Legal Actions for the purposes of the Forest and Range Practices Act (FRPA): Support Document for a Training Package October 31st, 2008 draft Prepared for: Charlie Western, Angela Von Sacken and Brian Westgate on behalf of: Ministry of Forests and Range Integrated Land Management Bureau Ministry of Agriculture and Lands Ministry of Environment Ministry of Tourism, Culture and the Arts Prepared by: Terje Vold, RPF, RPBio Terje Vold and Associates Consulting Ltd 1 Table of Contents Acronyms ............................................................................................................................ 3 Introduction ......................................................................................................................... 4 Chapter 1: Legislative authority......................................................................................... 5 Chapter 2: FRPA structure and objectives pillar ............................................................... 8 Chapter 3: Collaborative approach to taking legal actions .............................................. 13 Appendix: Applying ‘SMART’ Principles to Legal Actions ......................................... 20 2 Acronyms FPC FPPR FRPA FSP GAR ILMB LUOR MAL MOE MFR MTCA RPPR WLPPR Forest Practices Code of British Columbia Act Forest Planning and Practices Regulation Forest and Range Practices Act Forest Stewardship Plan Government Actions Regulation Integrated Land Management Bureau Land Use Objectives Regulation Ministry of Agriculture and Lands Ministry of Environment Ministry of Forests and Range Ministry of Tourism, Culture and the Arts Range Planning and Practices Regulation Woodlot License Planning and Practices Regulation 3 Introduction The Ministry of Forests and Range (MFR); Integrated Land Management Bureau (ILMB); the Ministry of Agriculture and Lands (MAL); the Ministry of Environment (MOE); and the Ministry of Tourism, Culture and the Arts (MTCA) have developed a training package in support of undertaking legal actions under the Objectives pillar of the Forest and Range Practices Act (FRPA). For the purposes of this document "legal action" means actions enabled under FRPA which provide direction to forest, range agreement holders regarding plan preparation or undertaking practices1. The legal actions include: establishing objectives under the Land Act including the Land Use Objectives Regulation (LUOR), and establishing objectives, designations, measures, and other actions under FRPA including the Government Actions Regulation (GAR). This document discusses: 1. Legislative authority – that each agency uses when taking legal actions; 2. FRPA structure– explaining that FRPA is intended to be results-based with government establishing objectives and how those actions effect forest and range licensees 3. Collaborative approach to taking legal actions – identifying key stages where an agency that can take legal actions should consult with other agencies, and 4. Considerations when writing objectives / orders. 1 Actions may also be taken under FRPA for other purposes but are not specifically addressed in this document, for example, actions under s. 57 and s. 58 (1)(b) pertain to the public (not forest and range agreement holders per se). 4 Chapter 1: Legislative authority by Ministry One of government’s key roles under FRPA is establishing objectives and other legal actions that provide direction to forest, range and woodlot agreement holders as they prepare operational plans and undertake forest and range practices. Objectives and other legal actions focus on the management of particular resource values. The types of legal actions that can be taken by agencies is summarized below. Types of Legal Actions* Objectives: Other Legal Actions: Planning Requirement** Practice Requirement Land use objectives General wildlife measures Objectives in regulation Resource features Objectives enabled by regulation Wildlife habitat features Grandparented objectives2 Temperature sensitive streams * also establishing categories of species at risk, regionally important wildlife and ungulate species which may help set up objectives or general wildlife measures for an area **objectives normally are a planning requirement; in some cases they constitute a practice requirement and/or a supporting (default) practice requirement option is provided in regulation. The four agencies who can undertake legal actions related to FRPA are the: Ministry of Agriculture and Lands; Ministry of Forests and Range; Ministry of Environment; and the Ministry of Tourism, Culture and the Arts. The nature of the legal actions that can be taken by each agency, and the corresponding legislative authority, are summarized below. The authority to undertake a legal action also includes the authority to vary or cancel an action by the appropriate agency. Ministry of Agriculture and Lands The Minister responsible for the Land Act may: Legal Action Establish land use objectives Establish scenic areas Legislative Authority Act Regulation Land Act s. 93.4 Land Use Objectives Regulation FRPA s. 150.3 GAR s. 7(1) (this authority has been delegated to ILMB and MFR in specified instances) Designate community watersheds FRPA s. 150 GAR s. 8(1) (this authority has been delegated to Ministry “grandparented objectives” are those objectives that were originally established under the Forest Practices Code of British Columbia Act which have been continued under FRPA. 2 5 of Environment) Ministry of Forests and Range The Minister responsible for the Forest Act may: Legal Action Identify resource features* Establish lakeshore management zones and objectives Establish visual quality objectives (for scenic areas**) Legislative Authority Act Regulation FRPA s. 154 (2) GAR s. 5 FRPA s. 150.2 GAR s. 6 FRPA s. 150.3 GAR s. 7(2), FPPR s. 1.1 * authority to identify recreation-related resource features has been delegated to MTCA ** MAL has delegated authority to establish, amend or repeal scenic areas to MFR in specified relatively minor instances The delegation of the MFR Minister’s powers and duties under FRPA and its regulations are shown at www.for.gov.bc.ca/hcp/legislation/authoritymatrix/ Ministry