JOURNAL OF GEOPHYSICAL RESEARCH, VOL. ???, XXXX, DOI:10.1029/, 1 Why is Longwave Cloud Feedback Positive? 2 Mark D. Zelinka and Dennis L. Hartmann Department of Atmospheric Sciences University of Washington, Seattle, Washington, USA. Corresponding Author: Mark D. Zelinka, Department of Atmospheric Sciences, University of Washington, Box 351640, Seattle, Washington 98195, USA. ([email protected]) D R A F T March 26, 2010, 3:20pm D R A F T X-2 3 4 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? Abstract. Longwave cloud feedback is systematically positive and nearly the same 5 magnitude across all global climate models used in the IPCC AR4. Here it 6 is shown that this robust positive longwave cloud feedback is caused in large 7 part by the tendency for tropical high clouds to rise in such a way as to re- 8 main at nearly the same temperature as the climate warms. Furthermore, 9 it is shown that such a cloud response to a warming climate is consistent with 10 well-known physics, specifically the requirement that, in equilibrium, tropo- 11 spheric heating by convection can only be large in the altitude range where 12 radiative cooling is efficient, following the fixed anvil temperature (FAT) hy- 13 pothesis of Hartmann and Larson [2002]. 14 Longwave cloud feedback computed assuming that high cloud tempera- 15 ture follows upper tropospheric convergence-weighted temperature, which 16 we refer to as proportionately higher anvil temperature (PHAT), gives an 17 excellent prediction of the longwave cloud feedback in the AR4 models. The 18 ensemble-mean feedback of 0.5 W m−2 K−1 is much larger than that calcu- 19 lated assuming clouds remain at fixed pressure, highlighting the large con- 20 tribution from rising cloud tops to the robustly positive feedback. An im- 21 portant result of this study is that the convergence profile computed from 22 clear-sky energy and mass balance warms slightly as the climate warms, in 23 proportion to the increase in stability, which results in a longwave cloud feed- 24 back that is slightly smaller than that calculated assuming clouds remain at 25 fixed temperature. D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X-3 1. Introduction 26 In the present climate, clouds strongly cool the planet, reducing the net downwelling 27 radiation at the top of the atmosphere by about 20 W m−2 . Comparing this number 28 with the radiative forcing associated with a doubling of CO2 , 4 W m−2 , it is clear that 29 even tiny changes in clouds can have dramatic effects on the climate and can act as a 30 positive or negative feedback on climate change. It is for this reason that understanding 31 how clouds respond to a warming planet is of vital importance for accurately predicting 32 how the climate will change. 33 Cess et al. [1990], Colman [2003], Soden and Held [2006], and Webb et al. [2006] show 34 that the largest uncertainty in global climate model (GCM) projections of future climate 35 change is caused by the responses of clouds to a warming climate. Whereas other feedbacks 36 are similar among the models, the cloud feedback varies between 0.14 and 1.18 W m−2 37 K−1 (Soden and Held [2006]) and little progress has been made in reducing this spread. 38 Bony et al. [2006] point out several reasons why progress has been slow in evaluating 39 cloud feedbacks and narrowing this range. It is difficult to use observations to evaluate 40 cloud feedback because observable climate variations are not good analogues for climate 41 change due to increasing greenhouse gases and because it is nearly impossible to isolate the 42 unambiguous role of clouds in causing a change in net radiation at the top of atmosphere. 43 Additionally, the radiative impact of clouds is large, so even subtle changes to their 44 characteristics (height, amount, thickness, etc.) can have dramatic effects on the climate. 45 Finally, clouds are not actually resolved in GCMs but are instead parameterized; thus a D R A F T March 26, 2010, 3:20pm D R A F T X-4 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 46 variety of plausible and self-consistent cloud responses to global warming can be produced 47 in models. 48 Though estimates of cloud feedback vary significantly among the AR4 models (Soden 49 and Held [2006]), this large spread is primarily due to the shortwave (SW) component, 50 which can be attributed to uncertainties in simulations of the response of marine boundary 51 layer clouds to changing conditions (Bony and Dufresne [2005]). Generally speaking, 52 the models which predict a reduction in low cloud fraction exhibit greater 21st Century 53 warming because the reduction in the area of such clouds with large negative net cloud 54 forcing represents a strong positive cloud feedback. Conversely the models that predict 55 increases in low clouds have very low climate sensitivity. 56 Whereas estimates of SW cloud feedback vary considerably such that even the sign 57 is uncertain, estimates of longwave (LW) cloud feedback are systematically positive in 58 all AR4 models and exhibit half as much spread (B. J. Soden, personal communication, 59 2009). In this study we address the question of why all the AR4 models exhibit positive 60 LW cloud feedbacks. We show that the robust positive LW cloud feedback is largely due to 61 tropical high clouds, which remain at approximately the same temperature as the climate 62 warms. Furthermore, we show that this cloud response should be expected from basic 63 physics and is therefore fundamental to Earth’s climate. 64 We demonstrate this by making use of the clear-sky energy budget, which requires 65 balance between subsidence warming and radiative cooling. Because radiative cooling 66 by water vapor becomes very inefficient at very low temperatures, subsidence rapidly 67 decreases with decreasing pressure in the tropical upper troposphere. This causes large 68 convergence into the clear-sky upper troposphere, which, by mass conservation, implies D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X-5 69 large convective detrainment and abundant high cloudiness at that level. Thus the im- 70 plied clear-sky upper tropospheric convergence calculated from clear-sky mass and energy 71 balance provides a convenient marker for the level of high clouds and a diagnostic tool for 72 understanding how that level changes as the climate warms. 73 As described in the fixed anvil temperature or FAT hypothesis of Hartmann and Larson 74 [2002], this level should remain at the approximately the same temperature as the climate 75 warms because it is a fundamental result of radiative convective equilibrium: The tropo- 76 sphere can only be heated by convection where it is being sufficiently cooled by radiation, 77 resulting in an equilibrium near neutral stability. Because the altitude range of suffi- 78 cient radiative cooling by water vapor is primarily determined by temperature through 79 the Clausius-Clapeyron relation, the temperature that marks the top of the convective 80 cloudiness should remain approximately constant as the climate warms. 81 In the cloud resolving model simulations of Kuang and Hartmann [2007], high clouds 82 migrate upward for higher values of SST, but do so in such a way as to remain at the same 83 temperature. The clear-sky upper tropospheric diabatic convergence calculated from the 84 clear-sky energy balance as described above shows an identical constancy in temperature 85 for all simulations. Kubar et al. [2007] showed, using MODIS observations, that the 86 level of abundant anvil cloud tops and its seasonal and regional variability is accurately 87 predicted by clear sky energy budget considerations, indicating that the real atmosphere 88 is also subject to such constraints. Xu et al. [2005], Xu et al. [2007] and Eitzen et al. 89 [2009] showed, using observations from the CERES instrument on the TRMM satellite, 90 that the distribution of tropical cloud top temperatures for clouds with tops greater than 91 10 km remains approximately constant as SSTs vary over the seasonal cycle, lending D R A F T March 26, 2010, 3:20pm D R A F T X-6 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 92 observational support to the FAT hypothesis. Conversely, Chae and Sherwood [2010] 93 showed that cloud top temperatures observed by MISR exhibit appreciable fluctuations 94 (∼5K) that can be attributed to lapse rate changes in the upper troposphere. 