Greenberg & Baron: Behavior In Organizations Chapter Twelve Influence, Power and Politics in Organizations Chapter Summary When someone attempts to affect another in a desired fashion, that person is said to be using social influence. The concept of power refers to the capacity to change the behavior or attitudes of others in a desired manner. Behaving in a manner that is not officially approved by an organization to meet one’s own goals by influencing others is known as organizational politics. Social influence may take the forms of rational persuasion, inspirational appeal, consultation, ingratiation, exchange, personal appeal, coalition building, legitimating, and pressure. Other techniques derive from basic principles governing human relations (e.g., reciprocity, commitment, liking) and range from ingratiation through playing hard to get and the door-in-the-face technique. One major type of power, position power, resides within one’s formal organizational position. It includes (1) reward power; (2) coercive power, the capacity to control valued rewards and punishments, respectively; (3), legitimate power, the recognized authority that an individual has by virtue of his or her organizational position; and (4) information power, the power that stems from having special data and knowledge. Another major type of power, personal power, resides within an individual’s own unique qualities or characteristics. It includes (1) rational persuasion, using logical arguments and factual evidence to convince others that an idea is acceptable; (2) expert power, the power an individual has because he or she is recognized as having some superior knowledge, skill, or expertise; (3) referent power, influence based on the fact that an individual is admired by others; and (4) charisma, having an engaging and magnetic personality. The resource-dependency model asserts that power resides within the subunits that control the greatest share of valued organizational resources. The strategic contingencies model explains power in terms of a subunit’s capacity to control the activities of other subunits. Such power may be enhanced by the capacity to reduce the level of uncertainty experienced by another unit, having a central position within the organization, or performing functions that other units cannot perform. Political behavior is likely to occur in situations where goals and roles are ambiguous, the organization has a history or climate of political activity, and resources are scarce. In addition, politics are also encouraged by a high level of centralization and when different individuals or units in the organization have conflicting interests or goals. Politics often occur in connection with human resources issues and tend to increase as organizations mature and increase in size. Political tactics vary greatly and include blaming and attacking others, controlling access to information, and cultivating a favorable impression. Political behavior may be considered ethical to the extent that it fosters organizational interests over individual greed, respects the rights of individuals, and conforms to prevailing standards of justice and fair play. The effects of organizational politics can be limited by practices such as clarifying job expectations, opening the communication process, being a good role model, and not turning a blind eye to game players. Learning Objectives A. B. C. D. Define the concepts of social influence, power, and organizational politics. Describe the major varieties of social influence that exist. Identify the major types of individual power in organizations. Describe the two major approaches to the development of subunit power in organizations (the resource-dependency model and the strategic contingencies model). E. Describe when and where organizational politics occur and the forms such behavior takes. F. Identify the major ethical issues surrounding the use of political behavior in organizations. 186 Greenberg & Baron: I. Behavior In Organizations Chapter Twelve SOCIAL INFLUENCE: A BASIC ORGANIZATIONAL PROCESS 1. You are a supervisor heading a group of 12 staff members working on an important new project for your company. Tomorrow, you will make a big presentation to company officials, but the report is not quite ready. Notes Figure 12.1 p.439 2. If several staff members would work a few extra hours, the job would be clone on time. There’s a problem, however. Tonight, the people in your department plan on going out, so nobody wants to work late. 3. How can you persuade some of your staff to work late to complete the job? A. SOCIAL INFLUENCE, POWER AND POLITICS: BASIC NATURE THEIR 1. Using the example from the employee’s perspective. You know of your boss’ predicament, but you do not want to work overtime. 2. At the same time, however, you do not want to anger the boss by rejecting his/her request. 3. When you see the boss approaching your desk, you run away, avoid making eye contact, and walk briskly to the restroom to avoid a confrontation. 4. Can we say the boss influenced you in this situation? a. The boss has, in fact, influenced you. 5. Influence is a general process, power and politics are narrower processes. 6. Power refers to the potential to influence another successfully. It is the capacity to change the behavior or attitudes of another in a desired fashion. 