Gillette Wealth Management Group
Information Note
Registration - Sources of Reference
Lisa M. Gillette, FCSI
Vice President & Portfolio Manager
In a market environment filled with scandal and concerns about the identity, credentials of your
Advisor, and the standard of the institution, it is important to us that you have full confidence in the
choices you have made for your investment portfolio, and wealth management.
As such, the following provides sources of reference for your files.
By contacting them directly at 514 395-0337, or by accessing the “Autorité des marches financiers”
website, registration confirmation of both RBC Dominion Securities Inc. and Lisa M. Gillette can
be found through links at the following address:
http://www.lautorite.qc.ca/clientele/consommateur/registre-entreprises-individus-autorisesexercer/resultats.fr.html?lettre=R&typerech=courtiers&motcle=#
GILLETTE, LISA
MANON
MEMBRE DE LA
DIRECTION
(VICE-PRÉSIDENT)
AGRÉÉ
RBC DOMINION VALEURS
MOBILIERES INC.
REPRÉSENTANT
PLEIN
EXERCICE
RBC DOMINION VALEURS
MOBILIERES INC
Similar proof of registration with each applicable provincial authority can be found through the
internet.
RBC Dominion Securities Inc. – Member Registration with the Investment Industry Regulatory
Organization of Canada (IIROC – formerly the IDA – Investment Dealers Association) can be found
at the following internet address:
http://www.iiroc.ca/English/About/OurRole/Pages/DealersWeRegulate.aspx
1000 De La Gauchetiere West, 40th Floor, Montreal, Quebec H3B 4W5
Tel. (514) 878-4155 / Fax. (514) 878-5070 / Toll Free 1 800 890-4003
The Investment Industry Regulatory Organization of Canada (IIROC) operates under Recognition
Orders from the Canadian Securities Administrators (Canada’s provincial and territorial securities
regulators).
IIROC is subject to oversight and regular operational reviews by the CSA.
Recognition Orders:
• British Columbia Securities Commission
• Alberta Securities Commission
• Saskatchewan Financial Services Commission
• Manitoba Securities Commission
• Ontario Securities Commission
• Autorité des marchés financiers
• News Brunswick Securities Commission
• Nova Scotia Securities Commission
• Prince Edward Island
• Newfoundland Securities Commission
Canadian Securities Institute (CSI)
Every industry has its market leaders - people who go above and beyond to set new standards that
others strive for. In Canadian financial services, these people hold the Fellow of CSI (FCSI)
designation.
FCSI - the most senior designation
The FCSI designation is the most senior financial services designation available in the Canadian
marketplace. The FCSI designation is reserved solely for financial services professionals that meet
the highest standards for advanced education, ethical conduct, industry experience and endorsement
from peers.
1000 De La Gauchetiere West, 40th Floor, Montreal, Quebec H3B 4W5
Tel. (514) 878-4155 / Fax. (514) 878-5070 / Toll Free 1 800 890-4003
Proof of registration, and designation through the CSI can be found through the following internet
link or by contacting them directly at 1 866 866-2601:
http://www.fcsi.ca/financial_professionals/financial_pro.html
FCSI Directory Profile
Mrs. Lisa M Gillette
Port. Mgr / Inv. Couns. / I.A.
RBC Dominion Securities Inc.
1000 de la Gauchetiere West - 40th
, 40th Floor
Montreal, QC H3B 4W5
CAN
Phone: (514) 878-4155
Email Address: [email protected]
Website:
http://dir.rbcinvestments.com/lisa.gillette
Professional Background
Industry sector:
Financial Planning, Insurance, Portfolio
Management, Brokerage, Tax,
Education, Mutual Funds, Discretionnary
Portfolio Mgmt (US Res. incl.)
The Highest Credentials at Your Service
Only a select group of Investment Advisor are able to offer discretionary portfolio management
services through the Private Investment Management program at RBC Dominion Securities Inc.
Lisa M. Gillette is registered, and able to provide this service to Canadian, US, and International
residents.
RBC Dominion Securities Inc.
For over 100 years, at RBC Dominion Securities Inc. the expertise, reputation and personalized
approach to wealth management and investment portfolios have created lasting relationships. Over
the years, RBC has been recognized with many awards and recognition for its financial products and
services. RBC is the most "valuable brand" in Canada for now three consecutive years. RBC is also
one of the top 100 sustainable companies in the world.
1000 De La Gauchetiere West, 40th Floor, Montreal, Quebec H3B 4W5
Tel. (514) 878-4155 / Fax. (514) 878-5070 / Toll Free 1 800 890-4003
Other awards and recognitions include:
•
•
•
•
In 2007, awarded the "Best Bank" in Canada by The Banker, one of the oldest banking
magazines,
In 2007, RBC was recognized as the Top Most 100 powerful brands in the world,
Was recognized as the "most respected corporation" in Canada
In October 2008, RBC was named one of "Canada' Top 100 Employers" by Mediacorp
Canada Inc., and was featured in Maclean's newsmagazine. Later that month, RBC was also
named one of Greater Toronto's Top Employers, which was announced by the Toronto Star
newspaper.
According to a global Newsweek ranking, which measures how effectively companies manage
environmental risks and opportunities relative to their industry peers, Royal Bank of Canada is the
most environmentally friendly company in the world.
References can be found at the following internet sites:
http://www.canadianbusiness.com/managing/strategy/article.jsp?content=20060222_110709_5544
http://www.kpmg.ca/en/news/pr20060130.html?zoom_highlight=rbc+financial+group
RBC Dominion Securities Inc.* and Royal Bank of Canada are separate corporate entities which are affiliated. *Member
CIPF. ®Registered trademark of Royal Bank of Canada. Used under licence. RBC Dominion Securities is a registered
trademark of Royal Bank of Canada. Used under licence. ©Copyright 2009. All rights reserved.
1000 De La Gauchetiere West, 40th Floor, Montreal, Quebec H3B 4W5
Tel. (514) 878-4155 / Fax. (514) 878-5070 / Toll Free 1 800 890-4003