95 Here we show that, as in observations and cloud resolving models, clouds in the AR4 96 GCMs remain at approximately the same temperature as the climate warms, and that 97 this feature is well-diagnosed by the clear-sky energy budget explained above. This is 98 perhaps unsurprising given that it is a result that arises directly from tropical radiative- 99 convective equilibrium that GCMs must approximately maintain, regardless of the details 100 of their individual convective and cloud parameterizations. What is less appreciated is 101 that this important result gives rise to a robustly positive LW cloud feedback that can be 102 explained from the fundamental principles of saturation vapor pressure, radiative transfer, 103 and energy balance. 104 In the first part of the paper, we assess the degree to which the model cloud fields 105 are in agreement with the basic physics described above, both in the mean sense and 106 as the climate warms. In the second part, we decompose the LW cloud feedback into its 107 individual components to show that the systematic tendency for GCMs to maintain nearly- 108 constant tropical high cloud temperature causes a robust positive LW cloud feedback. 2. Data 109 We make use of monthly mean model diagnostics from the IPCC SRES A2 scenario 110 simulations that are archived at the Program for Climate Model Diagnosis and Intercom- 111 parison (PCMDI). We calculate decadal-mean quantities between the years 2000 and 2100, 112 but maintain the monthly mean resolution such that the radiative calculations are more 113 accurate. LW and SW radiative fluxes at both the surface and top of atmosphere and for D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X-7 114 both clear and all-sky conditions are used, as well as profiles of temperature (T ), specific 115 humidity (q), and cloud amount. We interpolate all quantities onto the same latitude, 116 longitude, and pressure grid as that of the radiative kernels of Soden et al. [2008]. 117 Unfortunately cloud optical thickness or effective cloud top temperature as would be 118 seen from satellites are not standard model diagnostics available in the PCMDI archive. 119 Only a small number of modeling centers have participated in the Climate Feedback Model 120 Intercomparison Project (CFMIP), in which ISCCP-simulators are run in the models to 121 better compare with observations. We instead make use of the basic cloud field that all 122 modeling centers are required to output, the height-resolved cloud fraction within each 123 pressure bin. This gross cloud field may include cloud types that are not relevant to this 124 study (e.g., subvisible tropopause cirrus) as well as clouds that are not directly influencing 125 the OLR (e.g., interior of clouds rather than cloud tops). Nevertheless, the cloud changes 126 in this study are quite coherent in the sense that the entire cloud profile tends to shift 127 to higher altitudes as the climate warms rather than exhibiting a fundamental change in 128 shape. Thus we can make reasonable assumptions about the cloud top properties without 129 actually making use of optical depth or cloud top information. 3. Methodology 130 Before assessing how realistically high clouds are being simulated in the models, we 131 first demonstrate a method of calculating the altitudes of convective detrainment and 132 implied abundant cloudiness using the tropospheric mass and energy budget equations. 133 We adopt the same one-dimensional diagnostic model employed by Minschwaner and 134 Dessler [2004], Folkins and Martin [2005], Kuang and Hartmann [2007], and Kubar et al. 135 [2007]. The tropical atmosphere is divided into a convective domain and a clear-sky D R A F T March 26, 2010, 3:20pm D R A F T X-8 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 136 domain. The cloudy domain is assumed to cover a small fraction of the Tropics (as active 137 convection does in reality), with the majority of the Tropics being convection-free. We 138 shall refer interchangeably to the convective (nonconvective) region as the cloudy (clear- 139 sky) region, though these are used very loosely simply to distinguish between regions 140 that are undergoing active deep convection and those that are not. Most likely there are 141 boundary layer clouds and/or nonconvective high clouds in the clear-sky region. One can write the dry static energy (s = cp T + gz) budget of the troposphere as ∂s = −∇· (sU) − cp QR + SH + LP, ∂t (1) 142 where cp is the specific heat of air at constant pressure, QR is the net (LW plus SW) 143 radiative cooling of the atmosphere, SH is the surface sensible heat flux, L is the latent 144 heat of vaporization, and P is the precipitation rate. We calculate QR using each model’s 145 T and q profiles as input to the Fu-Liou radiation model, which uses the delta-four-stream 146 approximation and correlated k-distribution scheme (Fu and Liou [1992]). Although we 147 use T and q profiles from regions that are both cloudy and clear, the radiative transfer 148 calculation is performed assuming no clouds. Because the presence of clouds alters cooling 149 rates substantially (e.g., Ackerman et al. [1988], Stephens et al. [1994], Bergman and 150 Hendon [1998], Sohn [1999], L’Ecuyer and McGarragh [2010]), it is preferable to take 151 into account clouds in the nonconvective regions. It would be very difficult to do this, 152 however, because there is inadequate cloud property information provided by the modeling 153 centers (e.g., particle size, phase, ice water content). Thus we do not attempt to account 154 for the effect of clouds on QR and acknowledge a small degree of uncertainty in the cooling 155 profiles. D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X-9 Considering only regions of the free-troposphere that are not actively convecting (such that we can ignore SH and LP ), and assuming no tendency or horizontal transport gives ω= QR σ (2) where σ is the static stability, having various equivalent forms, including σ=− T ∂θ κT ∂T Γd − Γ = − = , θ ∂p p ∂p ρg (3) 156 where θ is potential temperature, κ = Rd /cp , Γd is the dry adiabatic lapse rate, and Γ is the 157 lapse rate. We will refer to ω as the diabatic vertical velocity (positive downward). From 158 Equation 2, we see that QR is balanced by diabatic subsidence in the clear-sky regions of 159 the tropical free-troposphere. The stronger the radiative cooling or the weaker the static 160 stability, the larger the diabatic subsidence that is required to maintain energy balance. 161 The energy equivalent of this diabatic subsidence is provided by convective heating. Assuming mass continuity, the diabatic convergence profile in the clear-sky region is calculated by −∇H · U = ∂ω ∂p (4) 162 where −∇H · U is the horizontal diabatic convergence, hereafter referred to as conv. As- 163 suming a closed mass budget between convective and nonconvective regions, convergence 164 into the nonconvective region is balanced at the same altitudes by divergence out of the 165 convective region, and vice versa. Note that using this system of equations we can calculate 166 the implied convective detrainment simply from mass and energy conservation without 167 invoking any complex moist physics or assumptions about parcel entrainment. This is 168 a simple and elegant method for diagnosing the level of detrainment and abundant high D R A F T March 26, 2010, 3:20pm D R A F T X - 10 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 169 clouds in the model and for understanding the changes in high clouds that accompany 170 climate change. 171 Rather than computing QR profiles corresponding to 24 solar zenith angles for each 172 latitude and longitude in every month in every model, we instead linearize the computation 173 about a mean QR profile to increase efficiency. A mean QR profile is calculated at each 174 latitude and month using the ensemble-mean, monthly-mean, zonal-mean T and q profiles 175 averaged over the first decade of the 21st Century. Then, perturbed QR profiles are 176 calculated at each latitude and month for small perturbations at each pressure level of 177 the T and q fields. The perturbations are as in Soden et al. [2008], namely, a T increase 178 of 1 K and an increase of q equal to that which is necessary to maintain constant RH in 179 the presence of a 1 K increase in T . The actual T and q fields at any location and time 180 within any model are then multiplied by the appropriate T - and q-perturbed QR profiles 181 and summed to calculate the actual QR profile for that location. A sample of randomly- 182 selected QR profiles calculated using this procedure are nearly identical to those calculated 183 by running the Fu-Liou code. 4. Results 184 The tropical-mean ensemble-mean q, T , radiative cooling, σ, and diabatic ω profiles are 185 plotted as functions of pressure in Figure 1 for averages over three decades, 2000-2010, 186 2060-2070, and 2090-2100. Here, ensemble mean refers to the average over the 15 models 187 that run the A2 scenario. Note that q is plotted on a logarithmic scale. 