each department should seriously consider forming a permanent recruitment committee (like they have a graduate committee, undergraduate committee, infrastructure committee, etc.) to identify candidates and foster ongoing relationships. Useful resources for identification of candidates exist. Descriptions of each of these can be found at the end of this document. Section 2 References: Dreifus, G. 2007. Goal No. 1: good science. Goal No. 1: diversity: A conversation with Michael F. Summers. The New York Times. March 13, 2007. Krebs, P.M. and M.J. LaBare. 2004. Exploring strategies for hiring and retaining minority faculty. Presentation at 5th Biennial Diversity and Learning Conference, Association of American Colleges and Universities, October 21-23, Nashville, TN. Maki, M. 2006. SRIP aims for long term diversity in the SOM. Research News, Office of the Vice President for Research and Graduate Studies, University of Virginia. Mannix, M. 2002. Facing the problem. American Society for Engineering Education Prism, 12 (2): 18-24. NSF ADVANCE, University of Washington. 2007. Faculty hiring: Diversity and excellence go hand-in-hand. Center for Institutional Change. Turner, C.S.V. 2003. Diversifying the faculty: A guidebook for search committees. Washington, D.C.: Association of American Colleges and Universities. 7 SECTION 3. Lashing yourself to an unbiased mast Data have documented that bias is a natural part of the human condition, but also that there are simple precautions to guard against it. The table below is a version of the table often used by search committee chairs to evaluate each prospective candidate for tenure-track positions in Integrative Biology at Lehigh University (unlike most STEM departments, this department has achieved close to 50% women). Take a look at the table and answer the subsequent questions. Candidates Alphabetically John Doe Harvard Productivity/funding Jane Doe Indiana 16, the last 4 in high impact journals. K Award 20 publications since the Ph.D. in high impact journals. High potential for funding Mary Smith University of Iowa 17.5 in a wide range of high and medium impact journals. Has small grant from industry. Alex Wilson University of Chicago 18 in medium impact journals. Good potential for funding Collaborative Potential 5% (low potential letters indicate he is an “island unto himself”). Few of our faculty have any overlapping scientific interests 85% (letters indicate she has been an inspiring leader of several productive collaborations. Most of the department faculty can think of collaborative projects with this candidate) 50% (medium potential. Some possible collaborations, but none in the past) 85% (research program overlaps with almost all Lehigh department members) Teaching Citizenship/Diversity (Some experience in fields we do not teach) 50% (letters and personal communication indicate some negative department interactions) (Excellent experience in the courses that must be taught for our undergrad and grad programs) 100% (AfricanAmerican woman held in very high esteem by all in her previous 3 position,) (some experience but not in our area of need) (Some experience) Seems shy and yet very enthusiastic about her research. “Listens extremely well” 50% (medium, letters suggest does not pull her weight in service to the department) 100% has served on diversity committees as a research associate, very well loved by all, interviewed very well. Interested in setting up a summer program to recruit underrepresented groups to research in chemistry 8 Which of these statements are true? a. The table above might be useful for some search committee members, but there is no evidence that using such a table prevents bias regarding race and gender. b. There is a great deal of evidence that the tendency toward gender or racial bias can be circumvented by ranking each candidate according to the criteria included in this table, rather than jumping to an overall summary of each candidate. c. In addition to using the above table, there is evidence that equitable, fair searches are most likely to occur when search committee members have attended educational workshops on gender and racial bias, are required to commit to the value of credentials before reviewing any applicants, rate specific applicants against specific criteria before making summary statements, take adequate time to review the candidates prior to the first candidate-ranking meeting, and when they begin search committee meetings by listing positive rather than negative attributes of particular candidates. d. There is no evidence that attending educational workshops about gender and racial bias have significant effects on equitable search practices. b and c a, b, and d a, c, and d 9 SECTION 3. Discussion Option a is false, there is ample evidence that this rating scheme prevents bias. Options b and c are true, and d is false. Data have accumulated that bias is a natural part of the human condition, but also that there are simple precautions to guard against it. To cite an example, in 2009, faculty members at the University of Wisconsin "systematically review[ed] experimental evidence for interventions mitigating gender bias in employment." The authors were Isaac, Lee and Carnes. They read over one hundred articles and chose 27 articles published between 1973 and 2008. They found that when search committee members were required "to commit to the value of credentials before reviewing any applicants" gender bias was significantly decreased. Some of the published articles are summarized on the University of Virginia tutorial for search committee members: Three papers in particular show that the more hurried and rushed a search committee member, the more snap judgments, cognitive errors (defined in the next section), and stereotypes were used in the decision-making process. Search committee members were significantly less likely to demonstrate bias against women applicants when they had adequate time to review applicant material and when they did not have cognitive diversions. This research was conducted by 1. Martell, R.F. 1991. Sex bias at work: The effects of attentional and memory demands on performance ratings of men and women. Journal of Applied Social Psychology. 