Psychological Review 2005, Vol. 112, No. 4, 951–978 Copyright 2005 by the American Psychological Association 0033-295X/05/$12.00 DOI: 10.1037/0033-295X.112.4.951 Why Most People Disapprove of Me: Experience Sampling in Impression Formation Jerker Denrell Stanford University Individuals are typically more likely to continue to interact with people if they have a positive impression of them. This article shows how this sequential sampling feature of impression formation can explain several biases in impression formation. The underlying mechanism is the sample bias generated when the probability of interaction depends on current impressions. Because negative experiences decrease the probability of interaction, negative initial impressions are more stable than positive impressions. Negative initial impressions, however, are more likely to change for individuals who are frequently exposed to others. As a result, systematic differences in interaction patterns, due to social similarity or proximity, will produce systematic differences in impressions. This mechanism suggests an alternative explanation of several regularities in impression formation, including a negativity bias in impressions of outgroup members, systematic differences in performance evaluations, and more positive evaluations of proximate others. Keywords: impression formation, sampling, judgment bias, stereotypes Suppose, for example, that a colleague in your field asks about the social skills of a faculty member at your school. Approaching life systematically, you begin by listing all your interactions with this individual and evaluating his or her social skills during these interactions. Being statistically trained, you take the average and report this as your best estimate. Although this procedure seems fair, it will often result in systematically biased estimates. Moreover, the estimate will also vary systematically depending on the type of individual that you are evaluating. In particular, even if you accurately register and recollect all your interactions, there is a risk of reporting systematically lower estimates for members of minority groups to which you do not belong. The reason is that the above procedure ignores a major feature of experience sampling (Denrell & March, 2001; Eiser, Fazio, Stafford, & Prescott, 2003; Gilovich, 1991; T. M. Newcomb, 1947). The experience of interacting with an individual with seemingly low social skills decreases the likelihood of future interactions, whereas the experience of interacting with an individual with seemingly high social skills increases the likelihood of future interactions. As a result of such experience sampling, false negative initial impressions are unlikely to be corrected. A false positive initial impression, however, will lead to further sampling, which might disconfirm the initial belief. This asymmetry implies that even if impressions are based on all available observations, and each observation is accurately interpreted and remembered, impressions may nevertheless be biased (Denrell & March, 2001; Eiser et al., 2003; Fazio, Eiser, & Shook, 2004). In fact, even if each experience is equally likely to be positive or negative, a majority of individuals, when asked about their impression, will report that their impression is negative. This article shows how this sequential sampling feature of impression formation can explain a variety of biases in impression formation. I demonstrate that experience sampling implies that individuals with similar characteristics and skill levels may be evaluated differently as a result of differences in social ties and Why do evaluations and impressions depend systematically on gender, ethnicity, proximity, and attractiveness? Much research in impression formation has attributed such systematic biases to flaws in information processing and hypothesis testing and to motivational influences. Prior expectations, including stereotypes, confirmation bias and self-fulfilling prophecies, as well as the desire to maintain a positive social identity have been argued to distort the perception, interpretation, and recall of behavior of individuals and groups (Allport, 1954; Asch, 1946; Fiske & Taylor, 1991; Hilton & von Hippel, 1996; Rosenthal & Jacobsen, 1968; Snyder & Stukas, 1999; Snyder & Swann, 1978; Tajfel, Flament, Billig, & Bundy, 1971; Word, Zanna, & Cooper, 1974). This article argues that there is an important alternative source of bias in impression formation. Even if impressions would be based on all available evidence, and the evidence would be accurately interpreted, impressions might nevertheless be biased. The reason is the sample selection bias introduced by experience sampling. This article has benefited from prior joint work with James March. I thank Chip Heath, James March, and Dale Miller for their extensive comments and help. I am also grateful for comments and help from Bill Barnett, Marilynn Brewer, Lawrence Brown, Glenn Carroll, Christian Czernich, Hillary Elfenbein, Christina Fang, Deborah Gruenfeld, Mike Hannan, Richard Harrison, Rod Kramer, Dan Levinthal, Steve Lippman, Anders Martin-Löf, Maggie Neal, Jeffrey Pfeffer, Patrick Regnér, Lee Ross, Zur Shapira, Udo Zander, and participants in seminars at the Haas School of Business at the University of California, Berkeley, Harvard Business School Scandinavian Consortium for Organizational Research, Stanford Graduate School of Business, the Department of Psychology at Stanford University, Stockholm School of Economics, and the Wharton School of Management. Erica Carranza, Deborah Prentice, Jeff Larsen, Noah Gans, George Knox, Rachel Croson, James Shah, Paige Brazy, and Tory Higgins generously allowed me to use their data. All errors are my own. Correspondence concerning this article should be addressed to Jerker Denrell, Graduate School of Business, Stanford University, 518 Memorial Way, Stanford, CA 94305-5015. E-mail: [email protected] 951 DENRELL 952 interactions. The implication is that experience sampling can provide an alternative explanation for several systematic biases in impression formation. In this explanation, biased evaluations do not result from the influence of prior expectations on the interpretation of subsequent observations, biased hypothesis testing and self-fulfilling prophecies, or motivational influences. Rather, biased evaluations are the result of systematic differences in social interactions, which determine the information to which evaluators have access. Individuals whom evaluators are likely to meet, irrespective of their opinions of them, will have more chances to correct a false negative impression. In contrast, individuals whom evaluators are less likely to meet are less likely to get a second chance. For such individuals, false-negative first impressions are more likely to be stable. Such a model of experience sampling cannot, and does not try to, provide an alternative explanation of the findings of experiments in which the information available to subjects is fixed and exogenous. A long line of work has established that cognitive and perceptual biases can influence impression formation in such situations. This article suggests a complementary explanation of systematic biases in impression formation in many real-life contexts in which information is not automatically provided but has to be actively sampled. In particular, I demonstrate that pragmatic constraints in sampling (Einhorn & Hogarth, 1978; Friedrich, 1993) may contribute to what researchers typically interpret as cognitive–perceptual biases. In line with recent work on sampling (Fiedler, 1996, 2000; Kashima, Woolcock, & Kashima, 2000; Van Rooy et al., 2003), this article suggests that cognitive and perceptual biases are not necessary to explain systematic biases in impression formation and judgment. Sampling in Impression Formation Much research in impression formation has examined how impressions are influenced by cognitive heuristics in information processing and perceptual biases. By manipulating the order of observation or by inducing different expectations before the information is presented, studies have demonstrated how information order and expectations influence the interpretation, recall, and integration of information (Asch, 1946; Jussim & Eccles, 1995; Lord, Ross, & Lepper, 1979; Rosenthal & Jacobsen, 1968; Snyder, Campbell, & Preston, 1982; Snyder & Stukas, 1999; Snyder & Swann, 1978). By manipulating group membership, other studies have demonstrated how group identification influences information integration and evaluation (Cadinu & Rothbart, 1996; Hewstone, Rubin, & Willis, 2002; Krueger, 1996; Mullen, Brown, & Smith, 1992; Tajfel, 1982; Tajfel et al., 1971). However, impressions do not only depend on how observations are interpreted and processed but also on the observations that are sampled. In many settings observations vary widely, and impressions may depend more on decisions about sampling than on information integration. Any systematic biases in sampling will thus lead to systematic biases in impression formation (Fiedler, 2000). Such systematic sample biases have of course been explored in the literature. They have been prominent in discussions of confirmation bias (Klayman & Ha, 1987; Snyder & Swann, 1978), selective exposure (Kunda, 1990), and availability and salience (Nisbett & Ross, 1980; S. E. Taylor, 1982; Tversky & Kahneman, 1973), in which sample bias has been attributed to heuristics or motivational influences. Sample bias may also be due to unrepresentative samples, based on the available information (Combs & Slovic, 1979; Dawes, 1993; Denrell, 2003; Fiedler, 2000) or based on the self (Krueger, 1996; Krueger & Zeiger, 1993; Ross, Greene, & House, 1977). Mere differences in sample sizes can also produce systematic differences in evaluations of groups in situations in which information aggregation has a systematic effect on judgments (Fiedler, 1996, 2000; Kashima et al., 2000; Van Rooy et al., 2003). Finally, how much and what type of information people search for and how they process it has been shown to depend on the valence of their current impression (Ybarra, 2002). Positive impressions lead to more testing and more critical information processing than negative impressions do, because negative behaviors are assumed to be more diagnostic. In social interactions, however, there is an important source of sample bias that has remained largely unexplored. In many