Mutual Fund Services List by Firms

Account Number (Account)
7129
7120
5718
4682
4570
4524
4523
756
754
4569
555
4591
249
4539
158
2563
5970
7192
753
955
2236
9034
702
761
3694
992
5152
2787
5385
10
4547
241
2687
699
6951
588
545
290
431
682
343
466
471
701
2993
164
418
6313
2392
2108
2364
2170
126
4521
177
5960
9007
360
52
8153
2561
239
329
361
715
3056
3053
3054
4731
626
385
57
560
254
937
2116
9032
322
146
9027
502
336
4621
8244
3108
6485
61
6440
728
149
5146
169
191
192
244
4525
415
5
3149
4637
257
731
268
3096
5950
6021
7107
6018
6017
279
326
2049
2165
86
282
566
113
124
4549
17
534
3280
565
768
470
352
60
758
406
5293
7031
374
19
4573
3165
4661
4513
4704
906
409
204
2424
6652
2255
481
809
2205
9043
4835
712
105
194
232
4641
478
145
4686
4685
7111
5705
75
757
40
4534
4545
3389
4768
9474
4662
5919
4663
3268
7966
5954
68
3311
5900
559
6403
347
7103
161
424
7131
102
684
101
4709
4546
7975
7984
7989
7987
7983
7980
255
484
50
15
2145
226
6600
4550
4555
668
4656
263
4577
4514
4576
605
7218
7104
231
523
368
3207
Account Name (Account)
401KSTORE.COM (THE)
ADP, INC.
AIG CAPITAL SERVICES, INC.
ALLIANZ LIFE INSURANCE CO. OF NEW YORK - FIXED BUSINESS
ALLIANZ LIFE INSURANCE CO. OF NORTH AMERICA - FIXED BUSINESS
ALLIANZ LIFE INSURANCE COMPANY OF NEW YORK
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
AMERICAN FUNDS DISTRIBUTORS, INC.
AMERICAN NATIONAL INSURANCE COMPANY
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
AMERICAN UNITED LIFE INSURANCE COMPANY
AMERITAS INVESTMENT CORP
AMERITAS LIFE INSURANCE CORP.
APEX CLEARING CORPORATION
ASCENSUS TRUST COMPANY
ASSETMARK TRUST COMPANY
ASSOCIATED INVESTMENT SERVICES, INC.
B.C. ZIEGLER AND COMPANY
BANK OF AMERICA N.A.
BANK OF AMERICA, NATIONAL ASSOCIATION
BANK OF AMERICA, NATIONAL ASSOCIATION
BB&T SECURITIES, LLC
BENEFIT TRUST COMPANY
BENEFIT TRUST COMPANY/PRIME PLAN SOLUTIONS
BMO HARRIS BANK NA/TRUST
BMO HARRIS FINANCIAL ADVISORS, INC.
BNP PARIBAS, NEW YORK BRANCH
BRANCH BANKING AND TRUST COMPANY
BROWN BROTHERS HARRIMAN & CO.
C.M. LIFE INSURANCE COMPANY
CADARET, GRANT & CO., INC.
CALDWELL TRUST COMPANY
CANTELLA & CO., INC.
CAPITAL GROUP COMPANIES GLOBAL
CAPITAL INVESTMENT BROKERAGE, INC.
CAPITAL INVESTMENT GROUP, INC.
CAPITAL ONE INVESTING LLC/CHEVY CHASE SECURITIES INC.
CAPITAL ONE INVESTING, LLC
CBIZ FINANCIAL SOLUTIONS, INC.
CETERA ADVISOR NETWORKS LLC
CETERA ADVISORS LLC
CETERA FINANCIAL SPECIALISTS LLC
CETERA INVESTMENT SERVICES LLC
CHARLES SCHWAB & CO. INC./CHARLES SCHWAB BANK
CHARLES SCHWAB & CO., INC.
CITIGROUP GLOBAL MARKETS INC.
CITIZENS SECURITIES, INC.
CITY NATIONAL BANK
COMERICA BANK
COMERICA BANK/COMERICA SECURITIES INC.
COMMERCE BANK
COMMERZ MARKETS LLC
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY
COMMONWEALTH EQUITY SERVICES, LLP
COMMUNITY BANK, NATIONAL ASSOCIATION
COMMUNITY BANK, NATIONAL ASSOCIATION
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
COR CLEARING LLC
COSSE' INTERNATIONAL SECURITIES, INC.