21(23): 1939-1960. 2. Sczesney, S. and U. Kü 2004. Meta-cognition about biological sex and genderstereotypic physical appearance: consequences for the assessment of leadership competence. Personality and Social Psychology Bulletin. 30: 13-21. 3. Tullar, W.L., and T.W. Mullins. 1979. Effects of interview length and applicant quality on interview decision time. Journal of Applied Psychology. 64(6): 669-674. Search committee members (or other hiring staff and administrators) who participated in workshops that covered material on common hiring biases were less likely to make biased hiring decisions. This research was conducted by 1. Hahn, D.C. and R.L. Dipboye. 1988. Effects of training and information on the accuracy and reliability of job evaluations. Journal of Applied Psychology. 73(2): 146-53. 2.Latham, G.P., K.N. Wexley and E.D. Pursell. 1975. Training managers to minimize rating errors in the observation of behavior. Journal of Applied Psychology. 60(5): 550555. Two other papers show that using specific criteria, such as fundability, citizenship, productivity, and teaching experience, encourages search committee members to think broadly and to give each candidate more careful and thorough consideration. For example, in one study, Uhlmann and Cohen, 2005 found that, “Men who had not committed to hiring criteria prior to disclosure of the applicant’s gender gave more favorable evaluations to a male applicant for police chief than to a female applicant. By contrast, men who had committed to criteria prior to disclosure of the applicant’s gender gave equivalent evaluations to the male and female applicants. Our research thus demonstrates the efficacy of a method to reduce job discrimination: the establishment of standards of merit prior to the review of candidates.” In another study, the 10 merit ratings of candidates more closely matched hiring decisions when the raters were required to conduct those merit ratings based on specific criteria before making summary judgments about whether or not to hire an applicant. In contrast, when summary hiring decisions were made first, prior to conducting a merit rating based on specific criteria, these searches resulted in a disparity between the summary decision and the merit rating. 1. Cann, A, W.D. Siegfried and L. Pearce. 1981. Forced attention to specific applicant qualifications: impact on physical attractiveness and sex of applicant biases. Personnel Psychology. 34: 65-75. 2. Uhlmann, E.L.and Cohen, J.L. 2005. Constructed criteria: Redefining merit to justify discrimination. Psychological Science. 16(6): 474-480. Section 3 References for “Lashing yourself to an unbiased mast” Ash, A.S., P.L. Carr, R. Goldstein and R.H. Friedman. 2004. Compensation and advancement of women in academic medicine: Is there equity? Annals of Internal Medicine. 141: 205-212. Cann, A, W.D. Siegfried and L. Pearce. 1981. Forced attention to specific applicant qualifications: impact on physical attractiveness and sex of applicant biases. Personnel Psychology. 34: 65-75. Carnes, M, C. Morrissey and S. Geller. 2008. Women's health and women in academic medicine: Hitting the same glass ceiling? Women's Health. 17: 1453-1462. Hahn, D.C. and R.L. Dipboye. 1988. Effects of training and information on the accuracy and reliability of job evaluations. Journal of Applied Psychology. 73(2): 146-53. Isaac, C, B. Lee and M. Carnes. 2009. Interventions that affect gender bias in hiring: A systematic review. Academic Medicine. 84(10): 1440-1446. Latham, G.P., K.N. Wexley and E.D. Pursell. 1975. Training managers to minimize rating errors in the observation of behavior. Journal of Applied Psychology. 60(5): 550-555. Martell, R.F. 1991. Sex bias at work: The effects of attentional and memory demands on performance ratings of men and women. Journal of Applied Social Psychology. 21(23): 19391960. Sczesney, S. and U. Kü 2004. Meta-cognition about biological sex and gender-stereotypic physical appearance: consequences for the assessment of leadership competence. Personality and Social Psychology Bulletin. 30: 13-21. Sheridan, J.T., E. Fine, C.M. Pribbenow, J. Handelsman and M. Carnes. 2010. Searching for excellence & diversity: Increasing the hiring of women faculty at one academic medical center. Academic Medicine. 85(6): 999-1007. Steinpres, R.E., K. Anders, and D. Ritzke. 1999. The Impact of Gender on the Review of the Curricula Vitae of Job Applicants and Tenure Candidates: A National Empirical Study. Sex Roles. 41(7/8):509-28. Trix, F. and C. Psenka. 2003. Exploring the Color of Glass: Letters of Recommendation for Female and Male Medical Faculty. Discourse and Society. 14(2):191-220. Tullar, W.L., and T.W. Mullins. 