188 Tropospheric temperatures are nearly moist adiabatic (Xu and Emanuel [1989]), de- 189 creasing modestly with decreasing pressure in the lower troposphere, then decreasing more 190 dramatically with decreasing pressure in the mid and upper troposphere (not shown). Wa- D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 11 191 ter vapor concentrations are fundamentally limited by temperature through the Clausius- 192 Clapeyron relation, thus q decreases exponentially with decreasing pressure throughout 193 the troposphere (Figure 1a). The radiative cooling rate, QR , is approximately constant 194 with pressure throughout most of the troposphere at about 1.5 K dy−1 (Figure 1b). At 195 the very low temperatures characteristic of the upper troposphere, water vapor concentra- 196 tions become so low that QR dramatically falls off until reaching a level of zero radiative 197 heating. Consistent with the sharp drop in water vapor radiative cooling, Hartmann et al. 198 [2001] show that the radiative relaxation time sharply increases near 200 hPa, implying a 199 dramatic reduction in the ability of water vapor to radiate away any temperature pertur- 200 bations. Above this level, radiative processes provide net warming to the atmosphere. It 201 is important to note that QR falls off to zero well below the cold-point tropopause. 202 Static stability is small and nearly constant throughout most of the well-mixed tro- 203 posphere as the T profile closely follows the moist adiabat (Figure 1c). At pressures 204 less than about 200 hPa, the T profile becomes increasingly more stable than the moist 205 adiabat as radiative cooling by water vapor becomes increasingly less efficient and radia- 206 tive convective equilibrium is no longer the dominant balance. Additionally, the inverse 207 pressure-dependence of σ (Equation 3) becomes especially pronounced at these low pres- 208 sures. Diabatic ω, which is directly proportional to QR and inversely proportional to σ, 209 very closely mimics the QR profile: It is nearly constant with pressure at about 25 hPa 210 dy−1 throughout the troposphere, then falls off rapidly to zero in the region where QR 211 falls off rapidly and σ increases rapidly (Figure 1d). 212 Because the diabatic ω is nearly constant with pressure above and below the range of 213 altitudes where it falls off rapidly with decreasing pressure, conv (vertical derivative of D R A F T March 26, 2010, 3:20pm D R A F T X - 12 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 214 ω) exhibits a clear peak in the upper troposphere around about 200 hPa (Figure 2). It 215 is in this region of large upper tropospheric conv that net convective detrainment and its 216 associated cloudiness should be maximum. Indeed, the ensemble-mean cloud amounts also 217 exhibit a peak at the same altitude as the conv peak (Figure 2). We interpret this peak 218 in the cloud field as due to the abundance of high clouds detrained from deep convection 219 near the top of the region of efficient radiative cooling. The same correspondence between 220 conv and cloud fraction is verified in MODIS observations (Kubar et al. [2007]) and in a 221 cloud resolving model (Kuang and Hartmann [2007]). 222 In Figure 3 we plot the change in these quantities between the beginning and end of the 223 21st Century. Overlain in light lines are the average profiles for 2000-2010 and 2090-2100. 224 Water vapor mixing ratios increase at all levels in step with the warming climate so as 225 to retain nearly constant relative humidity through the 21st Century (Figure 3a). The 226 amplification of warming aloft where water vapor concentrations are very low results in 227 large fractional increases of q and thus very large increases in QR between 200 hPa and 228 the tropopause, peaking at 150 hPa (Figure 3c). Thus the level at which QR falls off 229 rapidly shifts upward as the climate warms, as expected from the FAT hypothesis. 230 Whereas QR increases everywhere throughout the mid- and upper-troposphere, the 231 change in σ is positive at pressures greater than 200 hPa and negative at pressures less 232 than 200 hPa (Figure 3d). Convection keeps the T profile close to the moist adiabat at 233 pressures greater than 200 hPa; thus the warming profile is accompanied by an increase in 234 σ. The warming of the upper troposphere, which maximizes at about 200 hPa, combined 235 with the CO2 -induced cooling of the stratosphere cause stability to decrease at pressures 236 less than 200 hPa. D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 13 237 At pressures greater than about 250 hPa, the fractional increase in σ exceeds that of 238 QR (not shown), so the diabatic ω is reduced (Figure 3e). This reduction in clear-sky 239 ω is consistent with several other studies that have pointed out the robust slow-down 240 of the tropical circulation in a warmer climate (Knutson and Manabe [1995], Held and 241 Soden [2006], Vecchi and Soden [2007], Gastineau et al. [2009]). Because the fractional 242 increase in σ is larger than that of QR at these altitudes, less ω is required in the clear-sky 243 atmosphere to balance the enhanced QR . In other words, a given descent rate achieves 244 greater warming in the presence of enhanced σ. 245 At pressures less than 200 hPa, the reduction in σ and increase in QR result in an 246 enhancement in the diabatic ω, or an upward shift in the ω profile. The combination of 247 enhanced ω above due to enhanced QR and diminished ω below due to increased σ reduces 248 the vertical gradient of diabatic ω in the warmer climate, and thus causes a reduction in 249 the upper tropospheric conv (Figure 3f). In the end, the conv profile shifts upward along 250 with the QR profile and becomes smaller in magnitude – most dramatically at its peak – 251 due to the competing changes in the QR and σ profiles. 252 In summary, the warming climate is associated with two main changes to conv and 253 implied convective detrainment. First, the location of peak conv shifts toward lower 254 pressure. The upward shift of peak conv is consistent with upward shift in QR because 255 the temperature is sufficiently “high” that there is appreciable QR from water vapor. 256 As will be shown below, the upward shift is nearly isothermal, but the peak conv level 257 warms slightly due to the significantly increased σ. Secondly, the upper tropospheric conv 258 systematically decreases at all but the lowest pressures in association with the decrease 259 in the tropical overturning circulation. Because the ω falls off to zero less dramatically D R A F T March 26, 2010, 3:20pm D R A F T X - 14 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 260 with decreasing pressure in the warmer climate as explained above, the implied upper 261 tropospheric conv also decreases. Clearly, both the reduction in total conv and the shift 262 towards higher altitude of peak conv are mimicked in the cloud fractions. Such a cloud 263 response is also present in cloud resolving model simulations of Tompkins and Craig [1999], 264 who noted higher but slightly warmer cloud tops as well as decreased high cloud fractional 265 coverage for runs at higher temperature. 266 The quantities plotted in Figure 1 are plotted again in Figure 4, but now as a function 267 of T . The three water vapor mixing ratio curves now lie on top of one another throughout 268 most of the troposphere, indicating an essentially unchanged relative humidity as the 269 climate warms (Figure 4a). Associated with this nearly unchanged relative humidity is 270 a nearly unchanged QR profile, when plotted in T coordinates (Figure 4b). This clearly 271 indicates the strong and fundamental dependence of QR on T through its exponential 272 limit on the water vapor concentrations. Static stability, on the other hand, is a function 273 of pressure and the vertical gradient of T rather than its absolute value. Thus, as the 274 climate warms and the T profile remains locked to the moist adiabat, the σ at a given 275 T increases (Figure 4c). Furthermore, σ is inversely dependent on pressure (Equation 3), 276 so at a fixed temperature it increases dramatically simply because the isotherms move 277 towards lower pressure in the warming climate. 