COUNTRY TRUST BANK
CUNA BROKERAGE SERVICES, INC.
CUSO FINANCIAL SERVICES, L.P.
D. A. DAVIDSON & CO.
DAVENPORT & COMPANY LLC
DELAWARE LIFE INSURANCE COMPANY OF NEW YORK/LIFE SE2
DELAWARE LIFE INSURANCE COMPANY/ANNUITY SE2
DELAWARE LIFE INSURANCE COMPANY/LIFE SE2
DEUTSCHE AM DISTRIBUTORS, INC.
DST MARKET SERVICES, LLC
E*TRADE SECURITIES LLC
EDWARD D. JONES & CO.
EQUITY SERVICES, INC.
ESSEX NATIONAL SECURITIES, INC.
FIDUCIARY TRUST COMPANY INTERNATIONAL
FIFTH THIRD BANK
FIFTH THIRD BANK
FIFTH THIRD SECURITIES, INC.
FIRST ALLIED SECURITIES, INC.
FIRST COMMAND BANK
FIRST COMMAND FINANCIAL PLANNING, INC.
FIRST HEARTLAND CAPITAL, INC.
FIRST SYMETRA NATIONAL LIFE INSURANCE COMPANY OF NEW YORK
FIRST TRUST PORTFOLIOS, L.P.
FIS BROKERAGE & SECURITIES SERVICES LLC
FIS BROKERAGE & SECURITIES SERVICES LLC
FMSBONDS, INC.
FMSBONDS, INC.
FOLIO INVESTMENTS, INC.
FORESTERS EQUITY SERVICES, INC.
FORESTERS FINANCIAL SERVICES, INC.
FSC SECURITIES CORPORATION
FSC SECURITIES CORPORATION/ADVANTAGE CAPITAL CORPORATION
FTB ADVISORS, INC.
GENEOS WEALTH MANAGEMENT, INC.
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY
GIRARD SECURITIES, INC.
GOLDMAN, SACHS & CO. LLC
GRADIENT SECURITIES, LLC
GUARDIAN INSURANCE & ANNUITY CO INC./FD TRADING
GWFS EQUITIES, INC.
H. BECK, INC.
H.D. VEST INVESTMENT SECURITIES, INC.
HANCOCK INVESTMENT SERVICES, INC.
HAND BENEFITS & TRUST COMPANY
HEIM, YOUNG & ASSOCIATES, INC.
HEWITT ASSOCIATES LLC
HIGHTOWER ADVISORS, LLC
HIGHTOWER SECURITIES, LLC
HILLTOP SECURITIES INC.
HORNOR, TOWNSEND & KENT, INCORPORATED
HSBC BANK USA, N.A./ BUFFALO IPS
HSBC BANK USA, NATIONAL ASSOCIATION
HUNTINGTON NATIONAL BANK/HIC BD MUTUAL FUND
ICMA-RC SERVICES, LLC
IFC HOLDINGS, INC./INVEST FINANCIAL CORPORATION
INFINEX INVESTMENTS, INC.
INGALLS & SNYDER, LLC
INTEGRITY LIFE INSURANCE COMPANY
INTERACTIVE BROKERS LLC
INTERACTIVE BROKERS LLC/RETAIL
INTERNATIONAL ASSETS ADVISORY, LLC
INVESTMENT CENTERS OF AMERICA, INC.
J.J.B. HILLIARD, W.L. LYONS, LLC
J.P. MORGAN SECURITIES LLC/CHASE INSURANCE GROUP
J.P. MORGAN SECURITIES LLC/JPMC
J.P. MORGAN SECURITIES LLC/NYSE
J.P. MORGAN SECURITIES LLC/OPPENHEIMER 401K
J.P. MORGAN SECURITIES LLC/PRIVATE CLIENT SERVICES DIV
J.W. COLE FINANCIAL, INC.