1979. Effects of interview length and applicant quality on interview decision time. Journal of Applied Psychology. 64(6): 669-674. Uhlmann, E.L.and Cohen, J.L. 2005. Constructed criteria: Redefining merit to justify discrimination. Psychological Science. 16(6): 474-480. Wenneras, C. and A. Wold. 1997. Nepotism and Sexism in Peer Review. Nature. 387:341-43. 11 Wright, A.L., L.A. Schwindt, T.L. Bassford, et al. 2003. Gender differences in academic advancement" Patterns, causes, and potential solutions in one US college of medicine. Academic Medicine. 78: 500-508. 12 SECTION 4. Cognitive Errors/Short Cuts Definition of Cognitive Errors or Short Cuts: These are fallacies in logic, or quick routes to a conclusion, that occur during evaluation in which the facts are overlooked in favor of specific assumptions that are not upheld by evidence. For example, snap judgments in a search committee are cognitive errors in that a conclusion is reached prior to any conscious examination of evidence or prior to listening to other committee members. Provincialism is a cognitive error in which a conclusion is reached based on limited or narrow knowledge or experience (for example, an understanding based only on a small geographic area). These assumptions develop as a result of socialization among peer groups in academia, but are remarkably easy to avoid by thoughtful, thorough examination of the actual data. To illustrate cognitive errors, a fictional search committee script is provided below. The following scenario takes place in a hypothetical science department in which a search has led to 4 candidates. They have been interviewed. The search committee is meeting prior to giving their recommendation to the chair. What cognitive errors can you spot in the fictional dialogue? Ellen [search committee chair]: I’d like to start by asking each of you to note the positive attributes of the candidates without ranking them or without bringing up anything negative. This way, we can listen and give equal weight to each member of the search committees. I value each of your opinions, and I would like to get them on the table before we have an open, back-andforth discussion, and then make our final ranking. John (full professor): John Doe is my first choice, obviously, he did his Ph.D. at Harvard, and his letters are from Frank Frink, the father of lipid bilayer chemistry. Frink wrote a very nice letter, and we would be foolish not to take the advice of Frank Frink. Laurie (assoc professor): I also note that John Doe has the most publications. Anita (assoc professor): I agree, Doe is very, very productive. Tyler (new assistant professor): All of the other candidates are from state schools, most of them in the midwest, (where is Bloomington, again?) I think we can stop there and make an offer to John Doe. Ellen: I’d like to back up and reiterate the positive attributes of each of these top candidates (not just John Doe), first without ranking the candidates and without bringing up anything negative. I need to hear all of your thoughts, not only on the pedigree, but also on collaborative potential, fundability, teaching experience, and citizenship. Please. Just for the start of our meeting, please note the positive attributes for each of our top candidates. I really appreciate your giving attention to the criteria we all agreed on at the start of this process. Let’s move to candidate Jane Doe, and include the productivity, collaborative potential, teaching, and citizenship. Rita? Anita: Oh, well, Jane (rather than John) Doe is the one from Indiana with the NIH K award for advancement of women. Um, let’s see, she has just a few less publications that John Doe…and there were some interesting things in her letters. Does anybody have them? I forgot my print outs. Tyler: Here, I’ll read one from her postdoctoral mentor at University of Chicago: “Jane is not only very ambitious and independent, she attracts other brilliant, creative collaborators and gets them excited and engaged in her ideas. She has struck-up innovative collaborations with electrical engineers, medical doctors, and other chemists, and these projects have lead to publications, successful, funded projects that have received a great deal of press.” Hmm. 13 Ellen: I would ad that her letters take a lot of trouble to note the way she lead collaborations with engineers that lead to new patents and the seeds of their new lipid bilayer institute. With her expertise we would be able to write a credible training grant and fund a lot of graduate students. She also has collaborative potential across departments and colleges, even outside of chemistry, computer science and engineering. John: Well, I might also point out that John Doe does not qualify for a K award. How will Jane Doe fair if she doesn’t get that kind of preferential treatment? Ellen: Tyler, do you want to note any more positive attributes for Jane Doe before we move onto the other candidates? Tyler: Well, look, I see that Jane Doe has expertise in teaching in the exact courses that must be taught by the person in this position. She is almost as productive as John Doe, everyone liked her in the department, she would come with funding, she would already be able to teach the courses we need her to teach, she would be very likely to establish a collaboration with at least two people in our department, and that would facilitate their research programs as well. They might get