Title: Working With Ideas in Health Literacy Authors: John M. Weiner, Dr.P.H. Director, Idea Database Construction and Maintenance, Center for Study of Scientific Ideas, West Lafayette, IN 47906. [email protected] Sharon A. Weiner, Ed.D., Professor, Library Sciences Booker Chair in Information Literacy Purdue University Libraries West Lafayette, IN 47906 [email protected] Keywords: health literacy, idea analysis, interventional research design, descriptive research design, text analytic approach, quantitative, qualitative Abstract Sixty-five hundred articles were entered into PubMed during the period 2000-2015 dealing with the subject of health literacy. The analytic method, Idea Analysis, identified, extracted, and organized the ideas presented by the authors in their sentences. Over 700,000 ideas were identified. An idea map involving terms linked with the central term – health -- showed a fairly complete array of terms in the methods dimension suggesting that the research design favored by author-specialists was the descriptive one. The addition of the term – literacy – to health changed the idea map minimally confirming that the idea – health literacy – was the primary one in describing the subject. Given the essential role of this central idea, maps were constructed showing the implications of adding the terms – intervention or survey. The idea maps for the quadratic ideas – health, literacy, intervention & related term vs. health, literacy, survey & related term – demonstrate the differences in information associated with each. These maps show the emphasis placed on different research designs by the author-specialists. The intervention research design is used to describe existing variables and relationships as well as to determine the effects of treatments in inducing changes in the conceptual structure. The description design (illustrated by adding the term – survey to the central idea) is used to determine the variables and relationships representing a phenomenon. The design is most useful in determining new methods although present use has extended its applicability. In terms of idea structures, health literacy represents a successful blend of quantitative and qualitative approaches. Working With Ideas in Health Literacy Introduction Ideas are important building blocks leading to conceptual structures describing existing knowledge and examining potentially, new research strategies. Linguists have long emphasized the importance of informative terms in learning and using information regarding a subject. (Lee 1996) In 1979 (Weiner 1979) introduced an approach which captured ideas presented in text. This approach was based on the structure of the simple sentence. That consisted of a subject, verb, and object. The combination of subject and object presented a thought or idea and was inviolate irrespective of the change of verb. Term pairs can and do exist in larger, more involved sentences. Their existence suggested larger combinations of terms in forming more complex ideas. The operational definition of an idea holds with respect to the simple and complex sentence. It is the combination of two or more informative terms, presented by the author-specialist, within the domain of a sentence. This focus on the contents of a sentence was considered important in maintaining contextual relevance of the combination. While hyperlinking is popular, numerous examples can be seen where the combinations of terms do not convey the author’s intended meaning. Software could identify and separate sentences, as well as identify the informative terms within the sentence, accurately and completely. The informative terms within each sentence were combined to form pairs (ideas). Those were stored in a database file where they could be organized and retrieved on demand. The Excel file format was selected because of its widespread use. This approach, Idea Analysis, has been studied in a variety of chronic diseases. (Weiner 2005) Current databases include: 1. 2. 3. 4. 5. http://researchdisaster.com http://researchdogdisease.com http://researchdentistry.com http://researchhealthdisparities.com http://researchhealthliteracy.com Experience with these suggests that the idea database structure is significant in dealing with the thousands to millions of ideas used by author-specialists in describing a subject. This process will be illustrated using ideas from health literacy. Health Ideas in Health Literacy The 6,524 documents dealing with health literacy were entered into PubMed during the period 2000-2015. These were retrieved and analyzed. A total of 735,599 ideas were identified and organized in excel files. The ideas dealing with the central term – health – were identified and organized as a separate excel file. There were 67,340 ideas containing health linked with a related term. These ideas were analyzed and the frequency of the linked terms was determined. Table 1 shows the higher frequency terms linked with – health. Assuming that the subject specialists emphasize ideas that are relevant in the subject, the more frequent inclusion of an idea in sentences suggests that the idea is important. This argument is strengthened by the fact that the idea is voiced by specialists throughout the world. (Weiner 2014) As might be expected, the idea – health & literacy – is the most frequently cited in sentences. The “&” sign is used to denote a link between the words. Larger combinations of terms are shown with commas separating the central idea terms. Table 1. Frequency of Ideas Involving the Central Term – Health. Terms Total Ideas literacy information education mental assess knowledge research intervention adult skill service public access population community clinic Freq 67339 8899 2622 1806 1540 1291 1211 1079 1074 1051 994 989 960 943 909 789 781 Etc. Figure 1 shows the higher frequency terms combined with health by the author-specialists. In developing a conceptual structure representing the term – health – and related terms, dimensions (sub-topics or components) were determined. Any subject can be conveniently divided into the following dimensions: 1. Personal factors – variables describing the individuals studied. 