European Commission Directorate-General Environment Topical Paper 2: Strategies for decoupling options to consider in the field of buildings and infrastructure Date 13 March 2013 Author(s) PE International Number of appendices 2 Study name Assessment of Scenarios and Options towards a Resource Efficient Europe Study number ENV/F.1/ETU/2011/0044 Disclaimer: The information contained in this report does not necessarily represent the position or opinion of the European Commission. Strategies for decoupling - options to consider in the field of buildings and infrastructure 2 / 38 ENV/F.1/ETU/2011/0044 Executive Summary The purpose of this paper is to propose improvement options to help decouple the social goods obtained from Europe’s built environment—need satisfaction, economic value, aesthetics, etc.—from the resource use and corresponding environmental impacts associated with its construction, maintenance, use and demolition. As environmental impacts are driven by both resource use and waste emissions, this paper considers resource use indicators and emission-related indicators together. To help focus the discussion, this paper and subsequent analyses consider only the most significant components of the built environment by resource use and land coverage, i.e. residential buildings, commercial buildings (particularly offices, retail and wholesale) and roads. Building services (particularly heating, cooling and lighting) are included in this scope, but not appliances or furniture. To assist with the selection of improvement options, this paper presents a hotspot analysis of Europe’s built environment. Figure 1-1 provides an overview of the impacts of the United Kingdom's built environment over a range of resource use and emissions indicators. Comparable data could not be obtained for Europe as a whole. As can be seen, use of buildings accounts for more than 50% of the impacts in all categories except abiotic depletion (elements), with the use of domestic buildings more significant than use of non-domestic buildings. While there is variation across Europe, it is expected that charts for other European countries would be broadly comparable to Figure 1-1. Figure 1-1: Division of environmental impacts by life cycle stage across the UK’s built environment 100% 90% 80% 70% 60% 50% 40% Use (non-domestic) 30% Use (domestic) 20% Construction 10% Material production 0% The European Commission’s Roadmap to a Resource Efficient Europe aims that “[by] 2020…all new buildings will be nearly zero-energy and highly material efficient” (EC, 2011, pp. 18-19). Given the dominance of the use stage, energy efficiency in the use of the built environment has been and continues to be a significant target for research and policy. Rather than repeating the work of past studies such as IMPRO-Building (Nemry, et al., 2008), this project instead focuses on material efficiency and energy efficiency in the production and Strategies for decoupling - options to consider in the field of buildings and infrastructure 3 / 38 ENV/F.1/ETU/2011/0044 end-of-life stages. As Figure 1-1 highlights, energy consumed during the use stage must continue to be a top priority for policy. However, the focus of this project is on the “highly material efficient” aspect of the European Commission’s aim, not the “nearly zero-energy” aspect. To ensure that material efficiency gains do not lead to burden shifting between life cycle stages, this project takes a full life cycle perspective. Perhaps most importantly, material efficiency gains must not be achieved by sacrificing performance in the use stage. An initial list of 110 possible improvement options was compiled by built environment experts from PE International during a brainstorming session in May 2012. This paper presents both the “long list” and a shortlist of these options. It then presents the improvement options recommended by stakeholders at a workshop in September 2012. Finally, the stakeholder and expert recommendations are combined to define a set of 10 improvement options (or packages of similar options) to be taken forward into detailed analysis in the next phase of this project. This paper is structured as follows: Section 2 defines the scope. Section 3 reviews hotspots of resource use and environmental impact in Europe’s built environment. Section 4 identifies the improvement options. Section 5 outlines next steps in order to assess the improvement potential of these options from a “bottom-up” perspective. Annex 2 presents the first sections of the factsheets for the 10 recommended improvement options. Strategies for decoupling - options to consider in the field of buildings and infrastructure 4 / 38 ENV/F.1/ETU/2011/0044 Contents 1 Introduction ...................................................................................................................... 6 2 2.1 2.2 2.3 Scope ................................................................................................................................. 7 Sectors of the built environment ......................................................................................... 7 Indicators of resource use and environmental impact ....................................................... 8 Life cycle stages ................................................................................................................. 9 3 3.1 3.2 3.3 Resource use and environmental impact hotspots in Europe’s built environment 11 Environmental impacts of final consumption at the European scale................................ 11 Resource use hotspots..................................................................................................... 12 Understanding hotspots within the built environment ...................................................... 15 4 4.1 4.2 4.3 4.4 Improvement options ..................................................................................................... 18 Decoupling strategies ....................................................................................................... 18 Translating hotspots into improvement options ............................................................... 18 Improvement options recommended by PE’s built environment experts ......................... 21 Improvement options recommended by PE’s built environment experts which do not explicitly target energy use in the use stage of buildings ................................................. 22 4.5 Improvement options recommended by stakeholders ..................................................... 24 4.6 Comparison of stakeholder and expert improvement options.......................................... 25 4.7 Improvement options to be taken into detailed analysis .................................................. 26 5 Description of approach for further work .................................................................... 27 6 References ...................................................................................................................... 28 7 Annex 1: All improvement options considered .......................................................... 30 8 Annex 2: Example factsheets ....................................................................................... 33 8.1 Design for Deconstruction ................................................................................................ 33 8.2 Improve maintenance and replacement and enhance durability ..................................... 34 8.3 Increase recycling of waste at end-of-life ......................................................................... 34 8.4 Increasing the renovation rate .......................................................................................... 35 8.5 Increase use of secondary / recycled materials ............................................................... 35 8.6 Intensify use of buildings .................................................................................................. 36 8.7 Reduce land used by the built environment (intensification)............................................ 36 8.8 Reduce production of construction waste ........................................................................ 37 8.9 Select materials with low embodied energy, water and abiotic depletion potential ......... 37 8.10 Use materials more efficiently .......................................................................................... 38 Strategies for decoupling - options to consider in the field of buildings and infrastructure ENV/F.1/ETU/2011/0044 Abbreviations ADP Abiotic resource depletion potential AP Acidification potential BAT Best available techniques BREF BAT reference document CFL Compact fluorescent lamp EC European Commission EIPRO Environmental impact of products study EP Eutrophication potential EPD Environmental product declaration ETP Eco-toxicity potential EU-27 European Union of 27 Member States FSC Forest Stewardship Council GFA Gross floor area GWP Global warming potential HTP Human toxicity potential HVAC Heating, ventilation and air conditioning IEA International Energy Agency IMPRO Environmental improvement of products studies LED Light-emitting diode LCA Life cycle assessment MEPS Minimum energy performance standards MFA Material flow analysis ODP Ozone layer depletion potential PED Primary energy demand PEFC Programme for the Endorsement of Forest Certification PFA Pulverised fuel ash POCP Photochemical oxidation formation potential (summer smog) PS Polystyrene PU Polyurethane PVC Polyvinyl chloride TMR Total material requirement UK United Kingdom UNEP United Nations Environment Programme 5 / 38 Strategies for decoupling - options to consider in the field of buildings and infrastructure 6 / 38 ENV/F.1/ETU/2011/0044 1 Introduction The European Commission’s Roadmap to a Resource Efficient Europe (“the Roadmap”), a core part of the Europe 2020 Strategy, identifies the built environment as one of its three focal areas for resource efficiency improvements alongside nutrition and mobility. According to the Roadmap, buildings alone account for 42% of the EU’s energy consumption, 35% of its greenhouse gas emissions and 50% of its extracted materials (EC, 2011, p. 18). To help achieve improvement, the Roadmap defines the following milestones: By 2020 the renovation and construction of buildings and infrastructure will be made to high resource efficiency levels. The Life-cycle approach will be widely applied; all new buildings will be nearly zero-energy and highly material efficient, and policies for renovating the existing building stock will be in place so that it is cost-efficiently refurbished at a rate of 2% per year. 70% of non-hazardous construction and demolition waste will be recycled. (EC, 2011, pp. 18-19) The purpose of this paper is to propose a list of improvement options to help decouple the social goods obtained from the built environment—need satisfaction, economic value, aesthetics, etc.