impression formation contexts, the information available depends on decisions about social interactions. Unless an individual decides to interact with another individual, no additional information may be available (T. M. Newcomb, 1947; Towles-Schwen & Fazio, 2003). Decisions about interactions, however, are influenced by the valence of impressions formed on the basis of previous interactions. In particular, one of the more common ideas about social interactions is that future interactions are more likely if previous interactions suggest that future interactions will be rewarding or pleasurable (Altman & Taylor, 1973; Berscheid, 1985; Homans, 1961; Lott & Lott, 1972; Montoya & Horton, 2004; T. M. Newcomb, 1953; Sunnafrank, 1986; Thibaut & Kelley, 1959). “If good outcomes are experienced in initial contacts or if these contacts lead the persons to anticipate good outcomes in the future, the interaction is likely to be repeated” (Thibaut & Kelley, 1959, p. 20). Such a tendency has been demonstrated in a variety of experimental and field studies. Experiments manipulating rewards during interactions have shown that willingness to continue the interaction is higher for individuals who have experienced rewarding interactions (Chambliss, 1966; D. A. Taylor, Altman, & Sorrentino, 1969, p. 333). Ratings of attraction, based on initial information about a future interaction partner, also predict willingness to continue the interaction (Carranza, Prentice, & Larsen, 2004; Montoya & Horton, 2004, p. 700; M. S. Schwartz, 1966, cited in Byrne, 1971, p. 231). For example, in the study by Carranza et al. (2004), 66 subjects each listened to statements by 60 individuals. Subjects were asked to rate how much they liked each individual and how likely they would be, on a scale from 1 to 5, to be friends with him or her, to hang out with him or her, to enjoy spending time with him or her, to stay away from him or her, and so forth. The correlations with ratings of liking were ⫹.76 (be friends), ⫹.71 (hang out with), ⫹.74 (enjoy spending time), and ⫺.70 (stay away).1 Experiments and field studies have also shown that negative impressions and outcome expectancies predict avoidance (S. Levin, van Laar, & Sidanius, 2003; Plant, 2004; Plant & Devine, 2003; Towles-Schwen & Fazio, 2003). In particular, Plant and Devine (2003, Study 2; see also Plant, 2004) showed that subjects with negative expectations about future interactions were less likely to return for an additional session in which they would continue the interaction. Finally, several experimental studies have shown that the N ⫽ 3,960. I calculated these correlations on the basis of data provided by Carranza et al. (2004). 1 EXPERIENCE SAMPLING IN IMPRESSION FORMATION frequency of communication is higher for individuals who have experienced rewarding interactions (D. A. Taylor et al., 1969), have positive impressions of others (Kelley, 1950, pp. 437– 438; Thibaut & Coules, 1952, pp. 774 –775), and for groups that have more favorable attitudes to each other (Lott & Lott, 1961; Moran, 1966). The general tendency that attraction breeds interaction is also consistent with sociometric data. Sociometric studies have typically shown that similarity, an important determinant of attraction (Byrne, 1971), is a good predictor of affiliation (for a review, see McPherson, Smith-Lovin, & Cook, 2001). More generally, sociometric studies have shown that ratings of attraction and liking are positively correlated with sociometric nomination measures (Bukowski, Sippola, Hoza, & Newcomb, 2000; Hoffman, 1962; Maassen, van der Linden, Goossens, & Bokhorst, 2000) and that popular individuals tend to have more likable characteristics (Bonney, 1947; French, 1956; French & Mensh, 1948; Jennings, 1950; Leman & Solomon, 1952; A. F. Newcomb, Bukowski, & Pattee, 1993). There is also some evidence that sociometric rank (i.e., popularity) is positively correlated with the number of actual interactions and conversations (Homans, 1954, Table 1). However, attraction does not always lead to interaction (Berscheid, 1985). Highly attractive individuals may be difficult to access. Attractive and competent individuals are also less likely to be chosen as interaction partners if one fears that the choice will not be reciprocated (Berscheid, 1985; Huston & Levinger, 1978; Shaw & Gilchrist, 1955). Highly attractive and competent individuals may also be avoided for fear of low evaluations (Berscheid, 1985; Montoya & Horton, 2004) or due to intimidation (Aronson, Willerman, & Floyd, 1966; Helmreich, Aronson, & LeFan, 1970). Notwithstanding these caveats, positive impressions do seem to be an important determinant of the probability of future interaction. Such a tendency, however, implies that the sample of information available will be biased. In particular, if decisions about social interactions depend on impressions based on the available information, and decisions about social interactions determine the available information, the sample of information available will depend on the outcomes of past observations. As a result, the available sample will not be exogenous but endogenous. Although not universal, such endogenous sampling is likely in social settings satisfying the following conditions. First, impressions are mainly based on, or at least influenced by, impressions formed by personal observations. For example, assessments of social skills can mainly be based on impressions obtained through personal interactions. Impressions of several other personal attributes are also influenced by personal observations, even if information from tests and from other individuals may be available. In these situations, future interaction, and thus the available sample, will be influenced by impressions based on previous interactions. In other situations, such as in exams, the set of observations available is exogenously determined. Second, individuals can choose with whom they want to interact. If individuals cannot voluntarily choose their future interaction partners, such as when interaction patterns are circumscribed by the division of labor, status hierarchies, or roles, impressions based on previous interactions cannot influence the probability of future interactions. Third, impressions based on observations from previous interactions are relevant for expectations about how rewarding or productive future interactions will be. For example, impressions of 953 social skills are relevant for expectations of how pleasurable future interactions will be. Impressions of many other personal attributes, such as skills, creativity, or reasoning ability, may also influence expectations about how rewarding or productive future interactions will be. Nevertheless, this does not hold for all personal attributes and interactions. For example, your impressions of the bowling skills of others may be irrelevant to your expectation of the pleasures of future social interactions. In social situations satisfying these conditions, the available information will not be a random sample of fixed size as in experiments. Rather, the composition and size of the sample will depend on past observations. To illustrate this, consider a schematic representation of the sampling process depicted in Figure 1. As shown, the information available depends on decisions about interactions, which depend on current impressions. Current impressions, however, depend on observations obtained through previous interactions. It follows that the set of observations available will depend on the outcome of past interactions. In particular, a positive impression implies that the probability of further observations is high and the sample size will expand. A negative impression, in contrast, implies that the probability of further observations is low and the sample size will be constrained (Gilovich, 1991; T. M. Newcomb, 1947; Towles-Schwen & Fazio, 2003; Ybarra, 2002, p. 437). Thus, the valence of current impressions will determine not only how much and what type of information people search for and how they process it (Ybarra, 2002), but also whether new information will be available at all. Because historical outcomes influence sampling, experience sampling produces a sample bias (Denrell & March, 2001; Eiser et al., 2003; Fazio et al., 2004; Heckman, 1979; March, 1996). Despite such bias, experience sampling is often the only practical way of sampling. If productive interactions are important and impressions are relevant for expectations about future interactions, it may not be sensible to continue sampling if the impression is sufficiently negative. Few people continue to interact with people they disapprove of just to see if their initial impressions were false. Similarly, few people actively seek out professional colleagues (who may not be working in the same organization) if their initial impressions suggest they cannot gain, professionally or socially, by future interactions. Such behavior is not unintelligent. People may recognize that taking more observations will increase the accuracy of evaluations, but accuracy is seldom the only objective of social interactions (Friedrich, 1993). The goal of accuracy has to be balanced against the goal of engaging in productive interactions (Einhorn, 1986; Einhorn & Hogarth, 1978; Friedrich, 1993; Klayman & Ha, 1987; Peeters, 1971; B. Schwartz, 1982). The basic trade-off is the same as in the classical one-armed bandit problem (e.g., DeGroot, 1970), in which a Figure 1. The relation between the current impression, decisions about interactions, and the information available under experience sampling. DENRELL 954 decision maker can repeatedly choose between a certain alternative with a known payoff and an unknown alternative with an uncertain payoff. In this situation, more information about the uncertain alternative is valuable because it makes possible more informed choices in the future. Nevertheless, if the uncertain alternative is perceived to be inferior, obtaining such information is costly because information can only be obtained by choosing a seemingly inferior alternative. As a result, it may be optimal to stop sampling in order to exploit the alternative that is believed to be better. For a similar reason, limited sampling in impression formation may be optimal when individuals care about the outcome of interactions as well as the accuracy of their evaluations. Such limited sampling has also been observed in experiments on rule