United States Treaty Research & Interpretation Prepared for AALL 2009, Washington, DC, by Marylin Raisch and Teresa Miguel H4: Thinking about Treaties: Interpretation, in Force, and Internet July 28, 2009 I. Principal Treaty Sets for General, Historical, and U.S. Treaty Research Official Treaties Library of Congress (Thomas)1 (from the 90th Congress, 1967) & U.S. Government Printing Office (GPO)2 (from the 104th Congress, 1995) United States Treaties and Other International Agreements (U.S.T.) Washington, D.C.: United States Department of State, 1950-Present. Call Number: KZ235.3 .U5 & HeinOnline Treaties and Other International Acts Series (TIAS) Washington, D.C.: United States Department of State, 1946-Present. Call Number: KZ235.32 .U55 & HeinOnline Senate Treaty Document Series Senate3 and GPO4 Treaties and Other International Agreements of the United States of America, 1776-1949 (Bevans). Edited by C. Bevans. Washington, D.C.: U.S. Gov’t Printing Office, 1968-1976. Call Number: KZ236 1986 & HeinOnline, LLMC Digital5 United States Statutes at Large Washington, D.C.: United States Department of State. Call Number: KF50 .U5 & HeinOnline, Westlaw6, LexisNexis7, GPO8 United Nations Treaty Series New York: United Nations, Office of Legal Affairs, 1946-Present. Call Number: KZ172 .T74 & HeinOnline9, United Nations Treaty Collection10 1 http://thomas.loc.gov/home/treaties/treaties.html http://www.gpoaccess.gov/serialset/cdocuments/index.html 3 http://www.senate.gov/pagelayout/legislative/d_three_sections_with_teasers/treaties.htm 4 http://www.gpoaccess.gov/serialset/cdocuments/index.html & http://www.gpo.gov/fdsys/browse/collection.action?collectionCode=CDOC 5 http://www.llmcdigital.org/ (subscription database) 6 http://www.westlaw.com (subscription database) 7 http://www.lexis.com (subscription database) 8 http://www.gpoaccess.gov/statutes/index.html 9 http://www.heinonline.org (subscription database) 10 http://treaties.un.org 2 2 Unofficial Treaties LexisNexis and Westlaw each carry U.S.T. Treaties and International Agreements Online Oceana (Oxford University Press)11 1999-Present Hein’s United States Treaties and other International Agreements Edited by W.S. Hein. Buffalo, New York: William S. Hein & Co., Inc., 1990. Microfiche Consolidated Treaty Series Edited by C. Parry. Dobbs Ferry, New York: Oceana Publications, Inc., 1969-1981. Call Number: KZ120 .P35 1969 Treaties, Conventions, International Acts, Protocols and Agreements between the United States and Other Powers 1776-1937 (Malloy) Compiled by William M. Malloy. Washington, D.C.: U.S. Gov’t Printing Office, 1910. Call Number: KZ236 1910 & HeinOnline Unperfected Treaties of the United States of America Edited by C. Wiktor. Dobbs Ferry, New York: Oceana Publications, Inc., 1976-1994. Call Number: KZ236 1976 International Legal Materials American Society of International Law, Washington, DC, 1962-Present. Call Number: KZ64 .I58 & HeinOnline, Lexis, Westlaw II. Principal Treaty Indexes for General, Historical, and US Treaty Research CIS Index to Publications of the United States Congress: Senate Treaty Document Series 1970-Present Call Number: KF49 .C62 Congressional Record Index: Treaties & Agreements 1873-Present Call Number: KF35 & Thomas, GPO, LexisNexis, Westlaw, & LexisNexis Congressional12 Kavass’s Current Treaty Index Edited and compiled by Igor I. Kavass. Buffalo, New York: W.S. Hein & Co., 1999-Current. Call Number: KZ235 .U58 & HeinOnline Current Treaty Index, 1982-1999 Compiled by I. Kavass and A. Sprudzs. William S. Hein & Co., Inc. Call Number: KZ235 .C87 & HeinOnline 11 12 http://www.oceanalaw.com (subscription database) http://web.lexis-nexis.com/congcomp/ (subscription database) 3 United States Treaty Index, 1776-Present Consolidation Edited by Igor Kavass. Buffalo, New York: William S. Hein & Co., Inc., 1991 (2008 Supplement). Replaces in their entirety U.S.T. Cumulative Indices (below). Call Number: KZ235 .U58 1991 U.S.T. Cumulative Index, 1950-1970 & U.S.T. Cumulative Index, 