—from the resource use and corresponding environmental impacts associated with its construction, maintenance, use and demolition. Selection of these options should consider not only their improvement potential at the product or project scale, but also whether they target a hotspot of resource use or environmental impact at the European scale. This makes it more likely that they will offer significant improvement potential when scaled up. Section 2 of this paper defines the sectors, environmental indicators and life cycle stages considered. Section 3 identifies hotspots of resource use and environmental impact caused by the built environment at the European level. Section 4 identifies the improvement options. Section 5 outlines next steps in order to assess the improvement potential of these options from a “bottom-up” perspective. Strategies for decoupling - options to consider in the field of buildings and infrastructure 7 / 38 ENV/F.1/ETU/2011/0044 2 Scope 2.1 Sectors of the built environment In the year 2000, the EU-27 had a population of 483 million and a stock of approximately 200 1 2 million dwellings. In 2011, the EU-27 had approximately 24 billion m of useable floor space (BPIE, 2011, p. 27), excluding floor space for specialist utility buildings. Of this, 75% was residential and 25% was non-residential (p. 30). As can be seen in Figure 2-1, single-family houses (detached, semi-detached and terraced) dominate the residential market while wholesale, retail and office space collectively dominate the non-residential market. Figure 2-1: Residential and non-residential floor space in the EU-27 in 2011 (BPIE, 2011) Wholesale & retail (28%) Offices (23%) Educational (17%) Hotels & restaurants (11%) Hospitals (7%) Sport facilities (4%) Other (11%) Residential 75% Non-residential 25% Single family houses (64%) Apartment blocks (36%) Figure 2-1 excludes roads, railways and other infrastructure. As different statistics are held for buildings than for other infrastructure, it is difficult to present them alongside one another. One metric that can be used is total land coverage. Due to differences in reporting within Europe, England has been used as an example in Figure 2-2 below. This chart highlights that roads occupy slightly more land than all buildings combined (when residential gardens are excluded) while rail and footpaths occupy relatively little land. Figure 2-2: Land use by type in England in 2005 (ONS, 2007) 2,60% 1,40% 4,27% 87,47% 8,54% 1,14% 0,66% 2,23% 0,14% 0,11% 1 Green space Water Other Residential gardens Residential Non-residential Road Rail Path The exact number of dwellings is difficult to estimate as member states treat vacant and secondary dwellings differently. This figure was calculated based upon tables 1.1 and 3.3 of Dol and Haffner (2010). Strategies for decoupling - options to consider in the field of buildings and infrastructure 8 / 38 ENV/F.1/ETU/2011/0044 Another metric for examining the significance of infrastructure is the share of building products they use. Construction aggregates (i.e. crushed stone, sand and gravel) are materials used in virtually all parts of the built environment. As can be seen in Figure 2-3, buildings collectively account for 65% of European consumption of aggregates while other infrastructure (roads, bridges, etc.) collectively account for 35%. It is important to recognise, however, that aggregates are one of the main materials which make up roads, bridges, etc. whereas many other materials (e.g. wood, glass and plastics) are also used in the construction of buildings. Figure 2-3: Share of construction aggregates by end use (UEPG, 2011, p. 7) Residential buildings 20% 25% Commercial buildings (offices, warehouses, etc.) Social buildings (hospitals, schools, etc.) 15% 20% 20% Roads, runways, railways, waterways Other infrastructure (bridges, harbours, etc.) Based upon this review, this paper and the remainder of this project will focus on three sectors of the built environment: 1. Residential buildings, which occupy three times more floor space than nonresidential buildings in the EU-27 (Figure 2-1); 2. Commercial buildings, particularly retail, wholesale and office buildings as they collectively occupy more than 50% of the total non-residential floor space (Figure 2-1) and are broadly representative of other non-residential buildings, e.g. schools; and 3. Roads, as the most significant example of other infrastructure, e.g. roads in England occupy more than 15 times the land of rail and slightly more land than residential and non-residential buildings combined (excluding residential gardens; see Figure 2-2). Specialist utility buildings such as water treatment plants and power stations will not be included due to their relatively small share of the built environmental overall. However, it is expected that parts of the work on commercial buildings will also be applicable to them. 2.2 Indicators of resource use and environmental impact Environmental impacts are driven by both extraction of resources and emissions of wastes. The UNEP (2011, p. xvii) classifies resources into four broad groups: materials, water, energy and land. Emissions can be categorised in various ways, e.g. by environmental compartment (air, soil, water). As emissions are a by-product of resource use, improvements in resource efficiency will generally lead to lower total emissions. However, as some emissions are more environmentally harmful than others, it is important that resource efficiency improvements are not achieved by substituting processes with environmentally benign emissions for those with harmful emissions. To help minimise the potential for burden-shifting, this paper recommends the suite of indicators in Table 2-1 below. This includes the impact assessment indicators required by international standard EN 15804:2012, Sustainability of construction works (CEN, 2012) supplemented by indicators for energy, water and land. Toxicity is an environmental impact with potential relevance to the built environment (see Figure 3-1), but there remains little consensus on robust and consistent indicators and toxicity indicators will not be evaluated. Releases of toxic emissions from European industry are well regulated by the Industrial Emissions Directive and therefore this is not considered to be a significant Strategies for decoupling - options to consider in the field of buildings and infrastructure 9 / 38 ENV/F.1/ETU/2011/0044 omission. While included in this study, it is important to note that land use indicators within life cycle assessment (LCA) are not yet fully developed. Table 2-1: Indicators of resource use and waste emissions applied in this project Concern Materials Water Energy Land Emissions 2.3 Indicator Abiotic depletion potential (ADP), elements Abiotic depletion potential (ADP), fossil fuels Blue water consumption Primary energy demand (PED) Land occupation Land transformation Global warming potential (GWP) Acidification potential (ADP) Eutrophication potential (EP) Photochemical ozone creation potential (POCP) Ozone depletion potential (ODP) Methodology CML 2010 baseline MJ net calorific value Freshwater losses at a watershed level (i.e. water used - water replaced) MJ net calorific value (LBP, 2010) (LBP, 2010) CML 2010 baseline CML 2010 baseline CML 2010 baseline CML 2010 baseline CML 2010 baseline Life cycle stages Figure 2-4 presents an indicative guide to the impacts of two variants of a German commercial building—one conventional and one net-zero energy—over an assumed 50 year life. The area of each pie represents the relative amounts of energy used over the lifetime. Figure 2-4 (a) clearly illustrates that the use stage of the conventional building dominates, accounting for almost two thirds of total energy consumption. Production (of building products and of the building itself) is the next most significant life cycle stage. Transport of materials to the site and landfill/recycling of demolition waste have little significance. For the equivalent net-zero energy building in Figure 2-4(b), production dominates, followed by maintenance (including replacement of materials and their disposal) of the building over its useful life. Figure 2-4: Primary energy demand (non-renewable) of (a) a conventional office building and (b) the corresponding similar net-zero energy building over 50 years (source: PE International) 3% (a) (b) Production / materials 8% 10% 25% 25% 0% 2% Energy in use dominates 60% Transport to site 63% 5% Production dominates Use stage (energy) Use stage (materials) Deposit / recycling The Roadmap to a Resource Efficient Europe aims that “[by] 2020…all new buildings will be nearly zero-energy and highly material efficient” (EC, 2011, pp. 18-19). Given the dominance of the use stage, energy efficiency in use has been and continues to be a significant target for research and policy. Rather than repeating the work of past studies such as IMPRO-Building Strategies for decoupling - options to consider in the field of buildings and infrastructure 10 / 38 ENV/F.1/ETU/2011/0044 (Nemry, et al., 2008), this project instead focuses on material efficiency and energy efficiency in the production and end-of-life stages. However, to avoid burden shifting, improvement options recommended in these areas must not negatively affect the use stage. Strategies for decoupling - options to consider in the field of buildings and infrastructure 11 / 38 ENV/F.1/ETU/2011/0044 3 Resource use and environmental impact hotspots in Europe’s built environment The purpose of this section is to identify the largest contributors to the resource use and environmental impacts of Europe’s built environment (the “hotspots”). One of the most comprehensive studies at the European scale is Environmental Impact of Products (EIPRO) (Tukker, et al., 2006). However, EIPRO focused primarily on environmental impacts and not resource use (with the exception of fossil fuels). It also focused on final demand, making it difficult to separate the impacts of residential and commercial buildings. To address this, this section draws information on hotspots from a range of sources and then constructs an LCA for the built environment in the United Kingdom as a way to bring this information together. 