of Environment The Minister responsible for the Wildlife Act may: Legal Action Designate community watersheds Legislative Authority Act Regulation FRPA s. 150 GAR s. 8(1) (this authority has been delegated from Minister of Agriculture and Lands) Establish water quality objectives FRPA s. 150 GAR s. 8(2) FRPA s. 149.1 GAR s. 9 FRPA s. 149.1 GAR s. 10 FRPA s. 154 (2) FRPA s. 149.1 GAR s. 11 GAR s. 12 FRPA s. 149.1 GAR s. 13 FRPA s. 150.1 GAR s. 14 FRPA s. 150.5 GAR s. 15 (for community watersheds) Establish general wildlife measures (for species at risk, regionally important wildlife or specified ungulate species) Establish wildlife habitat areas and objectives Identify wildlife habitat features Establish ungulate winter ranges and objectives Establish categories of species at risk, regionally important wildlife and ungulate species Identify fisheries sensitive watersheds and objectives Designate temperature sensitive streams 6 Ministry of Tourism, Culture and the Arts The Minister of Forests and Range has transferred authorities under sections 56, 57 and 58 of FRPA, and delegated authorities under section 5 (1) (f), (g), (h) of GAR to the Ministry of Tourism, Culture and the Arts. Legal Action Establish interpretive forest sites, recreation sites and recreation trails, and objectives Protection of recreation and range** resources on Crown land Identify recreation-related resource features Legislative Authority Act Regulation FRPA s. 56, 148 Forest Recreation Regulation s. 6-20* FRPA s. 58 FRPA s. 154 (2) Forest Recreation Regulation s. 2 GAR s. 5(1) (f), (g), (h) * Note: s. 16 of the regulation requires that a recreation officer authorize a business or industrial activity at an established interpretive forest site, recreation site and recreation trail. ** The authority for FRPA s. 58 orders that pertain to the protection of a range resource remain with MFR 7 Chapter 2: FRPA structure and objectives pillar FRPA legislation is comprised of the Forest and Range Practices Act and its regulations. Collectively, this legislation defines the legal requirements for planning and practices for forest, range and woodlot agreement holders on Crown lands, as well as any associated private lands included in any of the above agreements. The functional architecture of FRPA includes: 3 pillars: objectives; plan and practices requirements; and compliance and enforcement; 2 foundational elements: professional reliance and effectiveness evaluations; and supporting policy e.g. regarding timber supply impacts3, expectations from the legal and non-legal realm4. Government objectives actions can address an array of forest and range values (or ‘FRPA values’) such as timber, cultural heritage resources, soils, water, fish, wildlife, biodiversity, timber, forage, recreation, resource features, and visual quality. The FRPA framework was built on the key principle that agreement holders and resource professionals will manage the risks associated with achieving any specified results or strategies that are consistent with government set objectives, and that government will hold agreement holders accountable for achieving those results and or carrying out strategies. FRPA was designed to operate in conjunction with other government statues to avoid overlap and duplication with the requirements of other statutes. There remains to be a need to comply with all applicable requirements in other statutes (e.g. Drinking Water Protection Act, Heritage Conservation Act, Wildfire Act). Objectives for the purposes of FRPA do not override these other requirements. These other requirements do not need to be addressed in FSP’s or other operational plans but, forest and range practices must be compliant with them. Types of Objectives The objectives pillar consists of four types of objectives : 1. Land Use Objectives – established under s. 93.4 of the Land Act, and previously under s. 3-5 of the Forest Practices Code of British Columbia Act; 2. Objectives in Regulation established under the authority of s. 149 of FRPA, and in s. 5-10 of FPPR, s. 6-11 of RPPR, s. 9 of WLPPR; 3. Objectives Enabled by Regulation established under authority of s. 565, 149.1150.3 of FRPA, and s. 6-18 of GAR; 3 e.g. see Forest Practices Code Timber Supply Analysis. 1996. www.for.gov.bc.ca/hts/pubs.htm e.g. see The Expectations that Affect the Management of Public Forest and Range Lands in BC: Looking Outside the Legislation www.for.gov.bc.ca/hth/timten/FRPA_implementation/FRPA%20General%20Guidance.htm 4 5 Note: objectives established under s. 56 are enabled by the Act not by regulation 8 4. Grandparented Objectives – carrying forward established objectives under FPC (s. 180-181 of FRPA). Grandparented objectives can be viewed as a type of ‘objective enabled by regulation’. 1. Land Use Objectives Land use objectives are: objectives established under s. 93.4 of the Land Act consistent with the requirements under the Land Use Objectives Regulation; and ‘higher level plans6’ under s. 3-5 of the Forest Practices Code of BC that continue under the authority of s. 93.8 of the Land Act as objectives established under s. 93.4 of the Land Act. Also known as a component of “objectives set by government” as per the definitions section of FRPA Land use objectives enable key provisions of approved land use plans that are relevant to the management and use of forest and range resources to be given legal effect for the purposes of FRPA and can be used to update/revise higher level plan objectives that were carried forward from FPC to FRPA. Government policy that supports FRPA that has been carried forward from the FPC is that: land use objectives related to landscape-level and stand-level biodiversity that are associated with implementation of the Landscape Unit Planning Guide related to old growth management areas and wildlife trees are subject to overall direction that the impact of FRPA on provincial timber supply should not exceed 6%. This impact limit includes the management of other resource values in addition to biodiversity. Land use objectives that are intended to implement direction in approved land use plans (not associated with Landscape Unit Planning Guide) are outside of the policy limits on timber supply. Land use objectives always prevail if any conflict exists with other types of objectives to the extent that they are inconsistent with the land use objectives (see ‘hierarchy of objectives’ below). 