1971-1975 Compiled by I. Kavass & A. Sprudzs. Buffalo, New York: William S. Hein & Co., Inc. Call Number: KZ235 .U58 United States Treaties and Other International Agreements Cumulative Index, 1776-1949 Compiled by I. Kavass & M. Michael. Buffalo, New York: William S. Hein & Co., Inc., 1975. Call Number: KZ235 .K37 1975 Multilateral Treaty Calendar = Répertoire des Traités Multilatéraux, 1648-1995 Wiktor, Christian L. The Hague, The Netherlands; Boston, Mass.: M. Nijhoff Publishers; Cambridge, MA: Kluwer Law International, 1998. Call Number: KZ118 .M85 1998 Index-Guide to Treaties: Based on the Consolidated Treaty Series Clive Parry, LL.D. Call Number: KZ120 .P352 1979 III. Treaty Status Sources for U.S. Treaties Treaties in Force: A List of Treaties and Other International Agreements of the United States United States Department of State. Washington, D.C.: U.S. Gov’t Printing Office, 1929-Present (official). Call Number: KZ235 .T74 & HeinOnline, U.S. Department of State13, Westlaw, LexisNexis Congressional Index, 1938-Present Chicago: Commerce Clearing House (CCH) (official). Call Number: KF49 .C6 A Guide to the United States Treaties in Force Buffalo, New York.: W.S. Hein Co., 1982 (unofficial). Call Number: KZ235 .G85 & HeinOnline IV. Principal Sources for Updating U.S. Treaties Current Treaty Index Edited and compiled by Igor I. Kavass. Buffalo, New York: W.S. Hein & Co., 1999-Present. Call Number: KZ235 .U58 1991 Suppl. & HeinOnline U.S. Department of State Treaty Actions14 U.S. Senate Foreign Relations Committee15 13 http://www.state.gov/s/l/treaty/treaties/2009/index.htm (links for Pending Treaties and to Thomas for foreign relations legislation) 14 http://www.state.gov/s/l/treaty/c3428.htm 15 http://foreign.senate.gov/legislation.html 4 V. Treaty Interpretation and Legislative History16 The tools used in conducting legislative history research for U.S. treaties are very similar to those used in U.S. federal legislative history research. Senate Treaty Documents Senate17, GPO18, and LexisNexis Senate Executive Reports Senate19 & LexisNexis CIS Senate Executive Documents and Reports Microfiche with two-volume index, 1817-1969. Congressional Hearings Senate Foreign Relations Committee hearings20 & GPO21 Department of State documents Department of State Dispatch (1990-1999) o Call Number: KZ231 .U83 & HeinOnline, LexisNexis Foreign Relations of the United States (1948-1976) o Call Number: KZ233 .U55 & Dept. of State22 Digest of United States Practice in International Law (1973-Present) o Call Number: KZ21 .D54 & HeinOnline, Dept. of State23 Weekly Compilation of Presidential Documents (1965-Present) o Call Number: J80 .W44 & HeinOnline, GPO24 Public Papers of the Presidents of the United States (1929-Present) o Call Number: J80 .A283 & GPO25 & LexisNexis Treaties Submitted to the United States Senate: Legislative History, 1989 – 2004 Christian Witkor, Leiden; Boston: Martinus Nijhoff, 2006. Call Number: KF4989 .W55 2006 Travaux Preparatoires or other commentaries in library catalogs or periodical indexes The Canada-U.S. Tax Treaty: Text and Commentary (2004) Call Number: KDZ912.2 .K75 2004 Most of these resources are taken directly from Marci Hoffman and Mary Rumsey ’s extremely useful International and Foreign Legal Research: A Coursebook, Chapter 6: Public International Law, (Leiden; Boston: Martinus Nijhoff Publishers, 2008). 17 http://www.senate.gov/pagelayout/legislative/d_three_sections_with_teasers/treaties.htm 18 http://www.gpoaccess.gov/serialset/cdocuments/index.html & http://www.gpo.gov/fdsys/browse/collection.action?collectionCode=CDOC 19 http://www.gpoaccess.gov/serialset/creports/index.html 20 http://foreign.senate.gov/hearing.html 21 http://www.access.gpo.gov/congress/senate/senate11sh.html 22 http://www.state.gov/r/pa/ho/frus/index.htm 23 http://www.state.gov/s/l/c8183.htm 24 http://www.gpoaccess.gov/wcomp/index.html & http://www.gpo.gov/fdsys/browse/collection.action?collectionCode=CPD 25 http://www.gpoaccess.gov/pubpapers/index.html 