3.1 Environmental impacts of final consumption at the European scale The potential environmental impacts of the built environment across its full life cycle— including construction, use and end-of-life—are shown below in Figure 3-1 as a percentage of total impact of the EU-25. Because data are taken from the EIPRO study (Tukker, et al., 2006), which used total domestic final demand as a functional unit, only the impacts of residential buildings and residential demand on water and road infrastructure are shown. The impacts of commercial and utility buildings and commercial use of public infrastructure are included as part of services to final consumers, e.g. healthcare or professional services, and cannot easily be shown in the chart. The impacts of appliances, furniture and other products used within buildings have been excluded as they relate to other aspects of consumer behaviour not linked to the built environment and are outside the scope of this project. Figure 3-1: Cradle-to-grave environmental impacts of the built environment in the EU-25 using a functional unit of domestic final demand and categories based on COICOP (Tukker, et al., 2006) Contribution to total impact within the EU 30% 25% 20% Road infrastructure Water infrastructure 15% Lighting Heating 10% Renovation & repair New build 5% 0% ADP GWP ODP HTP ETP POCP AP Environmental impact indicator EP The environmental indicators included in the EIPRO study were abiotic resource depletion potential (ADP), global warming potential (GWP), ozone layer depletion potential (ODP), Strategies for decoupling - options to consider in the field of buildings and infrastructure 12 / 38 ENV/F.1/ETU/2011/0044 human toxicity potential (HTP), eco-toxicity potential (ETP), photochemical ozone creation potential (POCP), acidification potential (AP) and eutrophication potential (EP). The measure of ADP used in EIPRO provides an indicator of material use, though the methodology chosen is dominated by use of fossil fuels (Tukker, et al., 2006, p. 67). There is no energy indicator, though GWP serves as a reasonable proxy in the current fossil-fuelled economy. While EP is an indicator of water pollution, there is no indicator of water consumption. There is also no indicator of land use. Despite these limitations, the EIPRO results serve as a helpful starting point to understand the relative significance of different aspects of the built environment throughout the EU. From Figure 3-1, it is clear that both new-build construction and renovation/repair projects have significant impacts across all reported environmental impact categories. Space heating is also extremely important, especially for ADP where it dominates. The remaining categories that can be considered solely as part of the built environment (and not another category like nutrition) are lighting, water infrastructure and road infrastructure. While the impact of the first two is noticeable, road infrastructure appears to have very little impact at the European scale. However, due to the choice of private consumption as a functional unit, it is difficult to gauge the significance of commercial use of public water and transport infrastructure. EIPRO provides an excellent overview of environmental impacts but, for the purpose of this project, it must be supplemented by additional resource use indicators. The next section presents resource use hotspots structured using the UNEP’s (2011, p. xvii) classification of materials, water, energy and land. The final section brings this together using LCA. 3.2 Resource use hotspots 3.2.1 Materials In 1997, the total material requirement (TMR) of the EU-15 was approximately 50 tonnes of materials per person (Moll, Bringezu, & Schütz, 2003, p. 36). TMR is an unweighted sum of all resources extracted to meet demand within a given economy, including those needed to produce imports but excluding water and air. As can be seen in Figure 3-2, the largest contributors to TMR in 1997 were fossil fuels (28%), metals (23%) and construction minerals (18%), collectively accounting for more than two thirds of material use on a mass basis. Please note that the significance of metals is due to TMR measuring the mass of material extracted, including not only the metal ore but also overburden and tailings. Figure 3-2: Composition of the TMR of the EU-15 in 1997 (Moll, Bringezu, & Schütz, 2003, p. 36) 6% 3% 9% 1% 28% 12% 18% 23% Fossil fuels Metals Construction minerals Biomass Erosion Excavation & dredging Industrial minerals Others (imports) The built environment is a significant end user of materials, notably aggregates, cement, refined bitumen, limestone, wood, clay, glass, polymers (PVC, PS, PU, resins), metals (steel, aluminium, copper) and natural fibres (see Nemry et al., 2008, p. 4 for a list of common materials in buildings). Table 3-1 provides a summary of the share of these materials sold Strategies for decoupling - options to consider in the field of buildings and infrastructure 13 / 38 ENV/F.1/ETU/2011/0044 directly to the construction sector. Actual consumption may be higher as the final use for many intermediate products, e.g. limestone for use in cement, is the built environment. Table 3-1: Share of production for key raw materials sold directly for use in buildings and infrastructure Material Aggregates Cement Refined bitumen Limestone Wood Clay Glass PVC Steel Aluminium Copper Share of direct production 96% 97% incl. sales to government >60% for buildings and dwellings 95% Region UK USA Europe Global Year 2003 2009 2000 2007 78% (91% incl. cement) 59% incl. furniture (due to data) 58% by value added 80% flat glass 57% (profiles, pipes, flooring) 38% (construction, structural) 26% 33% (48% incl. power, telecoms) UK Europe EU-27 Europe Europe Europe Europe Global 2004 2009 2006 -2010 2011 2010 2009 Source (BGS, 2012) (USGS, 2011, p. 16.20) (Brodkom, 2000, p. 77) (Asphalt Institute & Eurobitume, 2011, p. 2) (BGS, 2006, p. 3) (UNECE, 2010, p. 1) (Eurostat, 2012) (Glass for Europe, 2012) (Vinyl 2010, 2011, p. 11) (Eurofer, 2012, p. 8) (EAA, 2012) (ICSG, 2010, p. 46) As construction aggregates and cement are used almost exclusively in the built environment, Figure 3-3 provides additional detail on the intermediate- and end-uses of European aggregates. As can be seen, for these bulk materials there is a reasonably even split between residential buildings, commercial buildings, public buildings and transportation infrastructure with other uses (e.g. offshore pipeline stabilisation) playing a more minor role. Figure 3-3: Supply and demand of construction aggregates across Europe (UEPG, 2011, p. 7) Strategies for decoupling - options to consider in the field of buildings and infrastructure 14 / 38 ENV/F.1/ETU/2011/0044 3.2.2 Water In 2002, total withdrawal of ground and surface freshwater (“blue” water) in the EU-27 was 3 3 approximately 247 billion m , or 510 m per person (Dworak, et al., 2007, p. 16). Of this, 44% was withdrawn for energy production, 24% for agriculture, 17% for public water supply and 15% for industry. Over the period 1996-2005, the blue water footprint of the EU-27 averaged 3 2 3 135 m /year per capita, slightly less than the global average of 153 m /year per capita (Mekonnen & Hoekstra, 2011, pp. 1-3, Appendix IX). This is significantly lower than the blue water withdrawal as non-consumptive uses are excluded, e.g. cooling water used in power stations that is released back into the same watershed from which it was extracted. When rain water (“green” water) and water required to dilute pollutants in waste water to agreed quality standards (“grey” water) are included, the EU-27 average climbs to 1730 3 3 m /year per capita, higher than the global average of 1385 m /year per capita (Mekonnen & Hoekstra, 2011, p. 26). While consumption of green water is important, as rain is what ultimately drives replacement of water in surface and ground reservoirs, direct uptake of rainwater by plants is a “free good” in that it is not managed through direct human intervention. Surface and ground freshwater reservoirs, on the other hand, are managed by society and are therefore potentially of greater interest. For these reasons, only blue water will be considered in this paper and subsequent analysis. To better understand the significance of water embodied in the construction of buildings, McCormack et al. (2007) used hybrid input-output analysis to calculate the embodied water of 17 case study buildings in Australia, one residential and 16 non-residential. They found that 3 2 their embodied water consumption was between 5 and 20 m per m gross floor area (GFA). Most of this water was embodied in the materials used, such as steel, concrete and carpet; very little water was consumed in the construction process itself. For the one residential 2 2 building, a high-rise with GFA of 10 600 m , embodied water was 11.2 m³ per m GFA. To put this into perspective, assuming that liveable floor area is 80% of GFA (i.e. excluding walls, lift shafts, stairwells, corridors and other communal areas), and given that an average European 2 apartment has approximately 31 m of floor space per capita (BPIE, 2011, p. 9), this equates to approximately 430 m³ per person from production of the building. 3.2.3 Energy The Commission has set the target to improve the EU’s energy efficiency by 20% by 2020 (EC, 2010, p. 11). As buildings collectively accounted for 41% of final energy consumption within the EU in 2010 (27% residential vs. 14% non-residential) (Lapillonne, Sebi, & Pollier, 2012), they represent a key hotspot to investigate for energy-efficiency improvements. For residential buildings in the EU-27 in 2009, energy can be further broken down into space heating (68%), water heating (12%), lighting (3%), domestic appliances (12%) and cooking (4%) (Lapillonne, Sebi, & Pollier, 2012). 83% of this energy is associated with the building itself (heating, cooling, lighting) and is therefore within scope of this paper. Of this 83%, space and water heating clearly dominate and therefore present the largest opportunity for reduction, making them a prime target for improvement measures. 3.2.4 Land Despite the intensive use of land within Europe, the built environment (residential, nonresidential, transport networks and infrastructure) directly accounts for only 3.6% of Europe’s total land area (Figure 3-4). European land use is dominated by forest (35%), arable land 2 This figure was calculated from Appendix IX of Mekonnen & Hoekstra (2011) as a sum of the water footprints of the EU-27 Member States weighted by their population in 2005. Strategies for decoupling - options to consider in the field of buildings and infrastructure 15 / 38 ENV/F.1/ETU/2011/0044 (25%) and pasture (17%). Due to the use of timber in buildings, the built environment’s indirect share of total land use will be considerably higher than its direct use; however, it is 3 still likely to fall below 25%. Land use is dominated by agriculture, mostly for food production. Figure 3-4: Composition of land by type within Europe (EEA, 2010, p. 10) Forest 17% Arable land 8% Pasture 6% 2% 3% Semi-natural vegetation 3% 4% 25% Open/bare soil Wetlands Water bodies 35% 0,5% 0,1% 0,2% Housing, recreation Industrial & commercial Transport, infrastructure Mines, quarries, waste 3.3 Understanding hotspots within the built environment In order to compare and rank improvement options, the hotspots identified in the previous section need to be further disaggregated and also supplemented by emissions information. However, as most bottom-up process LCA studies do not consider all indicators in Table 2-1 (often omitting water and land use) and most top-down economic input-output studies lack the resolution to translate these hotspots to specific products or specific activities in the built environment (see Topical Paper 1), it is difficult to do this on the basis of past studies alone. To address this, an LCA model has been created for the UK’s built environment in a single year. Detailed data on consumption of building products were obtained from a material flow analysis (MFA) for the UK construction industry conducted by Viridis (Smith, Kersey, & Griffiths, 2003). While this study contains some information on the construction stage, updates were made for water (Waylen, 2011), energy (BERR, 2008) and construction waste (Adams, 2010). As no other data were available, it was assumed that 10% of water used onsite evaporates while the remaining 90% enters the municipal wastewater treatment system. For the use stage, energy data from BERR (2008) were used as they separate building services (e.g. heating, cooling and lighting) from energy uses excluded from this study (e.g. appliances). Use stage water data are from Defra (2008). It was assumed that 3% of water in the use stage evaporates while the remaining 97% enters the municipal wastewater treatment system. This was based on a typical percentage of water used for cooking and drinking in Europe based on the review of Aquaterra (2008). The Viridis study was for 1998, but the construction and use data are from 2000 to 2008. While the Viridis data is for the built environment as a whole, the use data only