2. Environmental factors -- variables describing the physical, social, psychological and cultural environments in which the individuals live. 3. Subject/Disease factors – variables describing the clinical, laboratory, physical, psychological, social, cultural characteristics describing the subject. 4. Treatment factors – variables describing the physical, pharmacological, psychological, or education characteristics designed to change subject/disease factors of interest. 5. Outcome factors – variables describing beneficial or adverse changes related to the application of treatment factors. 6. Methods – variables describing the tools and procedures employed in realizing the conditions described in the other dimensions. Figure 1. Terms Linked with the Central Term – Health – 2000-2015. Figure 2. Terms Linked with the Central Idea – health & literacy – 20002015. The predominant dimension (see Figure 1) is the methods, suggesting that the study design most frequently employed is the descriptive one. This design involves the capture of the status quo either in terms of the measures and observations involved or in the array of relationships observed. It might be characterized by the use of the survey in order to acquire and organize the information depicting a phenomenon. The ideas suggest that the descriptive design might be summarized by the following configuration of dimensions: Description: Method Personal / Environmental/ Subject This arrangement of dimensions is contrary to the intervention design. That study design allows for the two essential needs – description of the status quo and indications of change in the idea structure associated with intervening factor(s). The arrangement depicting this design is -- Intervention: Personal + Environmental + Subject + Treatment Outcome Figure 2 shows the higher frequency ideas – health & literacy. Terms entered in Figure 1 and unchanged are shown in black. Those repeated in Figure 2 are shown in red and new terms are shown in blue. The methods dimension continues to dominate in terms of number of ideas. Again, the impression conveyed is one associated with a descriptive design. In essence, the idea structure remained essentially the same when the central term was health vs. the central idea – health & literacy. The modification from simple pairs (health & related term) to triadic ideas (health, literacy, & related term) had little influence on the idea map. What is Intervention? The term – intervention – describes the act of imposing a change or potential for change. Interventions may be pharmacological, physical, educational, or psychological factors. The existing idea structure is changed by the intervention so that beneficial or adverse results are observed. The intervention study, in its most appropriate form, can be considered as a causeeffect situation. Even without causation, the intervention design offers insights into enhanced description of the relationships making up the phenomenon studied plus improved understanding of underlying mechanisms and possible change factors. This design is unique in introducing and improving knowledge. It provides a formalized, reproducible approach to acquiring and using information. Intervention Ideas in Health Literacy Figure 3 displays the higher frequency quadratic ideas representing the central triadic idea – health, literacy, & intervention -- for the period 2000 – 2015. The terms in the dimensions illustrate the features of the interventional design. There are a number of outcomes, an important component of the design. The treatments and methods dimensions employed consist of different potential change factors. These ideas, supplied by author-specialists studying health literacy, emphasized the relevance of this design in studying this subject. The relationship between the interventional design and the interpretation of cause-effect comes from the alignment of dimensions. The dimensions would be organized as – personal, environment and disease/subject factors – in defining the population studied. Treatment factors would involve attempts to introduce change. Outcome factors would describe change in status – adverse or beneficial. The findings of such an arrangement would be interpreted as – treatment induces change in outcome in the population defined by personal, environmental factors with disease/subject characteristics. Figure 3. Terms Linked with the Central Triadic Idea – health, literacy, & intervention – 2000-2015. Description (Survey) Ideas in Health Literacy Figure 4 displays the higher frequency ideas representing the quadratic ideas – health, literacy, survey, & related terms -- for the period 2000 – 2015. The terms in the dimensions illustrate the features of the descriptive design. The most prevalent dimension describes methods. The outcome and treatment dimensions are small and contain more general rather than specific terms. This design may be most relevant in determining new methods although reports employing this design tend to emphasize conceptual structure in terms of themes, i.e., interpretations rather than an emphasis on new procedures or tools. Figure 4. Terms Linked with the Central Triadic Idea – health, literacy, & survey – 2000-2015. Comparison of Ideas Figures 3 and 4 illustrate the differences in conceptual