bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 1 Do persistent rare species experience stronger negative frequency dependence than 2 common species? 3 Glenda Yenni1, *, Peter B. Adler2, S. K. Morgan Ernest1 4 1 5 32611 6 2 7 *Corresponding Author: Glenda M. Yenni, Department of Wildlife Ecology and Conservation, 8 University of Florida, 110 Newins-Ziegler Hall, PO Box 110430, Gainesville, FL 32611 9 435 213 6860, [email protected] Department of Wildlife Ecology and Conservation, University of Florida, Gainesville, FL Department of Wildland Resources, Utah State University, Logan, UT, 84322 10 Keywords: rare species, coexistence, frequency dependence 11 Running Title: Asymmetric NFD and persistent rare species 12 Abstract: 216 words 13 Body: 4012 words 14 References: 27 15 1 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 16 Abstract Understanding why so many species are rare yet persistent remains a significant 17 18 challenge for both theoretical and empirical ecologists. Yenni, Adler, and Ernest (2012) proposed 19 that strong negative frequency dependence causes species to be rare while simultaneously 20 buffering them against extinction. This hypothesis predicts that, on average, rare species should 21 experience stronger negative frequency dependence than common species. However, it is 22 unknown if ecological communities generally show this theoretical pattern, or if rarity is 23 primarily determined by other processes that overwhelm the effects of strong negative frequency 24 dependence. We discuss the implications of this mechanism for natural communities, and 25 develop a method to test for a non-random relationship between negative frequency dependence 26 and relative abundance, using species abundance data from 90 communities across a broad range 27 of environments and taxonomic groups. To account for biases introduced by measurement error, 28 we compared the observed correlation between species relative abundance and the strength of 29 frequency dependence against expectations from a randomization procedure. In approximately 30 half of the analyzed communities, rare species showed disproportionately strong negative 31 frequency dependence compared to common species. Specifically, we found a pattern of 32 increasingly strong negative frequency dependence with decreasing relative abundance. Our 33 results suggest that strong negative frequency dependence is a signature of both rarity and 34 persistence for many species in many communities. 35 Introduction Rare species are ubiquitous in nature, but understanding the factors limiting their 36 37 abundance and the mechanisms allowing them to persist has proven challenging. Reproducing 2 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 38 realistic local-scale community structures with numerous rare species remains difficult using 39 simple theoretical or statistical models of species interactions (Tilman, 2004; Angert et al., 2009; 40 Clark et al., 2010). One reason these models fail to predict realistic numbers of rare species is 41 that many rare species are simply ephemeral, and their occasional presence is likely explained by 42 metapopulation dynamics. Thus the number of these species in a local community can only be 43 explained when regional-scale processes are considered along with local-scale processes. 44 However, not all rare species are ephemeral. Some species manage to persist at low abundance 45 within a community for long periods of time without succumbing to stochastic extinction events. 46 Since stochasticity is pervasive in ecological systems, species with low population sizes need 47 mechanisms that buffer their population dynamics from extinction in order to persist (Tilman, 48 2004; Kobe & Vriesendorp, 2011). It is this subset of rare species, the persistent rare species, 49 which remain a paradox for coexistence. Despite the importance of understanding how these rare 50 species are able to persist, how to determine a rare species’ role in a community as persistent or 51 ephemeral, how prevalent persistent rare species are, and what allows their persistence all remain 52 controversial (Preston, 1948; Main, 1982; Kunin & Gaston, 1997; Magurran & Henderson, 2003; 53 Comita et al., 2010). Here we provide empirical evidence for a recently proposed mechanism 54 that, in theory, can buffer small populations against extinction: asymmetric negative frequency 55 dependence (Yenni et al., 2012). 