includes residential and commercial buildings. Specialist utility buildings such as power stations have been excluded as they are outside the scope of this study. The significance of this slight difference in boundary is expected to be low as there are relatively few of these buildings. Figure 3-5 presents the impacts by indicator and life cycle stage. As can be seen, the use stage contributes more than 50% to all indicators except ADP elements where the production of building materials is the largest contributor. The material production stage includes the 3 Direct + indirect land = 3.6% + (35% land forested × 59% wood products for building). This does not include land used for fibres (carpet, drapes, etc.). However, it over-estimates forest impacts by assuming all are felled. Strategies for decoupling - options to consider in the field of buildings and infrastructure 16 / 38 ENV/F.1/ETU/2011/0044 production of all building products and accounts for recycled content at the rates specified as standard practice by WRAP (2008). The construction stage includes all site-related impacts, including construction, refurbishment, demolition and disposal and incineration of waste. It is important to note that the impacts of manufacturing all products that go to site are have been included in the material production stage. This includes site waste of at least 10% for most building products (BRE, 2008). For this reason, the construction stage is almost insignificant in Figure 3-5 except in EP, GWP and POCP which are due to landfill and incineration of wood waste. Land indicators have been temporarily excluded from Figure 3-5 as there are a number of open methodological issues with these indicators that must first be resolved. Figure 3-5: Division of environmental impacts per annum by life cycle stage across the UK’s built environment 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Material production Construction Use (domestic) Use (non-domestic) Figure 3-6 subdivides material production impacts by material group, illustrating substantial variation between indicators. Metals contribute more than 50% to ADP elements, with most of this due to copper use. They also contribute significantly to all other impact categories except land occupation. Plastics are less significant than metals in most indicators; however, their total mass is approximately one third that of metals. Bituminous materials have a significant impact in most categories as they are used in large quantities. However, despite this large impact, bitumen is essentially a waste product that would otherwise be discarded. Its significance may also be overstated because this study allocated the impacts of petroleum refining by calorific value. While this is the standard approach of the GaBi life cycle inventory database used for the modelling, allocation by economic value would show different results. Cement production has a significant impact in all indicators due to its high energy use. The aggregates bound by this cement have very little impact except in water consumption where they are the largest single contributor, most probably due to evaporation of water used for dust suppression and washing. Paints have a reasonably significant contribution. This is most noticeable for land transformation; however, it should be noted that land indicators within LCA are underdeveloped so this result may be overstated. As would be expected, wood products contribute significantly to land occupation. Their negative GWP is due to absorption of CO2 during tree growth. Rerelease of this carbon is spread over maintenance and demolition of Strategies for decoupling - options to consider in the field of buildings and infrastructure 17 / 38 ENV/F.1/ETU/2011/0044 the building where they are used and also the life cycles of other buildings when this wood is reused or recycled into building products, e.g. particleboard. Glass and worked stone contribute significantly to acidification and eutrophication potential, but have less impact elsewhere. Plaster has a noticeable impact on water consumption and land occupation, but smaller contributions elsewhere. Clay and clay products (e.g. bricks) have a similar profile, but contribute large shares to PED and GWP as the clay must be fired. Insulation has little significance in any category except ADP elements where it is a minor contributor. Figure 3-6: Environmental impacts associated with the consumption of construction products within the UK’s built environment in 1998 100% Secondary materials Recycled materials Reclaimed materials 80% Wood & wood products Stone, worked Plastics 60% Paints & fillers Metals Insulation Gypsum & gypsum products 40% Glass, flat & block Electrical Clay & clay products 20% Cement, concrete & products Bituminous materials Aggregates Land transformation Land occupation PED POCP ODP GWP EP AP ADP fossil Water consumption -20% ADP elements Mass 0% -40% The UK was selected for this case study purely due to the existence of a detailed material flow analysis. Unfortunately, a similar level of detail could not be found for Europe as a whole. As illustrated in Topical Paper 1, there are large variations in resource use between countries (e.g. in timber use) so it is difficult to know how much these findings can be generalised. However, they nonetheless represent a relatively complete picture for a large European country and as such provide a useful indication of the resource use and potential environmental impact hotspots of the built environment. Strategies for decoupling - options to consider in the field of buildings and infrastructure 18 / 38 ENV/F.1/ETU/2011/0044 4 Improvement options While the size of the impacts in the previous section may help to exclude consumption categories that are too small at the European scale for large improvements to be achieved, they say nothing about improvement potential. This section first presents general strategies that can be used to decouple the impacts of the built environment from the social goods it provides. It then briefly reviews studies which recommend improvement options. Next, it lists a range of improvement options and provides rankings based on expert and stakeholder opinion. Finally, these two rankings are combined in order to define a shortlist of improvement options that will be carried forward into more detailed analysis. 4.1 Decoupling strategies The UNEP (2011, p. 4) report on decoupling distinguishes between ‘resource decoupling’, i.e. “reducing the rate of use of (primary) resources per unit of economic activity”, and ‘impact decoupling’, i.e. “increasing economic output while reducing negative environmental impacts”. It also draws the now-common distinction between ‘relative decoupling’, i.e. growth in resource use and/or environmental impact is slower than economic growth but still increases in absolute terms, and ‘absolute decoupling’, i.e. resource use and/or environmental impact declines in absolute terms in spite of economic growth (p. 5). These distinctions raise a number of important points. Firstly, reducing resource intensity and environmental impact per unit of economic activity is not necessarily sufficient to achieve absolute reductions in either area. Secondly, decoupling must be continuous if it is to overcome continued economic growth. Thirdly, as not all resources have equal environmental impacts (e.g. 1 kg gold ≠ 1 kg sand), decreasing total resource throughput is only a viable decoupling strategy if the impacts of the combined mix of resources is also considered. Strategies for decoupling can be thought of as lying on a continuum between purely supplyside measures and purely demand-side measures. Supply-side measures are primarily concerned with increasing efficiency and using low-impact materials. Demand-side measures are primarily concerned with purchasing low-impact products/services and increasing quality of life through non-material means. Measures that meet an existing need in a different way provide the middle-ground in that they affect both supply and demand. This paper considers five broad strategies ranging from purely supply-side (1) to purely demand-side (5): 1. Produce existing products/services more efficiently, i.e. reduce the inputs required to produce a given output, e.g. by optimising the mix of fuel and oxygen during combustion so that a fuel burns more completely; 2. Intensify use of existing products, e.g. through sharing and life extension; 3. Meet the same need in a less impactful way, e.g. redefine ‘space heating’ as ‘personal heating’ (the actual need) and produce products for ‘personal heating’; 4. Shift expenditure to less impactful products, e.g. purchase better insulation rather than a new space heater; and 5. Reduce demand without decreasing quality of life, e.g. walk children to school rather than driving. 4.2 Translating hotspots into improvement options When considering improvement measures, it is important to recognise that Europe has a mature built environment consisting of buildings and infrastructure with long and uncertain Strategies for decoupling - options to consider in the field of buildings and infrastructure 19 / 38 ENV/F.1/ETU/2011/0044 service lives (Dol & Haffner, 2010, p. 8). For example, the number of new residential buildings added across the EU-15 in 2003 was approximately 1% of the total stock (Nemry, et al., 2008, p. 9). This compares to approximately 5% in China across all building types (Wang, 2006). Assuming, for the sake of simplicity, that each new building in Europe replaces an old building and there is no change in the total size of the stock, it would take at least 100 years to replace all existing buildings. This makes it clear that renovation measures are necessary to achieve significant environmental improvements within the next few decades. The importance of targeting the existing building stock does not mean that new buildings should be ignored. It simply means that the effects of measures targeting new buildings will take longer to be felt at the European level. Introducing stricter requirements for new buildings is one of the most cost-effective methods to reduce environmental impacts as these measures can be included during design. Some improvements are already taking place and, as a general rule, new buildings have better environmental performance than older buildings (Nemry, et al., 2008, p. xviii). The paragraphs which follow review improvement potentials suggested by other studies. The important points from these studies are then combined with suggestions from the authors and presented as a range of initial improvement potentials later in this section. 4.2.1 Improvement potentials from the IMPRO-Building study The Environmental Improvement Potentials of Residential Buildings (IMPRO-Building) study sought to present a “systematic overview of the environmental life cycle impacts of residential buildings in EU-25 … [and] an analysis of the technical improvement options that could [help to reduce] these environmental impacts” (Nemry, et al., 2008, p. iii). As stated in the title, its focus was residential buildings only as the most significant building type (see section 2.1). The indicators it considered were acidification potential (AP), eutrophication potential (EP), global warming potential (GWP), ozone layer depletion potential (ODP) and photochemical ozone creation potential (POCP). For existing buildings, where the construction impacts have already occurred, the key areas to reduce future impacts based on Figure 3-1 occur in heating, lighting and renovation/ maintenance. It is perhaps not surprising then that the IMPRO-Building found that the measures yielding the most significant improvements were additional roof insulation, additional façade insulation and new seals to improve air-tightness of buildings (Nemry, et al., 2008, p. xx). For new buildings, leaving aside improved insulation, the most significant improvements come from the use of wood over concrete and bricks (Nemry, et al., 2008, p. xix). However, it is important to note that the IMPRO-Building study did not include land or water indicators and the land required for forests will be greater than for stone quarries, cement plants and brick factories. 