learning when payoffs depend on outcomes. Subjects who were instructed to maximize their outcomes were much less likely to experiment with alternative rules if they had found a rule that generated a satisfactory outcome than were subjects who were told that they would be assessed on whether they found the correct rule (B. Schwartz, 1982). This implies that in many situations in which information gathering is not the only priority, impressions have to be based on limited and biased samples. Some of the complications introduced by this type of sample bias have been noted in the statistical literature (Duflo, 1997, chap. 9; Lee, 1989, chap. 7; Melfi & Page, 2000; Wetherill, 1966, chap. 8), and some of its behavioral consequences have been noted in psychology, economics, and organization theory (Cohen & Levinthal, 1994, Proposition 1; Denrell & March, 2001; Eiser et al., 2003; Gilovich, 1991, pp. 46 – 48; March, 1996; Rabin, 2002, p. 807). Here, I examine how this bias may explain systematic differences in impression formation. A Simple Example of the Effect of Experience Sampling Model To illustrate the implications of experience sampling, consider the process by which an individual, A, forms an impression of another individual, B. Because B’s behavior may vary, any single observation of B’s behavior may be regarded as a sample from a random variable, X. For the purposes of this illustration, assume that X is a normally distributed random variable with a mean of 0 and a standard deviation of 1. A’s belief about B is assumed to evolve over time as a function of new observations of the behavior of B. I assume that this process of belief formation can be modeled as a sequential revision of current beliefs in view of new evidence (Anderson, 1981; Hogarth & Einhorn, 1992; Kashima & Kerekes, 1994). Specifically, A’s current belief is assumed to provide an anchor that is adjusted on the basis of new evidence. The revised belief then becomes the anchor for the next adjustment, and the process continues sequentially. A simple way to model such a sequential process of belief revision is to assume that the revised belief is some weighted combination of the previous belief and the new evidence, if any. If the belief, or estimate, in period t is denoted x̂t, one way to represent such a process is as follows: x̂t⫹1 ⫽ 冦 共1 ⫺ b兲x̂t ⫹ bxt⫹1 if an observation is made in period t ⫹ 1 . x̂t if no observation is made in period t ⫹ 1 (1) It is also assumed that the impression in the first period is equal to bx1. Here, b is a positive fraction regulating the weight of the most recent observation. This specific process implies that A’s current estimate is an exponentially weighted average of all observations of B. Such a weighted-average model is in the spirit of the models suggested in the literature on information integration and belief adjustment (Anderson, 1959, 1981; Hogarth & Einhorn, 1992; Kashima & Kerekes, 1994). The specific model above is also consistent with a recency effect, in which late observations are given more weight than early observations. A recency effect has been consistently observed in experimental studies of impression formation if subjects are required to formulate an impression after each piece of information is presented (i.e., serial responding; for reviews, see Hogarth & Einhorn, 1992; Kashima & Kerekes, 1994). Such serial responding seems representative of situations in which individuals have to decide, after each impression, whether to continue the interaction. In contrast to more elaborate models in the literature (e.g., Hogarth & Einhorn, 1992; Kashima & Kerekes, 1994; Van Overwalle & Labiouse, 2004), the above model assumes that the weight of the most recent observation is constant and independent of the value of the observation and of the distance between the observation and the existing impression, which may not hold (Hogarth & Einhorn, 1992; Kashima & Kerekes, 1994; Skowronski & Carlston, 1989; Stangor & McMillan, 1992; Van Overwalle & Labiouse, 2004). Moreover, in contrast to theories of impression formation as driven by schemata and categorizations (Fiske & Taylor, 1991), the above model assumes that all observations are correctly registered and interpreted and, thus, does not capture the significance of schemata, the effect of first impressions, or differential memory for consistent or inconsistent information (Stangor & McMillan, 1992). Also, the model does not allow for confirmation bias or self-fulfilling prophecies, which can contribute to a primacy effect. These omissions, however, also imply that any bias in evaluations resulting from the above belief-formation process cannot be due to such errors of information processing or to the effects of attention. I also demonstrate that the general results hold for more general assumptions about how impressions are formed. Assume, for simplicity, that A always interacts with B in the first period. In later periods, however, A’s current impression, x̂t, forms the basis for whether A will choose to interact with B. In particular, assume that A is more likely to interact with B in period t ⫹ 1 if the current impression, x̂t, is high than if it is low. The reason is that a low estimate implies a low expectation of the benefits of future interactions. A low expectation of the benefits of future interactions, in turn, implies a low probability of future interactions (Altman & Taylor, 1973; Homans, 1961; Lott & Lott, 1972; Thibaut & Kelley, 1959).2 2 The problem of sequentially choosing whether to interact with B can be seen as a version of the one-armed bandit problem. The optimal solution to this problem implies that the sampling probability is either 0 or 1 (e.g., DeGroot, 1970). In experiments, however, individuals do not behave in this way but switch quite often (Gans, Knox, & Croson, 2004; Meyer & Shi, 1995). Moreover, on the basis of a comparison of several models, Gans et al. (2004) concluded that the model presented in this section (assuming a weighted average and an exponential-choice model) provided the best overall fit to the behavior of subjects in an experiment on bandit problems. EXPERIENCE SAMPLING IN IMPRESSION FORMATION 955 Figure 2. The distribution of A’s estimate at the end of the 10th period compared with a standard normal distribution. The probability of sampling is e3x̂t/(1⫹e3x̂t), and b ⫽ 0.5 (based on 5 million simulations). A simple model of such a choice process, which also can handle negative impressions, is the exponential version of the Luce choice model (Luce, 1959). In this model, the probability that A will interact with B in period t ⫹ 1 is ec⫹Sx̂t . 1 ⫹ ec⫹Sx̂t (2) Here, S is a parameter regulating how sensitive the choice probability is to the value of the estimate, and c determines the baseline probability of sampling. Although several alternative specifications are possible, this model has the advantage that it can be given an axiomatic foundation as a choice model (Luce, 1959; McFadden, 1981). The exponential version of the Luce choice model also has some empirical support as a choice model (e.g., Guadagni & Little, 1983; Yechiam & Busemeyer, 2005) and is often used in models of adaptive learning (e.g., Camerer & Ho, 1999). As demonstrated below, the above choice model also provides a good fit to data on how the probability of future interactions varies with the current impression. Implications Given the above assumptions, what will be the distribution of A’s estimate at the end of the 10th period, for example? Figure 2 shows this distribution when b ⫽ 0.5, S ⫽ 3, and c ⫽ 0.3 A majority of the estimates are negative (75%), and the mean is also negative (⫺0.33). These results also hold if one examines the distribution of A’s estimate in later periods. In fact, as t 3 ⬁, the distribution of A’s estimate quickly converges to a stationary distribution, which can be solved analytically (see Appendix A). For example, in the above case, the expected estimate can be shown to converge to ⫺0.82 and the probability of a negative estimate to 0.87. The reason for these results is the tendency to avoid sampling when the estimate is low. To illustrate this, consider the development of A’s estimate over time in one simulation run, plotted in Figure 3. Here, A’s estimate is initially positive. However, after some random negative observations, the estimate turns negative. Because the probability of taking another sample is low if the estimate is negative, the estimate then remains at a low level for the rest of this simulation run. More generally, because the probability of sampling is lower if the estimate is low than if it is high, low estimates are more stable than high estimates (Gilovich, 1991; T. M. Newcomb, 1947).4 This stability of negative impressions was illustrated in an early experiment by Kelley on impression formation (Kelley, 1948; cited in Kelley, 1950, p. 438), which showed that individuals with a negative initial impression of another person interacted less with that person. Individuals who interacted less also had more stable impressions. As noted by Nisbett and Smith (1989, p. 72), another illustrative example of the stability of negative estimates can be found in T. M. Newcomb’s (1961) longitudinal study of attitudes and attraction among undergraduates living in the same dorm. Although attraction ratings were relatively unstable for most individuals, 4 out of 17 individuals had stable ratings (T. M. Newcomb, 1961, p. 225). Of these 4, 3 were individuals who were ranked among the least attractive (14, 15, and 16 on a scale where 17 is the least attractive) during the 1st week (T. M. Newcomb, 1961, p. 226, Table 12.2). Such persistence of negative ratings has also been found in later studies of sociometric ranks (Cillessen, Bukowski & Haselager, 2000; A. F. Newcomb & Bukowski, 1984).5 An experiment on attitude formation (Fazio et al., 2004) provides an illustration of how the stability of negative estimates can 3 This was based on 5 million simulations. All simulations were programmed in both C⫹⫹ and Crystal Ball, an add-on to Excel. 4 The stability of negative evaluations does not imply that all estimates will eventually become negative. Even in the long term, some estimates will be positive. In addition, if the average observation were positive rather than 0, the average estimate would be positive but below the average observation. 