56 The role of Negative Frequency Dependence in rarity and persistence Like density dependence, frequency dependence is a relationship between the population 57 58 growth rate and the frequency of a species in a community. However, because it is based on 59 relative frequency (i.e. abundance relative to other community members) rather than absolute 60 abundance, frequency dependence arises through both intra and inter-specific interactions (Adler 3 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 61 et al., 2007). Negative frequency dependence occurs when a species’ population growth rate is 62 more strongly limited by the density of conspecifics than by the density of heterospecifics (Fig 63 1A). When negative frequency dependence is strong, relatively small increases in a species’ 64 density, and in turn its frequency in the community, will result in large declines in population 65 growth rate (Fig 1B). Holding the maximum population growth rate constant, species with 66 stronger negative frequency dependence must have lower relative abundance than species with 67 weak negative frequency dependence. In other words, for species experiencing strong negative 68 frequency dependence, intraspecific competition is the primary cause of rarity (Appendix S2 in 69 Supporting Information). In contrast, studies of competition often assume that rare species are primarily suppressed 70 71 by interspecific competition (Chesson, 2000; Tilman, 2004). But if interspecific competition is 72 the cause of rarity, how can we explain the long-term persistence of many rare species? Why 73 don’t the superior competitors exclude rare species altogether? Our alternative explanation, that 74 rare species are strongly frequency-dependent, also explains persistence, because strong 75 population regulation buffers species against extinction. It is initially counter-intuitive that a 76 process causing rarity could also promote persistence. However, when a species with strong 77 negative frequency dependence drops below its equilibrium frequency, it will experience a large 78 increase in population growth rate (Fig. 1). Because species with strong negative frequency 79 dependence are more sensitive to increases in their own population numbers, they experience 80 relatively weak suppression by dominant community members; they are effectively released 81 from competitive effects as their densities approach zero. Thus, strong negative frequency 82 dependence can simultaneously limit species’ average abundances while buffering them against 83 extinction if they fall to low density (Yenni et al., 2012). 4 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. Strong negative frequency dependence should benefit rare species more than common 84 85 species (Yenni et al., 2012). Common species are less vulnerable to stochastic extinction due to 86 their higher abundances. While common species might experience strong or weak negative 87 frequency dependence, rare species lacking strong negative frequency dependence would be 88 quickly lost from a local community due to stochastic extinction. In addition, if a rare and 89 common species experience the same degree of negative frequency dependence (equivalent 90 slopes in Fig 1), then the rare species must have a lower maximal growth rate. Holding the 91 equilibrium abundances constant, for the rare species to experience the same buffering against 92 stochastic extinction (i.e. similar maximal growth rates), it must have stronger negative 93 frequency dependence. Therefore, we expect a relationship between relative abundance 94 (frequency) and the strength of negative frequency dependence: species with lower relative 95 abundances should experience stronger negative frequency dependence. 96 The Asymmetric Negative Frequency Dependence Pattern While simulations suggest that strong negative frequency dependence should be a common 97 98 feature of persistent rare species (Yenni et al., 2012), few empirical studies have assessed this 99 mechanism. Strong negative density or frequency dependence in some rare species has been 100 documented (Harpole & Suding, 2007; Adler et al., 2010; Comita et al., 2010; Mangan et al., 101 2010; Johnson et al., 2012; Xu et al., 2015) but these few studies exclusively focused on select 102 plant communities. If this is a general pattern across taxa and ecosystems, then this mechanism 103 could be of general importance to the coexistence and persistence of rare species. However, this 104 limited number of studies does not tell us how general this pattern is across a variety of natural 105 communities. Testing the asymmetric negative frequency dependence hypothesis is challenging 106 because there is no a priori cut-off value for what constitutes strong enough negative frequency 5 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 107 dependence to buffer species against stochastic extinction. However, we can examine whether 108 rarer species have stronger negative frequency dependence than more common species, which is 109 equivalent to testing whether rare species are more sensitive to intra- than interspecific 110 competition when compared to common species. If strong negative frequency dependence is 111 more common among rare species, it would suggest 1) that rare species are not rare because they 112 are suppressed by superior competitors, but rather because they are more strongly self-limiting, 113 and 2) that rare species that do not experience a large release from competition at low density, as 114 implied by strong negative frequency dependence, often do not persist. 