SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK Suboptimal decision making by children with ADHD in the face of risk: Poor risk adjustment and delay aversion rather than general proneness to taking risks Lin Sørensen1,2,3, Edmund Sonuga-Barke4,5; Heike Eichele1,3, Heidi van Wageningen1, Daniel Wollschlaeger6, & Kerstin J. Plessen3,7,8 1 Department of Biological and Medical Psychology, University of Bergen, Bergen, Norway 2 Department of Child and Adolescent Psychiatry, Haukeland University Hospital, Bergen, Norway 3 K. G. Jebsen Center for Research on Neuropsychiatric Disorders, Bergen, Norway 4 Department of Experimental Clinical and Health Psychology, Gent University, Gent, Belgium 5 Department of Psychology, University of Southampton, Southampton, UK 6 Institute for Medical Statistics, Epidemiology and Informatics, University Medical Center, Johannes-Gutenberg-University Mainz, Mainz, Germany 7 Child and Adolescent Centre of Mental Health, Capital Region, Copenhagen, Denmark 8 Department of Clinical Medicine, University of Copenhagen, Copenhagen, Denmark Word count: Abstract: 225 1 SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 2 Corresponding author: Dr. Lin Sørensen, Department of Biological and Medical Psychology, University of Bergen, Jonas Liesvei 91, 5009 Bergen, Norway. Phone: +47 555896207. E-mail: [email protected]. Acknowledgements: We thank Anne Øfsthus and Randi Hopsdal for their technical assistance, and Steinunn Adolfsdottir for comments on the manuscript. We also thank the children and parents who participated in this study. This work was supported by a post-doc grant to L.S. from the Western Norway Health Authority and by the Research Council of Norway (190544/H110) and National Norwegian ADHD network grants to K.J.P. Author interests to disclose: Professor Sonuga-Barke declares the following competing interest during the three years prior to September 2014: Fees for speaking, consultancy, research funding and conference support from Shire Pharma; Speaker fees from Janssen Cilag, Medice & Qbtech; Book royalties from OUP and Jessica Kingsley; Consultancy from Neurotech solutions. SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 3 Abstract Background: Suboptimal decision making in the face of risk (DMR) in children with ADHD may be mediated by deficits in a number of different neuropsychological processes. We investigated DMR in children with ADHD using the Cambridge Gambling Task (CGT) to distinguish difficulties in adjusting to changing probabilities of choice outcomes (so called risk adjustment) from general risk proneness, and to distinguish these two processes from delay aversion (the tendency to choose the least delayed option) and impairments in the ability to reflect on choice options. Based on previous research we predicted that suboptimal performance on this task in children with ADHD would be primarily due to problems with risk adjustment and delay aversion rather than general risk proneness. Method: Drug naïve children with ADHD (n = 36), 8 to 12 years, and an age-matched group of typically developing children (n = 34) performed the CGT. Results: As predicted children with ADHD were not more prone to making risky choices (i.e., risk proneness). However, they had difficulty adjusting to changing risk levels and were more delay aversive – with these two effects being correlated. Conclusions: Our findings add to the growing body of evidence that children with ADHD do not favor risk taking per se when performing gambling tasks, but rather may lack the cognitive skills or motivational style to appraise changing patterns of risk effectively. Keywords: ADHD; gambling task; delay aversion; risk taking, Cambridge Gambling Task. SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 4 Suboptimal decision making by children with ADHD in the face of risk: Poor risk adjustment and delay aversion rather than general proneness to taking risks. Attention-Deficit/Hyperactivity Disorder (ADHD) is a neurodevelopmental disorder, affecting around 5% of children (Faraone et al., 2015). In everyday life children with ADHD are sometimes described as risk takers and thrill seekers, when they place themselves in potentially dangerous situations or choose alternatives where the outcomes are uncertain. This behavioral style can persist as a problem into adolescence and adulthood and become associated with reckless driving (Thompson, Molina, Pelham, & Gnagy, 2007), substance uses/abuses (Rooney, Chronis-Tuscano, & Yoon, 2012), risky sexual behavior (Sarver, McCart, Sheidow, & Letourneau, 2014) and pathological gambling (Faregh & Derevensky, 2011; Waluk, Youssef, & Dowling, in press) - all factors that reduce quality of life (Beitz, Salthouse, & Davis, 2014). It has been suggested that this tendency reflects deficits in decision making in the face of risk (DMR). Neuropsychologically, DMR is a complex process that requires the integration of external information with internal value systems during choice between response options with differences in outcome probability (Clark et al., 2008; Ochsner & Gross, 2014). Gambling paradigms are frequently used to assess DMR (Bechara et al., 1994; Bechara, 2007; Deakin, Aitken, Robbins, & Sahakian, 2004). Thus, impaired DMR could be due to a range of cognitive and motivational factors (Buelow & Suhr, 2009; SonugaBarke et al., in press). To understand what particular process drives poor DMR in ADHD it is important to distinguish these different elements. We hypothesize that the poor DMR may stem from three different dysfunctional processes in ADHD: Risk proneness (thrill seeking), reflection impulsivity (poor inhibitory control), or