7. In contrast to social influence power is the capacity to have a desired effect on others. a. Based on one’s personal characteristics. b. Based on one’s organizational position. 8. When people exercise their power, they often consider their own individual interests. 9. Organizational politics, which refers to unauthorized uses of power that enhance or protect one’s own (or a group’s) interests, usually at the expense of organizational goals. 10. It is negative behavior as organizational politics technically is illegitimate in both its means and its ends. It typically is a source of conflict as well. 187 How To Do It: Protecting Yourself From Unwanted Influence p. 442 OB In An E-World: Download Time . . . p.440 Greenberg & Baron: Behavior In Organizations B. TACTICS OF SOCIAL INFLUENCE: Chapter Twelve GETTING TO “YES” 1. Researchers have identified several techniques that people use to influence others in organizations. a. Rational persuasion--using logical arguments and facts to persuade another that a desired result will occur. b. Inspirational appeal--arousing enthusiasm by appealing to another’s values and ideals. c. Consultation--asking for participation in decision making or planning a change. d. Ingratiation--involves getting someone to do what you want by putting that person in a good mood or getting him or her to like you. e. Exchange--promising some benefits in exchange for compliance with a request. f. Personal appeal--appealing to another’s feelings of loyalty and friendship before making a request. g. Coalition-building--seeking the assistance of others, or noting the support of others. h. Legitimating--pointing out one’s authority to make a request, or verifying it is consistent with prevailing organizational policies and practices. i. Pressure--seeking compliance by using demands, threats, or intimidation. 2. These various tactics are used based on whether one is attempting to influence someone at a higher, a lower, or an equivalent organizational level. a. Leaders often use inspirational appeals to influence their subordinates and they also may use pressure, when necessary. b. Subordinates, rely on consultation or ingratiation. c. Finally, when attempting to influence peers, both exchange and personal appeal are among the most popularly used. 3. As a general rule, open, consultative techniques are believed to be more appropriate than coercive technology. 4. The most popular techniques used at all levels are consultation, inspirational appeal, and rational persuasion. In contrast, the less socially desirable forms of influence-that is, pressure and legitimating--are used much less frequently. 5. Some techniques, such as ingratiation, coalition, personal appeal, and exchange, are more likely to be used in combination with others than to be used alone. 6. Underlying an individual’s choice of technique is that person’s expectations of the effects it is likely to have, and on the qualities of the individual being influenced. C. OTHER TACTICS OF INFLUENCE 1. Additional research on influence has focused on compliance—getting others to say yes. The basic principles most relevant to organizational behavior are: 188 Notes Web Surfing Exercise: Influence in the World of Work p.467 Greenberg & Baron: Behavior In Organizations Chapter Twelve a. Friendship/liking: The more we like someone—them more likely we are willing to comply with their request or accept other forms of influence from them. This principle is closely related to ingratiation and impression management. First get others to like you—once they do—ask them to do what you want. Notes Practicing OB: Negotiation: A Setting for Influence Tactics p.467 b. Commitment/consistency: Once one has committed to a belief or action there is a strong wish to behave in ways consistent with that belief. There is a strong pressure to comply with requests consist with those initial commitments. This principle is related to several successful tactics. The first, “get a foot in the door”—start with a small request and once accepted—escalate to a larger one. The second, the “lowball.” This is the attempt to change a deal by making it less attractive after its been negotiated. c. Scarcity: Opportunity that will soon no longer be available is difficult to resist. Tactics such as “playing hard to get” and “fastapproaching dead-line” use this principle. When a sales person suggests products are in short supply he/she is using the scarcity principle. d. Reciprocity: Individuals generally experience powerful pressures to reciprocate benefits that they have received from others. This is related to “door in the face” tactic. Individuals start with a large request that they are sure will be refused. Once refused they scale down their request to a more acceptable one putting the other person under pressure to accept this concession. The concession is not a real one—it is often planned in advance and he or she may even be willing to go lower—but the tactic often works giving them the advantage. II. INDIVIDUAL POWER: A BASIS FOR INFLUENCE A. POSITION POWER: INFLUENCE THAT COMES WITH THE OFFICE 1. Much of the power people have in organizations comes from the positions they hold. They can influence others because of the formal power associated with their jobs. 2. Legitimate power--the power people have because others recognize and accept their authority. It covers a relatively narrow range of influence, and it may be inappropriate to overstep these bounds. Legitimate power applies only to those behaviors that are recognized and accepted as being appropriate by the parties and the institution involved. 