4.2.2 Improvement potentials suggested by the IEA The IEA (2011) has provided 25 energy-efficiency policy recommendations, which it estimates could collectively reduce global energy consumption by 17%. Seven of these measures are directly applicable to the built environment. They suggest governments should: Apply minimum energy performance standards (MEPS) to all new buildings and all buildings undergoing renovation; Encourage the construction of net-zero energy buildings; Improve the energy-efficiency of the current building stock; Require that building energy performance labels or certificates be available to owners, buyers and renters; Strategies for decoupling - options to consider in the field of buildings and infrastructure 20 / 38 ENV/F.1/ETU/2011/0044 4.2.3 Establish policies to improve the energy-efficiency of core building components, such as heating systems, cooling systems and insulation; Phase-out inefficient lighting products; and Promote the use of natural light and set MEPS for lighting. Improvement potentials from cost abatement curves for global warming McKinsey & Company has produced a series of well-known global greenhouse gas marginal abatement cost curves (MACs). These curves compare the abatement potentials and likely implementation costs of many different improvement measures in order to help prioritise the most cost-effective measures. While greenhouse gases are not an indicator in this report, they provide a good proxy for energy under the current global energy production mix. It is important to recognise that marginal cost curves are a reasonably crude comparison tool and can fail to account for interactions among improvement measures, among other issues (Kesicki & Ekins, 2012; Vogt-Schilb & Hallegatte, 2011). Figure 4-1: Global greenhouse gas marginal abatement cost curve for the buildings sector (McKinsey, 2009, p. 107) Limitations aside, and ignoring implementation measures that are not within the scope of this study (e.g. to residential appliances), Figure 4-1 suggests the following main measures: Improved building insulation (new-build and renovation); Improved air-tightness (new-build and renovation); Triple-paned glazing (part of “retrofit building envelope, package 2 - residential”); High-efficiency water heating; Maximising use of passive solar energy (part of the “new build” packages); Replace existing HVAC systems with high-efficiency alternatives; Replace water heating systems with high-efficiency alternatives; and Replace incandescent and compact fluorescent lamps with LED lamps. Strategies for decoupling - options to consider in the field of buildings and infrastructure 21 / 38 ENV/F.1/ETU/2011/0044 4.3 Improvement options recommended by PE’s built environment experts An initial “long list” of 110 possible improvement options (Annex 1), including options which target the use stage of the built environment, was compiled during a brainstorming session on 2 May 2012 by three senior experts from PE International specialising in the environmental performance of the built environment. Each option was then ranked independently on a threepoint scale by four experts from PE to determine its potential to improve the resource efficiency of the built environment while not significantly increasing emissions-related environmental impacts. The rankings were weighted (high=2, medium=1 and low=0) and summed together to a total score. Options with a score of 5 or more (of a possible 8) were shortlisted and then combined together (where sufficiently similar) to create the summary in Table 4-1. The improvement options have been categorised in four ways. First, by the stage of the building/infrastructure life cycle they target, i.e. the building products or the design, construction, use or end-of-life of the building/infrastructure itself. Second, whether they target residential buildings, commercial buildings or roads. Third, by the decoupling strategy employed (section 4.1). Fourth, by the impact category where the improvement option is likely to have the most effect (section 2.2). Table 4-1: Initial selection of improvement options in the built environment for further discussion (impacts highlighted in bold are those considered to have greatest improvement potential) X E X X X Reduce production waste; increase scrap recycling X X X E X X X Select materials with low PED, ADP, water footprint X X X E X X X X Adopt best available technology (BAT) in production X X X E X X X X Shift from products to services, e.g. carpet leasing X X X I,N X X X Rethink products (radical product redesign) X X X N X Design for repair, disassembly, recycling X X X Use brownfield rather than greenfield X X Protect ecological habitats X X Measures to tackle increasing space/person trend X Consider low footprint / high density developments X Flexible design to ensure high use over time X Function integration, e.g. multi-purpose buildings I X Emissions Materials Products Land + biodiversity Strategy* X Energy Roads X Water Commercial Use high ratio of secondary / recycled materials Improvement option Design Impacts Residential Sector X X X X X X I X X I,N I X X I X X X X X X I X X X X X X I X X X X X X X X Optimise shape and orientation of building for site X X N X X X X Optimise daylighting X X N X Balance life-cycle costs and life-cycle energy X X On-site electricity generation (for net-zero energy) X X X P D X X X X X X Strategies for decoupling - options to consider in the field of buildings and infrastructure 22 / 38 ENV/F.1/ETU/2011/0044 P X Select products with low PED, ADP, water footprint X X X P X Use cogeneration X X Use air-source and ground-source heat pumps X Install heat recovery systems Construction Use X Emissions X X Land + biodiversity X Energy X P Water Responsible sourcing, legal timber, FSC / PEFC timber Materials X Strategy* X Roads Commercial Use eco-labelled boilers, lighting, etc. Improvement option EoL Impacts Residential Sector X X X X P X X X P X X X X P X X Install heat storage X X P X X Increase insulation X X I X X Eliminate ventilation losses (increase airtightness) X X I X X Eliminate thermal bridges X X I X X Reduce construction waste + increase waste recycling X X X I X X X Reuse soil from excavations X X X I X X Increase acceptable range for thermal comfort X X D X Avoid overheating X X D X Improve maintenance X X Monitor water use + make visible to building users X X D Monitor energy + make use visible to building users X X D On-site crushing and reuse of demolition waste X X X I X X Recycling of demolition waste that cannot be reused X X X I X X Start urban mining / use of materials from old landfills X X X I X X Install take-back systems X X I X X X I X X X X X X X X *E = produce existing products/services more efficiently; I = intensify use of existing products; N = meet the same need in a less impactful way; P = purchase lower impact products; D = reduce demand Two of the improvement options in Table 4-1 (“On-site crushing and reuse of demolition waste” and “Recycling of demolition waste that cannot be reused”) are not in the full list in Annex 1. The reason for this is that they are linked to the options “Use high ratio of secondary / recycled materials”, “Design buildings for repair, disassembly and recycling” and “Reduce construction waste + increase waste recycling”. They have been separated out to highlight that the full building/infrastructure life cycle has been accounted for. 4.4 Improvement options recommended by PE’s built environment experts which do not explicitly target energy use in the use stage of buildings As the scope of this study has been defined to exclude energy use in the use phase of buildings given that this area is already well regulated, a more detailed elaboration of the top options excluding those focused on use stage energy impacts is presented in Table 4-2. Strategies for decoupling - options to consider in the field of buildings and infrastructure 23 / 38 ENV/F.1/ETU/2011/0044 These options were ranked in order of their estimated potential by PE International’s built environment specialists. The “High” column indicates the number of experts who gave the option a “High” ranking (with a score of 2), the “Medium” column indicates the number of experts who gave the option a “Medium” ranking (with a score of 1) and the “Total” column is a weighted sum of all rankings. “Low” rankings were assigned a score of 0 and therefore excluded. The final two columns estimate the availability of implementation cost data and how feasible it will be to quantify changes to resource use and emissions. Because these options largely exclude the use stage, which was previously shown to be the single-most significant life cycle stage, improvements made in these areas are welcome provided that they do not detrimentally affect performance of the building or infrastructure project in the use stage. Table 4-2: Initial selection of improvement options excluding measures which target use-stage energy Total High Medium Impl.cost?* Quantifiable?* Rank* Improvement option Life cycle stage Use high ratio of secondary / recycled materials Products 8 4 0 M H Select materials with low embodied energy (PED basis), materials (ADP basis) and blue water consumption, e.g. substitute bricks and concrete for wood in construction Products 8 4 0 M H Develop on brownfield sites rather than greenfield Design 8 4 0 M L Incentives to tackle trend toward increasing space/person Design 7 3 1 ? L Rethink products (radical product redesign) Products 7 3 1 H L Design for repair, disassembly, recycling Design 7 3 1 M M Reduce construction waste + increase recycling Construct 7 3 1 M H Consider low footprint / high density developments Design Responsible sourcing, e.g. FSC / PEFC timber Construct 7 3 1 M L Adopt BAT in production Products 7 3 1 M M Function integration, e.g. multi-purpose buildings Design 6 3 0 H L Provide high adaptability/flexibility/functionality of design to ensure intensive use over time Design 6 2 2 M M Improve maintenance, e.g. re-melt road asphalt Use 6 2 2 M M Monitor water use + make visible to building users Use 6 2 2 M L Start urban mining / use materials from old landfills EoL 5 1 3 H L Install take-back systems EoL 5 1 3 H M Shift from products to services, e.g. carpet leasing Products 5 1 3 M M Protect ecological habitats Design 5 1 3 ? L Reuse soil from excavations Construct 5 1 3 L M * Estimate only. Key: “H” = high, “M” = medium, “L” = low and “?” = unknown. 