5 Table 5.1 in Cillessen et al. (2000) summarized stability ratings for different sociometric status groups in studies of children. Computation of the average and the median of Cohen’s kappa shows that the rejected group was the most stable. DENRELL 956 Figure 3. The development of A’s estimate during one simulation run. lead to a negativity bias. Subjects in this experiment engaged in a survival game, in which they had to eat beans with positive energy levels and avoid beans with negative energy levels in order to survive. Subjects were initially uninformed about the energy value of beans with different shapes, and they could only obtain information about the energy values of different beans by eating them. In each period of the game, subjects were presented with a bean of a particular shape. Because subjects were less likely to eat beans they believed had negative energy levels, false negative beliefs about the energy levels of beans were more likely to persist than false positive beliefs. As a result, at the end of the game, subjects were more likely to have false negative than false positive beliefs, consistent with the experience sampling model. Figure 3 also suggests one way in which false negative impressions may change. Namely, suppose that A does interact with B again even if A’s estimate is negative. For example, A may be forced to interact with B if they work in the same department. Alternatively, A may have a low estimate of the ability of B, but interact with B for noninstrumental and social reasons (Blau, 1962, 1963). In this case, A will obtain another sample of X. Because A’s estimate is below 0 and because the mean of X is 0, it follows that the effect of taking another sample is most likely that A’s estimate will be adjusted upward, toward 0. This reasoning suggests that evaluations based on experience sampling may be sensitive to exogenous differences in the probability of interactions. To include this in the model, suppose that the probability that A will interact with B in period t ⫹ 1 is given by r ⫹ (1 ⫺ r) ec⫹Sx̂t . 1 ⫹ ec⫹Sx̂t (3) Here, r can be interpreted as the probability of nonvoluntary (Thibaut & Kelley, 1959) or noninstrumental (Blau, 1962) interactions, which both imply that A may interact with B for reasons unrelated to A’s estimate of B’s ability, for example. Such interactions may nevertheless provide further observations of the behavior of B relevant for evaluating the ability of B. As the above reasoning suggests, a higher probability of nonvoluntary or noninstrumental interactions implies a higher average evaluation.6 This is illustrated in Figure 4, which shows A’s average estimate at the end of the 10th period as a function of r. Figure 4 also shows that A’s average estimate will only be free from any bias (i.e., 0) if r ⫽ 1. In this case, A will sample in every period and, thus, always obtain new information about B. This theoretical result is consistent with the finding that no bias emerged in the experiment on attitude formation (Fazio et al., 2004) if subjects were always informed about the value of beans with which they were presented, regardless of whether they ate them. The effect of r also implies that evaluations can differ systematically between people with whom one tends to interact socially and people one is less likely to meet socially. By meeting people often, one will obtain further information about their abilities and correct any false negative initial impressions. Often this process implies that evaluations will be systematically lower for individuals of minority groups to which one does not belong. The reason is that individuals are most likely to interact with socially similar others (Fischer, 1982; Marsden, 1987; McPherson & Smith-Lovin, 1987; McPherson et al., 2001). Because one is less likely to meet individuals of minority groups to which one does not belong to, a low estimate of such individuals will be more stable. This effect also implies that social contacts may compensate for ability in evaluations. Consider, for example, two individuals: The first has an average ability equal to 0, whereas the second has an average ability equal to 0.3. Suppose that the first is likely to interact socially with evaluators (i.e., r ⫽ 0.8). The second individual, however, never interacts socially with evaluators (i.e., r ⫽ 0). In this case, the average evaluation of the first and the second individual, at the end of the 10th period, is roughly equal—that is, ⫺0.04 (when b ⫽ 0.5, c ⫽ 0, and S ⫽ 3, based on 500,000 simulations). Thus, despite having a higher average ability, the second individual will typically be rated as equal to the wellconnected first individual. Moreover, if the difference in abilities were smaller, the well-connected first individual would, on average, be rated higher than the more able second individual. 6 Cross and Parker (2004) found several examples of this effect of involuntary interactions in a study of networks in organizations: “One of the most surprising discoveries in our interviews was that many productive relationships begin with poor first impressions that change over time when people have no choice but to work together” (p. 105). EXPERIENCE SAMPLING IN IMPRESSION FORMATION 957 Figure 4. A’s average estimate at the end of the 10th period as a function of r. The probability of sampling is r ⫹ (1 ⫺ r)[e3x̂t/(1 ⫹ e3x̂t)], and b ⫽ 0.5. Each entry is based on averages from 500,000 simulations. Relation to Existing Literature As the above example illustrates, experience sampling suggests an alternative explanation of systematic differences in impressions. In contrast to theories emphasizing the influence of prior expectations (Fiske & Taylor, 1991) or behavioral confirmation and self-fulfilling prophecies (Klein & Snyder, 2003; Snyder & Stukas, 1999), experience sampling does not assume that prior expectations influence the interpretation of subsequent observations or change future behavior. In contrast to theories emphasizing motivational influences on attitude formation (Kunda, 1990; Tajfel & Turner, 1979) or how impressions about members of the ingroup are anchored on the self (Cadinu & Rothbart, 1996; Krueger, 1996), experience sampling does not assume that impressions are influenced by motivations or are anchored on the self. The implication is not that cognitive and motivational influences are not important. Rather, experience sampling suggests an additional mechanism that can lead to persistence of negative impressions and to systematic differences in impressions. The underlying mechanism also differs from recent models of impression formation and sampling (Fiedler, 1996; Kashima et al., 2000; Van Rooy et al., 2003), which also have shown how differences in sample sizes can give rise to systematic differences in impressions of groups or individuals. Sampling in these models is assumed to be independent of the current impression, although the probability of sampling may differ among groups. Fiedler’s (1996) BIAS exemplar model, as well as Kashima et al.’s (2000) tensor product model and Van Rooy et al.’s (2003) connectionist model, instead rely on information aggregation to explain the effect of sample size. The basic intuition behind their results is that larger sample sizes will reduce noise and better reveal systematic tendencies. As a result, if members of two groups have primarily positive traits, the impression will be higher for the most frequently sampled group. Thus, in these models the effect of sample size is akin to the set-size effect (Anderson, 1981, p. 131). In contrast to the model of experience sampling, these models only predict an effect of the sample size if the proportion of positive versus negative observations is unequal or differs from initial beliefs (Fiedler, 1996, p. 199; Kashima et al., 2000, p. 923). These models would not predict a bias in the above example, in which X was symmetrically distributed, and the mean and initial belief were both equal to 0. Models relying on information aggregation also imply that differences in impressions will eventually disappear as sample sizes increase (Van Rooy et al., 2003, p. 540). Experience sampling, however, suggests that the bias can be permanent if individuals stop sampling. Nevertheless, whereas the models differ in their mechanisms and in some of their predictions, they are best viewed as complementary mechanisms by which sampling, rather than cognitive–perceptual biases, may contribute to biases in impression formation. Moreover, experience sampling is likely to reinforce the bias produced by information aggregation. A negative impression of an individual or a group, due perhaps to a small sample size and information aggregation, may not be revised because future sampling might be avoided. Of course, a negativity bias in impressions would also occur if negative observations had a larger impact on impressions than positive observations, as several studies have shown (for a review, see Skowronski & Carlston, 1989). The reason may be that undesirable behaviors are more diagnostic than desirable behaviors (Reeder & Brewer, 1979; Skowronski & Carlston, 1989; Ybarra, 2002). If so, negative observations will have a larger weight in domains in which such behavior is unusual, such as in the morality domain, whereas positive observations can have a larger weight in other domains, such as in the competence domain (Reeder & Brewer, 1979; Skowronski & Carlston, 1989; Wojciszke, Brycz, & Borkenau, 1993). As a complement to theories relying on diagnosticity, the model of experience sampling suggests that a negativity bias can emerge when information has to be actively sampled even if all observations are given equal weight. This was also illustrated in the experiment on attitude formation discussed above (Fazio et al., 2004), in which a negativity bias emerged in the absence of differential diagnosticity. In particular, there was no negativity bias if subjects were always told about the energy values of the beans presented to them regardless of whether they ate them. If negative observations also have a larger impact, this will strengthen the bias from experience sampling. However, in cases in which positive observations have a larger weight, the bias from experience sampling will be reduced. Even if negative observations have a larger weight, however, such a tendency would not, by DENRELL 958 Table 1 Estimates of Models of Belief Updating Estimate of constant weight Experiment Stewart (1965) Stewart (1965) Stewart (1965) Anderson (1968) Anderson