189 Figure 12.5 p.444 Best Practices: Joe Torre: The Yankee’s Power Hitter Without a Bat p.446 Individual Exercise: What Kinds of Power Does Your Supervisor Have? p.465 Greenberg & Baron: Behavior In Organizations Chapter Twelve 3. Reward power--associated with holding certain jobs also comes the power to control the rewards that others receive. Rewards may be tangible or intangible. Notes 4. Coercive power--results from the capacity to control punishments. Often, people have power simply because others know they have the opportunity to punish them. 5. Information power--is available by virtue of a person’s position is based on data and other knowledge. Traditionally, people in top positions have unique sources of information that are not available to others. Technology has made it possible for more information to be available to more people than ever before. As a result information no longer is the unique property of a few people holding special positions. B. PERSONAL POWER: INFLUENCE THAT COMES FROM THE INDIVIDUAL 1. Power also derives from an individual’s own unique qualities or characteristics. This is known as personal power: rational persuasion, expert power, referent power, and charisma. 2. Rational persuasion--relies on logical arguments and factual evidence to convince others that a certain idea is acceptable. Rational persuasion is highly effective when the parties involved are intelligent enough to make their cases strongly and to understand them clearly. Based on clear logic, good evidence, and the desire to help the company, rational persuasion tends to be quite effective. 3. Expert power--is based on superior knowledge of a certain field. People respect and want to follow those “in the know.” People whose expertise is highly regarded, however are among the most powerful people in organizations. 4. Referent power--Individuals who are liked and respected by others can get those others to alter their actions, which is a type of influence known as referent power. Senior managers with desirable qualities and good reputations may find they have referent power over younger managers who identify with and wish to emulate them. 5. Charisma--an engaging and magnetic personality. Some people also become highly influential because of their charismatic ways. a. Highly charismatic people have definite visions regarding the future of their organizations and how to get there. b. They tend to be excellent communicators, relying on colorful language and exciting metaphors to excite the crowd. c. Charismatic individuals inspire trust. 190 Figure 12.6 p.448 Greenberg & Baron: Behavior In Organizations Chapter Twelve C. POWER: HOW IS IT USED? Notes 1. OB scientists have found that the various power bases relate closely to each other in how they are used. a. The more someone uses coercive power the less that person is liked and the lower his or her referent power tends to be. b. Managers with expert power also are likely to have legitimate power, because people accept their expertise as a basis for having power. c. The higher someone’s organizational position, the more legitimate power that person has, which usually is accompanied in turn by greater opportunities to use reward and coercion. 2. What bases of power do people prefer to use? The answer is quite complex. a. People generally prefer using expert power the most and coercive power the least. 3. Top executives rely on a broad range of powers and many forms of power tend to be used to influence subordinates. a. Expert power is preferred to influence peers and superiors. b. Coercive tactics tend to be frowned on in general, and they are especially inappropriate when attempting to influence a higher-ranking person. 4. Influencing superiors is tricky because of the counterpower they have. The situation is complicated by the fact that one party may have higher power along one dimension but lower power along another. D. EMPOWERMENT: THE SHIFTING BASES OF POWER IN TODAY’S ORGANIZATIONS 1. Power is shifting from managers to employees. Employees are not being managed in the traditional sense. Power often is shifted down the ladder to a team of workers, who are allowed to make decisions themselves. 2. In one survey, when asked about how much power they currently had compared with 10 years ago, the largest group of responding CEOs, 42 percent--indicated they had less power. 3. Empowerment is the passing of responsibility and authority from managers to employees. It involves more than simply giving employees leeway in determining how to carry out a leader’s stated mission. It also involves sharing the appropriate information and knowledge that allows employees to do what is needed to meet the organization’s goals. 4. The key to empowering people successfully is the sharing of expert information. 