2. Objectives in Regulation Objectives in regulation are the second of two types of ‘objectives set by government’. Objectives in regulation are derived from authority in s. 149 of the FRPA and only exist in the following regulations: Sections 5-10 of the Forest Planning and Practices Regulation; Sections 6-11 of the Range Planning and Practices Regulation; and Section 9 of the Woodlot License Planning and Practices Regulation. 6 These are objectives for resource management zones, landscape units and sensitive areas 9 The suite of objectives is slightly different in each of these regulations. FPPR contains objectives in regulation for soils; timber; wildlife; water, fish wildlife and biodiversity in riparian areas; wildlife and biodiversity; cultural heritage resources; visual quality; community watersheds; and fisheries sensitive watersheds. Objectives in regulation are intended to provide goalposts for managing and protecting forest and range values. Results and/or strategies in operational plans must address and be consistent with these objectives. Objectives in regulation under the FPPR are often supported by practice requirements so that agreement holders can manage consistent with the objectives by either complying with the supporting practice requirements or proposing results or strategies in their FSP7 that are consistent with the objectives in regulation. Objectives in regulation, and the associated default practices requirements, were designed to be consistent with government policy that the impact of FRPA on provincial timber supply should not exceed 6%. For example, many objectives in regulation include the clause “without unduly reducing the supply of timber from BC’s forests”. The intent of this language is to help ensure the conservation of non-timber values is undertaken and balanced with socio-economic benefits associated with timber values. 3. Objectives Enabled by Regulation8 Objectives enabled by regulation are established by the appropriate Minister for a specified area. These objectives are not stated in regulations, but the legislation gives authority to establish them consistent with the Government Actions Regulation (GAR). Objectives enabled by regulation are intended to support effective forest management under FRPA by addressing specific resource values. They may be used in a complimentary manner with land use objectives to help implement provisions of approved land and resource use decisions9 for the purposes of FRPA. GAR specifies limitation on actions, consultations and reviews, and other requirements that must be addressed before these objectives are established. One of the limitations on actions in GAR is that actions ‘not unduly reduce the supply of timber from BC forests’. Under GAR policy, the advice is that the following should be considered as a ‘benchmark’ to assess if this test has been met: 7 For details, see Table 1 on FRPA value matrix in the Administration Guide to FSPs Orders established under s. 56 and 58 of FRPA and are not subject to the Government Actions Regulation,. 9 ‘Land and resource use decisions’ refers here to approved strategic land use plans (e.g. Regional Land Use Plans, Land and Resource Management Plans or LRMPs,, Sustainable Resource Management Plans or SRMPs) and other land and resource use decisions (e.g. Clayoquot Sound; spotted owls, mountain caribou, government-to-government First Nation agreements). 8 10 government’s policy regarding timber supply impacts associated with implementation of forest practices legislation10, government’s approved land and resource use decision, and assumptions in support of the AAC decision for TSAs, TFLs and woodlots. The above guidance provides context for the delivery of GAR actions including objectives, general wildlife measures, and features. 4. Grandparented Objectives Grandparented objectives are those established under the FPC that are listed under s. 180 of FRPA. This ensures continuation of objectives established under FPC to FRPA. Although these objectives exist, appropriate agency delegated decision makers can take legal actions to amend or cancel these objectives. In some cases, this may be needed to update or replace objectives designed for the FPC so that they are more appropriate within the FRPA framework. Hierarchy of objectives In setting objectives, government agencies must consider the: interactions among established objectives, and legal requirements for ‘consistency’ among objectives and across different legislation and geographic scales. In the event of inconsistency, there is a hierarchy of objectives (see Figure 1). This hierarchy is intended to clarify how the various objectives for the purposes of FRPA apply to the land under an operational plan. Figure 1: Hierarchy of objectives 10 Impacts assessed in the 1996 Forest Practices Code Timber Supply Analysis guided delivery of the Code and continue to guide FRPA. See www.for.gov.bc.ca/tasb/legsregs/fpc/pubs/timbersupply/tsa-toc.htm 11 Under s. 149(2) of FRPA, land use objectives prevail over objectives in regulation to the extent an inconsistency exists11. Under s. 12(4) of FPPR, a person preparing a FSP is exempt from addressing objectives in regulation under s. 5-10 of FPPR to extent that doing so would conflict with a land use objective. Under s. 12(5) of FPPR, if two or more objectives are applicable to a common area and address the same subject matter, the minister may exempt the person required to prepare a FSP from having to specify a result or strategy for all but one of the established objectives. Under s. 12(6), the minister must do so in accordance with the following descending order of priority: objective enabled by regulation under GAR; objective in regulation under s. 5-10 of FPPR; and land use objective. One of the limitations on actions under s. 2(1)(a) of GAR is that orders must be consistent with established objectives. This applies to both objectives and other legal actions under GAR such as identifying resource features or establishing general wildlife measures. Supporting Policy Considerations for the Selection of LUOR and GAR. 2008 Revision. Provides advice on using the two regulations in a complementary manner since either tool could be used in some situations to give legal effect under FRPA to aspects of approved land and resource use decisions. A series of considerations are provided. To be posted at: www.for.gov.bc.ca/hth/timten/FRPA_implementation/GAR%20Memo%20and%20Manual.htm Government Actions Regulation: Policy and Procedures for Government Staff Assisting Delegated Decision-Makers. 