funded through collaborative grant proposals. She seems very likely to hit the ground running. Ellen: Thanks, everyone, now let’s talk about Mary Smith. I’d like each of you to talk about her positive attributes. . . Which of these cognitive errors did you detect? A List of Some Cognitive Errors a) snap judgment: making a decision without substantive thought and/or one that is not based on evidence b) elitism: assuming that the best candidates always come from schools/social classes/regions that have traditionally been considered "the best," without careful attention to CVs, recommendations, needs of the department, etc. c) positive & negative stereotypes: presumption of innate competence/incompetence, ability/lack of ability to fit in, etc., based on race, gender, and other personal characteristics d) raising or lowering the bar: setting higher/lower standards for some candidates based on negative/positive stereotypes e) provincialism: limiting a definition of excellence to those schools/individuals/geographic areas one knows a. snap judgment b. elite-ism c. positive or negative stereotype d. raising or lowering the bar e. provincialism a, b, c, and e a, b, and d a, c, and d 14 SECTION 4. Discussion: All of the cognitive errors A, B, C and E are present. Options a, b, c and e are found in this example. John is obviously making three cognitive errors when he is ready to rank John Doe highest based on his academic pedigree (Harvard Ph.D.) and association with the father of his field. Ranking before listening to colleagues is classic snap judgment. Ranking based solely on an ivy league school and a famous mentor is elite-ism. Later, John uses a negative stereotype by implying that Jane Doe is not capable of success without getting what he sees as the “preferential treatment” of an NIH K award for advancement of women. Tyler commits the cognitive error of provincialism (making a decision based on his limited knowledge of institutions in his eastern geographic area). He doesn’t even realize that the University of Indiana in Bloomington is an excellent university. This is hypothetical, but can you remember hearing similar cognitive errors in search committee meetings? How should a search committee chair deal with cognitive errors? Should they be pointed out when they happen? There are obviously good reasons for being impressed with a Harvard degree, or with applicants who have been trained by excellent mentors. This is not the point. The point is that fair and equitable treatment of applicants requires more careful and thorough consideration of a wide range of qualities. When we make snap judgments based only on these assumptions about Harvard or about the applicant’s famous mentor, it is akin to drawing a scientific conclusion based on only a small fraction of the available data. Ellen’s leadership on the committee is not only an attempt to ensure equity and fairness with regard to race, gender, and ethnicity. It encourages and allows all search committee members to probe more deeply into each applicants to reveal the applicants’ talents and potential contributions to the department. It also provokes and uncovers faculty aspirations for the future of the department. Section 4 References for Cognitive Errors/Shortcuts 1) Sczesny, S., Kuhnen, U. Meta-cognition about biological sex and gender-stereotypic physical appearance: consequences for assessment of leadership and competence. Personality and Social Psychology Bulletin. 30:13-21. 2) Cain, D.M. and Detsky, A.S. Everyone’s a little bit biased: Even physicians. Journal of the American Medical Association. 299(24):2893-289. 3) Snyder, Mark; Tanke, Elizabeth D.; Berscheid, Ellen (1977). Social perception and the interpersonal behavior: on the self-fulfilling nature of social stereotypes. Journal of Personality and Social Psychology 35 (9): 656–666. 15 SECTION 5. Unconscious Bias Section 3 and 4 provided you with strategies for a creative, thorough, fair, open-minded search. Some of these strategies were 1) establish criteria for ranking candidates prior to reading the files, 2) include the opinions of all search committee members at each meeting, 3) discuss all the positive attributes of finalists prior to discussing negatives and prior to ranking, 4) remain aware of cognitive errors such as negative stereotypes, snap judgments, elite-ism, and provincialism. These strategies were inspired by data from a exploding research field concerned with decisions made by the unconscious mind. The unconscious mind is a fertile field of scientific research. Clever experiments and lifechanging philosophies arise from research on the way human beings make unconscious assumptions and decisions. This research is a vibrant and innovative subfield of neurobiology, medicine, education, psychology, sociology, economics, linguistics, women’s studies, and organizational behavior. Answer true or false to these questions about unconscious bias. a. I am aware that I use unconscious bias in making some decisions. b. Unconscious bias plays no role whatsoever in my decisions about hiring or promotion. c. There is more than one study that shows that seemingly objective decisions are influenced by unconscious thoughts, even in the most well-meaning individuals. d. Unconscious bias about gender is found not only in men, but also in women making decisions about hiring. e. Unconscious bias against women is limited to STEM fields of academia a, b, c, and d a-e c