191 Figure 12.7 p.449 OB In A Diverse World: Low/High Power Distance Cultures p.450 Greenberg & Baron: Behavior In Organizations Chapter Twelve 5. Empowerment is a matter of degree. At one end of the continuum are companies in which workers have no power to determine how to do their jobs. At the opposite end are companies in which employees have complete control over what they do and how they do it. Notes 6. When employees are empowered, their supervisors are more likely to serve as teachers or facilitators who guide their teams using knowledge and expertise--expert power. a. Traditional managers tell people what to do, how to do it, and when to do it. b. Supervisors of empowered workers, however, are more inclined to ask questions to get people to solve problems and to allow them to make decisions on their own. c. This is done through training sessions for managers and employees. E. EMPLOYEE’S REACTIONS TO EMPOWERMENT: POSITIVE? ALWAYS 1. Employees, in general, respond favorably to empowerment. They are free to take responsibility for their own jobs and to solve problems. 2. Companies have reaped the benefits of these efforts— saving money on shipping costs, trash removal, decreased absenteeism, etc. 3. Empowerment strategies can be introduced in all types of organizational structures and be effective. III. GROUP OR SUBUNIT POWER: STRUCTURAL DETERMINANTS A. THE RESOURCE-DEPENDENCY MODEL: CONTROLLING CRITICAL RESOURCES 1. An organization can be thought of as a complex set of subunits that are constantly exchanging resources with each other. The formal organizational departments may be both giving to and receiving from other departments valued commodities--money, personnel, equipment, supplies, and information. 2. Various subunits often depend on others for such resources. 3. Organizational subunits are involved in a complex set of interrelationships. To the extent one subunit controls the resources on which another subunit depends, the first subunit may be said to have power over the second. 4. The resource-dependency model proposes that a subunit’s power is based on the degree to which it controls those resources required by other subunits. The most powerful subunits are those that contribute the most important resources. 192 Figure 12.8 p.452 Greenberg & Baron: Behavior In Organizations Chapter Twelve 5. Within organizations, the rich subunits get richer. In contrast, the more a subunit depends on another—the less power it has. Notes 6. How do various organizational subunits become more powerful in the first place. A fascinating study of the semiconductor industry in California provides insight. 7. Two main factors account for an organizational subunit’s power. a. The period within which the company was founded. b. The background of the entrepreneur who started the company. 8. The most powerful organizational subunits also tended to be those representing the founder’s area of expertise—and applies to companies throughout the world. 9. The resource-dependency model suggests that a key determinant of subunit power is the control of valued resources. It is not only control over resources that dictates organizational power, however. It also is control over the activities of other sub-units. B. THE STRATEGIC CONTINGENCIES MODEL: POWER THROUGH DEPENDENCE 1. To the extent a department can control the relative power of various organizational subunits by its actions, it is said to have control over strategic contingencies. 2. Where do the strategic contingencies lie within organizations? a. In one classic study, researchers found that power was distributed in different departments among different industries. b. Within successful firms strategic contingencies were controlled by the departments most important for organizational success. 3. The strategic contingency model suggests several key considerations as to what factors give subunits control over strategic contingencies. a. The capacity to reduce the uncertainty faced by others. Any department that can shed light on the murky situations organizations may face can be expected to wield the most organizational power. Accordingly, the balance of power may change as the organizational conditions change. b. Those with a high degree of centrality in the organization. Some organizational subunits perform functions that are more central and others more peripheral. If a department needs to be consulted by most other departments before any action can be taken, that department has a central position in their organization. 193 Figure 12.9 p.453 Greenberg & Baron: Behavior In Organizations Chapter Twelve Centrality also is high when a subunit’s duties have an immediate effect on an organization. c. Notes When a subunit controls power when its activities are nonsubsitutable and indisposable. If any group or department can perform a function, the subunit responsible for controlling that function may not be particularly powerful. 4. The strategic contingencies model has been tested in and supported by several organizational studies. One study found that a subunit’s power was greater when it could reduce uncertainty in a work process or could perform a function other subunits could not perform. IV. ORGANIZATIONAL POLITICS: POWER IN ACTION Figure 12.11 1. Organizational politics is all about--actions not officially approved by an organization that are taken to influence others to meet one’s personal goals. 2. Organizational politics does involve placing one’s selfinterest above the interests of the organization. Indeed, this element of using power to foster one’s own interests distinguishes organizational politics from uses of power that are approved and accepted by organizations. 