JAMES I. BLACK & COMPANY
JANNEY MONTGOMERY SCOTT LLC
JEFFERIES LLC
JEFFERSON NATIONAL LIFE INSURANCE COMPANY
JEFFERSON NATIONAL LIFE INSURANCE COMPANY/JEFFERSON NATIONAL LIFE INSU
JOHN HANCOCK LIFE INSURANCE CO(USA)/GROUP PENSION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)
JOHN HANCOCK LIFE INSURANCE COMPANY (USA) / RPS SEG FUNDS & ACCOUNTING
JOHN HANCOCK TRUST COMPANY LLC
JP MORGAN CHASE BANK/ADP EXPRESS ACCOUNT
JPMORGAN CHASE BANK N.A./WORLDWIDE SECURITIES SERVICES HEWITT ACCOUNTS
JPMORGAN CHASE BANK, N.A. / CUSTODIAL TRUST COMPANY
JPMORGAN CHASE BANK/PB-PCS SHARED SERVICES
JPMORGAN CHASE BANK/PCS SHARED SERVICES
KESTRA INVESTMENT SERVICES, LLC
KEY INVESTMENT SERVICES LLC
KEYBANK NATIONAL ASSOCIATION
KEYBANK NATIONAL ASSOCIATION
KMS FINANCIAL SERVICES, INC.
KOONCE SECURITIES, INC.
KOVACK SECURITIES INC.
L.M. KOHN & COMPANY
LASALLE ST. SECURITIES, L.L.C.
LIBERTY LIFE ASSURANCE COMPANY OF BOSTON
LINCOLN FINANCIAL ADVISORS CORPORATION
LINCOLN INVESTMENT PLANNING, LLC
LINCOLN LIFE & ANNUITY COMPANY OF NEW YORK
LINCOLN NATIONAL LIFE INSURANCE COMPANY/II
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
LOCKTON FINANCIAL ADVISORS, LLC
LPL FINANCIAL CORPORATION
M HOLDINGS SECURITIES, INC.
M&T SECURITIES, INC.
MASSACHUSETTS MUTUAL LIFE INSURANCE CO/FUND OPERATIONS
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY/ADMINISTERED BY SE2 TECHNO
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY/LIFE INSURANCE PRODUCTS
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY/MM RETIREMENT PRODUCTS
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY/RS PLANS CORPORATE
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY/RS PLANS MUTUAL FUNDS
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY/RS PLANS TEM & NFP
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY/RS RETIREMENT PRODUCTS
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY/TAX EXEMPT AND NOT FOR PRO
MATRIX TRUST COMPANY
MATRIX TRUST COMPANY/MATRIX
MATRIX TRUST COMPANY/MATRIX SETTLEMENT ONLY
MATRIX TRUST COMPANY/MSCS FINANCIAL
MAXIM GROUP LLC
MCCAMISH SYSTEMS, LLC
MERCER TRUST COMPANY
MERCER TRUST COMPANY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC./BAI
METLIFE INVESTORS DISTRIBUTION COMPANY
MID ATLANTIC CAPITAL CORPORATION
MID ATLANTIC CAPITAL CORPORATION/INSURANCE
MID ATLANTIC CAPITAL CORPORATION/MID ATLANTIC TRUST
MIDLAND NATIONAL LIFE INSURANCE COMPANY
MML BAY STATE LIFE INSURANCE COMPANY
MML DISTRIBUTORS, LLC
MML DISTRIBUTORS, LLC/ADDITIONAL REVENUE
MML DISTRIBUTORS, LLC/AVIATOR
MML DISTRIBUTORS, LLC/LEGACY SA
MML DISTRIBUTORS, LLC/PE
MML DISTRIBUTORS, LLC/SMF-PL
MML INVESTORS SERVICES, LLC
MML INVESTORS SERVICES, LLC/MSI
MORGAN STANLEY & CO. LLC
MORGAN STANLEY SMITH BARNEY LLC
MUFG UNION BANK, N.A.
NATIONAL FINANCIAL SERVICES LLC
NATIONAL FINANCIAL SERVICES, LLC/NATIONAL FINANCIAL SERVICES
NATIONAL INTEGRITY LIFE INSURANCE COMPANY
NATIONAL LIFE INSURANCE COMPANY
NATIONAL PLANNING CORPORATION
NATIONAL SECURITY LIFE AND ANNUITY COMPANY
NATIONWIDE INVESTMENT SERVICES CORPORATION
NATIONWIDE LIFE AND ANNUITY INSURANCE COMPANY
NATIONWIDE LIFE INSURANCE COMPANY
NATIONWIDE LIFE INSURANCE COMPANY/NLICA
NATIONWIDE SECURITIES, LLC
NEWPORT GROUP SECURITIES, INC.