delay aversion (motivational impulsivity) First, poor DMR could be due to the attractiveness of risk for children with ADHD (Groen, Gaastra, Evans, & Tucha, 2013). Indeed, individuals with ADHD are often regarded SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 5 as innate thrill seekers and gamblers. However, in a recent review (Groen et al., 2013) only half of the fourteen studies testing DMR in children with ADHD, using laboratory-based gambling paradigms, showed them to be significantly more risk favoring than typically developing children. The inconsistencies between studies may be explained by their use of different gambling paradigms (Groen et al., 2013) or by different approaches to calculating risk taking tendencies (Buelow & Suhr, 2009). In particular, a distinction can be drawn between “explicit” and “implicit” gambling paradigms. This relates to whether the acting outcome probabilities are described to participants or not. For instance, the probability of wins or losses under different trail conditions is learnt on a trial and error basis during the Iowa Gambling Task (IGT): Children are unaware of the probabilities of the contingencies when they start performing at the beginning of the task (see Brand, Recknor, Grabenhorst, & Bechara, 2007 for DMR under ambiguity). The IGT findings to date show that it is only in the second half of this task (when probabilities are more likely to have been learnt, but also when their persistence on the task is tested), that children with ADHD display abnormal performance (Garon, Moore, & Waschbusch, 2006; Geurts, Oord, & Crone, 2006; Hobson, Scott, & Rubia, 2011; Toplak, Jain, & Tannock, 2005). This highlights the importance of making information about choice probabilities explicit from the start of the task if one is interested in risk taking per se rather than contingency learning. However, given the complexity of many risk/gambling situations, children with ADHD may struggle to effectively adjust their choices to take account of information about the probabilities of different outcomes – even when that information is explicit. In this case, individuals with ADHD would not be risk takers per se, but rather generally show impaired decision making on complex tasks. Second, they may therefore make less rational decisions because of an inability to reflect sufficiently carefully on possible outcomes - making rapid choices between different SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 6 options. This may be due to inhibitory problems (Barkley, 1997) that limit the time available to evaluate outcome options effectively. Both children (Solanto et al., 2007) and adults (Young, Morris, Toone, & Tyson, 2007) with ADHD make decisions more quickly than controls and these effects persist, even when the level of task difficulty is increased (Young et al., 2007), on the Tower of London Task that predominantly loads on inhibitory control (Miyake et al., 2000). Third, suboptimal DMR may alternatively stem from delay aversion (i.e., the motivation to escape/avoid delay; Sonuga-Barke, 1994; 2003; 2005) with their choices being dominated by the immediacy of the outcome rather than its probability. There is now considerable evidence that children with ADHD prefer smaller, immediate rewards (or gratifications) over larger delayed rewards (Marco et al., 2009; Paloyelis, Asherson, Mehta, Faraone, & Kuntsi, 2010; Solanto et al., 2001). A negative emotional state (unpleasant delayinduced feelings that create an inner tension) mediated by hyperactivation of the brain’s punishment centers (i.e., in the amygdala and insula) has been suggested to mediate the aversiveness of delay in ADHD individuals (Sonuga-Barke, 2003; 2005). Indeed signals of upcoming imposed delay elicit increased hemodynamic responses in these brain regions in patients with ADHD (Lemiere et al., 2012; Wilbertz et al., 2013). The Cambridge Gambling Task (CGT) is a standardized, well-characterized approach to assessing decision making under uncertainty (Clark et al., 2008; Deakin et al., 2004; Rogers et al., 1999) in which probabilities of different outcomes are presented explicitly. Crucially for the current analysis, it was designed in a way that makes it possible to disentangle the different components listed above that may account for suboptimal DMR in ADHD by including these components as process scores. First, risk adjustment is defined as the ability to modify choices in the light of information about the probability of different outcomes and hence track the optimal outcome on each trial (Figure 1). Second, risk SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 7 proneness is the total number of points that are gambled on the most improbable outcome reflecting the overall tendency to take risks. Third, reflection time is the time taken to think about the options during the decision phase and is calculated on the basis of the deliberation time between stimulus presentation and choice outcome. Finally, delay aversion reflects the proportion of choices made for the option available most immediately irrespective of the outcome. In the CGT both reflection time and delay aversion are regarded as linked to the concept of impulsivity - however, delay aversion is conceptualized as a motivational driver of impulsivity (delayed rewards: Deakin et al., 2004; Clark et al., 2008), while reflection time is more cognitive in nature perhaps linked to inhibitory control (Deakin et al., 2004). Only two studies (Coghill, Seth, & Matthews, 2014; DeVito et al., 2008) have used the CGT to study DMR in boys with ADHD. Coghill et al. (2014) found that the risk adjustment score loaded on an overall decision