Biol Blood Marrow Transplant 20 (2014) 1813e1818 Biology of Blood and Marrow Transplantation journal homepage: www.bbmt.org Favorable Outcomes from Allogeneic and Autologous Stem Cell Transplantation for Patients with Transformed Nonfollicular Indolent Lymphoma Diego Villa 1, 2, *, Anupkumar George 3, John F. Seymour 3, Cynthia L. Toze 4, Michael Crump 1, Christina Lee 5, Rena Buckstein 5, Douglas A. Stewart 6, David MacDonald 7, Ronan Foley 8, Anargyros Xenocostas 9, Mitchell Sabloff 10, Neil Chua 11, Felix Couture 12, Jean F. Larouche 13, Sandra Cohen 14, Kerry J. Savage 2, Joseph M. Connors 2, Tony Panzarella 15, Dennis A. Carney 3, Michael Dickinson 3, John Kuruvilla 1 1 Princess Margaret Cancer Centre, Toronto, Ontario, Canada British Columbia Cancer Agency, Vancouver, British Columbia, Canada Peter MacCallum Cancer Centre, East Melbourne, Victoria, Australia 4 Leukemia/Bone Marrow Transplant Program of British Columbia, Vancouver Hospital and Health Sciences Centre, Vancouver, British Columbia, Canada 5 Sunnybrook Health Sciences Centre, Toronto, Ontario, Canada 6 Tom Baker Cancer Centre, Calgary, Alberta, Canada 7 Queen Elizabeth II Health Sciences Center, Halifax, Nova Scotia, Canada 8 Hamilton Health Sciences Corporation, Hamilton, Ontario, Canada 9 London Health Sciences Centre, London, Ontario, Canada 10 The Ottawa Hospital, Ottawa, Ontario, Canada 11 Cross Cancer Institute, Edmonton, Alberta, Canada 12 Hotel Dieu de Quebec, Quebec City, Quebec, Canada 13 Hôpital de l’enfant Jesus, Quebec City, Quebec, Canada 14 Maisonneuve Rosemont Hôpital, Montreal, Quebec, Canada 15 Division of Biostatistics, Dalla Lana School of Public Health, University of Toronto, Toronto, Ontario, Canada 2 3 Article history: Received 18 April 2014 Accepted 8 July 2014 Key Words: Rituximab Transformed lymphoma Autologous transplant Allogeneic transplant a b s t r a c t The role of allogeneic (allo-) and autologous stem cell transplantation (auto-SCT) in the management of patients with transformed indolent nonfollicular non-Hodgkin lymphoma is unknown. This is a multicenter, retrospective cohort study of patients with biopsy-proven indolent B cell nonfollicular non-Hodgkin lymphoma and simultaneous or subsequent biopsy-proven aggressive histology transformation who were treated with allo-SCT or auto-SCT between 1996 and 2013. All patients received myeloablative conditioning regimens. Outcomes were compared with a cohort of 246 patients with transformed follicular lymphoma who also underwent allo-SCT (n ¼ 47) or auto-SCT (n ¼ 199) across the same institutions and time frame. Thirty-four patients were identified with the following underlying indolent histologies: 15 (44%) marginal zone lymphoma, 11 (32%) chronic lymphocytic leukemia, 6 (18%) small lymphocytic lymphoma, and 2 (6%) lymphoplasmacytic lymphoma. Patients received various anthracycline or platinum-containing chemotherapy regimens for transformation, incorporating rituximab in 25 (74%). Twelve (35%) subsequently underwent allo-SCT, whereas 33 (65%) underwent auto-SCT. The 3-year overall survival rate after transplantation was 67% (allo-SCT 54%, auto-SCT 74%), and 3-year progression-free survival rate was 49% (allo-SCT 40%, auto-SCT 54%). The 3-year nonrelapse mortality rate was 14% (allo-SCT 15%, auto-SCT 7%). Transplant-related mortality at 100 days was 17% for allo-SCT and 0% for auto-SCT. Adjusted for type of stem cell transplantation, 3year overall survival, progression-free survival, and nonrelapse mortality rates were similar to those of patients with transformed follicular lymphoma receiving allo-SCT and auto-SCT (P ¼ .38, P ¼ .69, and P ¼ .54, respectively). Allo-SCT and auto-SCT may be reasonable treatments for selected patients with transformed nonfollicular indolent lymphoma, although medium-term outcomes and toxicity appear to be more favorable with auto-SCT. Ó 2014 American Society for Blood and Marrow Transplantation. Financial disclosure: See Acknowledgments on page 1817. * Correspondence and reprint requests: Diego Villa, MD, MPH, British Columbia Cancer Agency, 600 West 10th Avenue, Division of Medical Oncology, Vancouver, BC V5Z 4E6, Canada. E-mail address: [email protected] (D. Villa). http://dx.doi.org/10.1016/j.bbmt.2014.07.015 1083-8791/Ó 