NORTHEAST RETIREMENT SERVICES, INC.
NORTHEAST SECURITIES, INC.
NORTHERN TRUST SECURITIES, INC.
NYLIFE SECURITIES LLC
OHIO NATIONAL LIFE INSURANCE COMPANY/OMNI
Network Agreement ACATS F/S F/S ToRA MFPS I Price/Rate MFPS I & II Ntwrk DCC&S SDR Omni Act/Pos Omni 529 Agg Commission and Fee Set
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
X
Y
X
X
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Inv and Fee Set Ret Inv and Fee Set Ntwrk Ret Plan Rpting Files
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Inv and Fee Set 12b-1 Inv and Fee Set CDSC Inv and Fee Set Sub_Acct
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
Y
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
X
X
X
X
X
X
X
X
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
X
X
X
X
X
X
X
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
Y
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
Y
Y
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Account Number (Account)
5315
571
4589
6545
4532
4616
6150
220
443
468
311
489
2317
2616
6779
8052
5987
4592
4665
375
175
3650
4673
450
527
4288
725
235
5962
2042
4603
4652
4606
4568
4653
547
89
4832
144
182
556
522
3608
3129
3358
590
247
4527
4622
2039
2663
5346
372
427
640
3705
346
2319
6519
487
5623
228
2767
2132
2547
5953
2955
3752
2524
5966
997
7004
3629
3686
5197
3377
5435
5991
5990
5968
5100
419
750
793
445
5702
4609
3618
2128
7117
188
5982
3110
5683
954
2305
9012
318
4500
92
4526
4572
3107
549
4728
224
729
4561
4566
4565
4567
5981
2803
221
2450
2451
9051
5988
5983
2067
1723
589
5972
62
7122
492
7108
2360
5377
4506
4510
4675
4508
4575
4740
4635
2615
687
196
103
929
2195
2027
141
733
250
5993
4614
4542
6414
771
2215
332
510
6004
460
926
7102
2104
Account Name (Account)
ONE AMERICA SECURITIES, INC.
OPPENHEIMER & CO. INC.
PACIFIC LIFE & ANNUITY COMPANY
PACIFIC LIFE & ANNUITY COMPANY/LIFE DIVISION
PACIFIC LIFE INSURANCE COMPANY
PACIFIC LIFE INSURANCE COMPANY / LIFE DIVISION
PEN-CAL ADMINISTRATORS, INC.
PEOPLE'S SECURITIES, INC.
PERSHING LLC
PFS INVESTMENTS INC.
PIPER JAFFRAY & CO.
PLANMEMBER SECURITIES CORPORATION
PNC BANK N.A./IPS
PNC BANK, NATIONAL ASSOCIATION
POPULAR SECURITIES, INC.
PORTFOLIO BROKERAGE SERVICES, INC.
PRESIDENTIAL BANK, FSB
PRINCIPAL LIFE INSURANCE COMPANY
PRINCIPAL LIFE INSURANCE COMPANY/PENSION DIVISION
PRINCIPAL SECURITIES, INC.
PRINCIPAL SECURITIES, INC./M
PROSPERA FINANCIAL SERVICES, INC.
PRUDENTIAL INSURANCE COMPANY OF AMERICA / PRUDENTIAL INSURANCE AGENCY,
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
QUESTAR CAPITAL CORP./SECONDARY
QUESTAR CAPITAL CORPORATION
RAYMOND JAMES & ASSOCIATES, INC.
RBC CAPITAL MARKETS, LLC
RELIANCE TRUST COMPANY
RELIANCE TRUST COMPANY/SWMS1
RELIASTAR LIFE INS CO / RELIASTAR RETIREMENT
RELIASTAR LIFE INS CO/LIFE & ANNUITY PRODUCT INVESTMENT TRADING
RELIASTAR LIFE INS CO/RELIASTAR NEW YORK
RELIASTAR LIFE INSURANCE COMPANY
RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK
ROBERT W. BAIRD & CO. INCORPORATED
ROYAL ALLIANCE ASSOCIATES, INC.