making factor, which was impaired in the ADHD group. Further boys with ADHD displayed greater CGT delay aversion. DeVito et al. (2008) likewise reported poorer risk adjustment and greater delay aversion in a drug-stabilized ADHD group. The aim of the current study was thus to test the relationship between these four putative processes and suboptimal DMR in drug-naïve children with ADHD. Our hypothesis was that children with ADHD would be less able to effectively adjust their response to risky options in the light of information about outcome probabilities (risk adjustment) and, building on the results of previous studies, we predicted that this would be primarily linked to delay aversion. We thus expected that children with ADHD would score lower on risk adjustment and higher on delay aversion. Further, we expected that delay aversion would predict the outcome of risk adjustment when taking into account risk proneness and reflection time. We also expected that the effect of ADHD on delay aversion would be neuropsychological specific - in that the effect on delay aversion would not be explained by inhibitory control or SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 8 working memory deficits. Furthermore, they would be clinically significant and not explained by the presence of comorbid disorders. Delay aversion is a motivational deficit that is suggested to be different from cognitive impulsivity (i.e., inhibitory control) (Deakin et al., 2004; Marco et al., 2009: Sonuga-Barke, 2003). This assumption also applies to the relation of delay aversion and working memory, however, a recent study (Patros et al., 2015) identified problems with working memory as a possible mediator of choice-impulse – delay aversion – in ADHD. It is also possible that comorbid disorders characterized by motivational symptoms, such as oppositional defiant disorder (ODD) or anxiety, may explain the effect of delay aversion in ADHD. Previous studies have shown these symptom constellations to affect DMR in ADHD (Garon et al., 2006; Hobson et al., 2011). The current study extends the two previous studies in a number of ways. First, it is the first study to examine the inter-relationship between the constituent elements of impaired DMR in ADHD – including the process scores of risk proneness, reflection time, and delay aversion and the DMR outcome score of risk adjustment. Second, we tested a mixed gender sample of drug-naïve patients whereas the two previous studies only included boys with ADHD either drug-naïve (Coghill et al., 2014) or drug-stabilized (DeVito et al., 2008). Third, we were able to examine how different neuropsychological processes such as working memory and inhibitory control measures on other tasks were related to those outcomes. Coghill et al., (2014) included a broad set of tasks whereas DeVito et al., (2008) did not. This is important because Coghill et al. (2014) showed that CGT delay aversion also loaded on inhibitory control, whereas delay aversion measured with the choice delay task has previously been linked to working memory problems in ADHD (Patros et al., 2015). Fourth, we investigated the influence of comorbid disorders in ADHD on the CGT scores. Based on the findings from Coghill et al. (2014), where the presence of comorbid disorders in the ADHD SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 9 group did not have an effect on the CGT scores, we expected case control differences on the CGT scores would be specific to ADHD and not driven by comorbidity. Method Participants Two groups of children (n = 70) performed the CGT: 36 were drug-naïve children with an ADHD diagnosis and 34 were typically developing children. The age of the children ranged from 8 to 12 years of age (mean age = 10.10; SD = 1.18), and the two groups did not differ significantly in age or gender distribution (62% boys in the total sample) (Table 1). The local Regional Ethic Committee approved the study, and parents of the children gave informed consent. Exclusion criteria were use of psychostimulants, a Full-Scale Intelligent Quotient (FSIQ) < 80, prior head injury, suspicion of an autism spectrum disorder, prior epileptic attacks, or being born before 36 weeks gestation. Patients without a prior ADHD diagnosis but who had symptoms of ADHD were referred to the child and adolescent psychiatric outpatient clinics of the municipality of Bergen and seen by members of the team. Typically developing children were recruited from schools in regions with a geographical overlap with the referral clinics. The children were carefully diagnosed using the “Schedule for Affective Disorders and Schizophrenia for School-Age Children – Present and Lifetime Version” (K-SADS) (Kaufman et al, 1997) according to the Diagnostic and Statistical Manual of Mental Disorder – Fourth Edition criteria (Ambrosini, 2000; Americal Psychiatric Association, 1994). Measures The Cambridge Gambling Task (CGT; Cambridge Neuropsychological Test Automated Battery, CANTAB; www.camcog.com; Rogers et al., 1999; Clark et al., 2008). The participants were instructed that a yellow token was hidden behind either a blue or red SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 10 box, presented in an array of 10 boxes at the top of a computer screen (Figure 1a)). Furthermore, they were instructed to guess which colored box the token was behind and to indicate their choice by pushing either a red or a blue square at the bottom of the screen. Thereafter, they were instructed to make a bet on the likelihood of their decision being correct or not. The possible bets were displayed on the right-hand side of the screen in sequence, and the instruction was to