and d 16 SECTION 5. Discussion One cannot answer “true” to a and b with any degree of accuracy. The thing about unconscious bias is that it is unconscious, so, by definition, you are not aware that you harbor unconscious bias. Likewise, most of us are not aware that we snore in our sleep. If presented with evidence, a video, an audiotape, or a reliable witness account of ourselves sawing logs, we have some reason to believe that we snore in our sleep. Similarly, unless you have been caught in the act of using stereotypes, you might not know that you do this unconsciously, once in a very long while or several times a day. Statement c is true. For example, Banaji, Bazerman and Chugh, 2003 reported in the Harvard Business Review that “Most people believe that they are ethical, unbiased decision makers, but the truth can be somewhat different. Psychological research routinely demonstrates that people hold counterintentional, unconscious biases. The prevalence of these biases suggests that even the most well-intentioned person unwittingly allows unconscious thoughts and feelings to influence apparently objective decisions. These flawed judgments are ethically problematic and undermine managers' fundamental role—to recruit and retain superior talent, improve the performance of individuals and teams, and collaborate effectively with partners.” Statement d is true. It is important to note that several studies have shown that both men and women search committee members harbor the same biases against women. The attached article recently published in the Proceedings of the National Academy of Sciences, is perhaps one of the most convincing data sets documenting unconscious bias in both male and female faculty members asked to evaluate job candidates (Moss-Racusin et al., 2012). Trix and Psenka (2003), demonstrated this for the health sciences. Steinpreis et al., (1999) demonstrated that in the academic field of psychology, “both men and women were more likely to vote to hire a male job applicant than a female job applicant with an identical record. Similarly, both sexes reported that the male job applicant had done adequate teaching, research, and service experience compared to the female job applicant with an identical record.” Biernat and Fuegen (2001) review an extensive literature on many and varied professions and experimental situations in which females rate other females as inherently less competent than males, even though the comparisons where between applicants with the exact same credentials. Broder (1993) did an analysis of the reviews of grant proposals to the National Science Foundation in economics and found that female reviewers gave significantly lower scores than male reviewers to female-authored proposals. In some cases, a simple bias against women can be masked by the more complicated bias that results from shifting standards of judgment. An example of shifting the standard of judgment is when a search committee member reaches the conclusion that female applicant is “good, for a woman”) (Biernat and Fuegen, 2001). In summary, studies that ask subjects to rate candidates of equal merit reveal both simple and complex tendencies for both men and women to harbor bias against women. Statement e is most certainly false. As you can see by many of the above examples, unconscious bias is prevalent in many fields of academia and in many different professions, not just science, math, and technology. 17 The good news is that the strategies described in section 3 and 4 are effective ways to guard against unconscious bias. Thus, it is important to evaluate according to a pre-agreed upon set of criteria, and attend workshops that educate faculty about the nature of unconscious bias (e.g., Hahn and Dipboye, 1988; Latham et al., 1975; Sheridan et al., 2010). Section 5 References for Unconscious Bias 1. Moss-Racusin, C. A., Dovidio, J. F., Brescoll, V. L., Graham, M. J., and Handelsman, J. 2012 Science faculty’s subtle gender biases favor male students. Procedings of the National Academy of Science, in press, 2012. THIS DOCUMENT IS ATTACHED AT THE END OF THIS RESOURCE DOCUMENT. 2. Devine P.G. 1989. Stereotypes and prejudice: Their automatic and controlled components. J Pers Soc Psychol 56(1):5–18. 3. Eagly A.H., Mladinic A. 1994. Are people prejudiced against women? Some answers from research on attitudes, gender stereotypes, and judgments of competence. Eur Rev Soc Psychol 5(1):1–35. 4. Spence J.T., Hahn E.D. 1997. The attitudes toward women scale and attitude change in college students. Psychol Women Q 21(1):17–34. 5. Dovidio J.F., Gaertner S.L. 2004. In: Advances in Experimental Social Psychology, ed Zanna MP (Elsevier, New York), pp 1–51. 6. Nosek, B.A., Banaji, M., Greenwald, A.G. 2002. Harvesting implicit group attitudes and beliefs from a demonstration web site. Group Dyn 6(1):101–115. 7. Goldin, C., Rouse, C. 2000. Orchestrating impartiality: The impact of “blind” auditions on female musicians. Am Econ Rev 90:715–741. 8. Foschi, M. 2000. Double standards for competence: Theory and research. Annu Rev Sociol 26(1):21–42. 9. Foschi, M.1996. Double standards in the evaluation of men and women. Soc Psychol Q 59:237–254. 10. Goldberg, P. 1968. Are women prejudiced against women? Transaction 5(5):28–30. 11. Heilman, M.E., Wallen, A.S., Fuchs, D., Tamkins, M.M. 2004. Penalties for success: Reactions to women who succeed at male gender-typed tasks. J Appl Psychol 89:416–427. 