RUSSELL INVESTMENTS TRUST COMPANY
SAGEPOINT FINANCIAL, INC.
SAGEPOINT FINANCIAL, INC./FA1
SAGEPOINT FINANCIAL, INC./FA2
SAGEPOINT FINANCIAL, INC./FAB
SAMMONS FINANCIAL NETWORK LLC
SAXONY SECURITIES INC./SAXONY INSURANCE, LLC
SAXONY SECURITIES, INC.
SECURITIES AMERICA, INC.
SECURITIES SERVICE NETWORK, INC.
SECURITY BENEFIT LIFE INSURANCE COMPANY
SECURITY LIFE OF DENVER INSURANCE COMPANY
SEI PRIVATE TRUST COMPANY
SEI PRIVATE TRUST COMPANY/C/O GWP
SIGMA FINANCIAL CORPORATION
SIGNATOR INVESTORS, INC.
SIGNATOR INVESTORS, INC./SIGNATOR FINANCIAL SERVICES
SII INVESTMENTS, INC.
SMITH HAYES FINANCIAL SERVICES CORPORATION
SORRENTO PACIFIC FINANCIAL, LLC
SSB-TRUST CUSTODY-DTC #2319
STATE ST BK & TR/SANFORD BERNSTEIN ALLIANCE CAP
STATE STREET BANK & TR CO. / MAINSTAY
STATE STREET BANK & TRUST CO./ACS/GLAXOSMITHKLINE
STATE STREET BANK & TRUST CO./AXA EQUITABLE LIFE INSURANCE COMPANY
STATE STREET BANK & TRUST CO./BLACKROCK INSTITUTIONAL TRUST
STATE STREET BANK & TRUST CO./INST'L CUSTODY
STATE STREET BANK & TRUST CO./JP MORGAN RETIREMENT PLAN SERVICES/HALLM
STATE STREET BANK & TRUST CO./SIP
STATE STREET BANK & TRUST CO./WEALTH MANAGEMENT SRVICES 2
STATE STREET BANK & TRUST CO/LINCOLN RETIREMENT SERVICES
STATE STREET BANK & TRUST COMPANY/ACS HR SOLUTIONS LLC/FORD MOTOR COMP
STATE STREET BANK & TRUST COMPANY/ACS HR SOLUTIONS, LLC/DTCC
STATE STREET BANK & TRUST COMPANY/DTC # 0997
STATE STREET BANK & TRUST COMPANY/HEWITT/ALLY
STATE STREET BANK & TRUST COMPANY/JPM RETIREMENT PLAN SERVICES/BECHTEL
STATE STREET BANK & TRUST COMPANY/JPMORGAN/PACIFICORP PLUS EMPLOYEES S
STATE STREET BANK & TRUST COMPANY/NRS/INTEL
STATE STREET BANK & TRUST COMPANY/VOYA INSTITUTIONAL/YUM! BRANDS INC
STATE STREET BANK AND TRUST COMPANY/JPMORGAN RETIREMENT PLAN
STATE STREET BANK&TRUST CO./ADP-MORGAN STANLEY
STATE STREET BANK&TRUST CO./SOUTHERN CA-EDISON TR
STATE STREET BANK&TRUST CO/T.ROWE PRICE RET PL SER
STATE STREET/ACS/CONAGRA FOODS
STEPHENS INC.
STERNE, AGEE & LEACH, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STOCKCROSS FINANCIAL SERVICES, INC.
SUMMIT BROKERAGE SERVICES, INC.
SYMETRA LIFE INSURANCE COMPANY
SYMETRA LIFE INSURANCE COMPANY/SYMETRA FEE BASED
T. ROWE PRICE TRUST COMPANY
T.ROWE PRICE RETIREMENT PLAN SERVICES, INC.
TD AMERITRADE CLEARING, INC.
TD AMERITRADE TRUST COMPANY
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA/ACCOUNT 2
TEACHER'S INSURANCE AND ANNUITY ASSOCIATION OF AMERICA/TIAA-CREF LIFE
THE BANK OF NEW YORK MELLON/MELLON TRUST OF NEW ENGLAND N.A.
THE HUNTINGTON NATIONAL BANK
THE HUNTINGTON NATIONAL BANK
THE INVESTMENT CENTER, INC.