7 3 1 M M Strategies for decoupling - options to consider in the field of buildings and infrastructure 24 / 38 ENV/F.1/ETU/2011/0044 Options from Table 4-2 that were sufficiently similar were combined into packages. The full list of improvement options, including packages of options, recommended to stakeholders prior to the workshop in September 2012 was: 1. Select materials with low embodied energy, water and ADP, including: a. Select materials with low embodied energy (PED basis), materials (ADP basis) and blue water consumption, e.g. substitute bricks and concrete for wood in construction b. Responsible sourcing, e.g. FSC / PEFC timber 2. Use materials more efficiently 3. Reduce construction waste 4. Increase use of secondary / recycled materials, including: a. Use high ratio of secondary / recycled materials b. Start urban mining / use materials from old landfills 5. Increase recycling of material at end-of-life, including: a. Reduce construction waste + increase recycling (see also #3) b. Design for repair, disassembly, recycling c. Install take-back systems d. Reuse soil from excavations 6. Intensify use of buildings, including: a. Function integration, e.g. multi-purpose buildings b. Provide high adaptability/flexibility/functionality of design to ensure intensive use over time c. Incentives to tackle trend toward increasing space/person (see also #7) 7. Reduce land used by the built environment (intensification), including: a. Consider low footprint / high density developments b. Incentives to tackle trend toward increasing space/person (see also #6) c. Develop on brownfield sites rather than greenfield 8. Improve maintenance and replacement, including: a. Improve maintenance, e.g. re-melt road asphalt b. Shift from products to services, e.g. carpet leasing (only partially included) Not all options from Table 4-2 were included in this list. The improvement options “Rethink products (radical product redesign)” and “Protect ecological habitats” were ranked as highly important; however, they are extremely difficult to quantify. The option “Adopt BAT in production” was not included as it is already regulated through BAT reference documents (BREF) and this study aims to identify new measures. Similarly, “Monitor water use + make visible to building users” is already being tackled by water utilities throughout Europe. For BAT and water, it would be possible to model improvements; however, modeling would largely focus on speeding up roll-out of existing ideas and policies rather than on new measures. The option “Use materials more efficiently”, which was included in the “long list” in Annex 1 but did not make it into Table 4-2, has been reintroduced as it is an area where improvements in current practice can be made. 4.5 Improvement options recommended by stakeholders Table 4-3 presents the improvement options put forward and ranked by stakeholders at a workshop held at DG Environment’s offices in Brussels on 12 September 2012. Stakeholders were asked, “What improvement options would you suggest to provide the greatest improvement in resource efficiency across the built environment by 2030?” This workshop was facilitated by Professor Arnold Tukker using the OPERA (Own thinking, Pair up, Explain, Rank, Arrange) process in order to produce, group and then rank ideas. Strategies for decoupling - options to consider in the field of buildings and infrastructure 25 / 38 ENV/F.1/ETU/2011/0044 Table 4-3: Improvement options put forward and ranked by stakeholders No. Improvement option Votes 1 Design for deconstruction 22 2 Enhance durability of buildings, roads, etc. 17 3 Improvement of recycling standards and regulations 15 4 Use Building Information Modelling (BIM) and measure impact at the building level, provide information on materials 14 5 Increase intensity of use of buildings 11 6 Design and incentivise for performance at the building level 10 7 Increase renovation rate 10 8 Urban and spatial planning 8 9 Internalise external costs 7 10 Exchange of best practice 7 11 Resource roadmaps by the EU 6 12 Systems not products 4 13 New business models 3 14 Radical innovations (carbon as a resource) 3 Radical innovations (radically different designs for roads) 2 15 Focus on high impact industries (glass, steel, cement) 2 16 Low maintenance scenarios 2 17 Green skills exchange 1 4.6 Comparison of stakeholder and expert improvement options Table 4-4 shows a reasonable correlation between the options put forward by stakeholders and those recommended by PE International. Given the differences in names and also the new ideas presented, it seems unlikely that this correlation is solely due to participants being provided an initial list of suggestions in advance of the workshop. One of the most striking discrepancies is that stakeholders’ top-ranked option, “design for deconstruction” did not feature in PE’s short list when interpreted broadly as design of buildings and infrastructure so that modules or entire structures can be reused at end-of-life. Only the narrower interpretation as design for disassembly and recycling was considered. The stakeholder option to increase the renovation rate over that covered by regulation had also not been considered by PE. Table 4-4: Comparison of stakeholder and expert improvement options Stakeholder improvement option Expert improvement option 1. Design for deconstruction 5b. Design for repair, disassembly, recycling 2. Enhance durability of buildings, roads 8. Improve maintenance and replacement 3. Improvement of recycling standards and regulations 3. Reduce production of construction waste 4. Increase use of secondary/recycled materials 5. Increase recycling of waste at end of life 4. Use Building Information Modelling 1. Select materials with low embodied energy, (BIM) and measure impact at the building water and ADP (modelled as improvement in level, provide information on materials building performance through use of EPDs) 2. Use materials more efficiently Strategies for decoupling - options to consider in the field of buildings and infrastructure 26 / 38 ENV/F.1/ETU/2011/0044 Stakeholder improvement option Expert improvement option 5. Increase intensity of use of buildings 6. Intensify use of buildings 6. Design and incentivise for performance at the building level 7. Increase renovation rate 8. Urban and spatial planning 7. Reduce land used by built environment 9. Internalise external costs 10. Exchange of best practice 11. Resource roadmaps by the EU 12. Systems not products 13. New business models 14. Radical innovations 1. Select materials with low embodied energy, water and ADP (modelled as a move from heavyweight to lightweight construction) 15. Focus on high impact industries 16. Low maintenance scenarios 17. Green skills exchange 4.7 Improvement options to be taken into detailed analysis Having considered the feedback provided by stakeholders on this paper during the meeting on 12 September 2012, and having reviewed the overlap of the stakeholders’ improvement options, PE now suggest that the following improvement options (or packages of options) are modelled (listed in alphabetical order). 1. Design for Deconstruction (new package) 2. Improve maintenance and replacement (e.g. paints, carpets, roads) (previously #8) 3. Increase recycling of waste at end of life (e.g. asphalt, soil and concrete, PVC, carpet) (previously #5) 4. Increase renovation rate (new) 5. Increase use of secondary/recycled materials (e.g. recycled C&D waste in road base, PFA in cement and concrete, mine landfills) (previously #4) 6. Intensify use of buildings (e.g. space per dwelling, reduce demand for non-domestic building) (previously #6) 7. Reduce land used by built environment (e.g. move to higher density housing) (previously #7) 8. Reduce production of construction waste (previously #3) 9. Select materials with low embodied energy, water and ADP , modelled as improvement in building performance through use of EPDs, Incentivising performance at the building level, and a move from heavyweight to lightweight construction (previously #1) 10. Use materials more efficiently (e.g. move to thinner or hollow products) (prev. #2) These 10 selected improvement options (or packages of options) are described in greater detail in Annex 2. Strategies for decoupling - options to consider in the field of buildings and infrastructure 27 / 38 ENV/F.1/ETU/2011/0044 5 Description of approach for further work This paper sets out the 10 improvement options (or packages of options) that will be carried forward into more detailed analysis. Once this analysis is complete, a brief factsheet will be generated for each option. Each factsheet will provide the information outlined below. The “General” sections of the factsheets (excluding the policy-related elements) are presented in Annex 2. The full analysis for each factsheet will be presented in Topical Paper 4, “Validation of technical improvement options for resource efficiency of buildings and infrastructure”. General Description of Improvement Option Examples of relevant technical measures Target built environment sector, geographical region, life-cycle stage Relevant actors (e.g. designers, manufacturers, contractors, regulators, etc.) Barriers to adoption Description of existing baseline (existing implementation across EU-27) Policy at EU and Member State level covering the Improvement Option Implementation data Information on the investment costs differentiated between labour costs, costs of various materials and possible other costs Time for implementation (duration of implementation phase) The use of materials (in physical units) used for construction per unit of improvement and any waste generated Use stage data Efficiency gains in terms of less energy/water/land/material use in % relative to the initial situation. This may be differentiated by geographical region. 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Strategies for decoupling - options to consider in the field of buildings and infrastructure 30 / 38 ENV/F.1/ETU/2011/0044 Impl. cost* Medium High Rank* Total Roads Commercial # Measure 1 Improve material intensity = reduce production waste and increase recycling of waste 2 Choose lowest ADP alternative (use * scarcity), also from regional perspective 3 Use products / materials with low “abiotic depletion potential” 4 Use brownfield rather than greenfield 5 Use products / materials with low life cycle “water footprint” 6 Optimise design for energy use 7 Use eco-labelled white goods/boilers/lighting etc. 8 Incentives to tackle trend towards increased space/person 9 Rethinking of products / radical product redesign 10 Design for repair, disassembly and recycling 11 Reduce construction waste and increase recycling of waste 12 Use materials with low embodied material consumption 13 Consider compact building / infrastructure footprint (high density) 14 Responsible sourcing, legal timber, FSC / PEFC timber 15 Adopt Best Available Technology (BAT) 16 Eliminate ventilation losses (increase airtightness) 17 Use materials with low embodied energy demand 18 Increase acceptable ranges for thermal comfort (heating and cooling) 19 Consider function integration 20 Design processes to use high ratio of secondary / recycled materials 21 Provide high adaptability/flexibility/functionality of design to ensure intensive use of building over time 22 Improve maintenance (e.g. remelt asphalt from roads) 23 Monitor water use 24 Use products / materials with low primary energy demand 25 Avoid overheating 26 Optimise shape and orientation of building 27 Optimise daylighting 28 Increase insulation 29 Use cogeneneration 30 Use wind energy sources 31 Start urban mining / use materials from old landfill sites 32 Install take-back systems 33 Shift from products to services e.g. carpet leasing, facade leasing, office heated to 20°C 34 Protect ecological habitats 35 Reuse soil 36 Optimise building / infrastructure for land use with regards to functions of the building / infrastructure 37 Choose lowest primary energy alternative Residential Sector Quantifiable?