WHAT YOU NEED TO KNOW TO REGISTER AS AN AGENT INTRODUCTION The University of Washington (UW) is committed to operating its athletics program in full compliance with NCAA rules and the laws of the State of Washington while protecting the eligibility of UW student-athletes. As a part of that commitment, the UW athletics department has developed policies and procedures designed to ensure that individuals wishing to provide professional representation to UW student-athletes abide by all applicable NCAA rules and the State of Washington Uniform Athlete Agent Act (the “Washington Agent Act”). UNIVERSITY OF WASHINGTON AGENT REGISTRATION POLICY This brochure is designed to provide agents and other interested individuals with basic information related to UW’s agent policies and registration process. This brochure is designed to serve only as a quick reference to some of the most important rules and laws that govern the conduct of agents within the State of Washington. It remains the agent’s responsibility to understand and follow all of the applicable rules and laws at all times. Thank you for your cooperation and for taking the time to read the information contained in this brochure. We hope that you share our commitment to compliance and protecting the eligibility of UW student-athletes and amateur status. If you have any questions regarding NCAA rules or UW’s agent policies and procedures, please contact the UW compliance office at 206-543-0981. A. Application C. Approval Agents wishing to contact and represent UW studentathletes must submit to the UW compliance office a fully completed and signed Agent Registration Application. The act of submitting the application constitutes an agreement by the agent to follow all applicable NCAA rules, UW policies and Washington state laws related to agents. Please contact the compliance office or visit the compliance website to obtain a copy of the application. When an agent’s application is approved, the agent’s name, application and brochures/contact information shall be included in a portfolio of approved registered agents housed in the compliance office and available for review by all UW studentathletes. B. Review and Response Within 14 days of receiving the agent’s application, the UW compliance office shall notify the agent in writing as to whether the application has been approved or denied or whether additional information is needed. Grounds for denial of an application (or revocation of an approved application) include, but are not limited to, the following: • Conviction of a crime involving moral turpitude or any other crime that would be a felony if committed in the State of Washington. • Committing any act (or failing to act in a manner) that has ever resulted in: (i) any sanction on a studentathlete or educational institution; (ii) any suspension or declaration of ineligibility of a student-athlete to participate in intercollegiate athletics. • Making any materially false, misleading, deceptive or fraudulent representation as an agent or in the application for licensure/registration as an agent in any state. • Engaging in conduct prohibited by UW, the Pac-10 Conference, the NCAA or the State of Washington. • Having licensure/registration as an agent revoked, suspended, denied or refused for renewal in any state. After an agent receives notice from the UW compliance office that the application has been approved, the agent shall be permitted to have contact with the UW student-athletes identified in the application. If the agent wishes to have contact with other UW student-athletes not named in the application, the agent first must provide written notice to the UW compliance office before contact is allowed. D. Renewal/Update Obligation An agent’s registration with UW shall be valid for two years from the date of notice of acceptance by the compliance office. It is the agent’s obligation to renew the registration before the expiration of the twoyear period by submitting an updated application. Note: During the two-year period that the agent’s registration is valid, if there are any material changes to the information disclosed in the registration application, it is the agent’s duty to immediately update the information with the UW compliance office. UW AGENT REGISTRATION PROCESS University of Washington Department of Athletics Compliance Office Tel: (206)543-0981 Box 354070 Fax: (206)616-5813 Seattle, WA 98195 Important: The UW prohibits any contact between an agent and any UW student-athlete unless the agent has disclosed all of the information required by the State of Washington Agent Act and the agent’s registration application has been approved by the UW compliance office. UW Compliance Office UW Compliance Office UW Compliance Office DUTIES AND OBLIGATIONS OF THE AGENT Agents are required to abide by all applicable UW policies, NCAA rules and the Washington Agent Act at all times. Some of the most important policies, rules and laws are summarized below: An agent may not engage in any conduct that would jeopardize the eligibility of a UW student-athlete, including the following: • • An agent may not enter into any contract (oral or written) with a student-athlete with remaining eligibility for the purpose of marketing the studentathlete’s athletics ability or reputation in a particular sport. This prohibition applies even if the agent only agrees to represent the student-athlete in the future after his or her eligibility is exhausted. An agent (or any other person associated with an agent) may not provide any benefits or gifts to a student-athlete with eligibility remaining or to any of the student-athlete’s family or friends. Impermissible gifts and benefits include, but are not limited to, transportation, money, clothing or gifts of any kind, regardless of value. An agent must not pre-date or post-date any contract for representation with a UW student-athlete and may not ask or allow a UW student-athlete to waive any rights afforded to the student-athlete under the Washington Agent Act. If a UW student-athlete with remaining eligibility voluntarily chooses to forego his or her remaining eligibility and enter into a contract with an agent: • • • The contract must meet all of the requirements set forth in the Washington Agent Act, including the requisite written warning to the student-athlete about the impact that signing the contract will have on his or her eligibility. POSSIBLE SANCTIONS RESOURCES The failure to abide by the UW policies, NCAA rules and Washington Agent Act as they relate to UW student-athletes may result in the following actions taken against the agent: Thank you again for your cooperation and assistance with our efforts to protect the eligibility of UW studentathletes. Additional information regarding UW policies, NCAA rules and the Washington Agent Act may be found at the following locations: • • Revocation of the agent’s registration with UW and a ban on all future contact with UW studentathletes. Criminal prosecution by the State of Washington (violation of the Washington Agent Act constitutes a Class C felony). http://gohuskies.cstv.com/ot/compliance-seeking- Civil penalty up to $10,000 from the State of Washington State of Washington Uniform Athlete/Agent Act: http://apps.leg.wa.gov/rcw/default.aspx?cite=19.225 A civil lawsuit by UW against the agent for any damages caused by violations of the Washington Agent Act. If you have any questions, please contact the UW compliance office at 206-543-0981. At least 72 hours prior to entering into a contract with a UW student-athlete, the agent and the student-athlete must provide the UW Director of Athletics and the student-athlete’s head coach with written notice of the potential contract and a copy of the athlete agent disclosure form. • Within 72 hours after entering into a contract with a UW student-athlete, the agent and the studentathlete must provide the UW Director of Athletics and the student-athlete’s head coach with written notice of the existence of the contract. Note for lawyers and financial advisors: At the first contact with a UW student-athlete, the agent must provide to the student-athlete a fully completed and accurate athlete agent disclosure form as required by the Washington Agent Act. • UW Athlete/Agent information: pro.html NCAA rules permit student-athletes to consult and financial advisors and receive legal and financial advice. However, if the lawyer or financial advisor engages in any marketing of the student-athlete’s athletics ability or plays any role in negotiations for a contract, he or she will be considered an agent by the UW and the NCAA and the student-athlete will lose his or her amateur status An agent may not provide false or misleading information to UW or to any UW student-athlete or fail to provide information required by UW or the Washington Agent Act. An agent must keep copies of all correspondence between the agent and a UW student-athlete and provide copies to UW upon request. UW Compliance Office UW Compliance Office UW Compliance Office UW Compliance Office
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