This Form must be submitted only using the Service Provider’s Official Letterhead/Stationery1 Cover Page Expression of Interest (EOI) For CVE Research Proposals 2016 (Re-advertised – those consultancy firms which have already submitted to Procurement secured email need not to re-submit again) Undertaking Research Project(s) under the UNDP regional and multi-country Programme on Preventing and Responding to Violent Extremism in Africa Procurement Reference No.: RSC/ EOI/2016/01 Submission Deadline: September 1, 2016 Legal Name of Proposing Organization / Firm: Country of Registration: Year of Registration: Name of Signatory for this EOI: Designation of the Signatory: Date of Preparation: Email: Business Address: Phone / Fax: Skype Account: 1 [insert here] [insert here] [insert here] [insert here] [insert here] [insert here] [insert here] [insert here] [insert here] [insert here] Official Letterhead/Stationery must indicate contact details – addresses, email, phone and fax numbers – for verification purposes Page 1 of 8 Table of Contents Page EXPRESSION OF INTEREST (EOI) COVER PAGE Statement of Full Disclosure (use the template hereto) SECTION I. EXPERTISE OF Institution 1.1 Brief Description of Proposer as an Entity 1.2 Financial Capacity and/or Standing 1.3 Track Record and Experiences SECTION II. APPROACH AND IMPLEMENTATION PLAN 2.1 Approach to the Service/Work 2.2 Implementation Timelines 2.3 Reporting and Monitoring SECTION III. PERSONNEL 3.1 Management Structure 3.2 Staff Time Allocation 3.3 Qualifications of Key Personnel 3.4 Summary of Key Personnel Qualifications CV of Task Manager / Team Leader CV of Senior Academic Researchers CV of Associate Researchers / Project Staff ANNEXES Renewed Company Registration Certificate and/or Business License including Articles of Incorporation or equivalent document if Bidder is not a corporation (Annex 1) Tax Registration or TIN/VAT Certificate (Annex 2) Tax Payment Certificate or Certificate of Tax Exemption by the Internal Revenue Authority (Annex 3) Past Two Years Audited Financial Statements (Annex 4) Statement of Satisfactory Performance from Top Three Firms in the Past Five Years (Annex 5) Other Certificates and Accreditation – including Quality Certificates, Patent Registration, Environmental Sustainability (if any), etc. (Annex 6 . . .) Documentation Checklist (please refer to the checklist attached hereto) Page 2 of 8 EXPRESSION OF INTEREST (EOI)SUBMISSION FORM2 Location: [insert location] Date: [insert date] To: Janvier Wussinu Deputy Country Director – Operations United Nations Development Programme Addis Ababa, Ethiopia Dear Mr. Wussinu; We, the undersigned, hereby offer to provide professional services for [insert: title of services] in accordance with your Expression of Interest (EOI) dated [insert: Date] and our Proposal. We are hereby submitting our EOI. We hereby declare that: i. All the information and statements made in this EOI are true and we accept that any misrepresentation contained in it may lead to our disqualification; ii. We are currently not on the removed or suspended vendor list of the UN or other such lists of other UN agencies, nor are we associated with, any company or individual appearing on the 1267/1989 list of the UN Security Council; iii. We have no outstanding bankruptcy or pending litigation or any legal action that could impair our operation as a going concern; and iv. We do not employ, nor anticipate employing, any person who is or was recently employed by the UN or UNDP. We confirm that we have read, understood and hereby accept the Terms of Reference describing the duties and responsibilities required of us in this EOI. We fully understand and recognize that UNDP is not bound to accept this proposal, that we shall bear all costs associated with its preparation and submission, and that UNDP will in no case be responsible or liable for those costs, regardless of the conduct or outcome of the evaluation. We remain, Yours sincerely, Name of Signatory: Designation: Signature: Date Signed: 2 ______________________ Company Seal: ______________________ [please mark this letter with your corporate seal] No deletion or modification may be made in this form. Any such deletion or modification may lead to the rejection of the Proposal. Page 3 of 8 EXPRESSION OF INTEREST (EOI) PROPOSAL FORM SECTION 1: EXPERTISE OF FIRM/ ORGANISATION This section should fully explain the Proposer’s resources in terms of personnel and facilities necessary for the performance of this requirement. All contents of this section may be modified or expanded depending on the evaluation criteria stated in the EOI. 1.1 Brief Description of Proposer as an Entity: Provide a brief description of the organization / firm submitting the proposal, its legal mandates/authorized business activities, the year and country of incorporation, types of activities undertaken, and approximate annual budget, etc. Include reference to reputation, or any history of litigation and arbitration in which the organisation / firm has been involved that could adversely affect or impact the performance of services, indicating the status/result of such litigation/arbitration. 1.2 Financial Capacity: Provide a brief description of the organization / firm financial stand which clearly indicate its strength to Technical Panel who will appraise the proposal. Provide as an attachment the latest Audited Financial Statement (Income Statement and Balance Sheet) duly certified by a Public Accountant, and with authentication of receiving by the Government’s Internal Revenue Authority. Include any indication of credit rating, industry rating, etc. Provide tabular summary of the respective Audited Financial and/or its equivalent Statements in the last two (2) years. 