278 The shift towards higher σ at all temperatures results in a systematic decrease in di- 279 abatic ω at all temperatures as the climate warms (Figure 4d). Although the level of 280 peak conv shifts upward in space, it does not do so in such a way as to remain at fixed 281 temperature. Rather, the level gets slightly warmer due to the strong increase in σ gener- 282 ated by the models (Figure 5). Similarly, the level of abundant high clouds shifts towards D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 15 283 slightly warmer temperatures rather than staying fixed in T as would be expected from 284 FAT (Figure 5). Modelled conv and clouds do not shift isothermally because of the strong 285 increase in σ relative to QR that is not explicitly accounted for in the FAT mechanism. 286 The importance of static stability changes for preventing observed cloud top tempera- 287 tures from remaining constant was also emphasized in Chae and Sherwood [2010]. It is 288 important to note that the clouds warm only slightly, and certainly much less than the 289 upper troposphere. This near-constancy of cloud temperature is largely the cause of the 290 positive LW cloud feedback, as will be shown in Section 5. 291 Trenberth and Fasullo [2009] assert that the main warming in AR4 models comes from 292 the increase in absorbed solar radiation due to decreases in tropical cloud cover. In 293 the Tropics, the cloud fraction reduction is most evident in high clouds (their Figure 294 3). Here we offer an explanation for the decrease in cloud cover, namely, the decrease in 295 upper tropospheric conv that accompanies warming. As described above, the combination 296 of enhanced ω at pressures less than 250 hPa due to enhanced QR and diminished ω 297 at pressures greater than 250 hPa due to increased σ reduces the vertical gradient of 298 diabatic ω in the warmer climate, and thus causes a reduction in upper tropospheric 299 conv (Figure 3f). These changes to QR and σ can be directly attributed to the upper 300 tropospheric warming that peaks around 200 hPa, implying that models with greater 301 upper tropospheric warming (i.e., those models with large negative lapse rate feedback) 302 have larger decreases in tropical high clouds. Furthermore, if a portion of the SW cloud 303 feedback is due to changes in tropical high cloud coverage, one would expect that portion 304 of SW cloud feedback to be anti-correlated with the lapse rate feedback: the larger the 305 upper tropospheric warming, the larger the reduction in high cloud amount, and the D R A F T March 26, 2010, 3:20pm D R A F T X - 16 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 306 smaller in magnitude the (negative) SW cloud feedback. This would allow one to define a 307 combined lapse-rate SW cloud feedback that would have less inter-model spread than the 308 two taken separately, in a similar way to the combined lapse rate - water vapor feedback. 309 This is is the subject of ongoing work that will be addressed in a subsequent paper. The 310 remainder of the paper will focus on the implications of rising high cloud tops for longwave 311 cloud feedback. 312 In Figure 6 we show tropical mean conv and cloud fraction profiles for each of the 15 313 models used in this study. Assessing the degree to which the models exhibit a correspon- 314 dence between their high cloud fractions and the location of peak upper tropospheric conv 315 is difficult because the model output available in the PCMDI archive is only the cloud 316 fraction in the model vertical bins, with no information about optical depth or cloud top 317 information similar to what a satellite sensor would retrieve in reality. It is also probable 318 that each model defines cloud fraction differently. Thus a lack of perfect correspondence 319 between cloud fraction and upper tropospheric conv is not necessarily an indication that 320 our diagnosis technique is flawed, nor is perfect correspondence a validation of our diag- 321 nosis technique. It is our hope that, in the future, modeling centers will archive more 322 detailed cloud diagnostics that will be more useful than the cloud amounts shown here. 323 Nonetheless, the models collectively produce a peak in high cloud amount that is con- 324 sistent with the level diagnosed from the clear-sky energy and mass balance. Notable 325 exceptions are the miroc3 2 medres model, where a large peak in cloud amount appears 326 at the tropopause, most likely very thin tropopause cirrus that is disconnected from deep 327 convection, and the mri cgcm2 3 2a model, whose cloud fraction exhibits a very broad 328 upper tropospheric peak that is rather different from its much sharper conv peak. In D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 17 329 general, conv peaks are sharper and located at a slightly lower pressure than the cloud 330 fraction peaks. It is reasonable that a plot of cloud tops would exhibit a peak that is 331 both sharper and located at lower pressures than the peak shown here for cloud amount. 332 Thus, it is likely that a better correspondence exists between the level of abundant conv 333 and the level of abundant high cloud tops, the emission from which is more relevant for 334 LW cloud feedback. 335 Additionally, it is clear that all models produce cloud and conv profiles that remain 336 nearly fixed in temperature. The models generally exhibit a slight decrease in upper 337 tropospheric conv and cloud amount, though it appears as though the signal is larger in 338 the conv profile. To assess the degree to which the upward migration of model clouds agrees with the upward migration of calculated conv in each model, we calculate the high cloud-weighted pressure and upper tropospheric clear-sky diabatic convergence-weighted pressure as phicld = Pp at trop p at T =270K f Pp at trop p at T =270K ∗p f (5) and pconv = Pp at trop p at T =270K conv ∗ Pp at trop p at T =270K conv p , (6) 339 where f is the cloud fraction at each pressure. Scatterplots of decadal-mean tropical-mean 340 pconv and phicld are shown for each model and for the ensemble mean in Figure 7. While the 341 degree of correspondence between the location of abundant high cloud amount and upper 342 tropospheric conv varies from model to model (Figure 6), the correspondence between the 343 shift in pconv and the shift in upper tropospheric phicld as the climate warms is remarkably 344 consistent from model to model, closely following a one-to-one relationship. In general, D R A F T March 26, 2010, 3:20pm D R A F T X - 18 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 345 the decrease in phicld is slightly larger than the decrease in conv weighted pressure. In 346 other words, the clouds migrate slightly more than conv does. 347 High cloud weighted-temperature (Thicld ) and upper tropospheric clear-sky diabatic 348 convergence-weighted temperature (Tconv ) are calculated as in Equations 5 and 6, but 349 with T substituted for p. Scatterplots of decadal-mean tropical-mean upper tropospheric 350 Tconv and Thicld are shown for each model and for the ensemble mean in Figure 8. Each 351 number in the plot represents its respective decadal mean. 352 As in the previous figure, the dashed line has slope one but nonzero y-intercept. In 353 T space, the shift in Tconv and Thicld is very small (on the order of a degree) indicating 354 that both the high clouds and the upper tropospheric conv shift upward in altitude as 355 the climate warms, but do so in such a way that they remain at approximately the same 356 T . Because the conv profile migrates upward slightly less than the cloud profile, there is 357 slightly greater warming of Tconv than of Thicld. This is especially the case in the GFDL 358 models, whose Thicld s remain remarkably constant in the face of relatively large increase 359 of their Tconv s. Overall, the very slight shift towards warmer Thicld and Tconv is related to 360 the increase in σ as the climate warms, as explained above. In summary, all models in 361 the IPCC AR4 archive exhibit a clear shift in high cloud amount towards lower pressures 362 that is remarkably well-explained by the upper tropospheric conv inferred from radiative 363 cooling. The shift occurs nearly isothermally, as expected from the FAT hypothesis. 