2008 Revision. Provides advice designed to promote consistent assessment of need, preparation, review and approval of GAR actions, including guidance on how to address limitations on actions (or GAR ‘tests) and meet requirements for consultation and review. To be posted at: www.for.gov.bc.ca/hth/timten/FRPA_implementation/GAR%20Memo%20and%20Manual.htm Land Use Objectives Regulation: Policy and Procedures. 2008. Provides advice to staff when addressing requirements set out under the Land Act and the regulation including guidance on preparing a draft order, review and comment, meeting criteria for establish land use objectives, and when establishing, amending or canceling an order. http://ilmbwww.gov.bc.ca/slrp/legalobjectives/whatarelor.htm Administrative Guide for Forest Stewardship Plans. 2006. Brings together advice on developing and administering FSPs for forest agreement holders who prepare FSPs, and MFR and other government staff who review and approve FSPs. Describes relationship between government objectives and results or strategies in FSPs under FRPA. www.for.gov.bc.ca/hth/timten/AGFSP/index.htm 11 Under section 5 of the Land Use Objectives Regulation (LUOR), the minister must determine if the proposed land use objectives would conflict with other objectives established under FRPA; and if so, must either amend the order to avoid the conflict or specify the nature and extent of the conflict in the order. 12 In addition to the overarching advice provided by the above documents, more detailed guidance documents exists for specific types of legal actions such as: Procedures for Managing Identified Wildlife. 2004. Describes the procedures for establishing, modifying and rescinding wildlife habitat areas. www.env.gov.bc.ca/wld/frpa/iwms/procedures.html Memorandum of Understanding on the Establishment of Ungulate Winter Ranges and Related Objectives. 2003. Describes agency roles and various types of ungulate winter ranges and objectives. www.env.gov.bc.ca/wld/frpa/uwr/docs.html Recreation Features Handbook for BC: A Working Draft. 2005. Describes FRPA provisions related to recreation features and how they can be applied. Chapter 3: Collaborative approach to taking legal actions This chapter highlights the benefits of interagency collaboration when developing, establishing and implementing legal actions. Given the diversity of potential actions and agency authorities, it is vital that ministries with authorities to take legal actions for the purposes of FRPA work closely together. Efficiencies gained by inter-agency collaboration In order for effective inter-agency collaboration to occur at the staff level, explicit direction from regional Inter-Agency Committee (IAC) and/or Sub-Regional Management Committee (SRMC), may be necessary. Senior management’s endorsement of inter-agency collaboration can be an important signal to professionals when establishing, or delivering legal actions. Inter-agency collaboration in the establishment and delivery of legal actions can result in efficiencies including: 1. Deciding if actions are needed, 2. Deciding what tool to use, 3. Co-locating areas, 4. Writing objectives, 5. Undertaking consultation and review, 6. Determining if legal requirements can be met, 7. Coordinating the timing of actions, and 8. Determining if established actions (including grandparented actions) should be varied or canceled. Collaboration during each of these stages is discussed in more detail in the following sections. 13 1. Deciding if actions are needed It is important to be strategic in determining what actions are needed in a particular area keeping in mind the overall intent of FRPA where the legal realm is intended to play a smaller role relative to the FPC. Many aspects of forest and range stewardship, including aspects of land and resource use decision, can be delivered outside of the FRPA legal framework12 through statutes and standards that apply to resource professionals, common law, and the non-legal realm (e.g. societal expectations and scientific/technical knowledge). A variety of considerations are provided in the LUOR: Policy and Procedures and GAR: Policy and Procedures documents when deciding on the need for actions that may also be applicable when considering the need to continue grandparenting actions. Agencies working together can help ensure that the assessment of the need for actions is coordinated and undertaken in a relatively consistent fashion. Individual agencies acting in isolation of other agencies can lead to unintended negative and cumulative impacts on timber supply and affected agreement holders. An individual action may not seem consequential on its own, but when summed over time there could be significant adverse impacts on timber supply, or on individual agreement holders (e.g. by substantially increasing delivered wood costs). Government may not have intended these compounding impacts in the implementation of FRPA or specific land and resource use decisions. Further, agreement holders, First Nations and the public would likely prefer to see an overall ‘game plan’ of actions so that they are aware of ‘corporate’ government’s intentions at least over the short to mid-term. With a ‘game plan’, when individual actions are undertaken, with corresponding consultation and review, the broader context of intended actions is known. This may be important in supporting consultation with First Nations, and in addressing public benefits through review and comment. In short, agencies need to consult with one another when determining if legal actions are needed. 