115 Testing for Asymmetric Negative Frequency Dependence 116 To explore the relationship between rarity and negative frequency dependence in 117 ecological communities, we decided to assess whether there is a general relationship between the 118 rarity of a species and the strength of negative frequency dependence by examining a large 119 compilation of publicly available time-series on the abundance of all species within one trophic 120 guild. Using this approach to evaluate the relationship between abundance and rarity requires 1) 121 identification of appropriate data, 2) estimating equilibrium frequency and negative frequency 122 dependence for each species in each community, 3) identifying the persistent community, 4) 123 estimating a community-level pattern of negative frequency dependence, and 5) accounting for 124 known and unknown biases in the pattern of interest before making a final conclusion about the 125 negative frequency dependence-rarity relationship in each community. The methods we 126 developed to deal with these issues have allowed us to use commonly available data to begin to 127 explore the relationship between negative frequency dependence and rarity. We hope our results 128 will spur future research and collection of even more useful data. 6 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 129 Identifying Suitable Data for Community Negative Frequency Dependence Patterns Many of the coexistence mechanisms that generate negative frequency dependence can 130 131 operate at very small spatial scales (Chesson, 2000). This is also true in the framework defined in 132 Yenni et al. (2012). Therefore, to assess whether persistent rare species have stronger negative 133 frequency dependence than common species, we required communities where the data was 134 collected in a manner consistent with this local-scale concept. We restricted communities to all 135 species within a study belonging to the same trophic level and occurring within a single habitat 136 type as defined by the data collector. If the data collector indicated that the study included 137 multiple sites of different habitat types or multiple trophic levels these data were treated as 138 different communities and analyzed separately. If a study collected data from multiple locations 139 of the same habitat type, we examined those separately. However, to keep a single study area 140 from dominating the results because it had multiple sites, we treated multiple sites in a single 141 study area as habitat replicates and only one covariance was estimated from the entire resulting 142 site data. Finally, to calculate frequency dependence, we used time series data because studies 143 measuring frequency dependence for all species in a community in an experimental manner are 144 rare. All of these data decisions were made to ensure we were only analyzing populations that 145 were likely to be directly interacting and to provide data for a large number and diversity of taxa 146 and ecosystems. Using these criteria, we found suitable data for 90 different communities 147 containing collectively 703 species (Appendix S1 in Supplementary Information). These 148 communities represent six major taxonomic groups (birds, fish, herpetofauna, invertebrates, 149 mammals, and plants), 5 continents, and 3 trophic levels, thus providing a general exploration of 150 whether persistent rare species commonly exhibit stronger negative frequency dependence, and 151 thus, stronger population buffering, than common species. 7 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 152 Calculating Negative Frequency Dependence and Equilibrium Frequency Community time series can be used to estimate equilibrium frequency – the relative 153 154 abundance when a species’ population is in steady state – and the strength of negative frequency 155 dependence for all species that met our criteria for persistence within each community (Fig 1A). 156 We estimated a species’ negative frequency dependence as the linear relationship between its 157 relative abundance (frequency) in a community and its annual per capita population growth rate. 158 For each community, relative abundance in each year t for each species s was calculated as xt,s = 159 Nt,s / Σs=1:S Nt,s (where N is a species’ absolute abundance). Log per capita population growth 160 rates in each year t for each species s were calculated as yt,s = log(Nt+1,s/Nt,s). The relationship 161 between these population parameters was described as Ys = β0,s + β1,s Xs + εs for each species s. 162 Equilibrium frequency (f), a species’ expected relative abundance in the community, is estimated 163 as the x-intercept of this linear relationship, f = -β0,s/β1,s. Frequency