3. Not surprisingly, business people often look down on those who engage in organizational polities. A. THE ANTECEDENTS OF POLITICS: WHY AND WHEN IT OCCURS 1. Individuals who engage in politics tend to have one or more of the following characteristics: a. High Machiavellianism (discussed in chapter 3). b. High self-monitoring behavior. c. Often described as social adept, popular, extroverted, self-confident, aggressive, ambitious, intelligent, etc. 2. Organizational factors also contribute to organizational politics: a. Ambiguous goals b. History or climate of political activity c. Scare resources 3. Human resource management activities can also contribute to organizational politics. a. Ambiguity exists when evaluating another’s performance. Sometimes more a reflection of the rater’s interest in promoting a certain image of him or herself. b. People are concerned about the implications of new hires and how it will reflect on them. 194 p.456 Greenberg & Baron: c. Behavior In Organizations Chapter Twelve One study found that the highest raises went to employees who would complain—particularly if they were well connected in the organization. Notes 4. The occurrence of political behavior also varies with the organization’s stage of development. a. When new—it is guided by the philosophy of the founder. b. When mature—with departmentalization—different groups come into conflict. c. When declining—a period of great uncertainty— political activity is quite intense. B. POLITICAL TACTICS: WHAT FORMS DO THEY TAKE? 1. Gaining control over and selective use of information. Controlling who knows--and who does not know--certain things is one of the most important ways to exercise power in organizations. a. You might withhold information that makes you look bad. b. Avoid contact with those who may ask for information you prefer not to disclose. c. Be selective in the information you disclose d. Overwhelm others with information that may not be completely relevant. 2. Cultivating a favorable impression. a. People who are interested in enhancing their organizational control commonly engage in some degree of image building to enhance their impressions on others. 3. Building powerful coalitions. a. Managers often lobby their ideas prior to meetings and gaining support before presenting them at meetings thereby saving the embarrassment of pure rejection. 4. Blaming and attacking others. a. One of the most popular tactics of organizational politics. b. A common tactic is finding a scapegoat, a person who is given the blame for someone else’s failure or wrongdoing. c. Finding a scapegoat can allow the politically astute individual to minimize his/her association with the negative situation. 5. Associating with powerful others. There are several ways to accomplish this. a. Find a very powerful mentor. b. Alternatively, people may agree in advance to form coalitions, groups that band together to achieve some common goal. 195 Group Exercise: Recognizing Organizational Politics p.466 Greenberg & Baron: c. Behavior In Organizations Chapter Twelve People also may align themselves with more powerful others by giving them “positive strokes” in the hope of getting those more powerful people to like and to help them, which is the process referred to earlier as ingratiation. Notes 6. Creating obligations and using reciprocity a. Gather lots of obligations—IOUs—to be paid back later. b. People do this by doing favors for others and expecting a lot in return. C. ORGANIZATIONAL POLITICS: ITS EFFECTS 1. When people engage in politics they do so for personal gain—raises, promotions, etc. Table 12.1 2. The effects on the organization are not so positive. Research has shown that this type of environment creates lower job satisfaction and commitment among its employees. Web Surfing Exercise: Organizational Politics p.467 p.462 3. Employees perceive a lower level of organizational support—lowering motivation. 4. Not everyone reacts to politics the same way in organizations. Those high in conscientiousness on the Big Five scale tend not to be bothered by it. Those who are low in conscientiousness tend to be the most affected. V. THE ETHICS OF ORGANIZATIONAL POLITICS 1. One of the most important effects of organizational power is that it invites corruption. Unfortunately, the potential to behave unethically all too frequently is realized. A. WHAT, IF ANYTHING, IS UNETHICAL ABOUT ORGANIZATIONAL POLITICS? 1. A 1,000 human resource professionals were surveyed concerning their feelings about the ethics of various managerial practices. Among the ethical situations considered to be most serious were several practices dealing with political activities reflecting abuse of power. a. Making personnel decisions based on favoritism. b. Basing differences in pay on friendship. 2. Another type of unethical political behavior was making arrangements with vendors or consulting agencies leading to personal gain. 3. Only about half the managers surveyed reported any success in minimizing a problem such as hiring based on favoritism because such behavior benefit the one doing them. 4. In contrast, unethical behaviors based on insensitivity are easier to combat, because these serve no beneficial functions for the person doing the violating. 