structures associated with ideas, provided by author-specialists, intended to convey specific information. In health literacy, ideas dealing with treatment may be presented in the treatment, methods and information dimensions. The ideas considered in the outcome dimension should include those that represent the change process. In Figure 3, the outcome terms describe this change. For example, the term – empowerment – was linked with the central idea. That quadratic idea linked with some form of education could represent a measure of change in outcome. As such, terms depicting the affective state also can be captured and displayed. The personal, environment, and disease dimensions describe characteristics of the group being treated. Table 2. Comparison of Frequencies of Quadratic Ideas Representing Intervention versus Survey Approaches – Terms Linked with Either – health, literacy, & intervention vs. health, literacy, & survey. Terms education design research skill adherence medication clinic Intervention Survey 83 43 53 30 43 15 42 13 35 18 33 15 30 16 : : assess adult demographic knowledge information sample disorder belief cancer : mental community treatment social quality diabetes access Diff Intervention Intervention Intervention Intervention Intervention Intervention Intervention : 41 21 4 20 29 2 16 10 15 : 83 63 60 57 52 45 38 35 26 Survey Survey Survey Survey Survey Survey Survey Survey Survey 84 21 28 21 18 14 18 Same Same Same Same Same Same Same : 75 31 22 26 17 20 15 What is Description? The term – description – describes the capture and organization of measures/observations and relationships in order to describe a phenomenon. The intent is to develop a conceptual structure representing a complex, real situation. The approach encourages individual interpretation of findings rather than the data-driven results stemming from the interventional (change) design. The descriptive design is most frequently employed with qualitative variables. Table 2 shows an excerpt of these comparisons. The ideas (health, literacy, intervention, & related terms) favoring intervention tended to emphasize the treatment and outcome dimensions (terms such as education, medication, or adherence). In contrast, the ideas (health, literacy, survey, & related terms), favoring the description design, represent personal, method or environmental dimensions (assess, demographic, or belief). The ideas reflecting relative equality between the two designs tend to depict the personal or subject dimensions (e.g., community) and characteristics studied (cancer or diabetes). Dimensions in the Idea Structure The descriptive study design is intended to depict present conditions and/or relationships without indicating the benefits or adverse effects of changes in the idea structure. These studies do not offer insights into future improvements. In Figure 4, the dimensions would be organized first as – methods -- in defining the data captured. The methods terms most clearly depict the descriptive focus. Treatment factors would represent general rather than specific approaches designed to introduce change. Outcome factors would tend to describe affective changes. The findings of such an arrangement would be interpreted as – methods describes the population defined by personal, environmental factors with disease/subject characteristics. Discussion The terms linked with health, literacy, and survey constitute a set of quadratic ideas that express the author-specialists’ understanding and use of the descriptive research design. Table 3 shows the disciplines of first authors in a random sample of the documents favoring the interventional design vs. the survey one. Survey ideas were associated with 50 percent of the authors from social science departments. This suggests training and experience in descriptive studies. In contrast, forty-seven percent of the authors using the interventional design were from medical departments. This difference in experience and discipline suggests the emphasis on design choice. Those trained in medicine favored the interventional design with dimensions describing study individuals, the environment in which they live, and the measures/observations depicting conditions affecting them with specific treatments to effect change in the outcome dimension factors. Those authors favoring the descriptive design had social science backgrounds. In the descriptive design, the methods involved in capturing information are focused on identifying the factors and relationships making up the phenomenon of interest. Outcome is not a primary study issue. Table 3. Comparison of Author Disciplines in Random Samples of Documents Representing the Interventional or Descriptive Designs. Intervention Design Author Freq Computer 3 Dentist 3 Medicine 46 nurse 12 nutrition 2 Pharm 5 psychology 3 Social 25 Total 99 Description Design Author Freq dental 5 medical 10 nurse 4 pyschology 6 social 25 Total 50 Examples of Complex Ideas in Authors’ Sentences Producing triadic and quadratic ideas within authors’ sentences may be considered as a rare event. However, analysis of single pairs in documents favoring intervention (2.1%) and those favoring description (0.7%) suggested that complex ideas were the standard with 3 or more terms presented in a sentence. Examples of sentences favoring description and intervention follow. Ohl and colleagues (Ohl 2010) indicated that “rapid and accurate health literacy screening tools could assist interventions to improve care in the HIV clinic setting”, but that such screening had not been performed. The authors studied attendees to two HIV clinics and administered the screening questions. They concluded that “HIV providers often misjudge patients' health literacy. In the