2014 American Society for Blood and Marrow Transplantation. INTRODUCTION Patients with indolent non-Hodgkin lymphomas may experience disease transformation to aggressive histology 1814 D. Villa et al. / Biol Blood Marrow Transplant 20 (2014) 1813e1818 lymphoma during the course of their disease. This risk is approximately 2% to 3% per year in patients with follicular lymphoma (FL) [1-4]. The incidence and clinical course of patients with other nonfollicular indolent histologies experiencing transformation appear to be similar based on limited data [5-8]. Several studies suggest that certain patients with transformed indolent lymphomas may benefit from allogeneic (allo-) or autologous stem cell transplantation (auto-SCT). However, these studies have included only patients with transformed FL [9-16] or a minority of patients with other indolent histologies [17-25]. No large studies have evaluated SCT strategies exclusively in patients with transformed nonFL, with the exception of Richter’s transformation in chronic lymphocytic leukemia [26-28]. Therefore, the purpose of this study was to evaluate outcomes after allo-SCT or auto-SCT in patients with transformed non-FL and to compare them with a similar population of patients with transformed FL undergoing the same treatments. METHODS Patient Identification This is an international, multicenter cohort study of patients with transformed non-FL who were treated with allo-SCT or auto-SCT during 1996 to 2013. Canada has no centralized transplant data repository, and therefore all transplant centers in the Canadian Blood and Marrow Transplant Group were contacted. These transplant centers reported all cases with transformed indolent lymphoma treated with SCT, which were combined into a database of 391 patients. Results for the subgroup of patients with transformed FL were previously published [14] but not for those with transformed nonfollicular indolent histologies. In Australia, there is a voluntary but complete registration and reporting process to a national stem cell transplantation registry. However, for this study, data for all eligible similar transplant cases treated only at Peter MacCallum Cancer Centre, Melbourne, Australia, were collected from the institutional database. Adult patients with biopsy-proven indolent non-Hodgkin lymphoma and subsequent biopsy-proven aggressive histology B cell lymphoma transformation treated with allo-SCT or auto-SCT were included. Patients who initially presented with simultaneous indolent and aggressive histologies (discordant or composite) were excluded. Patients transplanted for a subsequent diagnosis of Hodgkin lymphoma or T cell lymphoma and those with a clinical diagnosis of transformation without biopsy confirmation were excluded. Patients with an initial diagnosis of aggressive lymphoma with a subsequent indolent histology relapse were also excluded. Pathology was reviewed at each academic center for transformed lymphoma cases before SCT. Disease and Treatment Data Standard staging investigations, including computed tomography scans and bone marrow biopsies, were completed at the time of diagnosis and transformation. 18-F deoxyglucose positron emission tomography scans were not routinely performed. Advanced stage at transformation was defined as Ann Arbor stage III or IV or stage I or II with B symptoms or bulky disease (10 cm). At the time of transformation, patients received at least 1 cycle of combination chemotherapy, most commonly anthracycline or platinumcontaining, with or without rituximab. Response to chemotherapy was retrospectively interpreted by participating physicians according to the 1999 International Working Group criteria [29]. Patients underwent alloSCT or auto-SCT for any episode of transformation (first or subsequent relapse) and were selected for SCT primarily on the basis of chemosensitivity. Similar criteria were applied for response evaluation after alloSCT or auto-SCT. The choice of chemotherapy regimens, SCT type, stem cell source and mobilization procedures, graft-versus-host disease prophylaxis, and supportive care followed individual institutional standards. Statistical Analysis Overall survival (OS), calculated from the date of allo-SCT or auto-SCT to the date of last follow-up or