364 Figure 9, which plots the ensemble mean Tconv , Thicld , and the T at 200 hPa as a function 365 of surface T over the course of the 21st Century, concisely illustrates the main conclusions 366 from the first part of this paper. Whereas the tropical upper troposphere warms 6 K, 367 approximately twice as much as the mean tropical surface T (lapse rate feedback), the D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 19 368 Thicld and Tconv warm only about 1 K. Tropical high clouds much more closely follow the 369 isotherms rather than the isobars, as expected from the FAT hypothesis. This represents 370 a strong positive feedback because the clouds are not warming in step with the surface 371 or atmosphere; in other words the planet cannot radiate away heat as easily as it could 372 if the high clouds warmed along with the upper troposphere. In the following section we 373 make a quantitative estimate of the contribution of this nearly-fixed Thicld to the total LW 374 cloud feedback. 5. Estimating Actual and Hypothetical LW Cloud Feedbacks in the Models 375 Though the tendency for clouds to shift upward as the climate warms has been noted in 376 several previous studies (e.g., Hansen et al. [1984], Wetherald and Manabe [1988], Mitchell 377 and Ingram [1992], Senior and Mitchell [1993]), no study has explicitly shown to what 378 extent this effect is giving rise to the positive LW cloud feedback. Here we make an 379 estimate of the contribution to LW cloud feedback of the nearly constant Thicld. We first 380 decompose the change in LW cloud forcing into its components, then calculate LW cloud 381 feedback using the radiative kernel technique of Soden et al. [2008]. 5.1. Contributors to the Change in LW Cloud Forcing The outgoing LW radiation (OLR) can be written as the sum of contributions from the clear and cloudy regions, denoted by the subscripts cld and clr, respectively: OLR = ftot OLRcld + (1 − ftot )OLRclr (7) where ftot is the total cloud fraction output by the model. Note that this cloud fraction is the total (i.e., vertically integrated with overlap assumptions) cloud fraction to be distinguished from f which is the cloud fraction in each vertical bin. Because OLR, D R A F T March 26, 2010, 3:20pm D R A F T X - 20 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? OLRclr , and ftot are model diagnostics, OLRcld is calculated using this equation. Note that OLRcld is the LW radiation that is emerging from only the cloudy portion of the scene whereas OLR is the LW emerging from the entire scene including cloudy and clear sub-scenes. This allows us to define the LW CF as LW CF = OLRclr − OLR = ftot (OLRclr − OLRcld ). (8) The change in LW CF , which we calculate as the difference between the 2090-2100 mean and the 2000-2010 mean, can be written as ∆LW CF = ∆ftot (OLRclr − OLRcld ) + ftot ∆OLRclr − ftot ∆OLRcld + C. (9) 382 The first term on the right hand side is the contribution from the change in cloud fraction 383 assuming no change in clear minus cloudy OLR. This term is generally negative because 384 cloud fraction decreases slightly. The second term is the change in clear sky OLR assuming 385 no change in cloud fraction. This term is generally positive in the extratropics and negative 386 in the Tropics, as the atmosphere becomes more opaque to LW radiation. The third term 387 is the change in cloudy sky OLR assuming no change in cloud fraction. This term is 388 strongly positive throughout most of the tropical oceans and negative elsewhere. That 389 this term is so strongly positive throughout much of the Tropics implies that the cloudy 390 sky OLR decreases dramatically in many regions as the climate warms. However, upon 391 close inspection of the regions that show large values of ∆OLRcld , it is clear that the 392 large changes are caused not by clouds cooling or warming but simply by increases or 393 decreases in the relative amount of high versus low clouds. Because of this, we perform 394 a slightly different decomposition below. The fourth term, C, is a covariance term, equal 395 to ∆ftot ∆OLRclr − ∆ftot ∆OLRcld . It is negative on average throughout the Tropics. D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 21 To better assess the relative roles of high and low clouds in affecting ∆LW CF , we decompose OLRcld into components due to high and low clouds in the Tropics: ftot OLRcld = fhi OLRhi + flo OLRlo , (10) fhi + flo = ftot (11) where Rather than attempting to calculate the high and low cloud fractions from the cloud amount profiles, we assume that the high cloud weighted temperature (Thicld ) is a reasonable estimate of the high cloud emission T and that the cloud is a blackbody such that 4 OLRhi = σThicld . (12) We also assume that the low cloud OLR is the same as the clear-sky OLR, OLRlo = OLRclr . This allows us to calculate fhi as fhi = ftot OLRcld − OLRclr OLRcld − OLRlo = ftot . OLRhi − OLRlo OLRhi − OLRclr (13) The decomposition of the change in LW cloud forcing is now ∆LW CF = ∆fhi (OLRclr − OLRhi ) − fhi∆OLRhi + fhi ∆OLRclr + C. (14) 396 Thus the change in LW CF is due to the change in fhi assuming a constant difference 397 between clear-sky OLR and high cloud OLR, the change in high cloud OLR and clear sky 398 OLR assuming no change in fhi , and the covariance between changes in fhi , high cloud 399 OLR, and clear sky OLR. ∆LW CF calculated here is exactly equal to that calculated 400 directly. D R A F T March 26, 2010, 3:20pm D R A F T X - 22 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 401 In Figure 10 we show the contribution of each of these components to the change 402 in ensemble-mean LW CF . Note that the color scale varies among the panels to make 403 the features more apparent. Henceforth, ensemble-mean refers to the average over the 404 12 models that run the A2 scenario and that archived enough information to compute 405 cloud feedbacks. (Three of the models used previously do not output enough clear-sky 406 diagnostics to compute cloud feedbacks.) Large regional changes in fhi occur as the 407 tropical circulation changes over the course of the century. Most notably, fhi increases 408 along the equatorial Pacific and Indian Oceans are nearly compensated by fhi decreases 409 in the subtropics and over tropical land masses (Figure 10a). Maps of both the mean 410 and change in fhi are very similar to maps of the mean and change in precipitation (not 411 shown), lending credence to our method of extracting the fhi using Equation 13. Overall, 412 the redistribution of tropical high clouds tends to increase the LW CF in the Tropics 413 (Figure 10a). 414 In the Tropics, clear-sky OLR decreases between the beginning and end of the century 415 as the atmosphere becomes more opaque (Figure 10b). This is especially true in convective 416 regions that are moist in the free troposphere like over the Western Pacific warm pool, 417 resulting in a largely negative fhi ∆OLRclr term. Because high cloud temperatures do not 418 stay perfectly constant with climate change as explained above, the −fhi ∆OLRhi term 419 is negative over most of the Tropics (Figure 10c). This is especially pronounced over the 420 West Pacific warm pool and Indian Ocean. Taken together, the terms in panels (b) and 421 (c) represent a decrease in the difference between clear and cloudy OLR as the cloud tops 422 warm slightly and the clear-sky OLR decreases slightly; thus they contribute to a decrease 423 in LW CF . D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 23 424 Both covariance terms (Figure 10d and e) are very small (note the color scale range) and 425 systematically negative throughout the Tropics. These are due to the concurrent increase 426 in fhi in regions where both the high clouds are warming slightly and the clear-sky OLR 427 is decreasing slightly. 428 ∆LW CF is negative throughout most of the Tropics, with two main regions of positive 429 change, namely, the equatorial Pacific and off the east coast of Africa (Figure 10f). These 430 two regions exhibit large increases in fhi that outweigh the other terms contributing to 431 ∆LW CF . Over the maritime continent, the increase in high cloud OLR and decrease 432 in clear-sky OLR result in a decrease in LW CF . Over the tropical continents, the main 433 cause of the decrease in LW CF is due to the decrease in fhi as the climate warms. 