dependence (FD) is 164 estimated as the slope of the linear relationship, FD = β1,s. 165 Ephemeral vs. Persistent Species As discussed in the introduction, asymmetric negative frequency dependence is a 166 167 mechanism for maintaining small populations near their steady state despite stochasticity, and 168 thus only applies to stably coexisting common and rare species. Because other mechanisms are 169 expected to dominate the population dynamics of invading, declining, or transient species, we 170 used three criteria to identify and exclude species with population characteristics that would 171 make them likely to be ephemeral and not stably coexisting (Supplementary Figure S15): 1) too 172 few occurrences to estimate parameters (i.e. few or no adjacent non-zero abundances, the 173 inclusion of this type of species in a dataset is typically an arbitrary decision by the data 8 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 174 collectors, and was highly variable between datasets), which indicates a species is likely 175 transient, 2) negative equilibrium frequency (Fig 1B), which indicates the species cannot persist 176 in the community (7.7% of species, (Chesson, 2000; Adler et al., 2007)), and 3) positive 177 frequency dependence (Fig 1B), which is related to a negative invasion growth rate and likely 178 results in either the extinction of that species or an ever increasing invader (11% of species, 179 (Chesson, 2000; Adler et al., 2007)). Because equilibrium frequency is estimated as the x- 180 intercept of the fitted relationship between log per capita growth rate and relative abundance, it is 181 possible for this value to be < 0 or > 1 (Fig 1B). Besides the fact that these species are obviously 182 ephemeral and thus irrelevant to our analysis, it would make the relationship between 183 equilibrium frequency and frequency dependence nonsensical to include negative equilibrium 184 frequencies or positive frequency dependences. All other species are retained as persistent community members. Our criteria are only a 185 186 weak filter for removing ephemeral species. Some of the species retained in the analysis are 187 likely also ephemeral, but we abstained from further filtering to avoid possibly biasing the 188 results. We examined how this method of identifying persistent species relates to actual 189 persistence at a site by calculating the percent of years in which a species has non-zero 190 abundance and comparing these values between ephemeral and persistent species. Our approach 191 identified a group of more persistent species that were on average present over a higher fraction 192 of the time series (Supplementary Information Figure S14). 193 Quantifying Asymmetric Negative Frequency Dependence at the Community Level We currently have no way to objectively characterize a species as experiencing weak or 194 195 strong negative frequency dependence. We can, however, estimate the relationship between 196 relative abundance and negative frequency dependence across all persistent species in the 9 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 197 community. To quantify the relationship between rarity and negative frequency dependence 198 within a community, we calculated the covariance between equilibrium frequency and strength 199 of negative frequency dependence (Fig 2B). The covariance calculation uses every species in a 200 community as a single data point in the calculation (Fig 2B): cov( log(f), log(-FD) ). Negative 201 covariances indicate communities in which rare species are experiencing stronger negative 202 frequency dependence than their dominant counterparts (note that the expectation for cov( log(f), 203 log(-FD) ) is already negative, we discuss how we addressed this in the following section). Log- 204 log relationships were most appropriate for calculating these covariances because most 205 communities contain many species with very low equilibrium frequencies and only a few 206 dominants, and because the observed negative frequency dependence of the few dominants was 207 typically at least an order of magnitude lower than the remainder of the community. 208 Dealing with Uncertainty in Abundance Estimates 209 Time series data with significant observation uncertainty can show the signature of 210 negative density or frequency dependence even when none exists (Freckleton et al., 2006; Knape 211 & de Valpine, 2012) because the calculation can create a negative bias in the resulting population 212 growth estimates. We designed a randomization procedure to determine which communities 213 showed a significant negative covariance between equilibrium frequency and the strength of 214 negative frequency dependence. We reshuffled abundances from the original community time 215 series 5000 times for each species independently, and then repeated all estimation methods with 216 the time-randomized data. This procedure maintains