3850-FM-BCW0517
2/2017
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF ENVIRONMENTAL PROTECTION
BUREAU OF CLEAN WATER
ARCHITECTURAL & ENGINEERING (A&E) PROCUREMENT AND DISADVANTAGED
BUSINESS ENTERPRISE (DBE) COMPLIANCE STATEMENT
Project Name:
County:
PENNVEST Project ID Number:
Date of Advertisement of RFQ:
Date DBE Search Performed:
RFQ Due Date:
Date of DBE Initial Solicitation:
Date of DBE Follow-up Solicitation:
DBE Firms Solicited by:
Email
Fax
These items are being submitted with this
compliance statement to PADEP.
These items have been completed and are being
retained by the funding recipient.
1.
Copy of the Public Announcement of the
solicitation (e.g., a Request for Qualifications)
and list of the firms which submitted
proposals.
2.
Copy of the funding recipient’s initial and
follow-up solicitation letter to DBE firms.
3.
Copy of the evaluation and ranking of the
submitted qualifications statements based on
publicly available criteria as identified in the
solicitation.
4.
Copy of the criteria used to evaluate the
proposals.
5.
Copy of the list of firms that were interviewed.
6.
Copy of the list of firms that were most
qualified (minimum of three).
7. Contract negotiation with the most highly
qualified firm to determine compensation that
is fair and reasonable based on a clear
understanding
of
the
project
scope,
complexity, professional nature, and the
estimated value of the services to be rendered.
8. Copies of all documentation, including
documentation that supports the direct search
for and solicitation of potential participation of
DBE firms in the competitive process. This
includes
web
searches,
contact
correspondence, and contact logs.
As the authorized representative for the above named project, I certify that the six good faith efforts have been
performed in conformance with DBE regulations 40 CFR 33.301. All efforts made have been properly documented
as outlined in the DEP Technical Services Procurement Help Guide. All documentation will be retained in
accordance with applicable record retention requirements under the financial assistance agreement for the above
named project. I understand such documentation is subject to an audit review by the US Environmental Protection
Agency or the Pennsylvania Department of Environmental Protection, Division of Municipal Facilities to further
ensure compliance. By signing this statement the above named funding recipient understands that the DBE
regulations 40 CFR 33.105 include compliance and enforcement provisions to which the funding recipient is subject.
By signing this statement the above named funding recipient understands that the DBE regulations 40 CFR 33.302
include additional contract administrative requirements that must be complied with.
Printed Name of the Funding Recipient’s
Authorized Representative
MAIL TO:
Signature of Funding Recipient’s
Authorized Representative
Pennsylvania Department of Environmental Protection
Bureau of Clean Water
Division of Municipal Facilities
P. O. Box 8774
Harrisburg, PA 17105-8774
Date
3850-FM-BCW0517
Instructions
2/2017
COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF ENVIRONMENTAL PROTECTION
BUREAU OF CLEAN WATER
ARCHITECTURAL & ENGINEERING (A&E) AND DISADVANTAGED BUSINESS
ENTERPRISE (DBE) COMPLIANCE STATEMENT INSTRUCTIONS
1. Advertisements must be adequate to generate proposals from at least three firms (using a locally-acceptable mix
of advertisements in local newspapers, trade journals, notices to firms that previously did similar work for the
applicant and other means). Advertisements must allow a minimum of 30 days to submit proposals.
2. Submit a copy of the initial and follow-up solicitation letters to DBE firms. Make sure that the dates of the letters
are shown on the respective letter. Only one copy of each letter is necessary.
3. Evaluation criteria must be based on demonstrated competence and qualification for the type of professional
services required (e.g., adequate resources, past performance, specialized experience and technical
competence in the type of work required).
4. Include a copy of the evaluation criteria.
5. For each firm interviewed, retain a list of attendees, the date of the interview and a summary of what was
discussed. At least three firms need to be interviewed.
6. List the firms considered most qualified and how they were ranked based on the evaluation criteria.
7. In the event that contract price and terms cannot be negotiated with the most highly qualified firm, negotiate with
the other firms in order of qualification. If a firm other than the most qualified is selected retain the contract price
and terms for the selected firm and for the higher-ranked firms that were not selected.
8. Retain copies of all documentation that supports the Technical Services Procurement as well as DBE solicitation
effort for the technical services.