5.2. From ∆LW CF to LW Cloud Feedback: Applying the Radiative Kernels 434 The change in LW CF is not equal to the LW cloud feedback, though they are corre- 435 lated (Soden et al. [2004], Soden and Held [2006]). Whereas ∆LW CF is equal to the 436 change in clear- minus all-sky OLR, the LW cloud feedback is the change in OLR due 437 to clouds alone. Thus, we calculate the LW cloud feedback by adjusting ∆LW CF using 438 the radiative kernel technique (Soden et al. [2008]). Briefly, radiative kernels represent 439 the LW or SW radiative response at the top of atmosphere to temperature, humidity, 440 or surface albedo perturbations at each latitude, longitude, pressure (if applicable), and 441 time. For each model we calculate the clear and all-sky T and q feedbacks by convolving 442 the appropriate radiative kernels with the change in T and q between the first and last 443 decade of the 21st Century. LW cloud feedback is estimated by adjusting the change in 444 LW CF by the magnitude of cloud masking in the T and q feedbacks. The cloud masking 445 is calculated by differencing the clear- and all-sky radiative responses and adding a term D R A F T March 26, 2010, 3:20pm D R A F T X - 24 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 446 due to the cloud masking of the radiative forcing in the A2 scenario (Eqn. 25 of Soden 447 et al. [2008]). Assuming clouds mask the radiative forcing in the SRES A2 scenario (cal- 448 culated by summing the A2 radiative forcing terms given in Tables 6.14 and 6.15 of the 449 IPCC Third Assessment Report (Ramaswamy et al. [2001])) by the same proportion as 450 in the A1B scenario (Soden et al. [2008]), this term is 1.03 W m−2 . 5.3. Three Hypothetical LW Cloud Feedback Cases: FAT, FAP, and PHAT 451 Here we compare three hypothetical scenarios to the actual ∆LW CF to illustrate the 452 contribution of nearly-fixed high cloud temperatures to the LW cloud feedback. We con- 453 sider two cases that can be thought of as upper and lower bounds on ∆LW CF , the 454 fixed anvil temperature (FAT) and the fixed anvil pressure (FAP) cases, respectively. We 455 also consider an intermediate case, the proportionately higher anvil temperature (PHAT) 456 case, in which the change in Thicld is set equal to the change in upper tropospheric Tconv . 457 (Recall that the increase in Tconv is proportional to the increase of static stability that 458 accompanies warming.) As will be shown, PHAT does the best job of matching the LW 459 cloud feedback in the models. Note that we use the term“anvil” very loosely to include 460 all tropical high clouds, simply to maintain consistent terminology with Hartmann and 461 Larson [2002]. The change in LW CF assuming FAT is given by ∆LW CFF AT = ∆fhi (OLRclr − OLRhi ) + fhi ∆OLRclr + C, (15) where the ∆OLRhi term in Equation 14 is neglected because Thicld is assumed fixed. The change in LW CF assuming FAP is given by F AP ∆LW CFF AP = ∆fhi (OLRclr − OLRhi ) − fhi ∆OLRhi + fhi ∆OLRclr + C, D R A F T March 26, 2010, 3:20pm (16) D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 25 F AP where ∆OLRhi is the change in high cloud OLR assuming the clouds remain at the same pressure – the initial high cloud weighted pressure – as the climate warms. The change in LW CF assuming PHAT is given by P HAT ∆LW CFP HAT = ∆fhi (OLRclr − OLRhi ) − fhi ∆OLRhi + fhi ∆OLRclr + C, (17) 462 P HAT where ∆OLRhi is the change in high cloud OLR assuming the change in Thicld is 463 equal to the change in tropical-mean Tconv . As we have seen, the change in Tconv is 464 small but generally positive, so it represents a small but important correction to the 465 FAT assumption. For all three cases, we compute ∆LW CF , then apply the cloud mask 466 corrections described above to calculate LW cloud feedback. 467 In Figure 11 we plot maps of the ensemble mean LW cloud feedback estimated for each 468 case, along with the difference between the actual LW cloud feedback and that computed 469 for each case. Note that we use the term “actual” to refer to the model’s LW cloud 470 feedback, not to the actual LW cloud feedback in nature. The decomposition of ∆LW CF 471 was only done for the Tropics, where it is easier to separate high and low clouds; thus 472 the FAT, FAP, and PHAT assumptions differ only in the Tropics, due to the fhi ∆OLRhi 473 term. Strictly, the maps show the spatial structure of the LW cloud feedback, which is 474 defined by globally-integrating the local contributions. 475 Unlike ∆LW CF , the LW cloud feedback is positive throughout the Tropics, except in 476 the FAP case where it is only positive over the equatorial Pacific and off the east coast of 477 Africa where large increases in high clouds occur (Figure 11c). In the FAP feedback, the 478 large increase in Thicld results in a large negative contribution due to the change in OLRhi . 479 The FAP feedback is essentially that which would occur if the cloud profile did not shift 480 upward as the climate warmed. Thus, the difference between the actual feedback and D R A F T March 26, 2010, 3:20pm D R A F T X - 26 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 481 the FAP feedback shown in Figure 11d gives the contribution of changing cloud height to 482 the LW cloud feedback. Here we find that the contribution to LW cloud feedback of the 483 tendency for clouds not to warm as much as the upper troposphere is 0.95 W m−2 K−1 484 in the tropical-mean. Without this contribution, the tropical-mean LW cloud feedback 485 would be negative, as shown in the FAP case. 486 The FAT feedback is slightly larger than the actual feedback because tropical high 487 clouds do not stay at a fixed T as the climate warms (Figures 11a and b). Thus, a slight 488 overestimate of the feedback occurs in all regions that have climatologically abundant high 489 clouds. In the tropical mean, the FAT assumption overestimates the LW cloud feedback 490 by 0.27 W m−2 K−1 . 491 Allowing tropical high clouds to warm along with the tropical-mean Tconv (i.e., PHAT) 492 predicts a tropical-mean LW cloud feedback that is only slightly greater than the actual 493 feedback by 0.04 W m−2 K−1 (Figure 11f). Because we apply a spatially-invariant tropical- 494 mean warming to the high clouds in the PHAT assumption, there are some regions where 495 we underestimate the feedback (i.e., over the continents and in the subtropics) and some 496 regions where we overestimate the feedback (i.e., over the west Pacific warm pool and In- 497 dian Ocean). Where we overestimate the feedback, the high clouds warm more than does 498 the tropical-mean upper tropospheric Tconv . Nevertheless, the feedback calculated assum- 499 ing PHAT agrees quite well with the actual LW cloud feedback, and properly accounts 500 for the physics that govern the shift in the high cloud profile. 501 In Figure 12, we show bar plots of tropical- and global-mean LW cloud feedback along 502 with the three cases FAP, PHAT, and FAT in each model and in the ensemble mean. Note 503 that the feedback scenarios differ only in the Tropics, having the same LW feedback in the D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 27 504 extratropics; the global-mean feedback is provided for completeness. Clearly the feedback 505 calculated assuming clouds remain at fixed pressure (FAP) greatly underestimates the 506 actual LW cloud feedback. It is small in all models, with the spread being caused by dif- 507 ferences the other terms in the decomposition, most notably the change in fhi . For nearly 508 every model, the global- (tropical-) mean difference between FAP and actual feedback 509 magnitude is about 0.5 (1.0) W m−2 K−1 . This is entirely due to the fact that clouds do 510 not stay at fixed pressure as the climate warms, but rather rise nearly isothermally. 511 On the other hand, the feedback calculated assuming Thicld does not change (i.e., FAT) 512 slightly overestimates the LW cloud feedback in every model. The magnitude of overesti- 513 mation varies from model to model depending on the degree to which the shift in cloud 514 profile deviates from isothermal. In models with less pronounced upward enhancement 515 of warming in the Tropics, the LW cloud feedback is closer to the value given by the 516 FAT assumption because the reduction in pressure and corresponding increase in static 517 stability at a fixed temperature is less, preventing clouds from warming as much. FAT 518 remains a considerably better approximation to the actual LW cloud feedback than FAP. 519 The PHAT feedback very closely tracks the actual LW cloud feedback in all the models 520 but can over- or underestimate the actual LW cloud feedback depending on how much 521 each model’s Tconv changes. In the ensemble mean, it is a slight overestimation, but is 522 remarkably close to the actual value. The PHAT feedback is always positive, as there is 523 a large contribution from the fact that the clouds do not warm nearly as much as if they 524 stayed at fixed pressure. PHAT is a slightly better predictor of the LW cloud feedback 525 magnitude than FAT because it accounts for the change in σ that accompanies modeled 526 climate change, thereby incorporating a slight increase of Thicld . Thus we have a physically D R A F T March 26, 2010, 3:20pm D R A F T X - 28 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 527 consistent and robust predictor of each model’s LW cloud feedback, and therefore high 528 confidence that the systematically positive LW cloud feedback produced by the models is 529 indeed correct. 