16 5 The Genocide Convention: The Travaux Preparatoires (2008) Call Number: K5302 .A92 2009 United States Code Service (1972-Present): “Notes to Uncodified Laws and Treaties” Call Number: KF62.5 .L38 & LexisNexis Treaties and Other International Agreements Online (Oceana) Some Senate Treaty Documents are available via the “source image” button. VI. Commentary Commentary on treaties and texts is a familiar format in other legal systems, particularly in civil law systems, where civil codes have special commentaries and the analysis of major charters is within this general framework. In public international law generally, the American practice is similarly to look to the classic commentaries. Additionally, in place of a yearbook of international law, the United States produces both a Restatement of the Law of Foreign Relations and the variously-named Digest of United States practice in International Law. Digests An equivalent to quarterly updates of similar information as is found in the current Digest of United States Practice in International Law may be found in issues of the American Journal of International Law (1989-Present) Call Number: K1 .M444 & GPO, 26 HeinOnline, Westlaw, LexisNexis, JSTOR27, Gale LegalTrac28, and ProQuest29. Cumulative Digest of United States Practice in International Law (1981-1988) Washington, DC: Office of the Legal Adviser, Dept. of State: U.S. Gov’t Printing Office, 1993. Call Number: KZ21 .D54 Digest of United States Practice in International Law Vols. 1-8 (1973-1980); Dept. of State Call Number: KZ21 .D54 Digest of International Law (Whiteman) Vols. 1-15 (June 1963-1973) Call Number: KZ237.7 .W49 1963 Digest of International Law (Hackworth) Vols. 1-8 (1940-1944) Call Number: KZ237.7 .H33 1946 Digest of International Law as Embodied in Diplomatic Discussions, Treaties and other International Agreements, International Awards, the Decisions of Municipal Courts, and the Writings of Jurists, and Especially in Documents, Published and Unpublished, Issued by 26 http://www.state.gov/s/l/c8183.htm http://www.jstor.org/ (subscription database) 28 http://find.galegroup.com (subscription database) 29 http://www.proquest.com/en-US/ (subscription database) 27 6 Presidents and Secretaries of State of the United States, the Opinions of the Attorneys-General, and the Decisions of Courts, Federal and State (Moore) Vols. 1-8 (1906-1906) Call Number: KZ237.7 .M66 1906 History and Digest of the International Arbitrations to which the United States Has Been a Party Moore, John Bassett; Vol. 1-6; Washington: GPO, 1898 (1995 reprint by W.S. Hein Co.). Call Number: KZ183.2 .M66 1995 Digest of International Law of the United States Taken from Documents Issued by Presidents and Secretaries of State and from Decisions of Federal Courts and Opinions (Wharton) Vols. 1-3 (1887) LC Call Number: JX237 .W5 1887 & HeinOnline Digest of the Published Opinions of the Attorneys-General and of the Leading Decisions of the Federal Courts, With Reference to International law, Treaties, and Kindred Subjects Vol. 1 (1877) Call Number: KZ237.7 .D54 Restatement The American Law Institute, Restatement of the Law, the Foreign Relations Law of the United States. St. Paul, MN: American Law Institute Publishers, 1987 (and current supplements). Call Number: KF4651 .R47 & Westlaw, LexisNexis, HeinOnline Web based WTO Analytical Index and the ICRC database for the Geneva Conventions Although not strictly new, these newly designed (in the case of the Red Cross treaties) and (in the case of the WTO) newly supplemented (by WorldTradeOnline subscription database) e-resources are examples of hypertext commentaries at their best, connecting the main articles of treaties with their commentaries and making them more accessible to researchers. They are free on the web and yet as such are e-books or e-commentaries. VII. Publication History30 The recent history of treaty publication in the United States and the difficulties presented to researchers began with a disruption in the