touch the image of the box on the screen to place a bet. Points were presented in 5-second increments/decrements. In four of the test blocks the bets were presented in an ascending order of 5, 25, 50, 75, and 95% portion of the points that the children would “earn” on each trial (displayed on the left hand side of the computer screen), and in the other four in a descending order (95, 75, 50, 25, and 5% portion of the points). The order of presentation (ascending or descending) was counterbalanced across individuals within the groups. The task was performed on a desktop PC, and the responses were recorded via a touch-sensitive screen. The CGT comprises 4 practice trials and 8 test blocks (including 9 trials) with the red:blue box ration varying from 1:9 to 9:1, in a pseudorandom order, and with the total points re-set to 100 points at the start of each block. In the current study, the CGT generated scores for the four key CGT variables - risk adjustment, risk proneness, reflection time, and delay aversion were calculated (Figure 1b)). Risk adjustment was designated the outcome and risk proneness, reflection time, and delay aversion as the process variables. These scores were centralized as z-scores (see Table 1 for the CGT raw scores). We also included the test duration time as a variable. _____________________________________ Please insert Figure 1a) and b) about here _____________________________________ SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 11 Working memory tasks. The letter-number sequencing task from the WISC-IV (Wechsler, 2003) and the spatial span task from the WISC-IV integrated battery (Kaplan, Fein, Kramer, Morris, Delis, & Maerlender, 2004) were used to assess verbal and visuospatial working memory (Baddely, 1986), respectively. The spatial span task consists of two conditions, one forward and one backward. In the forward condition the children have to recall and touch blocks in the same order as that presented by the examiner. In the backward condition of the spatial span the children have to recall and touch blocks in the opposite order than presented by the examiner. In performing the letter-number sequencing task, the children have to recall, rearrange, and reproduce a sequence of letters and numbers presented aloud by the examiner. We included the score generated from the performance on the backward condition in the spatial span task as a measure of visuo-spatial working memory, and the total score from the letter-number sequencing task as a measure of verbal working memory. Inhibitory control task. The stop signal task from the CANTAB (www.camcog.com; Chamberlain et al., 2011) was included to measure problems with inhibitory control (Aron, 2003). The stop signal task is a computer-based task where the children decide if a presented arrow on the screen points to the right- or left-hand side, indicated by pressing either a right or left button on a response box (i.e., go trials). In 25% of the trials a sound is presented which signals that they shall inhibit the response on which direction the presented arrows points to. The stop signal reaction time (SSRT) is the score that measures inhibitory control. The SSRT is the time interval between the mean reaction time on go trials and the stop-signal delay (the time interval from the stimuli –arrow- is presented on the screen until the stop signal is presented). The stop signal delay dynamically adjusts to each child’s mean reaction time on go trials and this adjustment secures that all the children succeed on at least 50% of the trials when the stop signal is presented. SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 12 Intellectual Function— Full-Scale IQ (IQ). IQ was assessed using the Wechsler Intelligence Scale for Children – Fourth Edition (WISC-IV; Wechsler, 2003). The mean IQ in the sample was 99.11 (SD = 11-19; range: 82134). Diagnostic assessment. The diagnostic assessment of all the children participating in the study followed the algorithm of the K-SADS (Kaufman et al., 1997). This is a reliable semi-structured interview evaluating current and past episodes of psychopathology in children according to the Diagnostic and Statistical Manual of Mental Disorder-Fourth Edition criteria (Ambrosini, 2000; American Psychiatric Association, 1994; Kaufman et al., 1997). Clinical professionals interviewed the children and their parents with the K-SADS interview, and a child psychiatrist and a clinical psychologist confirmed the diagnostic evaluation. Only children with a primary diagnosis of ADHD were included (n = 36). Procedure The children came with their parents to the testing and evaluation session. One researcher followed the family throughout the assessment. They gave information to the children and their parents about the procedure of the assessment. The children and parents then gave written consent to participate in the study. The children were then administered the cognitive assessments, administered by trained test assistants, while the parents were interviewed with the K-SADS. After cognitive testing, children were interviewed with the K-SADS separately. All children received the same battery of tests in a fixed order, which took approximately 3 hours to complete, They were allowed breaks as needed with one break set in the middle of the testing. The CGT was administered as the last test of the battery, because piloting of the test battery revealed that children seemed to like to perform this test. The ethical approval of the study allowed for the reimbursement of £100 to the parents and their children - SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 13 compensating the parents for the