death from any cause, was the primary endpoint. Progression-free survival (PFS), calculated from the date of alloSCT or auto-SCT to the date of last follow-up (censored observations) or subsequent progression, relapse, or death from any cause (events), was a secondary endpoint. Nonrelapse mortality (NRM) was calculated from the date of allo-SCT or auto-SCT to the date of last follow-up (censored Table 1 Patient Characteristics at Time of Diagnosis of Indolent Lymphoma and Transformation Characteristics Allo-SCT (n ¼ 12) Auto-SCT (n ¼ 22) n n % P % At diagnosis of indolent lymphoma Country Canada Australia Male gender Age at diagnosis, yr Median Range Indolent histology at original diagnosis Marginal zone lymphoma Chronic lymphocytic leukemia Lymphoplasmacytic lymphoma Small lymphocytic lymphoma Systemic regimens for iNHL 0 1 2-3 Pretransformation radiotherapy 10 2 4 84 17 33 48 24-64 15 7 10 68 32 46 53 32-64 .30 .72 .29 .05 3 6 2 1 25 50 17 8 12 5 0 5 55 23 0 23 3 6 3 1 25 50 25 8 4 12 6 5 18 55 27 23 7 5 58 42 12 10 55 45 .90 .39 At diagnosis of transformation Year of transformation 1996-2005 2006-2013 Years from iNHL to transformation Median Range Transformation histology Diffuse large B cell lymphoma Burkitt-like lymphoma Advanced stage Elevated LDH* Systemic regimens for transformation 1 2 3 Last line of chemotherapy CHOP Platinum-containing Othery Last chemotherapy with rituximab 1.0 .12 2.1 .6-7.7 2.9 .4-18.3 .35 11 1 12 3/7 92 8 100 43 22 0 19 12/19 100 0 86 63 8 3 1 67 25 8 14 7 1 64 32 4 7 3 2 7 58 25 17 58 5 14 3 18 27 64 14 82 .54 .41 .85 .08 .22 iNHL indicates indolent non-Hodgkin lymphoma; LDH, lactate dehydrogenase; CHOP, cyclophosphamide, doxorubicin, vincristine, prednisone. * Number of patients/number of patients with available data. y Other regimens such as carmustine, etoposide, cytarabine, melphalan (mini-BEAM) and cyclophosphamide, vincristine, doxorubicin, dexamethasone, cytarabine, methotrexate (hyper-CVAD). observations) or death from any cause before lymphoma relapse or progression (events). Death within 100 days of transplant was considered as transplant-related mortality. Outcomes were also compared with a cohort of 246 patients with transformed FL treated with either allo-SCT (n ¼ 47) or auto-SCT (n ¼ 199) across the same institutions, countries, and time period, identified within the databases described above. Patient characteristics at diagnosis, transformation, and transplantation were compared between groups using Fisher’s exact test for discrete variables and Student’s t-test for continuous variables. Three-year OS, PFS, and NRM rates were estimated using the Kaplan-Meier method and compared using the log-rank test [30]. Data were analyzed using SPSS version 14.0 for Windows (SPSS Inc., Chicago, IL). RESULTS Patient Characteristics Patient and treatment characteristics are described in Tables 1 and 2. Thirty-four patients (25 Canada, 9 Australia) were identified with the following underlying indolent histologies: 15 (44%) marginal zone lymphoma, 11 (32%) chronic lymphocytic leukemia, 6 (18%) small lymphocytic D. Villa et al. / Biol Blood Marrow Transplant 20 (2014) 1813e1818 Table 2 Patient Characteristics at Time of Stem Cell Transplantation Characteristics Year of transplantation 1996-2005 2006-2013 Age at SCT, yr Median Range Months from transformation to SCT Median Range Chemosensitivity pre-SCT Complete response Partial response Stable disease Progressive disease Stem cell source Peripheral blood Bone marrow High-dose (conditioning) regimen Chemotherapy þ total body irradiation Chemotherapy only Allogeneic donor type Matched sibling Mismatched related donor Matched unrelated donor Graft-versus-host disease Acute Chronic Prophylaxis Cyclosporine þ methotrexate Cyclosporine þ mycophenolate Antithymocyte infusion Response to SCT Complete response Partial response Stable disease Progressive disease Not assessed* Transplant-related mortality at 100 d Allo-SCT (n ¼ 12) Auto-SCT (n ¼ 22) n % n % 58 42 8 14 36 64 P .29 7 5 .11 55 26-67 58 43-66 6 2-19 6 2-86 .13 .04 1 9 1 1 8 77 8 8 11 11 0 0 50 50 0 0 4 8 33 67 22 100 0 0 6 50 6 50 3 4 5 25 33 42 <.001 <.001 1 4 21 96 Not applicable Not applicable 5 5/11* 42 45 11 1 4 92 8 33 6 3 0 1 2 2 50 25 0 8 17 17 19 3 0 0 0 0 86 14 0 