2. Deciding What Tool to Use As noted earlier, if actions are needed to give legal effect under FRPA to aspects of approved land and resource use decisions, in some situations either LUOR or GAR could be used. The 2006 policy document Considerations for the Selection of LUOR and GAR should be referred to where an inter-agency team approach is suggested. In addition, some actions that may be needed to address a particular FRPA value are not associated with a strategic land and resource use decision. Even in these instances, a variety of tools may still be considered to address the same FRPA value. For example, to 12 See The Expectations that Affect the Management of Public Forest and Range Lands in BC: Looking Outside the Legislation www.for.gov.bc.ca/hth/timten/FRPA_implementation/FRPA%20General%20Guidance.htm 14 address recreation sites and trails government could: (i) establish objectives; (ii) identified the sites and trails as a resource feature; or (iii) both actions could be considered. The tool chosen has implications on operational plan content including amendments, opportunities for public review and comment on those plans, responsibilities for plan approval, practices requirements and compliance and enforcement. Agencies therefore need to coordinate their efforts through consultation so that the most appropriate tool(s) is applied given the circumstances. 3. Co-locating Areas In some situations, actions needed to protect or conserve a FRPA value could be applied in a variety of different areas. It is important for inter-agency discussion regarding this flexibility. Overlapping, for example, areas for old growth retention needed to address landscape-level biodiversity, with either habitat needed for species at risk, or protection of resource features can help reduce adverse impacts on timber supply and agreement holders while still ensuring non-timber values are appropriately managed. Some area-based TFL licensees have been able to effectively address non-timber values in their management plans through the careful placement of reserves that can address multiple values. An individual agency may find similar efficiencies through consultation early on with other agencies as well as with tenure holders. The co-location of areas may help ensure that legal requirements associated with taking action to manage public forest resources, such as limitations on actions under GAR regarding impacts on timber supply, are met. Agencies need to coordinate efforts to account for impacts when taking actions so that timber supply ‘budgets’ (or ‘caps’) for particular actions are appropriately accounted for. For example, if a visual quality objective coincides with an ungulate winter range objective, agencies working together will need to determine whether and how to track the resulting timber supply impacts. 4. Writing Objectives Some agencies are very involved in writing objectives and can share their experiences and ‘lessons learned’ with other agencies that have responsibilities to draft objectives. Lessons learned can include: legal advice obtained; related agreement holder feedback; associated compliance and enforcement staff members’ perspectives; and findings from related effectiveness evaluation efforts. Inter-agency consultation can lead therefore to ‘wisdom’ that can make the task of one agency easier by taking advantage of the experience of ‘what has worked well’, ‘what has not’, and ‘why?’ that has been gained by another agency. This can help ensure the writing of objectives consistent with the FRPA framework is both efficient and effective. 5. Undertaking Consultation and Review 15 The timing of undertaking legal actions may enable a joint or coordinated consultation and review process with potentially affected agreement holders, First Nations and the public. For example, government agencies could coordinate their consultations with agreement holders and First Nations to address proposed actions by more than one agency. Limited capacity on the part of government agencies, agreement holders, First Nations and the public may suggest that meetings and discussions are more effective and efficient if actions proposed by different agencies for the same general area, for example a management unit such as a Tree Farm License or Timber Supply Area, are discussed at the same time. 6. Determining if Legal Requirements can be Met Consultation on the part of agencies with the authority to undertake actions can include an evaluation of whether the requirements in legislation, which must be met to set up new actions, such as the limitations on actions (or ‘tests’) in GAR, have actually been met. Staff in another agency may be able to provide information that can assist the agency with authority to take an action to determine if the legislative tests have been met. Proposed actions could be coordinated, for example, with a timber supply review, so that impacts on timber supply, individually and in combination, are better understood, which would allow the authorized agency to assess if those actions might ‘unduly impact the timber supply of BC’s forests”. 7. Coordinating the Timing of Actions Coordination of the timing of orders with objectives that require amendments to operational plans (such as Forest Stewardship Plans) can help minimize the number of amendment requirements (e.g. by issuing several orders with the same or similar effective date or issuing them on an annual basis versus issuing several orders in an uncoordinated manner with varying effective dates). Publishing or otherwise making available the schedule for upcoming orders is helpful to those who will be subject to the orders. 