6. Conclusions 530 We have shown that tropical high clouds in models shift upward as the climate warms 531 over the 21st Century and that this upward shift is accompanied by a very modest increase 532 in cloud top temperature. Because the clouds are not warming in step with the surface 533 temperature, the warming Tropics become less efficient at radiating away heat and thus 534 the clouds are acting as a positive feedback on climate. 535 The negligible temperature response of tropical high clouds to climate change can be 536 understood through the principles of the fixed anvil temperature (FAT) hypothesis of 537 Hartmann and Larson [2002]. The essential physics are simply that the troposphere can 538 only be heated by convection where it is being cooled by radiation. Thus clouds are 539 only abundant in altitude ranges where the temperatures are high enough for appreciable 540 water vapor to radiatively cool to space. If the entire troposphere warms, the tropical- 541 mean cloud tops will be located at a higher altitude that is now warm enough that water 542 vapor near saturation has substantial LW emissivity. 543 Assuming a mass-conserving circulation connects the convective and non-convective re- 544 gions of the Tropics, the altitude of convective detrainment and abundant high cloud 545 amount must be co-located with the altitude of strong radiatively-driven convergence, 546 conv. One can calculate the conv profile in a relatively straightforward manner by com- 547 puting the vertical gradient of the diabatic subsidence, ω, required to balance radiative 548 cooling, QR . Because of the rapid fall-off of QR and rapid increase of static stability, D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 29 549 σ, with decreasing pressure, diabatic ω decreases rapidly with decreasing pressure in the 550 upper troposphere, creating a region of enhanced conv. We have shown good qualitative 551 agreement between this level of enhanced upper tropospheric conv and the high cloud 552 amount in each model. 553 As the climate warms over the course of the 21st Century, pconv and phicld decrease in a 554 nearly one-to-one fashion, and do so in such a way as to remain at approximately the same 555 T . Because the vertical structure of changes to the QR profile differs from that of the σ 556 profile, the diabatic ω decreases below and increases above the level of peak conv, causing 557 a decrease in conv that is mimicked by slight decreases the upper tropospheric cloud 558 fraction. Both the clouds and conv tend to warm slightly over the course of the century, 559 and this is due to an increase in σ that prevents the clouds from rising isothermally. 560 To assess the contribution of nearly constant cloud top temperatures to the LW cloud 561 feedback, we first decomposed the change in LW CF into components. This allowed 562 us to create three cases, one in which Thicld (and therefore high cloud OLR) does not 563 change (FAT), one in which Thicld increases as much as does the temperature at a fixed 564 pressure level (FAP), and one in which Thicld increases along with the tropical-mean upper 565 tropospheric Tconv (PHAT). 566 Assuming that clouds do not rise as the climate warms (i.e., FAP) results in a near-zero 567 LW cloud feedback in every model. The global- (tropical-) mean LW cloud feedback is 568 systematically about 0.5 (1.0) W m−2 K−1 larger than that calculated assuming FAP, 569 and this is entirely because high clouds rise in such a way as to warm only slightly in 570 every model. The LW cloud feedback calculated assuming FAT slightly overestimates the 571 actual LW cloud feedback because the Thicld does increase slightly over the course of the D R A F T March 26, 2010, 3:20pm D R A F T X - 30 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 572 century. That calculated assuming PHAT is very close to the actual LW cloud feedback 573 in all models and represents an improved estimate over FAT because it allows for the 574 slight increase in Thicld due to the increase in static stability. Thus, we show that the 575 robust positive LW cloud feedback can be well-explained by the fundamental physics of 576 FAT, with a slight modification (PHAT) to take into account the modeled static stability 577 changes. 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Part II: Tropical 670 convective cloud objects during 1998 El Niño and evidence for supporting the fixed anvil 671 temperature hypothesis, J. Climate, 20, 819–842. D R A F T March 26, 2010, 3:20pm D R A F T X - 35 100 100 200 200 Pressure (hPa) Pressure (hPa) ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 300 400 500 600 400 500 600 700 −6 10 −5 10 −4 −3 −2 10 10 10 (a) Specific humidity (kg kg−1) 700 −0.5 −1 10 100 100 200 200 Pressure (hPa) Pressure (hPa) 300 300 400 500 600 0 Figure 1. 0.1 0.2 0.3 0.4 (c) Static Stability (K hPa−1) 0.5 0.5 1 1.5 (b) Radiative Cooling (K day−1) 2 300 400 500 600 700 0 700 −5 2000−2010 2060−2070 2090−2100 0 5 10 15 20 25 (d) Diabatic ω (hPa day−1) 30 35 Tropical-mean ensemble-mean specific humidity (a), radiative cooling (b), static stability (c), and diabatic subsidence (d) for 2000-2010 (thin solid), 2060-2070 (thick dashed), and 2090-2100 (thick solid). Ensemble-mean refers to the average over the 15 models that run the A2 scenario. Note that the specific humidity is plotted on a logarithmic scale. D R A F T March 26, 2010, 3:20pm D R A F T X - 36 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 0 5 Gray: Cloud amount (%) 10 15 20 100 Pressure (hPa) 200 300 400 500 2000−2010 2060−2070 2090−2100 600 700 −0.05 Figure 2. 0 0.05 0.1 0.15 0.2 0.25 Black: Diabatic convergence (day−1) 0.3 Tropical-mean ensemble-mean clear-sky diabatic convergence (black) and cloud amount (gray) for 2000-2010 (thin solid), 2060-2070 (thick dashed), and 2090-2100 (thick solid). Ensemble-mean refers to the average over the 15 models that run the A2 scenario. D R A F T March 26, 2010, 3:20pm D R A F T X - 37 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? Light: Specific Humidity (kg kg−1) −6 −4 10 −2 10 200 300 −0.5 50 100 100 150 150 150 200 200 200 250 300 350 Pressure (hPa) 100 250 300 350 300 350 400 400 450 450 450 0 0 500 −2 50 100 150 (a) Thick: Percentage Change 500 0 2 4 (b) Thick: Absolute Change 6 0 Light: Diabatic ω (hPa dy−1) Light: Static Stability (K hPa−1) 0.1 0.2 0.3 0.4 0 10 20 30 100 100 100 150 150 150 200 200 200 350 Pressure (hPa) 50 Pressure (hPa) 50 300 250 300 350 300 350 400 400 450 450 450 500 −0.15 500 −4 Figure 3. 0.05 −2 0 2 (e) Thick: Absolute Change 0.4 250 400 −0.1 −0.05 0 (d) Thick: Absolute Change 0.1 0.2 0.3 (c) Thick: Absolute Change Light: Diabatic Convergence (dy−1) 0 0.1 0.2 0.3 50 250 Light: Radiative Cooling (K dy−1) 0 0.5 1 1.5 2 250 400 500 Pressure (hPa) Light: Temperature (K) 250 50 Pressure (hPa) Pressure (hPa) 10 50 4 500 −0.05 0 (f) Thick: Absolute Change 0.05 Tropical-mean ensemble-mean change in specific humidity (a), temperature (b), radiative cooling (c), static stability (d), diabatic subsidence (e), and clear-sky diabatic convergence (f) calculated as a difference between the 2000-2010 mean and the 2090-2100 mean. Overlain in each panel are the 2000-2010 mean (light dashed line) and 2090-2100 mean (light solid line). Ensemble-mean refers to the average over the 15 models that run the A2 scenario. Note that the mean specific humidity is plotted on a logarithmic scale and its change is expressed as a percentage. D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 190 190 200 200 210 210 Temperature (K) Temperature (K) X - 38 220 230 240 230 240 250 250 260 260 270 −6 10 −5 10 −4 −3 −2 10 10 10 (a) Specific humidity (kg kg−1) 270 −0.5 −1 10 190 190 200 200 210 210 Temperature (K) Temperature (K) 220 220 230 240 240 260 260 Figure 4. 