time off from work and travel expenses. The children also received small rewards (t-shirt and a little toy) after they finished the cognitive testing. Statistical analyses Statistical analyses were computed with IBM SPSS, version 23 and run in 4 stages. We first tested the hypothesis that children with ADHD would score lower on risk adjustment and higher on delay aversion. We then tested the hypothesis that delay aversion would predict risk adjustment accounting for risk proneness and reflection time. Finally, we tested the hypothesis that the ADHD effect on delay aversion on DMR would not be explained by problems with inhibitory control or working memory. The step-wise approach was implemented with the following procedure: In stage A, 4 univariate Analyses of Co-variance (ANCOVAs) were run to test for between-group effects on the CGT scores of risk adjustment, risk proneness, reflection time, and delay aversion. All 4 models were adjusted for age and gender. In stage B, to explore whether the group differences found in stage A were due to intelligence or other neuropsychological deficits, IQ, working memory (letternumber sequencing and backward spatial span), and inhibitory control (SSRT) were added as further covariates into each of the 4 ANCOVA models (Mayers, 2013; Tabachnick & Fidell, 2007). In stage C, a linear hierarchical regression was run to test which of the CGT process scores (risk proneness, reflection time, and delay aversion) predicted the outcome score of risk adjustment while always adjusting for the covariates of age and gender. In stage D, in order to explore whether the predictive effect of the process variables on the risk adjustment were due to intelligence or other neuropsychological deficits, the linear hierarchical regression analysis of stage C was repeated while additionally adjusting for IQ, working memory (letter-number sequencing and backward spatial span), and inhibitory control (SSRT) as covariates. Our hypothesis was that the delay aversion score would predict risk adjustment. In stage C and D, we therefore entered risk proneness and deliberation time into the first step SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 14 of the hierarchical model together with the remaining covariates (stage C: Age and gender; stage D: Age, gender, IQ, the working memory scores and inhibitory control score), and the delay aversion score in the second step. In supplementary analyses, we ran 4 ANCOVAs to investigate the effect of comorbid disorders in the ADHD group on the CGT scores (risk adjustment, risk proneness, reflection time, and delay aversion) while always adjusting for age and gender. First, we investigated the effect of externalizing comorbid disorders (ODD/CD) on the CGT scores, and secondly, the effect of internalizing comorbid disorders (anxiety). Further, also as a supplementary analysis, we tested if the prediction of delay aversion on risk adjustment by delay aversion was specific to those with an ADHD diagnosis by adding an interaction variable between ADHD and delay aversion in the second step of the regression model described under stage C (main statistical analyses). A significant effect of the interaction variable would suggest that the effect of delay aversion was specific to those with an ADHD diagnosis (Aiken & West, 1991). We adjusted for multiple analyses by using Bonferroni correction of alpha level () in the between-group analyses (ANCOVAs); p = .05/4, which gives a α corrected p level of .013. Outliers were defined using a plus/minus 3 standard deviation threshold from the sample mean and were replaced with a score of plus/minus 2 standard deviation from the sample mean (Field, 2005). Two outliers were detected, one child with ADHD showed a very long reflection time (z = 4.12) and one typically developing child showed a very high score in risk adjustment (z = 3.97). Results In the group of children with ADHD, 23 children fulfilled the diagnostic criteria for the combined subtype, 11 had the predominantly inattentive subtype, and 2 the hyperactive/impulsive subtype (Leckman, Sholomskas, Thompson, Belanger, & Wessman, 1982). Further, 23 of the 36 children with ADHD fulfilled the criteria for at least one SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 15 comorbid disorder. The comorbid disorders present were: Oppositional defiant disorder: n = 17; conduct disorder: n = 3; phobia disorders: n = 9; and general anxiety disorder: n = 2. One child in the control group fulfilled the diagnostic criteria for specific phobia. On the cognitive measures, the children with ADHD had significantly lower IQ and working memory (letternumber sequencing and spatial span) scores than the group of typically developing children, whereas no such significant difference appeared in relation to inhibitory control (SSRT) (Table 1). __________________________________ Please insert Table 1 about here __________________________________ CGT delay aversion and risk proneness scores correlated significantly with age younger children were more delay averse and less risk prone than the older ones (Supplemental Table 1). Moreover, boys were more risk prone than girls. Delay aversion correlated with lower IQ, whereas high IQ was associated with better risk adjustment. Reflection time was not significantly associated with age, gender, or IQ. Lower risk adjustment correlated significantly only with delay aversion and delay aversion correlated significantly with lower risk proneness. Reflection time did not correlate with other measures. Delay aversion correlated with a lower test duration time (r = -.84, p < .001), whereas greater risk proneness (r = .36, p < .01), longer