relative abundances and observed 217 variability, but the frequency dependence detected in the randomized data is due to uncertainty 218 alone. We compared the covariance estimated from the original data to the distribution of 219 covariance estimated from the randomized data sets to estimate effect size and p-values. We 10 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 220 report the difference in the observed pattern from the mean randomized pattern and calculate the 221 p-value as the proportion of randomized pattern values that are less than or equal to the observed 222 pattern. Simulations confirm that this approach accounts for known biases resulting from 223 uncertainty in the observations, as well as sampling biases for rare species (see Supplementary 224 Information for details). In addition to removing uncertainty bias, this has the added benefit of 225 removing any effects of community structure (e.g. richness) that may create a bias in the pattern 226 of interest, because it creates a randomized expectation for each community. This is a 227 conservative approach, but it enables us to identify communities in which the observed 228 relationship between rarity and NDF is extremely unlikely to arise due to chance or statistical 229 artifacts. The significance of the asymmetric negative frequency dependence pattern was 230 assessed using Strimmer’s approach (Strimmer, 2008) to estimate the number of true null 231 hypotheses, controlling the false discovery rate at 0.1 (Benjamini & Hochberg, 1995, 2000; 232 Verhoeven et al., 2005). All analyses were performed in the R platform ((R Development Core 233 Team, 2012) see Supplementary Information). 234 Immigration or Competition? While Yenni et al (2012) predicted asymmetric frequency dependence emerging from 235 236 competition, it is possible that other mechanisms could generate the same pattern. While, only 237 competition has been explored theoretically, it is possible to imagine scenarios where other 238 processes could generate or modify negative frequency dependence patterns. We explored one of 239 the more likely processes to generate asymmetric frequency dependence: immigration. 240 Immigration is an important process influencing the persistence of species (Brown & Kodric- 241 Brown, 1977) and is expected to have particular influence on populations of rare species, thus 242 creating the potential for immigration to influence or even create patterns of asymmetric 11 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 243 frequency dependence. We used both our NFD simulation and a more traditional Lotka-Volterra 244 based model (Chesson, 2000) to explore how immigration influenced negative frequency 245 dependence in common and rare species (Appendix S4). Results from both models were similar: 246 immigration did not create patterns of asymmetric frequency dependence and, if anything, 247 significant amounts of immigration decreases the ability of our method to detect true in situ 248 asymmetric negative frequency dependence (models and results in Appendix S4). 249 Asymmetric Patterns of Negative Frequency Dependence Appear to be Common When compared to the randomized time series, 46% (41 of 90) of communities 250 251 demonstrated a significant relationship between relative abundance and negative frequency 252 dependence, indicating that rare species experience stronger negative frequency dependence than 253 common species (Fig 3A, Table 1). While negative relationships between rarity and the strength 254 of negative frequency dependence often arose in randomized data as well (Fig 2B, 2C), in the 255 communities where the observed pattern was statistically significant, the stronger negative 256 frequency dependence of rare species could not be explained solely as a result of bias related to 257 uncertainty in the abundance estimates. These results indicate real differences between rare and 258 common species in the sensitivity of population growth rates to the abundance of heterospecifics 259 and conspecifics. The prevalence of asymmetric negative frequency dependence within communities varied 260 261 by taxonomic group (Fig 3B-G). In approximately half of bird, fish, invertebrate, mammal and 262 plant communities (50%, 50%, 48%, 53% and 53%, respectively) rare species experienced 263 stronger negative frequency dependence than their dominant counterparts (Table 1, Fig 3). 