0.1 0.2 0.3 0.4 (c) Static Stability (K hPa−1) 0.5 2 230 250 0 0.5 1 1.5 (b) Radiative Cooling (K day−1) 220 250 270 0 270 −5 2000−2010 2060−2070 2090−2100 0 5 10 15 20 25 (d) Diabatic ω (hPa day−1) 30 35 Tropical-mean ensemble-mean specific humidity (a), radiative cooling (b), static stability (c), and diabatic subsidence (d) for 2000-2010 (thin solid), 2060-2070 (thick dashed), and 2090-2100 (thick solid) as a function of temperature. Ensemble-mean refers to the average over the 15 models that run the A2 scenario. Note that the specific humidity is plotted on a logarithmic scale and that temperature increases downward in each panel. D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? 0 5 Dashed: Cloud amount (%) 10 15 X - 39 20 190 200 Temperature (K) 210 220 230 240 250 2000−2010 2060−2070 2090−2100 260 270 −0.05 Figure 5. 0 0.05 0.1 0.15 0.2 0.25 Solid: Diabatic convergence (day−1) 0.3 Tropical-mean ensemble-mean clear-sky diabatic convergence (black, bottom axis) and cloud amount (gray, top axis) for 2000-2010 (thin solid), 2060-2070 (thick dashed), and 2090-2100 (thick solid) as a function of temperature. Ensemble-mean refers to the average over the 15 models that run the A2 scenario. Note that temperature increases downward. D R A F T March 26, 2010, 3:20pm D R A F T X - 40 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? mpi_echam5 10 20 0 30 0 miroc3_2_medres 10 20 30 ukmo_hadcm3 10 20 30 0 ipsl_cm4 10 20 0 30 gfdl_cm2_1 10 20 0 30 Temperature (K) 200 220 240 260 0 0.1 0.2 gfdl_cm2_0 10 20 0 0 30 0 0.1 0.2 giss_model_e_r 10 20 30 0 0.1 0.2 inmcm3_0 10 20 0 0 30 0.1 0.2 0 cccma_cgcm3_1 10 20 30 0 0 0.1 0.2 mri_cgcm2_3_2a 10 20 30 Temperature (K) 200 220 240 260 0 0.1 0.2 ncar_pcm1 10 20 0 0 30 0.1 0.2 ncar_ccsm3_0 10 20 30 0 0 0.1 0.2 bccr_bcm2_0 10 20 30 0 0 0.1 0.2 csiro_mk3_5 10 20 0 0 30 0.1 0.2 ingv_echam4 10 20 30 0 Temperature (K) 200 220 240 260 0 0.1 0.2 0 0.1 0.2 0 0.1 0.2 0 0.1 0.2 0 0.1 0.2 Figure 6. Tropical-mean clear-sky diabatic convergence (black, bottom axis) and cloud amount (gray, top axis) for 2000-2010 (thin solid), 2060-2070 (thick dashed), and 2090-2100 (thick solid) for the 15 IPCC AR4 models used in this study. The units for convergence are day−1 and for cloud amount are %. Note that temperature increases downward in each panel. D R A F T March 26, 2010, 3:20pm D R A F T X - 41 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? mpi_echam5 miroc3_2_medres 10 200 9 210 7 4 23 210 200 190 180 High Cloud−Weighted Pressure (hPa) 250 8 23 210 200 180 8 230 9 4 3 12 250 210 200 230 cccma_cgcm3_1 250 5 4 6 200 210 6 45 123 200 190 180 300 210 10 290 32 1 300 200 230 210 200 45 6 7 250 8 260 34 12 270 190 180 210 7 56 1234 220 190 180 200 170 230 220 160 56 9 8 7 210 10 200 ncar_ccsm3_0 8 210 910 220 230 1 190 9 7 3 12 4 5 190 180 170 200 ingv_echam4 10 23 4 5 6 7 9 8 10 6 190 180 190 4 3 2 1 5 6 7 8 9 170 Ensemble Mean 170 180 8 220 10 9 230 4 23 1 240 200 220 220 200 csiro_mk3_5 210 310 170 240 200 7 56 4 3 12 7 9 8 180 inmcm3_0 230 bccr_bcm2_0 280 190 200 10 290 2 1 180 ncar_pcm1 9 8 280 3 280 190 9 mri_cgcm2_3_2a 270 7 240 250 7 270 200 240 210 6 200 210 230 5 220 123 45 8 10 10 10 9 8 260 190 giss_model_e_r 67 240 9 180 34 220 4 220 190 220 9 10 1 230 2 1 10 170 8 7 6 5 240 gfdl_cm2_0 7 6 5 260 280 7 250 gfdl_cm2_1 270 56 230 170 1 230 34 12 ipsl_cm4 10 9 10 9 8 160 56 220 220 150 8 ukmo_hadcm3 140 5 6 7 10 8 250 210 200 190 180 200 190 180 170 210 200 190 180 Upper Tropospheric Convergence−Weighted Pressure (hPa) Figure 7. Scatterplots of tropical-mean decadal-mean upper tropospheric clear-sky diabatic convergence-weighted pressure and high cloud-weighted pressure for the 15 IPCC AR4 models used in this study as well as the ensemble mean. Each number identifies the respective decade within the 21st Century. Note that pressure increases downward and to the left. The dashed line is a 1:1 line with a nonzero y-intercept passing through the mean of both quantities. D R A F T March 26, 2010, 3:20pm D R A F T X - 42 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? mpi_echam5 miroc3_2_medres 222 220 218 216 219 220 231 211 226 218 230 210 225 217 229 209 224 ipsl_cm4 228 208 223 219 218 217 216 215 gfdl_cm2_1 High Cloud−Weighted Temperature (T) ukmo_hadcm3 227 207 221 222 gfdl_cm2_0 220 218 219 218 217 216 215 giss_model_e_r inmcm3_0 231 225 229 230 232 226 230 231 233 227 231 232 234 228 232 233 235 229 233 234 224 222 220 224 cccma_cgcm3_1 233 234 235 236 237 222 220 224 225 235 226 236 223 227 237 224 228 238 225 229 218 216 214 217 216 215 214 213 226 235 227 236 228 237 229 238 228 226 220 ingv_echam4 225 234 224 222 220 ncar_ccsm3_0 222 csiro_mk3_5 216 216 221 bccr_bcm2_0 218 218 ncar_pcm1 234 221 220 219 218 217 220 220 mri_cgcm2_3_2a 218 216 Ensemble Mean 218 225 219 226 220 227 221 228 222 229 221 220 219 218 217 221 220 219 218 217 Upper Tropospheric Convergence−Weighted Temperature (T) Figure 8. Scatterplots of tropical-mean decadal-mean upper tropospheric clear-sky diabatic convergence-weighted temperature and high cloud-weighted temperature for the 15 IPCC AR4 models used in this study as well as the ensemble mean. Each cross represents one decadal mean within the 21st Century. Note that temperature increases downward and to the left. The dashed line is a 1:1 line with a nonzero y-intercept passing through the mean of both quantities. D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? X - 43 229 228 Temperature (K) 227 Thicld 226 225 224 Tconv + 5K 223 222 221 T200 hPa 220 219 298.5 Figure 9. 299 299.5 300 300.5 301 Surface Temperature (K) 301.5 Tropical-mean ensemble-mean high cloud-weighted temperature (thick solid line), upper tropospheric clear-sky diabatic convergence-weighted temperature (thick dashed line), and 200 hPa temperature (thin solid line) plotted against tropical-mean ensemble-mean surface temperature for the 21st Century. Ensemble-mean refers to the average over the 15 models that run the A2 scenario. D R A F T March 26, 2010, 3:20pm D R A F T X - 44 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? Ensemble Mean ∆LWCF Terms (a) ∆f (OLR −OLR ) hi clr hi (b) fhi∆OLRclr 5 10 5 0 0 −5 −2 −10 Tropical Mean = 0.05 W m (c) −f ∆OLR hi −5 −2 Tropical Mean = −0.29 W m (d) ∆f ∆OLR hi hi clr 5 10 5 0 0 −5 −2 −10 Tropical Mean = −0.46 W m (e) −∆f ∆OLR hi −5 −2 Tropical Mean = −0.13 W m (f) Sum of Terms hi 10 5 5 0 0 −5 −2 Tropical Mean = −0.31 W m Figure 10. −5 −2 Global Mean = −0.84; Tropical Mean = −1.14 W m −10 Terms contributing to the change in ensemble-mean LW CF : ∆fhi (OLRclr − OLRhi ) (a), fhi ∆OLRclr (b), −fhi ∆OLRhi (c), ∆fhi ∆OLRclr (d), −∆fhi ∆OLRhi (e), and the sum of all terms, including the contribution from the extratropical terms that are not shown (f). Ensemble-mean refers to the average over the 12 models that run the A2 scenario and that archived enough information to compute cloud feedbacks. Note that the color scale varies from panel to panel. D R A F T March 26, 2010, 3:20pm D R A F T ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? Ensemble Mean LW Cloud Feedback (a) FAT X - 45 (b) FAT minus Actual 2.5 5 2 1.5 1 0.5 0 0 −0.5 −1 −1.5 −2 −2 −1 Global Mean = 0.67; Tropical Mean = 0.96 W m K −5 −2 −1 Global Mean = 0.13; Tropical Mean = 0.27 W m K −2.5 (d) FAP minus Actual (c) FAP 2.5 5 2 1.5 1 0.5 0 0 −0.5 −1 −1.5 −2 −2 −1 Global Mean = 0.06; Tropical Mean = −0.26 W m K −5 −2 −1 Global Mean = −0.48; Tropical Mean = −0.95 W m K −2.5 (f) PHAT minus Actual (e) PHAT 2.5 5 2 1.5 1 0.5 0 0 −0.5 −1 −1.5 −2 −2 −1 Global Mean = 0.55; Tropical Mean = 0.74 W m K Figure 11. −5 −2 −1 Global Mean = 0.02; Tropical Mean = 0.04 W m K −2.5 Ensemble-mean LW cloud feedback for three cases, FAT, FAP, and PHAT (left column) as well as the difference between the actual LW cloud feedback and the three cases (right column). Ensemble-mean refers to the average over the 12 models that run the A2 scenario and that archived enough information to compute cloud feedbacks. Note the different color scales between columns. D R A F T March 26, 2010, 3:20pm D R A F T X - 46 ZELINKA AND HARTMANN: WHY IS LONGWAVE CLOUD FEEDBACK POSITIVE? Figure 12. Estimates of tropical-mean (a) and global-mean (b) LW cloud feedback along with the three hypothetical cases FAP, FAT, and PHAT, in each model and in the ensemble mean. D R A F T March 26, 2010, 3:20pm D R A F T
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