reflection time (r = .32, p < .01) and better risk adjustment (r = .32, p < .01) correlated with longer test duration. In stage A, we tested our hypothesis that children with ADHD would score lower on risk adjustment and higher on delay aversion. This hypothesis was confirmed in that children with ADHD displayed poorer risk adjustment (F(1,66)= 11.38 , p = .001, ηp2 = .15) and more delay aversion (F(1,66)= 8.24, p = .006, ηp2 = .11) (Figure 2). The groups did not differ with regard to reflection time or risk proneness. Age covaried with delay aversion SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 16 (F(1,66)= 10.69 , p = .002, ηp2 = .14) and risk proneness (F(1,66)= 4.82 , p = .03, ηp2 = .07), whereas adding gender as a covariate did not affect the results. In stage B, we investigated the hypothesis that the ADHD effect on risk adjustment and delay aversion would not be better explained by other cognitive factors. IQ, working memory scores (spatial span backward and letter-number sequencing), and inhibitory control score (SSRT) did not covary with the CGT scores and were therefore excluded from the model. ____________________________________ Please insert Figure 2 about here ___________________________________ In the linear hierarchical regression analysis of stage C, we tested the hypothesis that delay aversion would predict risk adjustment when taking into account risk proneness and reflection time. This hypothesis was confirmed in that entering delay aversion in the second step of the model explained 19% of additional variance of the risk adjustment score (Table 2) compared with the first step including risk proneness and reflection time, age and gender as predictors. Delay aversion and risk proneness significantly predicted risk adjustment in the second step of the model. In stage D, we checked if the effect of delay aversion on risk adjustment as an outcome could not be better explained by other cognitive factors. As such, adding IQ, working memory (letter-number sequencing and backward spatial span), and inhibitory control (SSRT) as covariates to the model did not contribute significantly to explaining the variance in risk adjustment and were excluded from the model. We additionally tested the influence of comorbid disorders on the effects of ADHD on risk adjustment and delay aversion. ANCOVAs revealed no significant differences on the CGT scores between ADHD with comorbid externalizing disorders (ODD/CD; n = 17) and without such comorbidity (n = 19), or those with comorbid internalizing disorders (anxiety; n = 11) and those without such comorbidity (n = 25) (Supplemental Table 2). Further, we also SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 17 tested whether the relationship between delay aversion and risk adjustment was specific to ADHD by adding a term of the delay aversion and ADHD interaction in the regression model described in stage C. This term was not significant indicating that the effect of delay aversion on risk adjustment was not limited to the ADHD group (Supplemental Table 3). ___________________________________ Please insert Table 2 about here __________________________________ Discussion The aim of the current study was to use the CGT to tease apart the distinctive processes underpinning suboptimal DMR in children with ADHD. Our findings suggest that the children with ADHD were not unusually risk prone when performing the CGT, however, consistent with previous results, children with ADHD had problems adjusting their choices to the changing information available about the probabilities of winning. The results suggest that these problems with risk adjustment were specifically linked to delay aversion. Further, poorer risk adjustment and delay adverse behavior seemed to be specifically linked to the ADHD diagnosis and not to comorbid disorders in this group. This is the first study showing an inter-relationship between factors in DMR in children with ADHD, and that aversiveness towards delay seems to be the most substantial contribution to suboptimal DMR (as indexed by risk adjustment) in these children (Figure 3). First, there was no evidence that overall, children with ADHD were risk prone – or favored the risky option in general for its own sake. Contrary to what is often assumed and presented in the literature these findings imply that the association between ADHD and risk prone behaviors may not be caused by an intrinsic valuation of risk proneness in itself. The ability of the CGT to distinguish between different elements of the DMR process provide crucial evidence to move the field away from the assumption that ADHD children are SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 18 inherent risk takers–with three studies, including the current one, refuting the notion (Coghill et al., 2014; DeVito et al., 2008). Second, although not risk seekers, children with ADHD did have difficulties adapting their choices to the changing patterns of outcome probabilities programmed during the task – a finding also consistent with the two previous CGT studies in ADHD (Coghill et al., 2014; DeVito et al., 2008). We found consistent evidence that this was reflected by children with ADHD to show delay aversion as defined in the CGT: They tended to choose the least delayed option of the two available independent of the level of associated risk. This finding was predicted and in line with the two previous studies (Coghill et al., 2014; DeVito et al., 2008). However, we found that delay aversion predominantly predicted the risk adjustment score compared to being risk prone or using less reflection time, which is a novel finding, since the two previous studies in