printing, publication, and distribution of two types of documents: 1 the ratified treaties and 2) executive agreements. (For an extensive and invaluable discussion of United States treaty practice and theory, important for an understanding of the discussion below concerning treaties, history, and comparative research on monist and dualist national treaty regimes, consult Congressional Research Service, Library of Congress, Treaties and Other International Agreements: The Role of the United States Senate (2001)31; it is published periodically but irregularly for the benefit of the Committee on Foreign Relations, U.S. Senate. There are many guides available for researching treaties of the United States and across regimes in a transnational context; see, for details on the United States electronic and printed 30 This section was written as part of a larger essay and presentation by Marylin Raisch, entitled Contemporary International Law Research: New Resources and Perspectives, for the Joint Study Institute held at Georgetown University on June 27, 2008. 31 http://frwebgate.access.gpo.gov/cgi-in/getdoc.cgi?dbname=106_cong_senate_print&docid=f:66922.pdf (also available in print; Call Number: KF4989 .A25 2003) 7 bibliography of treaty and agreement process, guides posted at Columbia, Duke, Harvard, Georgetown, and UC Berkeley, to name only a few).32 Disruptions and delays in the publication of both types of documents became problematic in the early 1980’s under the Reagan Administration and has continued off and on through the present day. The Case-Zablocki Act , Pub. L. 92-403, §1, Aug. 22, 1972, 86 Stat. 619 (1 U.S.C. 112b, (a) through (f)),33 requires transmittal to Congress of international agreements other than “advice and consent treaties”.34 The latter are slow to appear in the official treaty sources; there is a lag in publication both of the “slip” version, Treaties and Other International Acts Series (cited to as TIAS) (Washington, DC: U.S.G.P.O., 1946-), eventually republished with new pagination in the bound set, United States Treaties and Other International Agreements (cited to as U.S.T.) (Washington, DC: U.S.G.P.O. , 1950-). The “faster” slip format is as of this date eleven years behind, with the last issue received dated May 8, 1997. The bound volume is about 24 years behind. The “archive” has given way to the list or index, such that Treaties in Force, as well as the index and microfiche series edited by the late Igor Kavass (United States Treaty Index, 15 vols.; supplemented by Current Treaty Index) are together the best print sources for U.S. treaty information; the treaties themselves are available on microfiche in Hein's United States Treaties and Other International Agreements35 and also now electronically on HeinOnline. The indexing and collection of treaties and agreements to which Professor Kavass gave the eponymous numbering system denominated as KAV numbers has bridged some of the publishing “gap” in making these texts available. However, in many instances a text in this collection is a not-yet-ratified text, a Senate Treaty Document. These texts are sent by the executive to the Senate for Advice and Consent, but do not in themselves represent the final texts. In most cases, that text is unchanged by the process of consideration by the Senate Committee on Foreign Relations, which reports it out as an Executive Report and then submits it for vote on the Senate floor. The treaty process may be tracked officially at the U.S. Senate treaties page. 32 Columbia, Guide to Treaty Research, http://www.law.columbia.edu/library/Research_Guides/internat_law/treaty_research ; Duke, Treaties, http://www.law.duke.edu/lib/researchguides/treaties.html ; Harvard, http://www.law.harvard.edu/library/services/research/guides/international/treaties_with_citations.php and other related guides; Georgetown, Treaty Research Guide, http://www.ll.georgetown.edu/intl/guides/TreatyResearch.cfm ; UC Berkeley, http://www.law.berkeley.edu/library/online/guides/international_foreign/treaties/us.html 