0 0 0 .06 .12 Two allo-SCT patients experienced transplant-related mortality before response assessment. * lymphoma, and 2 (6%) lymphoplasmacytic lymphoma. Patient and disease characteristics were generally similar between both transplant groups, both at the time of diagnosis of indolent and at the time of transformation. Most transformation events occurred in patients who had received 1 to 2 lines of systemic therapy for their indolent lymphoma. The median time from initial diagnosis of indolent lymphoma to transformation was 2.5 years, with a wide time range (.4 to 18 years). At transformation, approximately half of the patients had an elevated serum level of lactate dehydrogenase and almost all had advanced stage disease. Patients received various anthracycline or platinum-containing chemotherapy regimens for transformation, incorporating rituximab in 25 patients (74%), with no significant difference in frequency between allo-SCT and auto-SCT (P ¼ .22). Transplantation Characteristics Twelve patients (35%) were treated with allo-SCT and 22 (65%) with auto-SCT. None of the patients in the allo-SCT group underwent prior auto-SCT for relapsed indolent lymphoma. Twenty-two (65%) received SCT as part of their upfront therapy (immediately after 1 line of chemotherapy for transformed disease), whereas the other 12 (35%) 1815 received it in the relapsed setting (after 2 to 3 lines of chemotherapy for transformed disease). Most patients were transplanted with chemosensitive disease (83% allo-SCT, 100% auto-SCT). Compared with alloSCT patients, those treated with auto-SCT were more likely to be transplanted in a slightly more recent era and at an older age, using peripheral blood stem cells, and after a highdose therapy regimen that did not include total body irradiation. All patients undergoing allo-SCT received myeloablative conditioning. For the 12 allo-SCT patients, donors were 3 matched siblings, 5 matched unrelated, and 4 mismatched related. Transplant-related mortality at 100 days was 17% and 0% for allo-SCT and auto-SCT, respectively (P ¼ .12). Outcomes With a median follow-up of 3.7 years (range, .4 to 10.7 years) in surviving patients, the 3-year OS rate after SCT for the entire cohort was 67% (standard error [SE], 9%), with no statistical difference between patients treated with alloSCT (54%; SE, 15%) or auto-SCT (74%; SE, 10%), P ¼ .16, as shown in Figure 1. The 3-year PFS rate after SCT for the entire cohort was 49% (SE, 9%), again with no statistical difference between patients treated with allo-SCT (40%; SE, 15%) or auto-SCT (54%; SE, 11%), P ¼ .13, as shown in Figure 2. The 3year NRM rate after SCT for the entire cohort was 14% (SE, 7%), which was significantly greater in patients treated with allo-SCT (15%; SE, 15%) compared with auto-SCT (7%; SE, 6%; P ¼ .02; Figure 3). Outcomes were then compared with a cohort of 246 patients with transformed FL treated with allo-SCT (n ¼ 47) or auto-SCT (n ¼ 199). Patient, disease, and treatment characteristics were similar between patients with transformed FL and non-FL, with the exception of a significantly higher proportion of males in the former group (Supplemental Tables 1 and 2). Adjusted for type of SCT only, the 3-year OS rate after allo-SCT was statistically similar for patients with non-FL (47%; SE, 8%) and FL (54%; SE, 15%). Correspondingly, the 3-year OS rate for non-FL transformed lymphoma after auto-SCT (74%; SE, 10%) was statistically similar to that of patients with transformed FL (68%; SE, 3%), with P ¼ .38 for all adjusted comparisons, as shown in Supplemental Figure 1. Adjusted for type of SCT only, the 3-year PFS rate after allo-SCT (40%; SE, 15%) was statistically similar to that of patients with transformed FL (46%; SE, 8%). Correspondingly, the 3-year PFS rate after auto-SCT (54%; SE, 11%) was statistically similar to that of patients with transformed FL (49%; SE, 4%), with P ¼ .69 for all adjusted comparisons, as shown in Supplemental Figure 2. Adjusted for type of SCT only, the 3year NRM rate after allo-SCT (17%; SE, 11%) was statistically similar to that of patients with transformed FL (36%; SE, 8%). Correspondingly, the 3-year NRM rate after auto-SCT (7%; 6%) was statistically similar to that of patients with transformed FL (6%; SE,2%), with P ¼ .54 for all adjusted comparisons, as shown in Supplemental Figure 3. DISCUSSION This report presents our multi-institutional, retrospective analysis of the outcomes of transformed non-FL patients treated with allo-SCT or auto-SCT. We observed that patients with transformed non-FL treated with hematopoietic SCT experience outcomes comparable with those of patients with transformed FL receiving similar treatments. This suggests the biology of the aggressive component, rather than that of D. Villa et al. / Biol Blood Marrow Transplant 20 (2014) 1813e1818 1.0 1.0 0.8 0.8 0.6 Nonrelapse Mortality Overall Survival 1816 AUTO 3-yr OS 74% ALLO 3-yr OS 54% 0.4 P = .16 0.2 P = .02 0.6 ALLO 3-yr NRM 15% 0.4 0.2 AUTO 3-yr NRM 7% 0.0 0.0 0 1 2 3 4 5 6 7 8 9 10 11 12 0 1 2 3 4 5 6 7 8 9 10 11 12 Time since transplantation (years) Time since transplantation (years) Figure 1. Overall survival by transplant type (n ¼ 34). AUTO indicates autoSCT (green); ALLO, allo-SCT (blue). Figure 3. Nonrelapse mortality by transplant type (n ¼ 34). AUTO indicates auto-SCT (green); ALLO, allo-SCT (blue). the indolent lymphoma, drives prognosis in these patients. Our data therefore corroborate that allo-SCT and auto-SCT may be appropriate treatments for patients with transformed indolent lymphoma regardless of the underlying histology. Overall, our OS and PFS estimates are consistent with other cohorts of various transformed indolent histologies in the literature. Ban-Hoefen et al. [18] published a retrospective analysis of the National Comprehensive Cancer Network database of 118 patients with transformed indolent lymphoma (14% non-FL), in which the 2-year OS rate was 65% for patients undergoing allo-SCT (n ¼ 18) and 83% for those receiving auto-SCT (n ¼ 50). Villa et al. [25] described a single-institution cohort of 105 patients (4% non-FL) with transformed indolent lymphoma in which the 3-year OS and PFS rates were 54% and 42%, respectively, for the subgroup of 50 patients who proceeded with auto-SCT. In this cohort, only 4 patients received allo-SCT [25]. Finally, in a subgroup analysis of the National Cancer Institute of Canada LY-12 randomized trial of salvage chemotherapy and auto-SCT for relapsed/refractory aggressive non-Hodgkin lymphomas, the subset of 89 patients with transformed indolent lymphomas experienced 4-year event-free survival rate after auto-SCT of 45% [21]. Studies of SCT for transformed indolent lymphomas have not compared outcomes according to FL versus non-FL histology, with the exception of a retrospective study of 27 patients with transformed indolent lymphoma that found no differences in disease-free survival or OS between patients with transformed chronic lymphocytic leukemia/small lymphocytic lymphoma (n ¼ 6) or FL (n ¼ 21) treated with auto-SCT (P ¼ .66) [20]. A few publications of auto-SCT and allo-SCT for Richter’s transformation of chronic lymphocytic leukemia/small lymphocytic lymphoma suggest that a subgroup of patients may benefit from such treatments [26-28]. However, our chronic lymphocytic leukemia/small lymphocytic lymphoma subgroup was not large enough to determine whether these patients benefit from allo-SCT over auto-SCT compared with other indolent histologies. The main strength of the present analysis is that the study base was assembled through a multi-institutional collaboration, reflecting a broad pattern of practice. Additionally, results were compared with a very large cohort of 246 patients with transformed FL treated with allo-SCT or auto-SCT, in actuality much larger than any other published in the literature. Because FL is more common than the other individual B cell lymphoid cancer subtypes, studies of transformed indolent lymphoma have included none [9-16] to few [17-25] patients with non-FL. Although the present study represents a considerable experience of SCT in patients with transformed non-FL, data collected on 34 patients transplanted over 17 years may not necessarily reflect the current state of transplant outcome in similar patient populations. Our study has several limitations. First, the patients reported in our series were highly selected for allo-SCT or autoSCT based on multiple factors, including age, fitness, response to chemotherapy, and physician and