CDD TOOLKIT Governance and Accountability Dimensions Module 2.1: A Well-Defined and Operational Human Resources Strategy Programs that aim to empower the poor and vulnerable, and build institutions to ensure the sustainability of CDD-based approaches, face a unique human resource challenge. They require quality human resources (HR) professionals who believe in and espouse the core values and principles of such programs. Therefore, the careful recruitment and selection of staff, their continuous capacity building, and staff motivation are all extremely critical to achieving optimal outcomes and results. In CDD-based projects, giving staff a sense of institutional sustainability and an environment that prioritizes its people by making the rules of the game transparent, consistent and rational is crucial. Good governance and accountability to those living in poverty—particularly when vulnerable groups are involved--are not only critical aspects of CDD-based projects but also a value system to which project staff should adhere. HR policies and systems that set out clear processes and procedures for all employees across the employment cycle (from recruitment and staff selection, to performance management, to resignation, termination, or retirement) help to provide employees with a sense of security based in transparency and fairness. It is important, therefore, to develop clear, written HR policies and manuals that establish consistent processes to recruit and retain the best possible staff. Such manuals should also lay out staff performance evaluation procedures, incorporating input and feedback not only from supervisors, but also directly from the communities to which staff members are accountable. HR policies and systems should also support staff capacity building and leadership, and institute effective staff grievance redress mechanisms. This is important for addressing the concerns of the project’s most important asset: the team. Field units should be prioritized, as they are at the front line and best understand the complexity and nuances of eliminating extreme poverty in the country context. To this end, any organization hiring staff for this purpose should strive to: • Strategically place the best possible program staff in the field to directly work with those living in poverty. The field teams should consist of people who can bring new ideas, enthusiasm, and hope to communities facing the challenges of poverty, as well as the requisite capacities, dynamism, standards of excellence, results focus, and team orientation to the job. • Motivate program staff to perform, prevent attrition, and retain high quality staff in the field. The HR system should be completely transparent and should support accountability, especially downwards. All staff should receive an orientation on the Module 2.1: A Well-Defined and Operational Human Resources Strategy 1 CDD Toolkit ■ Section 2: Project Level Tools system (as well as regular trainings to refresh and update this skill set) before starting any appraisal. Areas of performance assessment should typically be developed jointly in consultation with the staff concerned, and conducted in a way that gives full opportunity to the person being appraised to express his or her views, while also providing space for the views and assessments of peers, the community, and the people that he or she guides or supports as juniors. • Build staff capacity on thematic/functional areas, as well as their capacities for management and leadership. In-house training, capacity building plans, experience sharing workshops to promote cross learning, and exposure visits to successful CDDbased projects (within and outside the country) can be some non-monetary incentives towards this end. • Ensure that the higher levels of the organization spend substantial time and energy in the field, and truly become a support structure (rather than just a supervisory/quality control structure) to help the team address grievances at all levels. Grievance redress committees, as opposed to individuals, are tasked at various levels with resolving these concerns in an open and consistent manner. 2 Module 2.1: A Well-Defined and Operational Human Resources Strategy
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