8. Determining if Actions should be Varied or Canceled An agency who varies or cancels an action, including one grandparented from the FPC, might unknowingly impact an associated value that may be important to another agency. Again, emphasizing the importance that consultation with other agencies occurs before such actions are undertaken. Chapter 4: Writing Orders The language conventions for legal actions in ministers’ orders (e.g. objectives, measures and features) should be consistent with the results-based approach applied during 16 development of forest and range practices legislation and regulations. Some general considerations for proposed orders under FRPA model are that they are: to be set where and when needed based on ‘risk’; to provide clear direction; to give due consideration to FRPA goals; to ensure a high level of stewardship ‘liability’ in hands of the tenure holder and their professionals; to add value to the FRPA framework (responsible governance); to include flexibility for more specific actions in the future; to allow for new improved information to enter the picture; to be supported by strong and compelling information (be science-based); to allow for good results or strategies to be written (in case of objectives); and to allow for monitoring to determine if the desired intent is being achieved and is effective over time. Orders that identify resource features and wildlife habitat features are linked to a practice requirement already specified regulation13 that states that a primary forest activity must not damage or render the feature ineffective. There is no ability for orders to provide a different or additional practice requirement for features. Similarly, a practice requirement also already exists in the FPPR for temperature sensitive streams once identified under GAR. The wording of orders for objectives and measures can range from strategic (or general) to specific (or detailed) keeping the following considerations in mind: Strategic (or general) Need for more flexibility (e.g. to encourage different and innovative results, strategies and practices thereby learning by doing and/or to allow for new information/science in the future) Unforeseen events or conditions (like wildfire or beetle infestations) need to be accounted for Order applies to non-spatial values (i.e. the order does not have a map showing location of the value) Agreement holders have an established and proven track record in sustainable forest management (e.g. as demonstrated with forest certification) There is available documented professional guidance on the value (where the strategic order provides for a compelling ‘trail’ leading to the Specific (or detailed) There are higher risk issues (e.g. species at risk) as determined by a risk assessment There is strong and stable science in support of a particular action given the circumstances (such as prohibiting or restricting a certain activity or practice) Orders applies to a spatially explicit value and/or mapping the value will reduce conflicts in areas with overlapping tenures Newer or smaller agreement holders exist that may prefer more directed ‘tell me what to do’ actions and/or may not have ready access to resource professionals best suited to deal with the values in the proposed order Agreement holders indicate a preference for such actions (e.g. it may make both the writing or addressing results and strategies in 13 See s. 70 of the FPPR, s. 37 and 38 of RPPR, and s. 56 of WLPPR (there is an option in WLPPR for licence holder to specify measures to address a resource feature) 17 best place of supporting information necessary to address the order) FSPs and the approval of FSPs easier) Where a specific (detailed) order is prepared, care must be taken to: consider and possibly allow for exceptions due to unforeseen circumstances such as wildfire, pest outbreaks, windthrow with built in flexibility. If not, this may cause the need for formal exemptions as provided for under FRPA. avoid orders worded in a manner that might otherwise trigger an impracticality issue. For example, general wildlife measures can be written in a manner that describes government’s results for the subject value on the land base– what it is that must be delivered. The language for general wildlife measures, therefore, can leave selection of delivery methods to practitioners. When data are lacking, opportunities for cooperative monitoring and adaptive management should be explored. Where orders address species at risk, and where science indicates a certain practice is known to reduce the risk to the species, and that science is specifically applicable to the area of a proposed action, a prohibitive general wildlife measure may be acceptable. This decision ultimately needs to be made considering the identified risk to the resource value. Where risk is identified as high a more prohibitive approach may be warranted. When writing an order either strategic or specific, some ‘do’s’ and ‘don’ts’ to consider include: Suggested Do’s Suggested Don’ts Orders should be clearly worded so that users have a common understanding of government’s intended goal. If necessary, include definitions in the order. Orders should not include background information, detailed procedural requirements, nor should an order attempt to encompass the rationale for the decision. This material can be provided in a separate companion document. Separate clarifying documents may be useful but should not form part of the order In the case of objectives, orders should enable a - Orders should not devolve a decision to a measurable or verifiable result or strategy to be future planning process or subsequent decision written where applicable in an operational plan. maker. -Orders should not include provisions for joint decision making. -Orders should not direct government staff Orders must meet the requirements (i.e. limitations on actions or tests) in regulation (e.g. LUOR or GAR) Orders should not duplicate existing legal direction contained either in legislation or in existing orders. Orders should be reasonably consistency in the -Orders should not be written so as to provide 18 wording of similar types of Orders. Reviewing recent applicable orders14 (i.e., those designed for application to FRPA) can help promote consistency, while respecting opportunity for innovation and creativity in the drafting of proposed orders. Terms in the order should be consistent with those defined under FRPA and its regulations. If a new term is used, a definition may need to be provided in the order so that the intent is clear. Orders should be reasonably identifiable (features), achievable (measures) and either directly (features and measures) or indirectly (objectives) be enforceable. Orders