196 Figure 12.14 p.461 Greenberg & Baron: Behavior In Organizations Chapter Twelve 5. Managers tend to be relatively unaware of the political biases underlying their unethical actions, however. Instead, they attribute their actions to the attitudes and behaviors of senior management. a. Only l 0% of the participants attributed unethical behaviors to political pressures, but 56% attributed these to the attitudes and behaviors of senior management. 6. Ethics goes well beyond mere compliance with the law, however, and society expects companies to go well beyond the ethical minimums. B. ASSESSING THE ETHICS OF POLITICAL BEHAVIOR 1. The first consideration is to ask: “Will the political tactics promote purely selfish interest or will they also help to meet organizational goals?” If only one’s personal, selfish interest, are nurtured, political action may be unethical. 2. A second question is: “Are privacy rights respected?” a. Does the political activity respect the fights of the individuals who are affected? Generally, actions that violate basic human rights are, of course, unethical. It is not easy to weigh the relative benefits of an individual’s right to privacy against the greater societal good. 3. Next ask: “Is it fair?” a. Does the activity conform to standards of equity and justice? Any political behavior that unfairly benefits one party over another may be unethical. 4. Sometimes, however, we must consider instances in which violating standards of justice may be appropriate. For example, managers may give poorly performing employees higher pay than they deserve in the hope of stimulating them to work at higher levels. 5. Most matters involving moral and ethical issues are quite complex. When a strategy is considered, its potential effects should be evaluated. 197 Notes Greenberg & Baron: Behavior In Organizations Chapter Twelve Summary and Review of Learning 1. Define the concepts of social influence, power, and organizational politics. When someone attempts to affect another in a desired fashion, that person is said to be using social influence. The concept of power refers to the capacity to change the behavior or attitudes of others in a desired manner. Behaving in a manner that is not officially approved by an organization to meet one’s own goals by influencing others is known as organizational politics. 2. Describe the major varieties of social influence that exist. Social influence may take the forms of rational persuasion, inspirational appeal, consultation, ingratiation, exchange, personal appeal, coalition building, legitimating, and pressure. Other techniques derive from basic principles governing human relations (e.g., reciprocity, commitment, liking) and range from ingratiation through playing hard to get and the door-in-the-face technique. 3. Identify the major types of individual power in organizations. One major type of power, position power, resides within one’s formal organizational position. It includes (1) reward power; (2) coercive power, the capacity to control valued rewards and punishments, respectively; (3), legitimate power, the recognized authority that an individual has by virtue of his or her organizational position; and (4) information power, the power that stems from having special data and knowledge. Another major type of power, personal power, resides within an individual’s own unique qualities or characteristics. It includes (1) rational persuasion, using logical arguments and factual evidence to convince others that an idea is acceptable; (2) expert power, the power an individual has because he or she is recognized as having some superior knowledge, skill, or expertise; (3) referent power, influence based on the fact that an individual is admired by others; and (4) charisma, having an engaging and magnetic personality. 4. Describe the two major approaches to the development of subunit power in organizations (the resource-dependency model and the strategic contingencies model). The resource-dependency model asserts that power resides within the subunits that control the greatest share of valued organizational resources. The strategic contingencies model explains power in terms of a subunit’s capacity to control the activities of other subunits. Such power may be enhanced by the capacity to reduce the level of uncertainty experienced by another unit, having a central position within the organization, or performing functions that other units cannot perform. 5. Describe when and where organizational politics occur and the forms such behavior takes. Political behavior is likely to occur in situations where goals and roles are ambiguous, the organization has a history or climate of political activity, and resources are scarce. In addition, politics are also encouraged by a high level of centralization and when different individuals or units in the organization have conflicting interests or goals. Politics often occur in connection with human resources issues and tend to increase as organizations mature and increase in size. Political tactics vary greatly and include blaming and attacking others, controlling access to information, and cultivating a favorable impression. 