absence of rapid and accurate health literacy screening tools, clinics caring for persons with HIV/AIDS should implement clinic-wide interventions to improve health communication”. To illustrate the possibilities, the informative terms within a sentence are highlighted in red. Ideas formed from the terms shown in the Ohl document would be pairs, triads, higher formats: health & literacy health&screening health &intervention health & HIV health & clinic literacy & health literacy & screening etc. health, literacy, & screening etc. health, literacy, screening, & intervention etc. health, literacy, screening, intervention, & HIV etc. health, literacy, screening, intervention, HIV, & clinic etc. A study was reported in 2011 (Macabasco-O'Connell 2011) that illustrates the descriptive design approach. They used a web-based survey to assess the knowledge and perceptions of health literacy among a random sample of nursing professionals. The findings were subjected to a qualitative textual analysis designed to “define health literacy using their own words”. They concluded that “nursing professionals' knowledge of health literacy and their understanding on the role health literacy plays on patient health outcomes was limited”. The distinction between descriptive and interventional studies can be seen by considering their concluding sentence. The authors suggested that “educating nurses on health literacy and improving patient communication and understanding can improve health outcomes”. The authors (Kim 2010) analyzed data from the “National Cancer Institute's 2005 Health Information National Trends Survey”. The authors indicated “that factors that distinguished cancer e-patients from other cancer information seekers were age, gender, education, employment status, health insurance, and membership in online support groups”. However, they concluded that there was “little evidence that e-patients were savvy health information consumers who could make informed decisions on their own health”. They suggested that there was a “need for a better design and delivery of health information literacy programs for cancer e-patients”. These examples of sentences containing complex ideas also illustrate the distinction between descriptive and interventional designs. Ohl and colleagues concluded that “In the absence of rapid and accurate health literacy screening tools, clinics caring for persons with HIV/AIDS should implement clinic-wide interventions to improve health communication”. MacabascoO'Connell et al. suggested that “educating nurses on health literacy and improving patient communication and understanding can improve health outcomes”. Kim suggested that there was a “need for a better design and delivery of health information literacy programs for cancer epatients”. Statements of this type assume that appropriate interventions have been developed. However, no references to these were provided and the mechanisms for accomplishing improvements were unstated. The nature of descriptive studies prohibits declarations of observed changes in the idea structures, associated with interventions, as those are beyond the scope of the investigations. The report by Pellowski (2016) describes an interventional study. These authors indicated that the “mixed results of previous interventions for people with HIV and low health literacy, warranted investigating possible targets for improved adherence”. They proposed “to identify the correlates of optimal and suboptimal outcomes among participants of a recent skills-based medication adherence intervention”. They concluded that “higher levels of health literacy and lower levels of alcohol use were the strongest predictors of achieving HIV viral load optimal outcomes”. The distinctions between the two designs are indicated by the emphasis placed on change. The interventional design employs data-driven change while the descriptive design emphasizes the importance of opinion-driven interpretations. The health literacy subject offers a unique opportunity to compare the two major research designs in use. That suggests an effective merger of the qualitative and quantitative approaches in developing new knowledge about decisions in health care. References Kim K1, Kwon N. Profile of e-patients: analysis of their cancer information-seeking from a national survey. J Health Commun. 2010 Oct;15(7):712-33. doi: 10.1080/10810730.2010.514031. (PMID 21104502) Lee Penny. The Whorf Theory Complex: A Critical Reconstruction. John Benjamins Publishing, Jan 1, 1996 - Language Arts & Disciplines - 323 pages Macabasco-O'Connell A1, Fry-Bowers EK. Knowledge and perceptions of health literacy among nursing professionals. J Health Commun. 2011;16 Suppl 3:295-307. doi: 10.1080/10810730.2011.604389. (PMID 21951259) Ohl M1, Harris A, Nurudtinova D, Cai X, Drohobyczer D, Overton ET. Do brief screening questions or provider perception accurately identify persons with low health literacy in the HIV primary care setting? AIDS Patient Care STDS. 2010 Oct;24(10):623-9. doi: 10.1089/apc.2009.0319. (PMID 20858056) Pellowski JA1, Kalichman SC1, Grebler T1. Optimal Treatment Adherence Counseling Outcomes for People Living with HIV and Limited Health Literacy. Behav Med. 2016 Jan-Mar;42(1):3947. doi: 10.1080/08964289.2014.963006. Epub 2014 Dec 13. (PMID 25211524) Weiner, J.M.: Issues in the Design and Evaluation of Medical Trials. G.K. Hall & Co., Boston, 1979. Weiner, JM. Knowledge Utilization: Paths to Creativity. 2005, XXIV Century Press, Gallatin, TN. http://tutorghost.com Weiner JM, Bartoo DS. Literature Analysis: A Version of Formalized Crowd Sourcing. International Journal Business, Humanities, Technology. Vol 4, No. 4, July 2014.
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