should include a map(s) showing the location of the area to which the action applies if spatially explicit resource is being managed Objectives should be written in a way that the delegated decision-maker (DDM) for an operational plan can apply the tests in legislation. That is so that the DDM can determine whether or not the results or strategies are “consistent” with the objectives, are “measureable or verifiable”, and describe the “situations or circumstances” where the outcomes, steps or practices will be applied. another individual, other than the statutory or delegated decision maker the ability to amend an objective. -Similarly, objectives should not be written to suggest that policy documents that are subject to change or committees are the ones that determine the objective. Orders should not be worded to say they replace sections of FRPA or other Acts. Nor should they be written in a manner that creates a direct conflict with other sections of FRPA or other Acts. Orders should not include a mandatory review date. If desirable to mention, include in an accompanying memo. Orders should not include footnotes. If the information is important, include directly in the order (e.g. definitions, or write into action) Orders should not include a preamble. While many existing orders do, current legal advice is that such context and background information should be explained in a separate covering memo that accompanies the legal order Basic principles in administrative law need to be considered when government officials are taking legal actions for the purposes of FRPA. The principles are described in Appendix 5 of the Administrative Guide to FSPs15 and include: Jurisdiction – having the authorization to make the decision and making it within the scope of your authority; Decisions: mandatory versus discretionary; Proper use of discretion; Proper delegation; Avoidance of fettering – so that the person with decision-making authority can exercise that authority freely; Relevance – consider all relevant factors and avoid all irrelevant factors; Proper purpose – consider the overall purpose of the Act or regulation; Arbitrariness – so that similar facts produce similar results; Reasonableness – to avoid unreasonable decisions despite following proper process; 14 Current GAR Orders for example are available at: www.for.gov.bc.ca/hth/timten/FRPA_implementation/GAR%20Memo%20and%20Manual.htm 15 http://www.for.gov.bc.ca/hth/timten/AGFSP/index.htm 19 Making procedurally fair decision – including procedural fairness and natural justice; and Remedies for improper decisions. Other documents that may be considered when writing orders include: Writing Resource Objectives and Strategies: A Guide to Preparing Effective Resource Management Plans16 is targeted at writing objectives and strategies for resource management plans, as the title denote. Nevertheless, some of the advice may be helpful when writing objectives for the purposes of FRPA. Principles of Legislative Drafting.17 Part 2 in A Guide to Legislation and Legislative Process in British Columbia. Applying ‘SMART’ Principles to Legal Actions The ‘SMART’ acronym is often used to summarize what an objective should be: Specific Measurable Achievable Relevant Time-bound The following suggestions regarding the application of ‘SMART’ principles is adapted and summarized from Writing Resource Objectives and Strategies: A Guide to Preparing Effective Resource Management Plans. 2004 Second Edition. http://ilmbwww.gov.bc.ca/slrp/lrmp/policiesguidelinesandassessements/index.html For the most part, the guidance in the above report applies to legal objectives prepared for the purposes of FRPA – and should also be considered when taking other legal actions such as measures or features. However, some adapting of principles is needed when considering FRPA. This is because ‘objectives’ for the purposes of FRPA trigger a measurable or verifiable ‘result’ or ‘strategy’ in an operational plan such as a Forest Stewardship Plan. Therefore, the objectives themselves can be more generally worded, like goal statements that describe a desired end state with respect to a particular value. The following are some considerations when applying SMART principles for the purposes of FRPA. Specific ( precision) 16 17 http://ilmbwww.gov.bc.ca/slrp/lrmp/policiesguidelinesandassessements/index.html www.llbc.leg.bc.ca/Public/PubDocs/bcdocs/376304/ 20 Orders should provide clear direction so that users have a common understanding of intent including ‘who’ the order applies to, ‘what’ is expected, and ‘where’ the order applies (with ‘when’ being a ‘time-bound’ consideration). Terms in the order should be consistent with those defined under FRPA and its regulations. If a new term is used, a definition may need to be provided in the order so that the intent is clear. Orders may or may not apply to both forest and range agreement holders, or to holders of various minor tenures. The order should be clear regarding ‘who’ the order applies to. Focus the order, where possible and appropriate, on ‘what’ is expected regarding desired future resource conditions thereby giving the agreement holders the ability to undertake strategies that enable those conditions to be attained. This helps ensure a high level of stewardship ‘liability’ is in the hands of the agreement holders and supporting resource professionals. Orders normally should focus on specifying desired biophysical resource conditions and not on process – leaving the ‘how’ to agreement holders. An exception may be some specific (detailed) orders, as noted in Chapter 2. All orders should include a map showing ‘where’ the area to which the order applies. Even if the resource value is not spatially explicit in the order, the overall area to which the order applies needs to be specified. For example, if the order applies to a particular forest district, the boundary of that district might change, so a map identifying the precise boundary to which the order applies should be provided. The advice in GAR: Policies and Procedures related to ‘Mapping Considerations’ provides further guidance to help ensure the map is properly prepared and made available for