* 7 Annex 1: All improvement options considered X X X 8 4 0 M H X X X 8 4 0 M H X X X X X X X X X X X X 8 4 0 M X 8 4 0 M X X 8 4 0 M X X 8 4 0 ? X 8 4 0 L 7 3 1 ? X X 7 3 1 H X X 7 3 1 M X X 7 3 1 M X X 7 3 1 M X X X X X X H L H M L L L M H H 7 3 1 M M X X 7 3 1 X X 7 3 1 X 7 3 1 X X 7 3 1 M M M ? L M H M X X 7 3 1 L H X 6 3 0 H L X X X 6 2 2 H M X X 6 2 2 M M X X X X X X X X X X 6 2 2 M M X 6 2 2 M L X X 6 2 2 M M X 6 2 2 L H X 6 2 2 M L X 6 2 2 M L X 6 2 2 M H X 6 2 2 H M X 6 2 2 M H X X X 5 1 3 H L X X 5 1 3 H M X 5 1 3 M M X X X 5 1 3 ? L X X X 5 1 3 L M X X X 5 1 3 ? L X X X 5 1 3 M M Strategies for decoupling - options to consider in the field of buildings and infrastructure 31 / 38 ENV/F.1/ETU/2011/0044 Commercial Roads Total High Medium Impl. cost* Quantifiable?* # Measure 38 Eliminate thermal bridges 39 Install heat recovery systems 40 Use photovoltaic energy sources 41 Use air-source and ground-source heat pumps 42 Install heat storage 43 Balance life-cycle costs and life-cycle energy use (e.g. spend more upfront to save over total life cycle) 44 Consider the appropriate use of reused / recycled materials / products 45 Increase service life/durability for products likely to be replaced 46 Replace products through immaterial solutions (e.g. secure by design) 47 Design for disassembly and recycling 48 Design processes to use grey or rain water (instead of fresh water) 49 Choose lowest water footprint alternative (use * scarcity), also from regional perspective 50 Install grey-water recycling 51 Install green roofs 52 Increase thermal mass 53 Use vegetation and outside environment for cooling effects 54 Increase recycling efficiencies (definition plus ranking) 55 Optimise design on expected service life (e.g. fashion related, short life buildings) 56 Control erosion and sedimentation during mining and production 57 Encourage use of public transport 58 Design products with reduced water consumption 59 Use biomass 60 Use geothermal energy sources 61 Increase shading where required 62 Communicating environmental performance 63 Green public procurement 64 Use native species for landscaping 65 Simplify maintenance of water using products to reduce leaks 66 Install rainwater storage 67 Consider the correct sizing of equipment 68 Optimise design (shape, massing) for material / product use and installation 69 Consider use of high intensity products (hollowcore floors, high intensity steel) 70 Choose lowest land intensive alternative design 71 Use products / materials with low “land intensity” 72 Use materials with low land intensity 73 Install low flush toilets 74 Install permeable paving/SUDS 75 Use materials with low embodied water use 76 Improve energy intensity Rank* Residential Sector X X X X X X X X X X X 5 5 5 5 5 1 1 1 1 1 3 3 3 3 3 M M M H M H M H H H X X X 5 1 3 L L X X X 4 1 2 M M X X 4 1 2 M H X X 4 1 2 M L X X 4 1 2 M M X X 4 1 2 M H X X X 4 1 2 M H X X X X X X 4 X 4 X 4 X X 4 X X 4 X X 1 1 1 1 0 2 2 2 2 4 H M ? M M L L L L H 4 0 4 L H X X X 4 0 4 ? L X X 4 X X X 4 X X 4 4 X X X 4 X X 4 X X 4 X X X 3 X X 3 X X 3 X X 3 0 0 0 0 0 0 0 1 1 1 1 4 4 4 4 4 4 4 1 1 1 1 L M H H L M ? L M M L H H M H H L L L L L L X X 3 0 3 ? L X X 3 0 3 H M X X X X X X X X X X X X X X X 3 0 3 X 3 0 3 X 3 0 3 3 0 3 X 3 0 3 X 3 0 3 3 0 3 M M M L L M ? L L L L M M M Strategies for decoupling - options to consider in the field of buildings and infrastructure 32 / 38 ENV/F.1/ETU/2011/0044 X X X X X Medium Impl. cost* Quantifiable?* 0 0 0 0 0 0 0 3 3 3 3 2 2 2 H M M L L L M M L M L L L M 2 0 2 L L X X X X X X X X X X X X X X X X X X X X X X unknown. L H M L 0 0 0 0 2 2 2 2 L L M L L M M L 2 0 2 H L X 1 X X 1 X X 1 X 1 X 1 X X L M M M 2 0 2 M L X 2 X 2 X X 2 X 2 X X X X X X 3 3 3 3 2 2 2 X X 2 0 2 X 2 0 2 X 2 0 2 X 2 0 2 X X X X X X High X X X X X X X X X X X X Rank* Total Roads Commercial # Measure 77 Increase energy recovery 78 Install controls/zones for heating/cooling/lighting 79 Install appropriate glazing 80 Provide facility management (FM) training 81 Provide space for recycling storage in operation in building 82 Minimize over-specification 83 Improve bio-based material intensity 84 Intensify use of basements for e.g. parking, technical appliances / electricity 85 Provide water runoff mitigation plan 86 Improve water consumption 87 Increase water recycling efficiencies (definition plus ranking) 88 Install and use water leak detection 89 Design heating/hot water circuits to reduce water/thermal losses 90 Install low flow/sensor/timed taps 91 Install low flow showers 92 Design processes to use alternative energy sources 93 Provide user's manual 94 Expand buildings’ / infrastructures’ functions / higher flexibility (e.g. adapt building for higher home working rates) 95 Label products to identify technical properties (e.g. RFID) 96 Control erosion and sedimentation during construction 97 Minimise soil compaction during construction 98 Reduce light pollution 99 Optimise design (functions,...) for water use 100 Use products with minimal water requirements for cleaning and consider water-efficient cleaning mechanisms 101 Increase indoor air quality to reduce need for ventilation 102 Regularly maintain EuP 103 Minimise soil compaction during mining and production 104 Install smaller baths 105 Install maintenance-free fittings 106 Install separate rainwater and wastewater drainage 107 Treat limescale 108 Limit water pressure 109 Reduce glare 110 Deconstruction * Estimate only. Key: “H” = high, “M” = medium, “L” = low and “?” = Residential Sector 0 0 0 0 0 1 1 1 1 1 M L L L M L L L L L 1 0 1 L L 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 M ? ? L L H ? ? L ? L L L L L L L L L ? Strategies for decoupling - options to consider in the field of buildings and infrastructure 33 / 38 ENV/F.1/ETU/2011/0044 8 Annex 2: Example factsheets Taking into consideration input from stakeholders, the 10 improvement options/packages below have been selected by PE International’s built environment experts as having, in their opinion, the greatest potential to improve the resource efficiency of the built environment while not significantly increasing emissions-related environmental impacts. Each option below contains a summary of the “General” sections of the factsheet (see section 5) excluding the policy-related elements. 8.1 Design for Deconstruction Overview: Maximum resource efficiency can be obtained from materials at the end of life if they can be recovered in the most efficient way. Design for deconstruction ensures that materials can be easily separated at the end of life, so ensuring that there are no barriers to recycling the material into the highest value solutions, rather than downcycling or landfill for example. Example measures: Use magnetic bonding for tiled floor coverings (resilient and textile) rather than adhesives so that the tiles can be reused or recycled rather than downcycled or landfilled. Use screws rather than adhesives for skirting boards etc. so that repairs can be undertaken with minimum creation of waste. Use lime mortars rather than cement mortars for new brick and blockwork, to enable reuse of bricks and blocks, rather than downcycling as aggregate. Sector: Region: Actors: Residential; Commercial All Europe Product manufacturers; Architects (specification); Clients (purchasing) Stakeholder improvement option #1: Design for deconstruction During the workshop, this new option was described by stakeholders as the use of modular construction which allowed reuse of modules or whole elements of construction to minimise the need for demolition and new construction. A less extreme version was described as design allowing materials to be separated easily at end of life to maximise recycling potential. Currently, reuse of modules and elements of construction is not a common construction approach. Where it has been used, it has not always resulted in reuse as planned. For example, the Nakagin Capsule Tower in Tokyo was built in 1972 with “capsules” which could be easily replaced (only 4 bolts connect each capsule to the superstructure); however, this has never happened, and the tower is now empty and threatened with demolition. Where buildings with an expected short life are built using this approach, reuse may also not occur, for example, the British Pavilion at EXPO’92 in Seville was designed to be deconstructed and rebuilt, but, although it was deconstructed, it has not been rebuilt. Alternatively, although intended to have a short life, many reuseable buildings are found to have much extended lives; for example, Brighton and Hove Council in the UK are still using 46 temporary reusable classrooms, 5 of which were built before 1974. With the rapid advances in building regulation, particularly in terms of energy efficiency, the reuse of these types of temporary building can Strategies for decoupling - options to consider in the field of buildings and infrastructure 34 / 38 ENV/F.1/ETU/2011/0044 be problematic as considerable upgrading of the fabric and air-tightness may be required to meet current regulations and the reuse of units with poor performance will have larger in-use resource use. This project is intended to focus on improvement options bringing benefits by 2030. There are very few buildings which are planned with an expected life of less than 20 years. For buildings with expected lives of longer than 20 years, the potential increased resource use to allow for design for deconstruction will not have any benefits until the module is reused, and at this point, with longer reuse cycles, there may be technological or regulatory changes which mean that the module cannot be reused without substantial refurbishment. For these reasons, PE believes that designing for complete reuse of modules or building elements is not likely to be an improvement option with significant potential. However, PE agrees that including an option considering design for deconstruction to enable segregation of wastes and increase recycling should be considered. Focussing on improvement options for short-life components, such as flooring, should maximise the improvement in the short-term. 8.2 Improve maintenance and replacement and enhance durability Overview: Materials which need regular replacement (e.g. road surfaces, paint and carpets) can reduce their impact by increasing their service life and improving replacement processes, to increase recycling, reduce waste and reduce impact. It is important to note that “fashion” must also be accounted for as items are not only replaced because they wear out. Example measures: Increase service life of paint from 5 to 6 years Increase service life of carpets from 7 to 9 years Increase service life of road surface from X to X+2 years Sector: Region: Actors: Residential; Commercial; Roads All Europe Product manufacturers; Architects (specification); Clients (purchasing) Stakeholder improvement option #2: Enhance durability This option was ranked second-highest by stakeholders. This option recommends modelling increased durability for short-life components (paint, carpets, road surfaces). PE has focussed on short-life components with significant impacts as this will maximise the benefits achieved by 2030. 