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
THE O.N. EQUITY SALES COMPANY
THE OHIO NATIONAL LIFE INSURANCE COMPANY
THE PENN MUTUAL LIFE INSURANCE COMPANY
TIAA-CREF TRUST COMPANY, FSB
TIMBER HILL LLC
TRANSAMERICA ADVISORS LIFE INSURANCE COMPANY
TRANSAMERICA FINANCIAL ADVISORS, INC./II
TRANSAMERICA FINANCIAL ADVISORS, INC./WORLD GROUP SECURITIES, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY
TRANSAMERICA LIFE INSURANCE COMPANY
TRANSAMERICA PREMIER LIFE INSURANCE COMPANY/PEOPLE BENEFIT LIFE INSURANCE COMPANY
TRANSAMERICA PREMIER LIFE INSURANCE COMPANY/WRL
TRUST COMPANY OF AMERICA
U.S. BANK N.A.
UBS FINANCIAL SERVICES INC.
UMB BANK, NATIONAL ASSOCIATION
UMB BANK, NATIONAL ASSOCIATION
UMB BANK, NATIONAL ASSOCIATION
UMB BANK, NATIONAL ASSOCIATION/UMB FINANCIAL SERVICES, INC.
UNIFIED TRUST COMPANY, NATIONAL ASSOCIATION
UNION BANK & TRUST COMPANY NEBRASKA
UNITED BROKERAGE SERVICES, INC.
VALLEY NATIONAL INVESTMENTS, INC.
VANGUARD FIDUCIARY TRUST COMPANY
VANGUARD MARKETING CORPORATION
VERTICAL MANAGEMENT SYSTEMS, INC.
VOYA FINANCIAL ADVISORS, INC.
VOYA INSTITUTIONAL PLAN SERVICES, LLC
VOYA INSTITUTIONAL TRUST COMPANY
VOYA INSTITUTIONAL TRUST COMPANY/IFS
VOYA INSURANCE AND ANNUITY COMPANY
VOYA INSURANCE AND ANNUITY COMPANY/MUTUAL FUNDS TRADING
VOYA INSURANCE AND ANNUITY COMPANY/VOYA ANNUITY AND ASSET
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY/FUND SERV/TRADING
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY/VOYA ANNUITY
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY/VOYAVA
VSR FINANCIAL SERVICES, INC.
WADDELL & REED, INC.
WAYNE HUMMER INVESTMENTS L.L.C.
WEDBUSH SECURITIES INC.
WELLS FARGO BANK, N.A./WACHOVIA
WELLS FARGO BANK, N.A.TR RECORDKEEPING GRP
WELLS FARGO BANK, NATIONAL ASSOCIATION
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC/WFA LLC
WELLS FARGO SECURITIES, LLC
WESTERN SOUTHERN LIFE ASSURANCE COMPANY/VARIABLE ANNUITY BUSINESS
WESTERN-SOUTHERN LIFE ASSURANCE CO/COLUMBUS LIFE INSURANCE CO
WESTERN-SOUTHERN LIFE ASSURANCE COMPANY
WHITNEY NATIONAL BANK
WILLIAM BLAIR & COMPANY, L.L.C.
WILMINGTON TRUST COMPANY
WINSLOW, EVANS & CROCKER, INC.
WOODBURY FINANCIAL SERVICES, INC.
WOODMEN FINANCIAL SERVICES, INC.
WORLD EQUITY GROUP, INC.
WUNDERLICH SECURITIES, INC.
XEROX HR SOLUTIONS, LLC
ZB, NATIONAL ASSOCIATION
Network Agreement ACATS F/S F/S ToRA MFPS I Price/Rate MFPS I & II Ntwrk DCC&S SDR Omni Act/Pos Omni 529 Agg Commission and Fee Set
X
Y
X
X
X
X
X
X
Inv and Fee Set 12b-1 Inv and Fee Set CDSC Inv and Fee Set Sub_Acct
Inv and Fee Set Ret Inv and Fee Set Ntwrk Ret Plan Rpting Files
X
X
Y
Y
X
X
X
X
Y
X
X
X
X
X
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
Y
X
X
X
X
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
Y
X
X
X
X
X
X
X
X
X
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Y
Y
Y
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X