ADHD (Coghill et al., 2014; DeVito et al., 2008) did not study the relationship between delay aversion and risk adjustment. This may suggest that the failure to adjust choice to optimize outcomes was linked to a different motivational style rather than to a cognitive deficit. The finding of increased delay aversion is consistent with a large body of literature showing that decision making processing in children with ADHD is affected by a preference for immediate reward to escape delay (Marco et al., 2009; Paloyelis et al., 2010; Solanto et al., 2001). Similar to Coghill et al. (2014) we found that this increased delay aversion and the problems with adjusting risks was specific to the ADHD diagnosis and not to the presence of comorbid disorders in this group of children. The concept of delay aversion, however, has been operationalized somewhat differently in different studies. In recent conceptualizations delay aversion is distinguished from other possible causes such as inhibitory problems in a number of different ways – in particular by being explicitly linked to the escape of delay rather than an impulsive drive for immediate reward (Sonuga-Barke, 2003). Children with ADHD tend to choose immediate SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 19 rewards more consistently when this choice gives escape from delay compared to when the same choice does not follow by an escape of delay (Marco et al., 2009; Sonuga-Barke et al., 1992). Delay aversion is therefore hypothesized to be a dynamic trait in children with ADHD that is highly context dependent (Sonuga-Barke, 2005). In contrast, problems with inhibitory control comprise impulsivity that may be associated with a preference for immediate reward (Barkley, Edwards, Laneri, Fletcher, & Metevia, 2001) independent of contextual factors (i.e., the possibility to escape delay; Barkley, 1997). It is important to note that the CGT delay aversion score does not distinguish the drive for immediate reward from the need to escape delay (Deakin et al., 2004; Rogers et al., 1999), and appears to load both on the factors of delay aversion and on inhibitory control (Coghill et al., 2014). We thus confirmed that delay aversion was associated with a shorter duration of test time, and this association showed a large effect, which means that a predominant tendency to choose to bet on the immediate points led to an earlier “escape” from this specific test setting. Further, the children’s degree of inhibitory control did not associate with delay aversion in the between-group analysis. Also the children with ADHD did not use less reflection time before making their choices – a pattern linked to inhibitory problems, such as previously shown on the decision making task of Tower of London (Solanto et al., 2007; Young et al., 2007). Moreover, other aspects of cognitive functioning such as working memory and the children’s level of IQ also did not associate with delay aversion in the between-group analyses. These findings strengthen the claim that the delay aversion measure as operationalized in the CGT was the main contributor to the poorer risk adjustment in the children with ADHD in the current study and that it is not related to a more general tendency to reflect on problems (Deakin et al., 2004; DeVito et al., 2008), working memory problems, or to a lower IQ. We have suggested a model of DMR (Figure 3) that links our finding of delay aversion to cause problems with risk adjustment in children with ADHD, and not risk proneness a previously suggested (Groen et al., 2013). Our SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 20 findings suggest, however, that despite children with ADHD being significantly more delay aversive than typically developing children, the effect of delay aversion on the risk adjustment outcome is not specific to ADHD. This means that delay aversion may also explain poorer risk adjustment – i.e., DMR – in typically developing children Third, the problems with adjusting risk taking in ADHD may relate to other factors than the three suggested in our study: Delay aversion, risk proneness, and reflection impulsivity. Problems with DMR in ADHD may reflect a general inattention to changes in the environment that leads to these being ignored (Barkley, 1997). It could also be linked to a more general insensitivity to changes in reinforcement schedules that have been previously observed in ADHD (Kollins, Newland, & Critchfield, 1997). And lastly, it could be due to problems comparing multiple outcomes of different value at the same time (Sonuga-Barke & Fairchild, 2012). Future studies of DMR in ADHD could test the model depicted in Figure 3 against other possible causal factors of DMR”. ___________________________________ Please insert Figure 3 about here ___________________________________ Conclusion The children with ADHD’s performance could be differentiated from that of typically developing children in terms of their ability to adjust responses to optimize outcomes in the face of changing probabilities and their level of delay aversion: With these two effects being correlated. Children with ADHD were, however, not risk takers in a general sense. 