and Farkas (1973) Levin and Schmidt (1969) Levin and Schmidt (1970) Average Pieces of information 8 6 4 6 4 6 3 Estimates of declining weight b % deviation % deviation 0.19 0.24 0.24 0.53 0.36 0.45 0.38 0.34 0.05 0.04 0.03 0.03 0.04 0.12a 0.05a 0.45 0.49 0.63 0.58 0.61 0.86 0.48 0.59 0.47 0.53 0.50 0.37 0.45 0.38 0.10 0.40 0.01 0.01 0.01 0.03 0.02 0.11a 0.05a Note. Values are based on minimizing the absolute deviation. Percentage of deviation is the average of the absolute difference between the actual and the estimated impressions divided by the range of the scale used. a Average absolute difference between the estimated probability and the actual proportions. itself, lead to systematic differences in impressions as a result of systematic differences in interaction patterns. Finally, experience sampling is related to Ybarra’s (2002) theory of how the valence of impressions influences subsequent information processing. As reviewed by Ybarra (2002; see also Ybarra, Schaberg, & Keiper, 1999), positive impressions elicit more testing and critical information processing than negative impressions, because people are more likely to think that negative traits are diagnostic. Ybarra (2002, p. 437) also notes that negative impressions may imply that no additional information is sampled. As illustrated above, this may be sufficient to produce biases in impression formation. This implies that negative impressions may be more stable even if negative behaviors are not (and are not perceived to be) more diagnostic. More generally, experience sampling is likely to reinforce a negativity bias produced by more stringent testing of positive impressions. Examining the Influence of Experience Sampling A General Model The above illustration relied on specific assumptions about belief updating and sampling. The weight of the most recent observation was assumed to be constant, and sampling was assumed to follow the exponential-choice rule. However, the results hold for a wide range of alternative assumptions. Instead of being constant, the weight of the most recent observation may shift over time. For example, it may decline as suggested by several experimental studies of impression formation (Anderson & Farkas, 1973; Dreben, Fiske, & Hastie, 1979; Kashima & Kerekes, 1994). The estimate can also simply be the average of all observations, or it may even follow Bayes’s rule. As discussed in Appendix B, the only assumption required is that the new estimate can be written as some weighted combination of the old estimate and the new observation, x̂t⫹1 ⫽ (1 ⫺ bt⫹1)x̂t ⫹ bt⫹1xt⫹1, where bt⫹1 can differ between periods. Similarly, one does not have to assume that sampling follows the exponential-choice rule. One has to assume only that sampling is more likely if the impression is high. For all processes satisfying these assumptions, Appendix B shows that for all t ⬎ 1, the expected estimate, E(X̂t), will be below the average observation E(X). The Magnitude of the Bias Whereas the above result holds under very general assumptions, the magnitude of the bias depends on the specific assumptions made. In particular, a large bias requires that sampling is unlikely when the estimate is negative (i.e., that S is large), so that negative estimates are unlikely to be corrected. Moreover, a large bias requires that the weight of the most recent observation is large (i.e., that b is large), so that a positive estimate can turn negative even after one or two negative observations. To evaluate the practical significance of experience sampling, one thus needs information about how strongly people avoid others if their impression is negative and information about the weight of the most recent observation. Consider first the weight of the most recent observation, b. A large number of studies have shown that if individuals have to formulate an impression after each piece of information is presented, there is a recency effect in the sense that the most recent observation has the largest weight (for reviews, see Hogarth & Einhorn, 1992; Kashima & Kerekes, 1994). Most studies, however, have focused on qualitative properties of the data (i.e., the existence of a recency effect), and few studies have estimated the weight of the most recent observation. However, data from some studies on impression formation can be used to obtain tentative estimates. Table 1 shows estimates from seven experiments on personimpression formation that provide data on the development of impressions over time.7 In each experiment, subjects were presented with a sequence of descriptions (typically adjectives) of a hypothetical individual, and they stated their impression after each piece of information was presented. In the experiments of I. P. Levin and Schmidt (1969, 1970), however, subjects only stated 7 Dreben et al. (1979) also estimated the impact of serial position on impression formation. No data on the development of impressions over time are available, however. Nevertheless, their method of estimating the relative influence implies that the weight of the fourth observation must be at least 71/200 ⫽ 0.36 to 0.23. EXPERIENCE SAMPLING IN IMPRESSION FORMATION whether they liked the individual.8 Both a model with a constant weight (as in the above illustration) and a model with a declining weight were estimated. In the model of a declining weight, I assumed that the weight of the most recent observation could be modeled as bn ⫽ (1/n) (cf. Hertwig, Barron, Weber, & Erev, in press), where is the weight of the first impression, n is the number of observations made so far, and is the rate at which the weight declines. As mentioned above, several studies of impression formation have found that the weight of the most recent observation tends to decline. Details of the estimation procedure are given in Appendix D.9 Although the estimates in Table 1 show great variation, they also illustrate that there are situations in which the weight of the most recent observation can be large even after several pieces of information have been presented. For example, estimates from the model of a declining weight, based on the experiment of Anderson (1968), imply that the weight of the sixth piece of information is 0.30. Thus, a negative observation after five previous observations could substantially change the impression. This is also consistent with the findings of I. P. Levin and Schmidt (1969), who found that the proportion of subjects who said that they liked the individual about whom they obtained information almost always dropped below 50% whenever the most recently presented adjective was negative, even if several positive adjectives had been presented earlier.10 Also, Dreben et al. (1979, p. 1765) found that there was a stronger recency effect in experiments with a filler task between each observation. This suggests that the weight of the most recent observation might be larger when individuals are involved in several tasks between successive encounters, as in many real-life situations. These estimates can be compared with estimates from experiments of repeated choices between uncertain alternatives with unknown payoffs, a task similar to choosing between interaction partners. Using data from an experiment of about 100 choices between two alternatives, Gans et al. (2004) estimated a model identical to the basic model described in the previous section (A Simple Example of the Effect of Experience Sampling), with a constant weight and an exponential-choice rule. The median estimate of the weight of the most recent observation was 0.25 and the average was 0.40. Using data from an experiment of repeated choices between four alternatives, Yechiam and Busemeyer (2005) estimated the same model. Their estimate of the weight of the most recent observation was 0.31. Consider next the parameters regulating how the probability of sampling varies with the impression—that is, S and c. As mentioned above, several studies have examined the effect of attraction on interaction and communication. Some of these studies provide data about the effect of initial impressions on the willingness to continue the interaction. In particular, M. S. Schwartz (1966; cited in Byrne, 1971, p. 231), Montoya & Horton (2004, p. 700), and Carranza et al. (2004) showed that ratings of attraction, based on questions of how much subjects like their future interaction partner, are positively and significantly correlated with the willingness to continue to the interaction, on the basis of questions such as (a) if they were willing to “sit next to this person in a class or meeting” (M. S. Schwartz, 1966), (b) if they “would like to meet my future interaction partner” (Montoya & Horton, 2004), and (c) if they 959 were likely “to enjoy spending time with him or her” (Carranza et al., 2004). These studies, however, do not provide any direct information about how the probability of future interactions varies with the initial impression. To obtain some tentative information about this function, I distributed a questionnaire to 109 undergraduates as a part of a larger package of questions, completed for payment. The questions were variations of the following: Before the first lecture of one of your courses, you briefly talk to another student taking the same course. Based on your first impression, you believe that 84% of all students you have met at campus are friendlier than this student. In this case, would you choose to: 1. Initiate a brief hallway conversation with this student? YES___ NO___ 2. Sit next to this student when you arrive to class 10 minutes early? YES___ NO___ YES___ NO___ 3. Invite this individual out for a coffee? Subjects answered five questions in which the percentage (84% in the example) varied across five levels: 84, 69, 50, 34, and 16%, corresponding to an impression 1.0 or 0.5 standard deviations below the mean, at the mean, and 0.5 or 1.0 standard deviations above the mean (assuming a normal distribution). The order of the percentages (starting with 84 or 16%) and the order of the alternatives (beginning with yes or no) were counterbalanced. The results, summarized in Figure 5, show that subjects were more likely to initiate another interaction if their initial impression was positive. Estimates of the above exponential-choice model (Equation 2), based on minimizing the absolute deviation, also show a very good fit for the data; the average absolute difference 8 To estimate the weight of the most recent observation, I assumed that the probability of a like response followed the exponential-choice model. In particular, the probability of a like response was assumed to be 1/共兵1 ⫹ exp[⫺S(x̂t ⫺ 3)]}, where 3 is the middle point of the scale used in these experiments. I used the data from individuals in I. P. Levin and Schmidt (1969) and the data from Experiment 1 in I. P. Levin and Schmidt (1970). 