INTRODUCTION The University of Washington (UW) is committed to operating the Athletics Department in full compliance with NCAA, Pac-12 Conference and UW regulations, and the laws of the State of Washington while protecting the eligibility of UW student‐athletes. As part of that commitment, the UW Athletics Department has developed policies and procedures designed to ensure that individuals wishing to provide professional representation to UW student-athletes abide by all applicable NCAA, Pac-12 Conference, and UW rules, and the State of Washington Uniform Athlete Agent Act (the “Washington Agent Act”). This brochure is designed to provide agents and other interested individuals with basic information related to UW’s agent policies and procedures. This brochure is designed to serve only as a quick reference to some of the most important rules and laws that govern the conduct of agents within the State of Washington. It remains the agent’s responsibility to understand and follow all of the applicable rules and laws at all times. Thank you for your cooperation and for taking the time to read the information contained in this brochure. We hope you share our commitment to compliance, and protecting the eligibility of UW student‐athletes and amateur status. If you have any questions regarding NCAA, Pac-12 Conference rules or UW’s agent registration, please contact the Athletics Compliance Office. UW AGENT REGISTRATION PROCESS UNIVERSITY OF WASHINGTON ATHLETICS AGENT REGISTRATION POLICY Go Purple. Be Gold. Important: The UW prohibits any contact between an agent and any UW student-athlete unless the agent has disclosed all of the information required by the State of Washington Agent Act and the agent’s registration application has been approved by the Athletics Compliance Office. Application Agents wishing to contact and represent UW student-athletes must submit a fully completed and signed Agent Registration for to the Athletics Compliance Office. The act of submitting the application constitutes as an agreement by the agent to follow all applicable NCAA, Pac-12 Conference and UW policies, and Washington State laws related to agents. Please contact the Athletics Compliance Office or visit the Athletics Compliance Website to obtain a copy of the form. Review and Response Within fourteen (14) days of receiving the agent’s application, the Athletics Compliance Office shall notify the agent in writing as to whether the application has been approved or denied, or whether additional information is needed. Grounds for denial of an application (or revocation of an approved application) include, but are not limited to, the following: (Review and Response Continued) Making any materially false, misleading, deceptive or fraudulent representation as an agent or in the application for licensure/ registration as an agent in any state. Engaging in conduct prohibited by UW, Pac-12 Conference, the NCAA, or the State of Washington. Approval When an agent’s application is approved, the agent’s name, application and brochures/contact information shall be included in a portfolio of approved registered agents housed in the Athletics Compliance Office and be available for review by UW studentathletes. After an agent receives notice from the Athletics Compliance Office that the application has been approved, the agent shall be permitted to have contact with the UW student-athletes identified in the application. If the agent wishes to contact other UW studentathletes not named in the application, the agent must first provide written notice to the Athletics Compliance Office before contact is allowed. Renewal/Update Obligations An agent’s registration shall be valid for two (2) years from the date of notice of acceptance by the Athletics Compliance Office. It is the agent’s obligation to renew the registration before the expiration of the two-year period by submitting an updated application. DUTIES & OBLIGATIONS OF THE AGENT Agents are required to abide by all applicable NCAA, Pac-12 Conference, and UW rules, and the Washington Agent Act at all times. Some of the most important policies, rules and laws are summarized below: An agent may not engage in any conduct that would jeopardize the eligibility of a UW student‐athlete, including the following: An agent may not enter into any contract (oral or written) with a student-athlete with remaining eligibility for the purpose of marketing the student‐ athlete’s athletics ability or reputation in a particular sport. This prohibition applies even if the agent only agrees to represent the studentathlete in the future after his or her eligibility is exhausted. An agent (or any other person associated with an agent) may not provide any benefits or gifts to a student-athlete with eligibility remaining or to any of the student‐ athlete’s family or friends. Impermissible gifts and benefits include, but are not limited to: transportation, money, clothing or gifts of any kind, regardless of value. An agent may not provide false or misleading information to UW or to any UW student‐athlete, or fail to provide information required by UW or the Washington Agent Act: An agent must keep copies of all correspondence between the agent and a UW student‐athlete, and provide copies to UW upon request; and An agent must not pre‐date or postdate any contract for representation with a UW student‐athlete and may not ask or allow a UW student-athlete to waive any rights afforded to the student‐athlete under the Washington Agent Act. If a UW student‐athlete with remaining eligibility voluntarily chooses to forego his or her remaining eligibility and enter into a contract with an agent:: The contract must meet all of the requirements set forth in the Washington Agent Act, including the requisite written warning to the student ‐athlete about the impact that signing the contract will have on his or her eligibility; and At least 72 hours prior to entering into a contract with a UW studentathlete, the agent and the studentathlete must provide the UW Athletics Director and the studentathlete’s head coach with a written notice of the potential contract. POSSIBLE SANCTIONS The failure to abide by the NCAA, Pac12 Conference and UW rules, and Washington Agent Act as they relate to UW student‐ athletes may result in the following actions taken against the agent: Revocation of the agent’s registration with UW and a ban on all future contact with UW student‐ athletes. Criminal prosecution by the State of Washington (violation of the Washington Agent Act constitutes a Class C felony). Civil penalty up to $10,000 from the State of Washington. A civil lawsuit by UW against the agent for any damages caused by violations of the Washington Agent Act. Note for lawyers and financial advisors: NCAA rules permit student‐athletes to seek legal and financial consultation from a lawyer or financial advisor regarding a professional sports contract. However, if the lawyer or financial advisor engages in any marketing of the student‐athlete’s athletics ability or plays any role in negotiating the athletics contract , he or she will be considered an agent by the UW and the NCAA and the student‐athlete will lose his or her amateur status. RESOURCES Thank you again for your cooperation and assistance with our efforts to protect the eligibility of UW student‐ athletes. Additional information regarding NCAA, Pac-12 Conference and UW rules. and the Washington Agent Act may be found at the following locations: UW Athlete/Agent information: http://www.gohuskies.com/ ViewArticle.dbml? &DB_OEM_ID=30200&ATCLID=210055 097 State of Washington Uniform Athlete/Agent Act: http://apps.leg.wa.gov/rcw/ default.aspx?cite=19.225 If you have any questions, please contact the UW Athletics Compliance Office: 206‐543‐0981 Go Purple. Be Gold.
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