12. Monin, B., Miller, D.T, 2001. Moral credentials and the expression of prejudice. J Pers Soc Psychol 81:33–43. 18 19 6. Lehigh Hospitality: Brown and White and Red Carpet Which of the following statements are true? a. At the University of Virginia’s Curry School of Education, search committees often leave a UVA-related gift in the hotel room to show the visiting candidate he or she is an honored guest. b. At the University of Michigan, search committees are forbidden to give flowers or gifts because they feel the candidate should feel lucky to be among the few who receive interviews. c. The University of California at Berkeley School of Engineering took down a wall of photographs of retired, Caucasian, male professors in order to make their college appear more hospitable and welcoming to future candidates for tenure-track positions. d. As long as the search committee rolls out the red carpet, the candidate will feel comfortable, valued, and respected. a, b, c, and d a, b, and d a, c, and d 20 SECTION 6. Discussion Statement a is true, and statement b is false. It is not only well understood but also well documented that successful recruiting requires the “red-carpet treatment.” The red-carpet treatment, however, is relative to those institutions with which you compete. Universities like the University of Michigan, the University of Virginia and many other even more prominent universities boast competitive start-up packages, an excellent academic reputation, and state-ofthe-art facilities, and yet they all lay out the red carpet for their candidates no matter how large the applicant pool. The University of Virginia’s Curry School of Education actually does leave flowers and a small UVA-related gift in the hotel room for each candidate, and administrators are quoted as saying "Deliberate acts that reflect our thoughtfulness are planned in an attempt to express our sincere desire to have the candidate as a colleague. We try to capitalize on the adage that first impressions are lasting ones" (Pendleton, D. 2005. Southern inhospitality. The Chronicle of Higher Education. April 13, 2005). Statement c is true. If our competitors are making strides to create a friendlier more hospitable environment that is representative of the growing number of women in engineering, can we expect to draw women away from those friendly environments? An article in the UCBerkeley' News Berkleyan describes how the UC-Berkeley School of Engineering improved the representation of women faculty, in part by eliminating the wall of photos of white male retired professors. They point out that visible, physical messages about the environment/cultural climate can undermine any attempts by the search committee to create a welcoming, comfortable environment (Hunter, D.L. 2003. Turning things around: How engineering increased its number of female faculty. UCBerkeleyNews, Berkeleyan). Statement d is false. Faculty members who are not on the search committee, staff members, administrators, or graduate students might undermine the efforts of the search committee if they are not aware of the importance of rolling out the red carpet. Search committees and chairs must make the entire department aware of the importance of the candidates’ visits (Vicker, L.A. and H.J. Royer. 2006. The complete academic search manual: A systematic approach to successful and inclusive hiring. Sterling, VA: Stylus). 21 SECTION 7. Dual-career couples The best candidates often chose a university based on the ability to find employment for their spouse. Administrators have the ability to create positions for spouses, if they are committed to attracting the best candidates. The search committee does not make these decisions, and yet the search committee can succeed or fail miserably if they are not aware of some crucial issues. It is absolutely imperative for members of the search committee or other department members to communicate effectively about university policy regarding dual career couples. Errors and missteps in communication about these issues can lead to a lost candidate at best and a law suit at worst. First, it is absolutely essential for all faculty and especially search committee members to know that accommodation of dual-career couples is possible and that there are mechanisms for achievement of this goal. Which of the following are commonly used strategies for recruiting two career couples? a. A spouse position created via cost sharing between the hiring department and the provost. b. Development of regional networks of schools to advertise jointly and/or help partners search for jobs c. The university can create a second position in the department d. Lehigh University’s Strategic Hiring Initiative e. Accommodation through non-tenure track and adjunct positions a, b, c, d, and e a, b, and d only a, c, and d only 22 SECTION 7. Discussion: All of the above strategies (a-e) are used at many universities, and Lehigh University has (in 2012) hired a dual career couple under the Strategic Hiring Initiative (one spouse is in the Department of Physics the other in the Department of Sociology/Anthropology). Decisions about spousal hires are made by administrators not by search committees, and yet the dual-career couple automatically extends many opportunities for the search committee to make fatal mistakes or win decisive victories in handling the situation. Most important, make it a point to be up-to-date on the policies about dual career couples at Lehigh University. For example, know about the Strategic Hiring Initiative on the Provost’s website. In this document, the errors that the search committee can make regarding dual career couples are explained in detail in the next section on discrimination based on marital or reproductive status. 