9 There are also data available from experiments that have examined belief updating in evaluation tasks (Hogarth & Einhorn, 1992)—that is, when subjects have to decide whether the data support a hypothesis. Estimates based on Furnham’s (1986) data on formation of guilt and innocence judgments gives b ⫽ 0.22, assuming a constant weight, and ⫽ 0.25 and ⫽ 0.08, assuming a declining weight. Pennington and Hastie (1992, p. 200) reported that the best fitting model, based on data from a similar experiment, gives b ⫽ 0.55. Estimates based on Hogarth and Einhorn’s (1992) experiment on hypothesis evaluation (Experiment 4) give b ⫽ 0.21, assuming a constant weight, and ⫽ 0.29 and ⫽ 0.08, assuming a declining weight. Finally, Busemeyer and Myung (1988, p. 7), in an experiment on prototype learning, reported that their findings can be approximated with a model with a constant weight of 0.5. 10 I. P. Levin and Schmidt (1969) also estimated a linear learning model (Bush & Mosteller, 1955), assuming that the change in the probability of a like response after a negative adjective was Pn ⫹ 1 ⫽ (1 ⫺ W)Pn. The estimated value of W for a negative adjective presented at the sixth position was 0.76 (p. 286), implying that the probability of a like response would be reduced from 1 to 0.24 after a single piece of negative information. 960 DENRELL Figure 5. The probability of continued interaction as a function of the first impression. Each entry is based on responses from 109 subjects. between the estimated probabilities and the actual proportions was 0.01. The estimates obtained were S ⫽ 1.74 and c ⫽ 1.06 for “Initiate a brief hallway conversation,” S ⫽ 1.94 and c ⫽ 0.24 for “Sit next to this student,” and S ⫽ 2.51 and c ⫽ ⫺2.75 for “Invite this individual out for a coffee.”11 Although these estimates are based on responses to a hypothetical situation and only provide information about the effect of the first impression, they provide some indication of possible parameter values. In particular, they suggest that when interactions require some investment in time (as in “Invite this individual out for a coffee”), the probability of sampling can be relatively sensitive to the impression (cf. Einhorn & Hogarth, 1978; Friedrich, 1993). Such time consuming interactions probably also provide more opportunities for information exchange and revision of the impression than do brief conversations. Whereas the above estimates of the weight of the most recent observation and the sensitivity of sampling to the impression must be regarded as tentative, they provide some indication of reasonable values. These values can then be used as inputs to a simulation, to estimate the possible effect size of the bias produced by experience sampling. Table 2 shows the effect size for three different assumptions about belief updating and sampling. As illustrated, when both the weight of the most recent observation and the sensitivity of sampling to the impression are small, the effect size is small. However, when the weight of the most recent observation is set to the average value in Table 1, and the sensitivity of sampling is set at the median value, the effect size is noticeable. For example, the probability of a negative impression is 0.62 after the 10th period, and the average impression is ⫺0.16. However, the effect size is much stronger when both the weight of the most recent observation and the sensitivity of sampling to the impression are large.12 For example, the probability of a negative estimate is 0.82. It can also be noted that the probability of a negative estimate will be high whenever sampling is sensitive to the impression. For example, even if b is only 0.19, the probability of a negative estimate is still 0.61 when S ⫽ 2.51 and c ⫽ ⫺2.75.13 Overall, these simulations suggest that the bias can be expected to be significant whenever interactions require some investment and sampling is sensitive to the impression. Obviously, these simulations are based on a number of simplifying assumptions. Nevertheless, the main result holds and is sometimes even stronger if these assumptions are changed. For example, suppose that negative observations have a larger impact on impressions than positive observations (Dreben et al., 1979; Skowronski & Carlston, 1989), as reported in three studies (Anderson, 1968; I. P. Levin & Schmidt, 1969, 1970). In such cases, the bias will be stronger. However, if positive observations have greater weight, as reported in Anderson & Farkas (1973, p. 91), the bias will be reduced. An observation that deviates substantially from the current estimate may also be more weighted.14 Simulations show that such a contrast effect would generally increase the 11 Estimates based on maximizing the likelihood give very similar values. Such estimates, however, assume independence within subjects, which may not hold. 12 The effect size is larger after 50 periods because the probability of sampling under these assumptions is low, and few people have sampled more than once after 10 periods. 13 This was after 50 periods, based on 500,000 simulations. 14 A contrast effect can also be modeled in at least two other ways. First, the weight of the most recent observation may be a function of the absolute value of the observation. For example, more extreme observations may be given more weight (e.g., Fiske, 1981). In this case, simulations suggest that the bias will be stronger than if the weight were constant and equal to the average weight. The weight of the most recent observation may also depend on the value of the estimate. For example, the weight may be greater for more extreme estimates (Hogarth & Einhorn, 1992). This will typically reduce the bias. EXPERIENCE SAMPLING IN IMPRESSION FORMATION Table 2 Simulation of the Effect Size After 10 periods After 50 periods Assumptions Probability negative Average impression Probability negative Average impression Small Medium Large 0.54 0.62 0.68 ⫺0.05 ⫺0.16 ⫺0.33 0.54 0.61 0.82 ⫺0.02 ⫺0.10 ⫺0.50 Note. Small: ⫽ 0.45, ⫽ 0.47, S ⫽ 1.74, and c ⫽ 1.06. Medium: ⫽ 0.59, ⫽ 0.40, S ⫽ 1.94, and c ⫽ 0.24. Large: ⫽ 0.86, ⫽ 0.38, S ⫽ 2.51, and c ⫽ ⫺2.75. Each entry is based on 500,000 simulations. bias, although the difference is not large.15 The size of the bias is also essentially unchanged if one assumes that impression formation follows a different model, suggested by Anderson (1959) and Anderson and Farkas (1973), in which impressions can be decomposed into two components: a surface component, which is sensitive to the most recent observations, and a basal component, which is adjusted to the cumulated data.16 Finally, suppose that the impression can change even if no new information is provided, perhaps due to memory decay (Broadbent, 1958; Erev & Roth, 1998; Yechiam & Busemeyer, 2005). Simulations show that this would weaken the bias but not eliminate it. The bias would also be stronger and more permanent if one assumed that the probability of sampling changed over time. In particular, as more information is accumulated and confidence grows, individuals may be less likely to interact with an individual of whom they have a negative estimate. For example, A may follow a strategy of never sampling B again if A’s impression after 10 observations is sufficiently negative. If so, these negative estimates will never change, and the bias will be permanent even if the estimate was the average of all observations so far, which otherwise would converge to 0. The bias would also be stronger if one assumed, following prospect theory (Kahneman & Tversky, 1979), that the probability of sampling is not symmetric around c but more sensitive to estimates below c. Finally, all the examples in this section have assumed that the true mean of the observation is 0. The bias in the estimate, however, depends on the mean of the observation (relative to c). If the mean is very high so that sampling is very likely, or very low so that sampling is very unlikely, the bias is much smaller. This also implies that the average bias in A’s estimate of many different individuals, with different means, is smaller.17 This does not change the fact that A’s bias of many individual members of a population can be significant. Still, it does suggest that the average impression of a large and widely varying group of individuals is not likely to be biased very much if each impression is formed independently and then averaged. However, if the impression of one individual influences the probability of interacting with other individuals of this group, the bias for the group as a whole will be larger. The Influence of the Sampling Process Although the general negativity bias is interesting, the most important theoretical implication of the model of experience sampling is that evaluations will be sensitive to interaction patterns and 961 other influences on the sampling process. Because the negativity bias is due to the fact that individuals believed to be inferior are not given a second chance, evaluations are more likely to be positive whenever sampling is likely, even when impressions are negative. Such a pattern was also observed in the experiment on the development of attitudes described above (Fazio et al., 2004). In particular, manipulations that increased the probability of approaching beans with negative energy values reduced the probability of erroneously classifying beans as negative. As a result, the probability increased that a bean would be classified as having a positive energy level. In the above model, sampling when the estimate is negative can occur for several different reasons, illustrated graphically in Figure 6. First, as discussed above, individuals may be forced to continue the interaction, even if their impression is negative. For example, individuals may have to continue to interact with colleagues or with friends of their friends, even if their impression is negative. More generally, interactions are sometimes determined by exogenous factors. This case is illustrated in Figure 6A, where Line (B) starts at a baseline probability of sampling