6. Identify the major ethical issues surrounding the use of political behavior in organizations. Political behavior may be considered ethical to the extent that it fosters organizational interests over individual greed, respects the rights of individuals, and conforms to prevailing standards of justice and fair play. The effects of organizational politics can be limited by practices such as clarifying job expectations, opening the communication process, being a good role model, and not turning a blind eye to game players. Questions for Review 1. How is social influence different from power and from organizational politics? Answer: When someone attempts to affect another in a desired fashion, that person is said to be using social influence. The concept of power refers to the capacity to change the behavior or attitudes of others in a desired manner. Behaving in a manner that is not officially approved by an organization to meet one’s own goals by influencing others is known as organizational politics. 198 Greenberg & Baron: Behavior In Organizations Chapter Twelve 2. What are the tactics of influence used most frequently in organizations? Answer: Social influence may take the forms of rational persuasion, inspirational appeal, consultation, ingratiation, exchange, personal appeal, coalition building, legitimating, and pressure. Other techniques derive from basic principles governing human relations (e.g., reciprocity, commitment, liking) and range from ingratiation through playing hard to get and the door-in-the-face technique. 3. What forms of power may be found in organizations? Answer: One major type of power, position power, resides within one’s formal organizational position. It includes (1) reward power; (2) coercive power, the capacity to control valued rewards and punishments, respectively; (3), legitimate power, the recognized authority that an individual has by virtue of his or her organizational position; and (4) information power, the power that stems from having special data and knowledge. Another major type of power, personal power, resides within an individual’s own unique qualities or characteristics. It includes (1) rational persuasion, using logical arguments and factual evidence to convince others that an idea is acceptable; (2) expert power, the power an individual has because he or she is recognized as having some superior knowledge, skill, or expertise; (3) referent power, influence based on the fact that an individual is admired by others; and (4) charisma, having an engaging and magnetic personality. 4. According to the resource-dependency model of subunit power, what are the most important bases of subunit power in an organization? Answer: The Resource-Dependency Model: Controlling Critical Resources An organization can be thought of as a complex set of subunits that are constantly exchanging resources with each other. The formal organizational departments may be both giving to and receiving from other departments valued commodities--money, personnel, equipment, supplies, and information. Organizational subunits are involved in a complex set of interrelationships. To the extent one subunit controls the resources on which another subunit depends, the first subunit may be said to have power over the second. The resource-dependency model proposes that a subunit’s power is based on the degree to which it controls those resources required by other subunits. The most powerful subunits are those that contribute the most important resources. 5. According to the strategic contingencies model, what is the basis of subunit power in an organization? Answer: The Strategic Contingencies Model: Power through Dependence To the extent a department can control the relative power of various organizational subunits by its actions, it is said to have control over strategic contingencies. The capacity to reduce the uncertainty faced by others. Those with a high degree of centrality in the organization. In addition, a subunit controls power when its activities are nonsubsitutable and indisposable. 6. What are some of the most important antecedents and consequences of organizational politics? Answer - Political tactics can take several forms. Controlling access to information. Controlling who knows--and who does not know--certain things is one of the most important ways to exercise power in organizations. Cultivating a favorable impression. People who are interested in enhancing their organizational control commonly engage in some degree of image building to enhance their impressions on others. Developing a base of support. To influence people successfully, gaining the support of others within the organization often is useful. Blaming and attacking others. One of the most popular tactics of organizational politics. One such common tactic is finding a scapegoat, a person who is given the blame for someone else’s failure or wrongdoing. Aligning oneself with more powerful others. Playing political games. One expert in the field of organizational power and polities has likened political behavior in organizations to a collection of sets in a multi-ring circus in that many people or groups may be trying to influence many other people or groups simultaneously. 