264 However, only 9% of herpetofauna communities had a significant asymmetric negative 12 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 265 frequency dependence structure. Why asymmetric negative frequency dependence is less 266 prevalent in herpetofauna communities is unclear, though the documented sensitivity of 267 herpetofauna to disturbance is one possibility for their differing dynamics (Collins & Storfer, 268 2003). Across all taxa, only a few communities had dominant species with stronger negative 269 frequency dependence estimates than the rare species, but this pattern was never significant (see 270 Table S1 in Supplementary Information). Thus, while rare species often, but not always, showed 271 significantly stronger negative frequency dependence than common species, common species 272 never showed stronger negative frequency dependence than rare species. Despite differences in 273 diversity, complexity of species interactions and how species may achieve the necessary 274 population dynamics, the phenomenon of rare species exhibiting stronger negative frequency 275 dependence than more common species appears to be widespread across community types. Simulations testing our randomization procedure for addressing bias caused by measurement 276 277 error (Supplementary Information) demonstrated that our method consistently assigns 278 significance when the relationship between equilibrium frequency and negative frequency 279 dependence is strong, but it typically fails to detect weak relationships. Therefore, our non- 280 significant results likely include some communities where a relationship between relative 281 abundance and negative frequency dependence exists, but is too weak for our method to detect. 282 If so, then the prevalence of strong negative frequency dependence in rare species is likely more 283 common than our results indicate. Overall, our results suggest that in many communities, 284 persistent rare species may commonly exhibit stronger negative frequency dependence than the 285 more common species in the community. 286 Implications 13 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. The theory developed in Yenni et al. (2012) and the results presented here imply that 287 288 differences between rare and common species in their sensitivity to intraspecific and interspecific 289 competition may explain the existence of persistent rare species in many communities. This 290 finding leads to a variety of interesting research questions. Why are rare species more sensitive 291 to intraspecific than interspecific competition? One possibility is that both strong sensitivity to 292 congeners and an ability to increase rapidly when the population falls below its equilibrium 293 frequency are traits of rare species, e.g. a result of specialization on a rare resource or 294 susceptibility to virulent species-specific natural enemies. An alternative explanation is that 295 strong negative frequency dependence is not a fixed trait but is context-dependent. Some species 296 might show strong negative frequency dependence when conditions cause them to be rare 297 members of the community but weaker negative frequency dependence in communities when 298 they are more dominant. The limited availability of community time series data does not allow us 299 to directly link strong negative frequency dependence to species traits or to test whether some 300 species may show weak negative frequency dependence when they are dominant but strong 301 negative frequency dependence when they are rare. Yenni et al (2012) described a theoretical framework in which the stronger negative 302 303 frequency dependence of rare species emerges from intraspecific competition. Our empirical 304 results are consistent with the theory and suggest that asymmetric density dependence may 305 structure many communities. Our simulations, provided in the Supplementary Information, 306 further support the idea that the prevalence of asymmetric negative frequency dependence is not 307 merely an artifact of uncertainty due to sampling biases or immigration. That is not to say that 308 immigration as an ecological process, along with other processes such as facilitation and 309 interaction networks, cycles, chaotic dynamics, and nonlinear negative frequency dependences 14 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 310 could not also create or modify patterns of negative frequency dependence. For example, while 311 we explored a particular implementation of immigration, it is still possible that immigration 312 might be able to generate asymmetric negative frequency dependence under specific 313 circumstances. Clearly it is important for coexistence theory to assess whether these other 314 processes can also generate or enhance community-level patterns of asymmetric frequency 315 dependence, especially as it relates to the concept of persistent rare species. 