33 http://www.law.cornell.edu/uscode/html/uscode01/usc_sec_01_00000112---b000-.html 34 “(a) The Secretary of State shall transmit to the Congress the text of any international agreement (including the text of any oral international agreement, which agreement shall be reduced to writing), other than a treaty, to which the United States is a party as soon as practicable after such agreement has entered into force with respect to the United States but in no event later than sixty days thereafter. However, any such agreement the immediate public disclosure of which would, in the opinion of the President, be prejudicial to the national security of the United States shall not be so transmitted to the Congress but shall be transmitted to the Committee on Foreign Relations of the Senate and the Committee on International of the House of Representatives under an appropriate injunction of secrecy to be removed only upon due notice from the President.” 1 U.S.C. 112b (a). 35 Hein's United States treaties and other international agreements current service [microform]. Buffalo, N.Y.: W.S. Hein, 1990- . 8 The “archive” now resides in THOMAS,36 the Congressional database created by the Library of Congress, which contains both House and Senate documents, or in the KAV numbers of the microfiche set described above, and via HeinOnline. Accessing the more recent treaties and executive agreements, however, has taken resort to the Freedom of Information Act (FOIA) 37. Some difficulties have resulted from this electronic form of publishing prompting Georgetown to harvest these treaty documents as part of their Chesapeake Project, an initiative to cooperate with area libraries to download and store reports and documents, mainly governmental, which are either “born digital” and/or too significant to risk disappearance from the internet. “Treaty Actions” posted at the State Department web site are not full text documents, and not conveniently searchable. They are monthly posted PDFs. Transparency in our democracy demands that the dissemination of these texts be done in full and in a more accessible format. The American Society of International Law in its EISIL database38 has gathered, tagged, and abstracted a large link archive of major treaties, and so thereby greatly enhanced text location as well as ease of citation. 36 http://thomas.loc.gov/home/treaties/treaties.html http://www.state.gov/m/a/ips/c22790.htm; scroll down to the international agreements section. 38 http://www.asil.org/system/eisil.htm 37 9 APPENDIX HeinOnline Digital Libraries39 I. Treaties and Agreements Library Official Treaty Publications United States Statutes at Large Peters, Richard Vols. 7-8 (1848, 1867) United States Treaties and Other International Agreements (UST) Secretary of State Vols. 1-35 (1950-1984) Treaties and International Act Series (TIAS) Department of State TIAS 11060 to TIAS 13054 (1982-1999) KAV Agreements (Recent State Department Agreements, Senate Treaty Documents, Trade Agreements and others) Kavass, Igor I. KAV 0001-8574 (1987-2009) Unofficial Treaty Publications Indian Affairs, Laws and Treaties (Kappler) Kappler, Charles J. 1902-1971 International Legal Materials American Society of International Law Vols. 1-47 (1962-2008) Treaties, Conventions, International Acts, Protocols and Agreements (Malloy) Malloy, William M. Vols. 1-4 (1776-1937) Treaties and Other International Acts of the United States of America (Miller) Miller, Hunter Vols. 1-8 (1776-1863) Treaties and Other International Agreements of the United States of America 1776-1949 (Bevans) Bevans, Charles I. Vols. 1-13 (1776-1949) 39 Among the plethora of digital libraries on their subscription database, http://www.heinonline.org, the following libraries and publications pertain to treaties and treaty research. 