199 Greenberg & Baron: Behavior In Organizations Chapter Twelve Consequences of political activity can include lower job satisfaction and organizational commitment, which can result in higher turnover and absenteeism. Additionally, members may feel the organization does not support them resulting in lower motivation levels. Experiential Questions 1. Which of the tactics of influence described in this chapter have you personally encountered? Were they effective when used on you by other persons? What techniques do you use to influence others? Answer: Point out to students that their choices may say something about them. Their choices should come from the following. Researchers have identified several techniques that people use to influence others in organizations. Rational persuasion--using logical arguments and facts to persuade another that a desired result will occur. Inspirational appeal--arousing enthusiasm by appealing to another’s values and ideals. Consultation--asking for participation in decision making or planning a change. Ingratiation--involves getting someone to do what you want by putting that person in a good mood or getting him or her to like you. Exchange--promising some benefits in exchange for compliance with a request. Personal appeal--appealing to another’s feelings of loyalty and friendship before making a request. Coalition building--seeking the assistance of others, or noting the support of others. Legitimating--pointing out one’s authority to make a request, or verifying it is consistent with prevailing organizational policies and practices. Pressure--seeking compliance by using demands, threats, or intimidation. 2. If you hold power in an organization, what is its basis? How do you prefer to exert power over others? Answer: Students’ answers will vary depending on their experiences. 3. Have you ever felt empowered in an organization? If so, why? What effects, if any, did such feelings of empowerment have on your performance? Answer: Students’ answers will vary depending on their experiences. Encourage students to discuss how the message they were empowered was communicated and what the consequences were (positive and negative) when they did make decisions. 4. What is your own experience with organizational politics? Have you been on the receiving end of such tactics? Have you used them yourself? Do you think that engaging in politics is essential to success in most organizations? Answer: Students’ answers will vary depending on their experiences. Questions to Analyze 1. Everyone wants to get his or her own way, and this is as true in organizations as elsewhere. How would you prefer to reach this goal in your own working life— through the use of social influence, power, or organizational politics? Answer: Students’ answers will vary depending on their experiences. 2. As an increasing number of organizations empower their employees, what will happen to the job of manager? How will it change? Will these changes make it more desirable or less desirable than it is today? Answer: Already there are fewer middle management jobs than there were just 15 years ago. More organizations than ever are “flatter” spreading the base of power throughout its ranks. Managers, more than ever, need to be effective communicators and be working at a higher level than the day to day decision making they were involved in in the past. 3. Do you believe that organizational politics is inevitable or that it can be curtailed? Explain your answer. Answer: Many students accept the inevitability of organizational politics. The probability of political activities depends on a number of conditions: 200 Greenberg & Baron: Behavior In Organizations Chapter Twelve The situation is fraught with uncertainty. Groups have conflicting goals and interests. Competition for scarce resources. When the different groups are approximately equal in power. Conditions leading to political activities are likely to differ as a function of an organization’s life. When an organization is new, it may have little or no structure and be guided by the philosophy of the founder. Political activity is not particularly likely during this stage. As organizations mature and grow more complex, however, they tend to departmentalize, thus creating conditions in which the vested interests of different groups are likely to conflict. Political means may be used to gain advantage in such situations. When organizations begin to decline subunits may be quite insecure and the need for political action may be great as people and groups compete for the power to control--and, perhaps, to turn around--the organization. Critical Thinking Questions 1. What bases of personal power contribute to the Smith brothers’ success? Answer: Much of their personal power comes from their charisma and their concern for others in the organization. However, they no doubt have expert power as well. 2. What specific characteristics do you believe contributed to the Smith brothers’ outstanding careers? Answer: Their interest in the business and hard work. Additionally, they focused on others in the organization garnering loyalty. They are down to earth, yet have inspiring qualities that have made them leaders without having to exert position power to be successful. 3. If we studied the Smith brothers’ family background closely, do you think we could identify specific factors (e.g., in the way their parents raised them) that played a role in their successful rise to corporate power? Answer: They stated they were from a businesses oriented family and as children played board games like Monopoly—money was always interesting to them. They liked business as children and this was reinforced in their home. 201
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