23 SECTION 8. More on sex, children, and dual-careers According to your understanding, which of the following are defined as “sex discrimination” and have been and can be used in a legal complaint filed against a university that did not hire or promote them? a. A member of the search committee asks the applicant his or her marital status prior to or during the interview. b. A member of the search committee frowns and/or makes a negative comment when the applicant volunteers the information that he or she is planning to have children. c. A member of the search committee, department chair, or dean declares that preference will be given to candidates who do not have an academic spouse who expects to get an academic job within a 100 mile radius of the Lehigh Valley. d. When the applicant shares their concerns regarding the employment of their academic spouse, the search committee members shows understanding and enthusiasm and refer the applicant promptly to the dean of the college and human resources. e. In the packet that is provided to every candidate about Lehigh benefits and child care, there is also a brochure or information sheet regarding dual career couples. a, b, c, d, and e a, b, c, and d only a, b, and c only SECTION 8. Discussion Options a-c are all excellent grounds for filing a complaint against a university for sex discrimination. Ethical and legal considerations are in agreement that no preference shall be given based on their reproductive or marital status. There can be no exceptions. Thus, the search committee members, the rest of the faculty, the staff, and the administrators should never ask the candidates about their marital status, reproductive status and plans, or their sexual orientation. Remember that anyone who meets the candidate at the interview can undermine all of the search committee’s good faith efforts. Search committees should never discuss the dual career issue in their deliberations. Furthermore, search committees should not include information about dual-career issues (or marital status or reproductive plans or status) in discussions with the department as a whole. It would be unethical for the search committee to enter into discussions about the spouse of an applicant with each other or with other department members. This is the reason: Worries and fears about the administration’s ability to accommodate a dual-career couple can impact the ranking of candidates. Thus, these discussions about the dual career issue within search committees are unethical because they discriminate based on reproductive or marital status. Search committees focus on the individual; administrators focus on the dual career issues that come with the individual. 24 Many universities now have an excellent administrative Office of Dual Career Recruitment and Retention (in the case of academic spouses) or the Regional Recruitment Network (in the case of nonacademic or academic spouses not in the same department or college). Rest assured that the best candidates are quite aware of the importance of comparing their job offers based on the efficiency and success of the university Office of Dual Career Recruitment and Retention. When is the time to talk about dual-career, marital, or reproductive issues? When the candidate raises the issue. Not before. One way to be equitable to all candidates is to give all interviewed applicants information explaining policies and assistance available for dual career couples, child care, partner benefits, relocation benefits and other family situations included within the benefits packet that is given to all interviewees. (NSF ADVANCE, University of Michigan; Scott-Scurry). Section 8 References: Bombardieri, M. 2007. Dual careers worry academia. The Boston Globe. June 11, 2007. Clayman Institute for Gender Research, Stanford University. Dual career academic couples. Higher Education Recruitment Consortium (HERC). 2008. National portal page. Mid-Atlantic Higher Education Recruitment Consortium (MA-HERC). 2008. Frequently asked questions. NSF ADVANCE, Columbia University. 2005. A proposal for recruiting and retaining dualcareer couples. The Earth Institute ADVANCE Working Group on Science & Technology Recruiting to Increase Diversity (STRIDE). NSF ADVANCE, University of Michigan. Handbook for faculty searches and hiring, 20072008. Office of Dual Career Recruitment, Human Resources, University of Virginia. Scott-Scurry, D. 2008. Personal communication. Director of UVa's Office of Equal Opportunity Programs. Wolf-Wendel, L., S.B. Twombly and S. Rice. 2003. The two body-problem: Dual-career couple hiring policies in higher education. Baltimore: Johns Hopkins University Press. 