1.3 Track Record and Experiences: Provide the following information regarding corporate experience within the last five (5) years which are related or relevant to those required for this Contract. You are advised to use the format below: No. Name of project Client Contract Period of Types of Status or References Value activity activities Date Contact Details undertaken Completed (Name, Title – Mr., Mrs., Dr. to properly address, Phone, Email*) * Be sure the correct email address is/are indicated SECTION 2: APPROACH AND IMPLEMENTATION PLAN This section should demonstrate the Proposer’s responsiveness to the EOI TOR by identifying the specific components proposed, addressing the requirements, as specified, point by point; providing a detailed description of the essential performance characteristics proposed; and demonstrating how the proposed methodology meets or exceeds the requirements. Page 4 of 8 2.1 Approach to the Service/Work Required: Please provide a detailed description of the methodology for how the organisation/firm will achieve the Terms of Reference of the project, keeping in mind the appropriateness to local conditions and project environment. 2.2 Reporting and Monitoring: Please provide a brief description of the mechanisms proposed for this project for reporting to the UNDP and partners, including a reporting schedule. 2.3 Other: Any other comments or information regarding the project approach and methodology that will be adopted. SECTION 3: PERSONNEL 3.1 Management Structure: Describe the overall management approach toward planning and implementing this activity. Include an organization chart for the management of the project describing the relationship of key positions and designations. 3.2 Staff Time Allocation: Provide a spreadsheet will be included to show the activities of each staff member and the time allocated for his/her involvement. (Note: This spreadsheet is crucial and no substitution of personnel will be tolerated once the contract has been awarded except in extreme circumstances and with the written approval of the UNDP. If substitution is unavoidable it will be with a person who, in the opinion of the UNDP project manager, is at least as experienced as the person being replaced, and subject to the approval of UNDP. No increase in costs will be considered as a result of any substitution.) 3.3 Qualifications of Key Personnel: Provide the CVs for key personnel (Team Leader, Academic Researchers, Associate Researchers/Project staff (if any)) that will be provided to support the implementation of this project. CVs should demonstrate qualifications in areas relevant to the Scope of Services. You are kindly advised to use the format below: Name: [insert here] Position for this Contract: [insert here] Nationality: [insert here] Contact information: [insert here] Area of Specialization: [insert here] Years of Relevant Experience: [insert here] Countries of Work Experience: [insert here] Language Skills: [insert here] Educational and other Qualifications: Summary of Experience: [insert here] Highlight experience in the region and on similar projects. Relevant Experience (From most recent): Period: From – To Name of activity/ Project/ funding organisation, if Job Title and Activities undertaken/Description of Page 5 of 8 applicable: actual role performed: e.g. June 2004-January 2005 etc. etc. References no.1 (minimum of 3): Name: [insert here] Designation: [insert here] Organization: [insert here] Contact Information – Address; Phone; Email; etc.: [insert here] Reference no.2 Name: [insert here] Designation: [insert here] Organization: [insert here] Contact Information – Address; Phone; Email; etc.: [insert here] Reference no.3 Name: [insert here] Designation: [insert here] Organization: [insert here] Contact Information – Address; Phone; Email; etc.: [insert here] Declaration: I confirm my intention to serve in the stated position and present availability to serve for the term of the proposed contract. I also understand that any wilful misstatement described above may lead to my disqualification, before or during my engagement. Signature of the Nominated Team Leader/Member: _____________________ Date Signed*: _______________________ * It should be signed by the proposed consultant whose CV to be attached in the Technical Proposal Note: All colored text is for indicative purposes only to assist in preparing this form and shall be deleted from the final product. 3.4 Summary of Key Personnel Qualifications: The Proposing Firm shall provide the summary of the key personnel who will be engaged in terms of their respective role, specialization, nationality and years of experience as per the following template No. Name of the Consultant Position in the Consultancy Team Specialization Nationality Professional Experience (in years) 1 2 3 Page 6 of 8 No. Name of the Consultant Position in the Consultancy Team Specialization Nationality Professional Experience (in years) Page 7 of 8 Documentation Checklist SN 1 Documentation Requirement Yes No If “No” Reason 5 Renewed license and/or registration certificate with Articles of Incorporation (if any) to testify legally recognized research institution The University and/or research institute has the minimum required years of work experience in similar projects indicated in the ToR Past Two Years Audited Financial Statements or its equivalent Statement of Satisfactory Performance from Top Three Firms in the last Five Years Duly Signed CV of Task Manager / Team Leader 6 Duly Signed CV of Senior academic researchers 7 Duly Signed CV of Project Staff / Associate Researchers 8 Other Certificates and Accreditation – including Quality Certificates, Patent Registration, Environmental Sustainability (if any), etc. Note: Double click on the respective Check Box and click checked in the dialogue box of your choice. 2 3 4 All other information and documentations that we have not provided automatically implies our fully compliance with the requirements, terms and conditions of the EOI. Name of Signatory: Designation: Signature: Date Signed: ______________________ Company Seal: ______________________ [please mark this letter with your corporate seal] Page 8 of 8
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