316 Regardless of the underlying mechanisms, or whether strong negative frequency 317 dependence is a fixed or plastic trait of rare species, our results suggest that exploring the causes 318 and consequences of asymmetric negative frequency dependence may be important not only for 319 coexistence theory, but also for designing management strategies for rare species. If intraspecific 320 competition is the primary cause of rarity, then indirect effects of environmental change 321 mediated by competitive interactions (Adler et al., 2012) might be relatively weak for rare 322 species compared to common species. Similarly, we might expect management actions intended 323 to increase the abundance of a rare species by reducing the density of interspecific competitors to 324 be unsuccessful. However, if asymmetric negative frequency dependence is being generated by 325 other mechanisms such as immigration, then the implications for designing management 326 strategies will be very different. Investigating the mechanisms that lead to asymmetric negative 327 frequency dependence is an important step for understanding, and potentially managing, the 328 many rare species in natural communities. 329 Future Analyses Our analysis also highlights analytical and theoretical limitations to our understanding of 330 331 negative frequency dependence that need to be addressed for research into negative frequency 15 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 332 dependence to progress further. Definitive statements about the absolute strength of negative 333 frequency dependence in common and rare species would require unbiased estimates of 334 maximum population growth rates and density dependence. In contrast, our randomization test 335 focuses on the relative strength of negative frequency dependence in common vs. rare species. 336 Direct, unbiased estimates of negative frequency dependence would remove the need for our 337 conservative approach, and could reveal the role of asymmetric negative frequency dependence 338 in additional communities. An additional challenge for future research is disentangling the effects 339 of intra- and interspecific competition from other potential mechanisms of negative frequency 340 dependence such as immigration or nonlinear dynamics. Addressing this challenge will also 341 require more sophisticated methods for correcting negative frequency dependence for bias or, 342 alternatively, individual-level data on vital rates and dispersal. 343 Summary 344 Our work suggests that strong negative frequency dependence in persistent rare species 345 could be a mechanism that helps offset stochastic extinction risk. If true, this concept has wide- 346 ranging implications for our understanding of coexistence. However, in exploring this idea, we 347 found severe limitations in the current state of data, statistics, and theory that prevented us from 348 conducting robust empirical analyses or interpreting rigorously the mechanism behind the 349 patterns we uncovered. Given the importance, and possible generality, of asymmetric frequency 350 dependence, we hope that our work here will inspire others to help solve these challenges so we 351 may all better understand the mechanisms that allow rare species to persist in nature. 352 353 16 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 354 Acknowledgements A review by Dr. Robert Holt significantly improved the quality of this manuscript. Much 355 356 of the credit for the Supplementary Information on negative frequency dependence goes to Dr. 357 Holt. We thank all the researchers who have made their data publicly available and have 358 permitted its use in this manuscript. Further information about these datasets and dataset specific 359 acknowledgements of personnel and funding sources can be found in Appendix S1. Thank you to 360 Sarah Supp and the Mammal Community Database, Elita Baldridge, Ryan O’Donnell, and all the 361 contributors to the Ecological Data Wiki for assistance in identifying available community 362 datasets. G. Yenni was supported by the Ecology Center at Utah State University and an NSF 363 grant (DEB-1100664). PBA was supported by NSF DEB-1054040. 364 17 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. 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(2015) Conspecific negative density dependence decreases with increasing species abundance. Ecosphere, 6, 1–11. 426 19 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 427 Yenni, G., Adler, P.B. & Ernest, S.K.M. (2012) Strong self-limitation promotes the persistence of rare species. Ecology, 93, 456–461. 428 429 20 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 430 Biosketches Glenda Yenni is a multidisciplinary ecologist interested in drawing connections between 431 432 theory and observation in community ecology. Peter Adler is a plant ecologist interested in 433 explaining population and community dynamics in space and time. S.K. Morgan Ernest is a 434 macroecologist and community ecologist studying the temporal dynamics of community 435 assembly. 