equal to 0.4, whereas Line (A) starts from 0. As illustrated in Figure 4, such forced sampling implies that the bias will be smaller and that evaluations will be higher. This is also demonstrated formally in Appendix C. Second, individuals may feel that sampling is justified even if their impression is low. For example, individuals may be motivated by accuracy and put little weight on the expected outcome of 15 To model such a contrast effect, I assumed that the weight of the latest observation was bn ⫽ [(1/n)]1/(1⫹兩D兩k), where 兩D兩 is the absolute difference between the observation and the prior estimate, divided by the standard deviation of the observation. Thus, the weight of the most recent observation is an increasing function of the absolute difference between the estimate and the observation. I estimated this model using Stewart’s (1965) data with eight, six, and four adjectives, Anderson’s (1968) data, and Anderson and Farkas’s (1973) data. I then simulated the bias using these estimates and compared the bias, as measured both by the average estimate and the probability of a negative estimate, with the bias if no contrast effect is assumed (i.e., using estimates from the best fitting model when k ⫽ 0). The results show that the bias is larger in four cases and smaller in one case. 16 The estimate was modeled as x̂t⫹1 ⫽ (1 ⫺ bn) 冘 1 n⫹1 xi ⫹ bnxt⫹1. Here, 1 n⫹1 冘 xi is the average of all observations so far including the prior (assumed to be 0), capturing the basal component, and bn ⫽ (1/n) captures the weight of the surface component. A model based on these assumptions does provide a better fit to Anderson and Farkas’s (1973) data (the estimates are ⫽ 0.56 and ⫽ 0.43) than does a model assuming only a declining weight. Nevertheless, simulations using estimates from this model show that the bias is as strong as or stronger than it is when only a declining weight is assumed. 17 For example, if b ⫽ 0.34, the probability of a negative impression is 0.67 if the mean is 0, whereas it is 0.58 if the mean is normally distributed with a mean of 0 and a variance of 1 (S ⫽ 3, c ⫽ 0). 962 DENRELL even if the impression is somewhat negative. As demonstrated in Appendix C, such less selective sampling implies that the bias will be smaller and that evaluations will be higher. For example, although the probability of a negative impression after the 10th period is 0.75 for Line (A), it is only 0.63 for Line (B).18 Finally, the probability of sampling may not be very sensitive to the impression—that is, S may be low. This case is illustrated in Figure 6C, where Line (B) is less sensitive to the impression than Line (A). As illustrated by the survey reported above, such less sensitive sampling may happen for interactions that do not require much engagement or investment (such as in “engage in a brief conversation”). It may also happen if the current impression is not very important for expectations about how rewarding future interactions will be. As illustrated in the above simulations, a small value of S implies that the bias will be smaller and the average estimate higher. The Influence of First Impressions Figure 6. How the probability of sampling can vary with the impression. interactions. Individuals may also have a low comparison level (Thibaut & Kelley, 1959) for deciding whether to continue sampling. For example, few satisfactory interaction partners may exist, perhaps because the individual has a low status or reputation. As a result, the individual may have to be less selective in sampling. Consistent with this, Van Duüren and Di Giacomo (1997) showed that individuals who had experienced failure had a greater propensity to affiliate with others and were also less discriminating in choosing a partner. Such less selective sampling is illustrated by Line (B) in Figure 6B. The probability of sampling is always higher (for any given impression) for Line (B) than for Line (A). Moreover, the probability of sampling for Line (B) is quite high The above models assumed that there is a recency effect in impression formation, consistent with many experiments on belief updating. Nevertheless, these experiments typically exclude, by design, confirmatory hypothesis testing and self-fulfilling prophecies (Hilton & von Hippel, 1996; Snyder & Stukas, 1999), which can both lead to a primacy effect. If there was a strong primacy effect, perhaps due to confirmatory hypothesis testing and selffulfilling prophecies, simulations show that the bias from experience sampling would be smaller. In fact, if only the first impression mattered, the expected estimate would be the expected value of the first observation, and there would be no bias. Thus, confirmatory hypothesis testing and self-fulfilling prophecies will tend to weaken the bias from experience sampling. There is little reason to expect, however, that confirmatory hypothesis testing and self-fulfilling prophecies would nullify the effect of experience sampling. Although much research has demonstrated that primacy effects can emerge through confirmatory hypothesis testing and self-fulfilling prophecies, the magnitude of the effect produced by these phenomena varies depending on the context (Snyder & Stukas, 1999). Thus, for example, although the existence of confirmatory hypothesis testing is well-established, “how general it is remains at issue” (Fiske & Taylor, 1991, p. 543). Similarly, although self-fulfilling prophecies have been established in many contexts, meta-analyses of experimental studies and field studies have shown that the average effect size is quite small (Jussim & Eccles, 1995; Madon, Jussim, & Eccles, 1997). In addition, several studies have shown that subjects are sensitive to data violating expectations (Fiske & Taylor, 1991). In particular, individuating information has been shown to reduce the effects of stereotypes and categorizations (Gawronski, Ehrenberg, Banse, Zukova, & Klauer, 2003; Hilton & Fein, 1989; Weber & Crocker, 1983), sometimes even after only one piece of information (Locksley, Borgida, Brekke, & Hepburn, 1980). Thus, although first impressions and expectations can matter, there is no reason to suggest that impressions are not sensitive to subsequent observations. Instead, the bias produced by experience sampling should be seen as a different and complementary mechanism, by which false-negative expectations may fail to be disconfirmed. 18 This was based on 500,000 simulations when b ⫽ 0.5. EXPERIENCE SAMPLING IN IMPRESSION FORMATION The Possibility of Correcting for the Bias If an individual is aware of the bias, is there any way of correcting for it? Suppose, for example, an individual has sampled n times out of t times possible, and the observations are x1, x2, . . . , xn. As explained above, a simple average of these observations would be biased. To obtain an unbiased estimate, one would have to control for the sample bias produced by experience sampling. Although not impossible, it would be very difficult to perform this correction intuitively.19 Nevertheless, the biggest obstacle to obtaining unbiased estimates is probably not the computational difficulty of correcting for the bias, but the fact that most people are likely to be unaware of the sampling bias and its consequences. Most individuals would probably not intuitively recognize that an estimate, such as the average of all observations taken, is biased if sampling depends on the current impression. Given the difficulties many individuals have in dealing with other subtle points in probability, such as regression to the mean (Kahneman & Tversky, 1973), and with selection bias in data and experiments (see Fiedler, 2000, for a discussion), it seems unlikely that individuals would be aware of this bias. People may be aware, however, that it is valuable to continue sampling even if the initial impression is negative, to obtain additional information. Because continued sampling will reduce the bias, it provides a different way to correct for it. However, if accuracy is not the only goal, continued sampling is not always a reasonable strategy. If the current impression is sufficiently negative, the value of additional information may not compensate for a negative expected value of future interactions, and further sampling may be avoided. Because sampling should only be avoided if the current impression is negative, this also implies that false negatives will be more common than false positives.20 Judgment Biases Originating in Experience Sampling Interaction Patterns and Evaluation Bias The model of experience sampling shows how systematic differences in evaluations can emerge as the result of systematic differences in interaction patterns. If A is more likely to interact with individuals of Type B than with individuals of Type C, for any given level of impression, evaluations of individuals in Group C are more likely to be negative than evaluations of individuals of Group B. This section illustrates how this mechanism can provide a novel explanation for several biases in impression formation. Population structure and attitudes toward outgroups. Numerous studies have shown that outgroup members are typically evaluated more negatively than ingroup members (Brewer & Kramer, 1985; Hewstone et al., 2002; Mullen et al., 1992). Although a variety of different processes and historical events can contribute to such a bias (Hewstone et al., 2002), existing psychological explanations have emphasized the motive to maintain a positive social identity (Tajfel, 1982; Tajfel & Turner, 1979). In this explanation, an ingroup bias emerges because individuals bolster evaluations of their own group. Persistent negative attitudes toward outgroups have also been attributed to stereotypes or schemata that influence the interpretation and recall of observations or induce self-fulfilling prophecies (Chen & Bargh, 1997; Hilton & von Hippel, 1996). Alternatively, an ingroup bias can emerge if individuals rely on information about the self and generalize 963 positive evaluations of the self to members of their own group (Cadinu & Rothbart, 1996; Krueger, 1996). Finally, experiments have shown that subjects can develop illusory correlations between negative attributes and minority group membership (Fiedler, 1996; Fiedler & Walther, 2004; Hamilton & Gifford, 1976). The model of experience sampling suggests an additional mechanism for why outgroup members are evaluated more negatively than ingroup members. To develop