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In b) the 10 red or blue boxes hiding the yellow token are presented at the top of the screen. The children push either the square indicating either red or blue at the bottom of the screen to guess which colored box the token is hidden behind. They make a bet by touching the number presented in the box at the righthand side, numbers representing percentages of the points displayed at the left-hand side that are presented either in ascending or descending sequences. SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 30 0,60 0,40 ** ** z scores 0,20 0,00 ADHD -0,20 Controls -0,40 -0,60 Delay Aversion Risk Proneness Reflec on Time Risk Adjustment The CGT Scores Figure 2. The estimated marginal means from the between-group analyses on the CGT scores of risk proneness, reflection time, delay aversion, and risk adjustment. Notes. The means was adjusted for the effects of age and sex in the between-group analyses. The error bars represent the standard errors. ** = p < .013. To adjust for multiple analyses, a Bonferronni correction of alpha level is applied; α level of 0.05 / 4 univariate analyses = 0.013. SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 31 Risk Proneness ADHD Delay Aversion Risk adjustment Figure 3. A descriptive model describing the relationship between ADHD and suboptimal decision making in the face of risk (DMR). The findings from the current study indicate that delay aversion, and not risk proneness, is the predominant cause for children with ADHD to engage in impulsive decisions. This was evidenced by a significant effect of ADHD diagnosis on delay aversion and risk adjustment; effects not otherwise explained by age, gender, or other neuropsychological deficits of IQ, working memory, or inhibitory control. Further, delay aversion predicted the outcome of risk adjustment when taking into account risk proneness and reflection impulsivity (not specific to children with ADHD). SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK Table 1. Descriptive information for each diagnostic subgroup. Demographic and background information: Variables ADHD Gender (n, %)# Controls T value Male 25 (69.4%) 19 (55.9%) Female 11 (30.6%) 15 (44.1%) Age (M, SD) 10.20 (1.33) 9.99 (1.00) -.74 IQ (M, SD) 92.61 (6.53) 106 (11.03) 6.22 ** Letter-number seq. 12.86 (3.70) 15.85 (4.05) 3.23 ** 5.89 (1.28) 7.38 (2.02) 3.72 ** 259.62 (115.61) 222.66 (71.16) Delay Aversion 0.54 (0.22) 0.42 (0.21) 2.36 * Risk proneness 0.59 (0.12) 0.59 (0.16) 0.4 Reflection time 3317.16 (1173.55) 3351.02 (811.40) 0.14 Risk adjustment 0.61 (0.65) 1.20 (0.85) Spatial span SSRT -1.60 CGT raw scores: Notes Letter-number seq. = letter-number sequencing; SSRT = stop signal reaction time. # Chi square analysis shows no significant difference in distribution of gender between the groups (x2 = 1.38). ** p < .01; * p < .05. 3.27 ** 32 SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 33 Table 2. The prediction of the CGT process scores on the outcome of risk adjustment. Predictors R2 ∆R2 df ∆F p β step 2 0.02 0.02 4/65 0.40 0.81 -.01 Model 1: Step 1 Age Gender -.01 Risk proneness -0.33 * Reflection time -0.11 Step 2 Delay aversion 0.22 0.19 1/64 15.68 < .001 ** -0.52 ** Notes. In the hierarchical linear regression model, R2 represents the amount of variance in the outcome variable risk adjustment accounted for by the predictors entered into the analyses at each step. ** p < .01; * p < .05. SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK Supplemental Table 1. Correlation matrix of the bivariate relationship between the CGT scores, age, gender, and FSIQ. 2 3 4 -.36 ** -.08 -.07 -.47 ** -.05 -.02 1 Risk adjustment 2 Delay aversion 3 Risk proneness 4 Reflection time Note. ** p < .01; * p < .05. FSIQ .27 * -.31 * -.03 -.02 Age Gender .08 .03 -.34 ** .07 .28 * -.24 * -.05 .06 34 SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 35 Supplemental Table 2. Estimated marginal means from the between-group analyses of comorbid status in the group of children with ADHD on the CGT scores of risk proneness, reflection time, delay aversion, and risk adjustment. CGT scores: ADHD with externalizing ADHD without externalizing com:. ODD/CD n = 17 com.: n = 19 Est. Marg. M St. Error Est. Marg. M St. Error F P Delay aversion 0.40 0.23 0.14 0.22 0.60 0.25 Risk taking 0.18 0.21 -0.17 0.20 1.35 0.44 Reflection time Risk adjustment -0.28 0.26 0.12 0.25 1.09 0.31 -0.11 0.20 -0.57 0.19 2.52 0.12 CGT scores: ADHD with internalizing ADHD without internalizing com.: anxiety n = 11 com.: n = 25 Est. Marg. M St. Error Est. Marg. M St. Error F P Delay aversion -0.09 0.27 0.42 0.18 2.39 0.13 Risk taking 0.20 0.25 -0.10 0.16 0.96 0.33 Reflection time Risk adjustment 0.25 0.31 -0.21 0.21 1.50 0.23 -0.32 0.25 -0.37 0.16 0.03 0.87 Notes. N = 36 with ADHD; com. = comorbid disorders. Est.Marg.M = estimated marginal means; St.Error = standard error. Age and gender were included as covariates in the between-group analyses (ANCOVAs), and only age showed to covary with delay aversion (F = 5.75, p < .02) in the ANCOVAs on externalizing comorbidities, and with delay aversion (F = 5.35, p < .03) and risk proneness (F = 6.39, p < .02) in the ANCOVAs on internalizing comorbidities. df = 1/32. SUBOPTIMAL DECISION MAKING IN ADHD IN THE FACE OF RISK 36 Supplemental Table 3. The prediction of the CGT process scores on the outcome of risk adjustment: Testing the specificity of ADHD on the effect of delay aversion. Predictors R2 ∆R2 df ∆F p β step 2 0.02 0.02 4/65 0.40 0.81 .03 Model 1: Step 1 Age Gender -.02 Risk proneness -.32 * Reflection time -.13 Step 2 Delay aversion .30 .28 3/62 8.27 < .001 ** -.26 ADHD -.28 * Delay aversion*ADHD -.27 Notes. In the hierarchical linear regression model, R2 represents the amount of variance in the outcome variable risk adjustment accounted for by the predictors entered in to the analyses at each step. The F score represents the significance of an increment in R2. In the second step, the main effect of delay aversion, ADHD, and of the interaction between delay aversion and ADHD were tested. ** p < .01; * p < .05.
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