patient choice. Therefore, results may not be necessarily generalized to the greater population of patients with transformed non-FL potentially eligible for SCT. Second, given the retrospective, nonrandomized design, comparisons between groups are 1.0 Progression-Free Survival 0.8 0.6 AUTO 3-yr PFS 54% 0.4 ALLO 3-yr PFS 40% P = .13 0.2 0.0 0 1 2 3 4 5 6 7 8 9 10 11 12 Time since transplantation (years) Figure 2. Progression-free survival by transplant type (n ¼ 34). AUTO indicates auto-SCT (green); ALLO, allo-SCT (blue). D. Villa et al. / Biol Blood Marrow Transplant 20 (2014) 1813e1818 imbalanced. Because of the small sample size, our analysis lacks sufficient statistical power to identify modest differences. Third, various indolent lymphomas, each with a particular natural history and specific management, were combined for analysis. Ideally, the management and outcomes of each indolent subtype transformation should be evaluated separately, but our small sample size did not permit such analysis. Fourth, 18-F deoxyglucose positron emission tomography was not routinely performed in patients included in this study. The lack of these data makes it difficult to determine how well balanced the allo-SCT and auto-SCT groups were, especially in the view of the difference in chemosensitivity between both groups shown in Table 2. Additionally, all allo-SCT patients underwent myeloablative conditioning, which likely contributed to the high transplant-related mortality in this group. A recent report from the Center for International Blood and Marrow Transplant Research suggests that reduced-intensity conditioning allo-SCT may maintain efficacy while reducing toxicity in patients with transformed FL [16]. Furthermore, the allo-SCT group is heterogeneous, including recipients of stem cells from matched related, matched unrelated, and mismatched related donors. Given the study time period, current standards for HLA matching were not routinely performed for most cases, limiting the ability to understand the outcomes of allo-SCT in this series. Finally, about 80% of the patients in our study received rituximab-containing salvage chemotherapy before SCT. Unfortunately data on prior rituximab use for indolent lymphoma (before transformation) were not available. Again, the sample size limited our ability to draw any conclusions about the impact of rituximab. Limited retrospective data suggest that the addition of rituximab to chemotherapy improves outcomes in patients with transformed indolent lymphoma who proceed with auto-SCT, although the effect in patients treated with allo-SCT is largely unknown [18,25,31-33]. In summary, auto-SCT and allo-SCT may be reasonable treatments for selected patients with transformed indolent non-FL, although outcomes and toxicity appear to be more favorable with auto-SCT. In the short to medium term (up to 5 years after allo-SCT or auto-SCT), there is no clear advantage to any particular transplantation strategy, although longer observation is required to clarify whether there truly is a fraction of patients cured with either modality. Further research is necessary to determine the optimal strategy, including timing, drug sequencing, and combinations with the most favorable benefit-to-risk ratio. ACKNOWLEDGMENTS The authors acknowledge all contributors to this study. Portions of the article were presented previously at the 12th International Conference on Malignant Lymphoma, June 19 to 22, 2013, Lugano, Switzerland. Financial disclosure: Supported by a 2010 Canadian Blood and Marrow Transplant Group Small Budget Research Grant. Conflict of interest statement: There are no conflicts of interest to report. SUPPLEMENTARY DATA Supplementary data related to this article can be found online at http://dx.doi.org/10.1016/j.bbmt.2014.07.015. 1817 REFERENCES 1. Al-Tourah AJ, Gill KK, Chhanabhai M, et al. Population-based analysis of incidence and outcome of transformed non-Hodgkin’s lymphoma. J Clin Oncol. 2008;26:5165-5169. 2. Bastion Y, Sebban C, Berger F, et al. Incidence, predictive factors, and outcome of lymphoma transformation in follicular lymphoma patients. J Clin Oncol. 1997;15:1587-1594. 3. Conconi A, Ponzio C, Lobetti-Bodoni C, et al. 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