use. This advice is relevant for all legal actions unless it applies to the whole province, then the order can simply state this. Allows for Measurablity The adage “If you can’t measure it you can’t manage it” supports the notion that resource management direction should ideally be measurable. Under FRPA, as noted in Chapter 2, the intent of objectives is normally to set up a requirement that agreement holders prepare ‘results’ or ‘strategies’ that are either ‘measurable’ or ‘verifiable’ in their operational plans. An objective under FRPA is therefore primarily intended to describe clear intent (desired end state) with respect to a particular value – and therefore can be more like a ‘goal’ statement as described in the 2004 Writing Resource Objectives and Strategies document. Having an operational plan, like a Forest Stewardship Plan, provide results or strategies consistent with an objective enables feedback from public review and comment, and First Nations consultations, to occur which may help ensure the ‘measurable’ or ‘verifiable’ aspects make sense locally. That said in some cases, as described in Chapter 2, a specific (detailed) direction may be needed where the order itself includes a measurable objective. General wildlife measures are more similar to ‘results’ and may therefore also be measurable. 21 Also, some objectives may have a measurable component for a large geographic area while still leaving considerable flexibility for agreement holders to prepare more specific results or strategies (e.g. the Order Establishing Provincial Non-Spatial Old Growth Objectives). Measurability helps set up monitoring which enables feedback to occur on how effective the order, result or strategy has been thereby fostering its continuous improvement. Achievable Orders should be reasonably achievable and either directly (in case of features and measures) or indirectly (in case of objectives) enforceable. Legal actions must be technically possible in terms of the forest management direction they are providing. Avoid drafting unrealistic legal actions that: conflict with other legislation (e.g. Wildfire Act) or other FRPA requirements; may inadvertently cause forest and range practices to be economically unviable; are subject to further planning inventories being completed may not be achievable given a landscape’s natural disturbance patterns which may include large wildfires and insect epidemics; cause activities (like roads) to be located in unsuitable areas; and place requirements on other decision makers lead to exemptions because its not possible to write a result or strategy for it are outside the legal authority For example, regarding natural disturbances, forest pests such as insects and fire can, in a short time-frame, significantly impact the ability to achieve legal actions. Where a catastrophic event makes an existing legal action out-of-date, there will be a need to amend the action unless the order has been written in a manner that permits some flexibility and discretion in how they are implemented in case such an event occurs. Relevant Legal actions for the purposes of FRPA should be taken to address significant issues. If there are no significant issues, there is no need to take a particular action – standard laws, policies and guidelines (including those related to resource professionals) will normally provide an adequate basis for resource management. However, where there are important issues that need addressing, clearly articulating them at an early stage in the process of considering legal actions can help immensely with developing appropriate orders. Issues should: pertain to existing or potential resource problem, concern or unrealized opportunity; 22 relate to a specific geographic area; specify both the problem (i.e. symptom) and the underlying cause; pertain to a matter that is within the scope of FRPA where forest or range plans or practices can actually address the issue; connect where appropriate to specific land and resource use decisions; and be stated in neutral terms. Issues should not: normally describe a problem that is not resource-based (e.g. administrative problem); relate to a provincial, national or international problem that is better dealt with at those levels; fail to identify the underlying cause of the problem; describe a solution, rather than the problem; or be vague or loosely stated. Good ‘issue analysis’ at the outset of the process where legal actions are being considered allows the applicable agency to distinguish between symptoms, causes and appropriate resource management responses. For strategically (generally) worded orders (as described in Chapter 2), allowance is provided the forest and range agreement holders to provide an appropriate resource management response i.e. to propose results or strategies in their operational plan, or to operate appropriately on-the-ground to address measures and features. For more specific (detailed) worded orders, if applicable, some direction may be provided in the order that addresses what an appropriate management response should be. Time-bound It is important to be clear in the order itself when it comes into effect. It may be appropriate to have the order take effect on a date later than when it is posted or published so that agreement holders have sufficient time to adjust to and effectively address the new requirements. That of course needs to be considered in balance with the need to protect or conserve the resource that the order addresses. The potential effectiveness of a new order may be a sufficient concern where it may be desirable to commit to its review after its use has been monitored. The review may involve both how well the order is protecting/conserving a value as well as its effects on agreement holders. The order itself however should not include a mandatory review date. If desirable to mention, include a targeted review date in an accompanying memo. Objectives order could also include a “sunset” clause that ceases to have effect when a new order establishing xxx comes into effect or time the cancelling of and objective with the establishment of a new one. 23
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