25 Programs and awards listed below will provide Lehigh University faculty with contacts for expanding their recruitment networks: a. The Presidential Awards for Excellence in Science, Mathematics, and Engineering Mentoring (PAESMEM) program identifies outstanding mentoring efforts/programs designed to enhance the participation of groups underrepresented in science, mathematics and engineering. Awardees are usually highly respected well-funded members of the professoriate who mentor top graduate students–perfect contacts for departments wishing to expand their pool of potential candidates for current or possible future positions. b. Accenture American Indian Graduate Scholarship. This program selects "the very brightest American Indian and Alaska Native students seeking degrees and careers in all fields of study including high technology and business fields." This scholarship is funded by Accenture and administered by AIGC (American Indian Graduate Center). c. "The Ford Foundation Diversity Fellowships seek to increase the diversity of the nation's college and university faculties by increasing their ethnic and racial diversity, to maximize the educational benefits of diversity, and to increase the number of professors who can and will use diversity as a resource for enriching the education of all students. To facilitate this goal the Fellowship grants awards at the Predoctoral, Dissertation and, Postdoctoral levels to students who demonstrate excellence, a commitment to diversity and a desire to enter the professoriate" (National Academies, 2007b). Ford Foundation Fellowships are awarded in the following fields: Education, Engineering, Math and Physical Sciences; History; Philosophy; Language/Literature/Humanities; Life Sciences; Psychology; and Social Sciences. d. "The Meyerhoff Fellows Program at the University of Maryland, Baltimore County (UMBC), focuses on promoting cultural diversity in the biomedical sciences at the graduate level. Funded by an NIH - MBRS - Initiative for Minority Student Development (IMSD) grant, students are supported while receiving their Ph.D. in one of the following areas: Biochemistry, Biological Sciences, Chemistry, Chemical and Biochemical Engineering, Chemistry-Biology Interface, Mechanical Engineering, Molecular and Cell Biology, Neuroscience and Cognitive Science, Psychology, and Toxicology" (The Meyerhoff Fellowship Program, 2007a). e. Society for Advancement of Chicanos and Native Americans in Science (SACNAS) Postdoc Programs. "SACNAS sustains a vibrant and active community of postdoctoral scientists. Resources and initiatives of the SACNAS Postdoc Programs aim to assist members to flourish during the transition from student to professional researcher, educator, administrator and/or policy leader" (SACNAS). f. Summer Research Internship Program (SRIP). "The University of Virginia School of Medicine offers summer research internship opportunities to qualified undergraduates who are considering a possible career in biomedical research. The program targets, but is not limited to, racially and ethnically diverse students in their junior and senior college undergraduate years....The goals of the program are to expose undergraduate students to laboratory research, to familiarize them with the opportunities that exist for careers in biomedical research....The Summer Research Internship Program provides an outstanding environment to learn first hand about a career in biomedical research....Many... former SRIP participants have matriculated into M.D./Ph.D. and Ph.D. programs, including several at UVa" (Summer Research Internship Program, 2007). A past SRIP participant and University of Virginia graduate student in Biochemistry and Molecular Biology and Genetics commented, "The SRIP program was a great program in that it exposed me to the many other types of research being conducted here at the 26 university. All of the interactions that I had with faculty and students were positive and that played a major role in why I chose to come here for graduate school" (Maki, 2006). g. IGERT and AGEP programs, funded by the National Science Foundation "focus on diversifying the graduate student population and provide cutting-edge graduate education" (NSF ADVANCE, University of Washington). "The Integrative Graduate Education and Research Traineeship (IGERT) program seeks to train scientists and engineers to address the global questions of the future. Through the use of innovative curricula and internships, and by focusing on problem-centered training, these programs give their graduates the edge needed to become leaders in their chosen fields....we seek to increase the participation of underrepresented groups, including women and minorities, in doctorate programs in the engineering, science, and mathematics fields, by helping Minority Serving Institutions (MSIs) and their constituencies tap into a bountiful resource opportunity" (IGERT 2007a). h. "The Alliance for Graduate Education and the Professoriate (AGEP) seeks to join together universities and colleges in the common mission of increasing the number of underrepresented minority students earning Ph.D.s and positioning them to become leaders in science, technology, engineering and mathematics (STEM) fields" (Alliance for Graduate Education and the Professoriate, 2007b). 27 PLEASE AND THANK YOU FOR YOUR FEEDBACK Please help us improve this document by answering a few questions. We welcome any additional feedback. 1) Roughly what percentage of this material was new to you? 2) How long did it take to read the document? 3) How do you suggest this document be best utilized? As an online tutorial? As a foundation for workshops for search committee members? As a document for discussion at the beginning of all searches? 4) What other strategies do you suggest for increasing the excellence and diversity of our faculty? 28
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