436 21 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 437 Table 1: Summary results of community-level analyses by taxonomic group. Mean Values Across Communities Num. signifi cant communi ties Proport ion signifi cant. -1.29 Covari ance streng th (ρ/ ρ0) 1.38 7 0.50 -9.02 -7.41 1.40 3 0.50 7.0 -0.41 -0.67 0.27 1 0.09 42.0 12.2 -3.86 -2.84 1.69 12 0.48 17 7.8 4.6 -1.70 -1.08 2.65 9 0.53 Plants 17 82.0 22.6 -3.74 -2.61 1.64 9 0.53 Total 90 41 0.46 Taxonomi c Group Birds Fish Herpetof auna Inverteb rates Mammals 438 439 440 441 Num. communi ties Spp/ commu nity Persis tent spp/ commun ity Observ ed covari ance (ρ) Random ized covari ance (ρ0) 14 25.9 21.1 -1.68 6 8.8 7.0 11 11.4 25 Covariances (ρ and ρ0) were calculated as cov(log(f), log(-FD)). The number of significant communities are those in which the covariance was determined significant after false discovery rate control (α=0.1). 22 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 442 Figure Legends 443 Figure 1: A) Negative frequency dependence and equilibrium frequency can be calculated from 444 time-series community data. Each data point represents the relative abundance of species i at 445 time t in its community (x-axis) and its log per capita population growth rate from time t to time 446 t+1 (y-axis). The slope of this line is the species’ negative frequency dependence (NFD = -β1 in 447 the linear model). Equilibrium frequency – the expected relative abundance of species i in the 448 community when its population growth is at equilibrium - is the fitted x-intercept of the 449 relationship. The fitted y-intercept is the species’ maximal growth rate. B) The x-intercept and 450 slope of the relationship indicate important biological information about each species. Steep 451 slopes indicate stronger negative frequency dependence, and thus higher sensitivity of population 452 growth to changes in conspecifics than to changes in heterospecifics. In a linear relationship, 453 high maximal growth rates, which buffer species from extinction, are achieved through high 454 equilibrium frequencies (common species, solid grey line), or strong negative frequency 455 dependence (rare species, solid black line). X-intercepts < 0 indicate species that cannot maintain 456 a stable presence within the community at their population equilibrium. Species exhibiting 457 positive frequency dependence will often have difficulty invading when rare. These latter two 458 scenarios indicate species that are likely not stably coexisting within the current community. 459 Figure 2: An example of our analyses using the Portal rodent community. (A) The relationship 460 between relative abundance and growth rate is fit for each species. The slope of this relationship 461 is the "Strength of NFD" for each species, and the x-intercept is the "Equilibrium Frequency." 462 (B) Using each species as a datapoint, the covariance between these two parameters (-1.17 in this 463 example) is the value of interest, but it contains known biases. Randomizations of the time series 464 were used to create a baseline expectation for each unique community, and the observed 23 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 465 relationship was considered relative to this baseline (the Randomized Covariance, -0.46 in this 466 example). Thus, we use the proportional difference in the empirical covariance from random 467 (observed covariance/mean randomized covariance, -1.17/-0.46 = 2.54). The empirical pattern in 468 this community (solid black line, with shaded 95% confidence intervals) compared to one 469 realization from the randomized results (out of 5000 randomizations), accounts for the bias in the 470 negative frequency dependence estimates introduced by measurement error and the artificial 471 relationship this creates (dashed line, with shaded 95% confidence intervals). (C) P-values were 472 calculated as the proportion of randomized values larger than the observed asymmetry value (- 473 1.17, p-value = 0.0032 in this example). 474 Figure 3: Results were compared to randomized data to account for bias introduced by 475 measurement error and determine which relationships were significant (colored bars) or not (grey 476 bars). P-values were calculated as the proportion of randomized values larger than the observed 477 asymmetry value. (A) All results for the 90 communities included in the analysis. We detected a 478 significantly asymmetric negative frequency dependence pattern in 46% of these communities. 479 (B) Results separated by taxonomic group, showing the relative size of the asymmetry in 480 negative frequency dependence between species in each community (Observed 481 Covariance/Randomized Covariance). The proportion value in each panel is the proportion of 482 communities in that group with a significant asymmetric negative frequency dependence pattern. 483 24 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 484 25 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 485 26 bioRxiv preprint first posted online Feb. 19, 2016; doi: http://dx.doi.org/10.1101/040360. The copyright holder for this preprint (which was not peer-reviewed) is the author/funder. All rights reserved. No reuse allowed without permission. 486 27
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