®
(L-R) Jeremy Brasseur, Managing Director, Corporate Development, Garth Jestley, Deputy Chairman, Rob Lauzon, Managing Director, Western Canada,
Dean Orrico, President and CIO, Richard Faiella, Managing Director, International, and Nancy Tham, Managing Director, Sales and Marketing
Middlefield® raises over $450 million in 2011
Since its inception in 1979, Middlefield, with over $3.0 billion in assets under management, has established a strong reputation as a manager of unique investment
products designed to balance risk and return to meet the demanding requirements of investment advisors and their clients. These financial products include
private and public resource funds, venture capital assets, mutual funds, real estate and closed-end, publicly traded Toronto Stock Exchange income funds.
Initial Public Offering
February 2011
Initial Public Offering
$127,140,000
April 2011
$175,200,000
INDEXPLUS Dividend Fund (idf.un)
REIT INDEXPLUS Income Fund (idr.un)
managed by Middlefield
managed by Middlefield
10,595,000 Units
14,600,000 Units
Price: $12 per unit
Price: $12 per unit
cibc world markets inc.
bmo nesbitt burns inc.
rbc dominion securities inc.
national bank
financial inc.
scotia capital inc.
td securities inc.
cibc world markets inc.
rbc capital markets
bmo capital markets
national bank financial inc.
scotia capital inc.
hsbc securities (canada) inc.
gmp securities l.p.
canaccord
genuity corp.
dundee securities ltd.
macquarie private wealth inc.
raymond james ltd.
hsbc securities
(canada) inc.
middlefield capital
corporation
td securities inc.
gmp securities l.p.
canaccord
genuity corp.
macquarie private
wealth inc.
raymond james ltd.
middlefield capital corporation
wellington west capital
markets inc.
February 2011
dundee securities ltd.
mackie research capital
corporation
wellington west capital
markets inc.
Initial Public Offering
$108,650,000
April 2010
$60,000,000
MRF 2010 Resource Limited Partnership
Warrant offering
managed by Middlefield
MINT Income Fund (mid.un)
5,000,000 Limited Partnership Units
managed by Middlefield
Price: $12 per unit
Price: $25 per unit
cibc world markets inc.
bmo nesbitt burns inc.
canaccord genuity corp.
canaccord
financial ltd.
middlefield capital corporation
dundee
securities
corporation
gmp securities l.p.
national bank
financial inc.
hsbc
securities
(canada) inc.
rbc dominion securities inc.
scotia capital inc.
manulife
securities
incorporated
macquarie capital markets
canada ltd.
td securities inc.
middlefield
capital
corporation
raymond
james ltd.
wellington west capital
markets inc.
CALGARY: 812 Memorial Drive NW, Calgary, Alberta T2N 3C8 TORONTO: First Canadian Place, 58th Floor, P.O. Box 192, Toronto, Ontario M5X 1A6
LONDON, ENGLAND: 288 Bishopsgate, London, England EC2M 4QP SAN FRANCISCO, USA: One Embarcadero Center, Suite 500, San Francisco, California, USA 94111
www.middlefield.com
[email protected]
® Registered marks of Middlefield Capital Corporation