8.3 Increase recycling of waste at end-of-life Overview: Recycling material at end-of-life avoids incineration without energy recovery and landfill and makes available secondary material which can offset primary material. These measures are predominantly focussed on changes to existing demolition and recycling practice to increase recycling, rather than on changes to new product design, specification and the construction process (section 8.1) which will have benefits longer into the future. Example measures: In-situ asphalt recycling Increase on-site/off-site recycling of soil and construction aggregates Strategies for decoupling - options to consider in the field of buildings and infrastructure 35 / 38 ENV/F.1/ETU/2011/0044 PVC takeback and recycling, e.g. Recovinyl Carpet takeback and recycling Window glass takeback and recycling Gypsum takeback and recycling Sector: Region: Actors: Residential; Commercial; Roads All Europe Building product manufacturers; Architects; Contractors; Clients Stakeholder improvement option #3: Improvement of recycling standards, regulations This option was ranked third-highest by stakeholders. PE had previously recommended three improvement options within this area (‘increase recycling’, ‘install take-back systems’ and ‘reuse soil from excavations’). While the option recommended by stakeholders focused on standards and regulations, as the ‘bottom-up’ component of this project, Topical Paper 2 focuses on the final result of potential policies, i.e. changes in takeback and recycling, not the policies themselves. Specific policies will be addressed in the next step of this project. 8.4 Increasing the renovation rate Overview: There is already an assumed renovation of the existing stock, which, as shown by IMPRO building, will result in reductions in operational energy consumption and a net reduction in resource consumption. In general, energy efficiency measures have not been included as they are not the focus of this study and are covered by existing policies. However, increasing the renovation rate above that predicted by current policy is seen to be a valid improvement option. Example measures: Increased rate of renovation, taking into account both use of materials for renovation, and the benefits of reduced regulated energy consumption. Sector: Region: Actors: Residential; Commercial All Europe City planners; Clients Stakeholder improvement option #7: Increase renovation rate Stakeholders suggested an increased renovation rate (above regulatory requirements) could be modelled as an improvement option. PE agrees with this suggestion – this will have significant advantages in reducing operational energy use. 8.5 Increase use of secondary / recycled materials Overview: Increasing the recycled content of construction materials and products typically lowers environmental impacts as recycling processes are generally less energy and resource intensive than primary production routes. However, increasing recycled content will only lead to macro environmental benefits if there is a source of scrap not already utilised as a highvalue product available for use in European Construction. For this reason, an option has been included to mine existing landfills, providing a new source of metals and inert fill material that is currently not used. Strategies for decoupling - options to consider in the field of buildings and infrastructure 36 / 38 ENV/F.1/ETU/2011/0044 Example measures: Increase recycled content of road base and fill applications. Data from the UEPG suggests 92% of European aggregate is virgin material. In the UK, 25% of aggregate demand is met by recycled or secondary aggregates. Recycled aggregates can be sourced by diverting construction and demolition waste from landfill, which has further benefits, e.g. less land required for landfills. Increase use of pulverised fuel ash (PFA) in cement from 12% to 20% Mine old landfills to increase the amount of secondary material available and substitute it for primary material Sector: Region: Actors: Residential; Commercial; Roads All Europe Cement and concrete manufacturers; Architects / infrastructure designers (specification); Contractors (roads); Demolition contractors (to increase availability of recycled material); Landfill operators; Local authorities Stakeholder improvement option #3: Improvement of recycling standards, regulations This option was ranked third-highest by stakeholders. While the option recommended by stakeholders focused on standards and regulations, Topical Paper 2 focuses on the final result of potential policies, i.e. increased availability of materials for recycling, not the policies themselves. Specific policies will be addressed in the next step of this project. 8.6 Intensify use of buildings Overview: The same building can provide the same function for more people, or provide more functions, or provide the same function in less space, or be adaptable to other functions at end of life. This reduces resource use. It can also help to reduce impacts in the use stage as there is less space to heat and cool. Example measures: 5% reduction in space per dwelling for housing. Note: this will only affect new-build housing. 5% reduction in non-domestic buildings to echo reduction in need for new buildings if multi-function spaces are provided. Note: this will only affect new-build construction. Sector: Region: Actors: Residential; Commercial All Europe Architects; Clients Stakeholder improvement option #5: Increase intensity of use of buildings There was a close match here between the stakeholders and PE’s option to model increased use of buildings. 8.7 Reduce land used by the built environment (intensification) Overview: Increasing density, i.e. moving from suburban to urban densities, will have benefits in not just in land use but also materials and energy. For example, urban dwellers typically have smaller homes and make greater use of public transport. However, not all of these can be easily modelled up in a “bottom up” assessment. Strategies for decoupling - options to consider in the field of buildings and infrastructure 37 / 38 ENV/F.1/ETU/2011/0044 Example measures: Compare high-density vs. low-density housing. Note: this will only affect new-build housing. Sector: Region: Actors: Residential; Commercial; Roads All Europe City planners; Architects; Clients Stakeholder improvement option #8: Urban and spatial planning As with “Increasing intensity of use”, there was a close match here between the stakeholders and PE’s option to model a move to higher density new housing. 8.8 Reduce production of construction waste Overview: In the UK, where there has been good data collection, at least 10% of construction materials are wasted (BRE, 2008). Reducing the amount of waste produced and increasing the amount of this waste that is recycled would reduce the need for unnecessary manufacturing and waste disposal. Example measures: Reduce wastage rates by say 20% (i.e. if 10% of products are currently wasted, model a reduction to 8% wastage). This will need to take into account existing wastage rates and the improvement which is possible in each member state. Sector: Region: Actors: Residential; Commercial All Europe Architects; Contractors Stakeholder improvement option #3: Improvement of recycling standards, regulations This option was ranked third-highest by stakeholders. The comments in section 8.5 apply. 8.9 Select materials with low embodied energy, water and abiotic depletion potential Overview: Materials have different properties, different impacts and can fulfil different functions. Consider specifications which meet the function but which have lower environmental impacts. The focus is both on selecting the products with better than average performance in a product category, and in selecting materials to ensure that the building has lower impact. This would be facilitated through the use of Building Information Modelling (BIM) which allows coordinated assessment at the building level of resources in construction and operation, and the provision of environmental information for products, through EPDs (using the TC350 standard EN 15804). Stakeholders were keen to ensure that the focus remains on incentivising for this low impact resource performance at the building level, rather than the product level, for example, building on the Energy Performance in Buildings Directive which concentrates on building performance. The focus on reducing embodied impact will also stimulate the need for resource roadmaps for relevant product sectors. The exchange of best practice in this area by building designers Strategies for decoupling - options to consider in the field of buildings and infrastructure 38 / 38 ENV/F.1/ETU/2011/0044 and manufacturers and increasing the green skills base within the construction industry will increase the uptake of resource efficiency in the sector. Example measures: Heavyweight masonry vs. lightweight timber construction. This was identified as the single-most important production stage measure for new-build construction by the IMPRO-Building study (Nemry, et al., 2008, p. xix). However, there is a need to take account of the amount of FSC/PEFC timber available and potential land use impacts. Improvements in performance due to selection of better building products through the use of environmental production declarations (EPD). This could include a package of options for concrete blocks, clay bricks and clay tiles, for example. Improvements in performance due to exchange of best practice and resource efficiency roadmaps. Sector: Region: Actors: Residential; Commercial Cool climates for lightweight timber construction; All Europe for use of EPDs Building product manufacturers; Architects Stakeholder improvement options #4, #6, #9, #10 and #11 Stakeholders highlighted that the use of BIM, tools to evaluate embodied impacts of construction, availability of EPDs and the recent TC350 standards mean that the embodied impact of buildings (and products in the building context) are likely to reduce. This is closely related to the stakeholder option “6. Design and incentivise for performance at the building level”. PE included two options which fit well within this heading. The first was a general improvement in performance through the use of EPDs. This would cover use of tools taking product data to evaluate building impact and hence reduce building impact. Additionally PE’s option to model a move from heavyweight to lightweight construction would also be a consequence of tools providing data on the benefits at the building level of this type of approach. The second option mapped directly to this stakeholder option was the improvement of individual product performance (in the building context) driven by availability of information such as EPDs. Both of these options will also provide information that enable stakeholder improvement option “9 Internalise external costs”. 8.10 Use materials more efficiently Overview: Produce the same type of product with less material, e.g. by making the product thinner, hollow, using voids, etc. Example measures: Hollow bricks and blocks vs. solid bricks and blocks Hollow pre-cast concrete and decks with void formers vs. solid concrete Timber I-joists vs. solid timber joists Sector: Region: Actors: Residential; Commercial All Europe Building product manufacturers; Architects
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