10 Treaties of 1778 and Allied Documents Chinard, G. (Editor) Vol. 1 (1928) Treaty Guides and Indexes Catalogue of Treaties 1814-1918 U.S. Department of State 1 v. Washington: Government Printing Office, 1919. Collection of Neutrality Laws, Regulations and Treaties of Various Countries Deak, Francis & Jessup, Phillip C. 1939 Digest of the Published Opinions of the Attorneys-General and of the Leading Decisions of the Federal Courts, With Reference to International law. Treaties, and Kindred Subjects Vol. 1 (1877) Guide to the United States Treaties in Force Kavass, Igor I. & Sprudzs, Adolf 1982-2008 Title Varies: 1982-2007 as Guide to the United States Treaties in Force Hertslet's Commercial Treaties: A Complete Collection of the Treaties and Conventions, and Reciprocal Regulations, at Present Subsisting between Great Britain and Foreign Powers Vols. 1-31 (1840-1840) All Published Kavass's Current Treaty Index Kavass, Igor I. & Sprudzs, Adolf 1st-43rd editions (1982-Fall 2008) Title Varies: 1st-42nd editions (1982-Spring 2008) as Current Treaty Index Treaties in Force (TIF) Treaty Affairs Staff 1929-2008 Treaties, Books, and Texts Air Laws and Treaties of the World 3 v. Washington: U.S. Government Printing Office, 1965 American Diplomatic Code Elliot, Jonathan 2 v. Washington: Jonathan Elliot, Junior, 1834 Bibliography of the English Colonial Treaties with the American Indians including a Synopsis of each Treaty De Puy, Henry Farr 1 v. New York: Printed for the Lenox Club, 1917. 11 Collection of Nationality Laws of Various Countries as Contained in Constitutions, Statutes and Treaties Flournoy, Richard W., ed.; Hudson, Manley O., ed. 1 v. New York: Oxford University Press, 1929. Department of State Bulletin Department of State Vols. 1-89 (1939-1989) Department of State Dispatch (See: US Department of State Dispatch ) European Treaties Bearing on the History of the United States and Its Dependencies, 1917-1937. Davenport, Frances Gardiner; Paullin, Charles Oscar (Editors) 4 v. Washington: Carnegie Institution of Washington, 1917-1937. Limitations on the Treaty-Making Power under the Constitution of the United States Tucker, Henry St. George. 1 v. Union, N.J.: Lawbook Exchange, 2000. Originally published: Boston: Little, Brown, 1915. List of Indian Treaties Committee on Interior and Insular Affairs, House of Representatives 1964 Manual of Collections of Treaties and of Collections Relating to Treaties Myers, Denys Peter 1 v. Cambridge: Harvard University Press, 1922 National Supremacy Treaty Power vs. State Power Corwin, Edward Samuel. 1 v. Gloucester, Mass.: P. Smith, 1965. Originally published: New York: H. Holt and Co., 1913. National Treaty Law and Practice: Austria, Chile, Columbia, Japan, The Netherlands, United States Leigh, Monroe et al. Vol. 30 (1999) Treaties, Their Making and Enforcement Crandall, Samuel B. 1904 Treaties and Conventions Concluded between the United States of America and Other Powers Davis, J. C. Bancroft; Haswell, John H. 2 Editions. Washington: Government Printing Office, 1873; 1889. Treaties and Other International Agreements: The Role of the United States Senate Congressional Research Service 2001 12 Treaties Defeated by the Senate Holt, W. Stull 1933 US Department of State Dispatch Bureau of Public Affairs Vols. 1-10#10 (1990-1999) All Published II. United Nations Law Collection Library Treaty Related Publications Collection of All the Treaties of Peace, Alliance, and Commerce, between Great-Britain and Other Powers, from the Treaty Signed at Munster in 1648, to the Treaties Signed at Paris in 1783 Jenkinson, Charles 3 v. London: Printed for J. Debrett, Opposite Burlington House, Piccadilly, 1785 Final Clauses of Multilateral Treaties: Handbook New York: United Nations, 2003. League of Nations Treaty Series Vols. 1-205 (1920-1946) Multilateral Treaties Deposited with the Secretary-General New York: United Nations, 2006. Statement of Treaties and International Agreements 1983-current Treaty Handbook New York: United Nations, 2006. United Nations Treaty Series Vols. 1-2398 (1946-current) United Nations Treaty Series - Indexes Vols. 1-2300 (1946-current)
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