this, suppose first that impressions of individuals belonging to a specific group are determined in part by experiences in previous encounters with individuals of this group (Fiedler, 1996). Positive previous encounters lead to more positive impressions and negative encounters lead to more negative impressions. Although strongly held stereotypes about groups imply that impressions may be relatively insensitive to new experiences (Fiske & Taylor, 1991) or that positive impressions may not generalize to other members of the group (Brewer & Miller, 1984; Gaertner & Dovidio, 2000; Rothbart & John, 1985), numerous studies have shown that positive encounters can, under the right conditions, lead to changes in group impressions (e.g., Gaertner & Dovidio, 2000, chap. 5; Pettigrew, 1998; Pettigrew & Tropp, 2000; Stephan & Stephan, 1984; Triandis, 1994). Plant and Devine (2003, Study 1) also showed that individuals with more positive previous contacts with outgroup members had more positive expectations about future interactions with outgroup members. Second, the probability of future interactions with outgroup members depends on current impressions of members from this group. In particular, individuals may avoid members of a specific group if their experiences with other members of this group have been negative (T. M. Newcomb, 1947; Pettigrew, 1997, 1998; Plant, 2004; Towles-Schwen & Fazio, 2003). Such avoidance was demonstrated in the experiment of Plant and Devine (2003, Study 1), who showed that negative outcome expectancies lead to anxiety in interracial interactions, which in turn was a good predictor of the desire to avoid future interactions. Another study, in which actual behaviors rather than intentions were studied, showed that negative outcome expectancies reduced the probability that subjects would return for an additional session (Plant & Devine, 2003, Study 2; see also Plant, 2004). In addition, Henderson-King and Nisbett (1996) showed that exposure to negative behavior of a Black person increased the probability that subjects would avoid Black people in the future. Finally, S. Levin et al. (2003) found that negative attitudes toward an outgroup after the first year of college 19 Obtaining an unbiased estimate would require calculating the value of E[X] that maximizes the likelihood of the data, given the sampling and updating processes. This would be possible if the character of the distribution of X was known (e.g., normal), but computationally challenging. For example, if it was known that X was normally distributed with a variance of 1 and that the weight of the most recent observation was constant and equal to 0.5, and the sampling rule was known, simulations could be used to calculate the value of E[X] that is most likely if the estimate after 10 periods was, say, ⫺0.4. However, if the sampling and updating rules were not known—that is, if one only had information about the impressions at which others had arrived—it could be impossible to identify E[X] (cf. Heckman, 2001; Manski, 1995). 20 Indeed, Denrell (2005) showed that this result holds even if individuals follow a strategy that maximizes expected value in a one-armed bandit problem. 964 DENRELL reduced the number of outgroup friends in subsequent years, even when initial attitude and the initial number of outgroup friends were controlled for. Given these assumptions, the model of experience sampling implies that average evaluations of outgroup members will contain a negativity bias. This occurs even if negative impressions would not influence information processing or behavior during interactions and lead to a self-fulfilling prophecy. Thus, experience sampling suggests a different mechanism that leads to negative impressions of outgroup members. The result will likely be different for evaluations of members of the ingroup, however. As demonstrated in several field studies (Islam & Hewstone, 1993a; S. Levin et al., 2003) individuals are likely to interact with members of the ingroup, even if the ingroup is relatively small. A tendency to associate with members of the ingroup was also illustrated in an experiment by Shah, Brazy, & Higgins (2004). In one of their studies (Experiment 2), group membership was manipulated, and the seating preferences of subjects were observed. Subjects sat at a significantly smaller average distance from a chair when they thought it was occupied by an ingroup member than when they thought it was occupied by an outgroup member.21 If the ingroup is defined so that it includes members of the family, close colleagues, or fellow students, it may also be difficult to avoid interacting with ingroup members. Finally, observations of oneself may be integrated into ingroup evaluations (Cadinu & Rothbart, 1996). When individuals are likely to interact with members of the ingroup but can more easily avoid members of the outgroup if they have had negative experiences with them, the model of experience sampling implies that average evaluations of the ingroup will be higher than average evaluations of the outgroup. Thus, experience sampling suggests a different mechanism leading to an ingroup bias. The argument is not that experience sampling could provide an alternative explanation for the findings of experiments with minimal groups (Tajfel et al., 1971), in which subjects are arranged randomly into groups and do not have any opportunity for interaction.22 Rather, the claim is that experience sampling provides a different mechanism by which ingroup bias can develop in real groups, in which there are opportunities for interactions. Metaanalyses have also shown that the effect size is larger in real groups than it is in artificially created groups (Mullen et al., 1992). Moreover, experience sampling is likely to reinforce any existing biases that may have been generated by the motive to maintain a positive social identity, self-fulfilling prophecies, or illusory correlations. If outgroup members are avoided, negative views about them are less likely to be exposed to disconfirming evidence. Beyond this, the model of experience sampling also suggests that attitudes toward outgroups depend on group size. In particular, negative attitudes are especially likely to develop toward members of minority groups. Whereas individuals may avoid individuals belonging to outgroups with which they have negative experiences, they may nevertheless sometimes encounter such individuals. They may have to interact with them at work, in school, or in their neighborhood. Such encounters provide sources of additional information and may lead to acquaintances and friendship with outgroup members, as demonstrated by van Dick et al. (2004). Acquaintances and friendship with outgroup members, in turn, have been shown to be especially important in reducing negative views about outgroups (Ellison & Powers, 1994; Pettigrew, 1997; van Dick et al., 2004). The probability of such encounters, however, depends on group size. As noted by Blau, in his work on intergroup contact (Blau, 1977, 1994), due to the numerical dominance of the majority, members of the majority group are less likely than members of minority groups to meet members of other groups (unless there is substantial segregation). More generally, outgroup size should be positively associated with outgroup contact and familiarity, as demonstrated in several studies of intergroup contact (Islam & Hewstone, 1993a; Liebkind, Nyström, Honkanummi, & Lange, 2004), familiarity with the outgroup (Kalin, 1996; Kalin & Berry, 1982), and intergroup marriage (Blau & Schwartz, 1984). Because one is less likely to encounter members of small outgroups, negative impressions will be more persistent for small outgroups. Thus, attitudes toward the outgroup will be positively associated with the size of the outgroup. In particular, because members of the minority are more likely to meet members of the majority than members of the majority are to meet members of the minority, the attitudes of members of the minority toward members of the majority should be more favorable than vice versa. Several studies have found this pattern. Brewer and Campbell (1976, pp. 65– 66), on the basis of a survey of 30 ethnic groups in Kenya, Tanzania, and Uganda, showed that the favorability of the attitude toward the outgroup was positively and significantly correlated with outgroup population size (the average correlation was 0.37). Although it is possible that the effect of size is a result of differences in group status, Kalin and Berry (1982), on the basis of a census in Canada and a survey of attitudes toward seven ethnic groups, showed that the favorability of the attitude toward the outgroup was positively and significantly correlated with the proportion of the outgroup in the respondents’ census unit. Outgroup proportion was also associated with familiarity with the outgroup. Kalin (1996) replicated these findings using a later survey and census. Liebkind et al. (2004), on the basis of a national probability sample in Sweden and Finland, also showed that outgroup size was associated with outgroup contact, which was associated with more favorable attitudes toward the outgroup.23 In a series of studies, Verkuyten (1992 [Table 1], 1996 [Table 1], 2005 [Table 1]) and Kinket and Verkuyten (1999) have also shown that members of minority groups in Holland have more favorable attitudes toward the Dutch majority than the Dutch majority has toward minority members. Similarly, Tropp and Wright (2003) found that Mexican American children had more favorable attitudes toward European American children than vice versa. Stephan and Stephan (1984, Table 11.1) also found that 21 The tendency to avoid the outgroup was also stronger for individuals with a higher motivation for interpersonal security. I am grateful to James Shah, Paige Brazy, and Tory Higgins for providing these data, which were not reported in Shah et al. (2004). 22 This is unless it is assumed that ingroup judgments are anchored on the self (Cadinu & Rothbart, 1996). In such a case, because the sample size of performances by the self is larger than the sample size of the performances by others, an ingroup bias can still emerge. 23 This was found even when controlling for age, education, reported ingroup identification, and perceived status difference between the ingroup and the outgroup. EXPERIENCE SAMPLING IN IMPRESSION FORMATION students of Hispanic origins had more favorable attitudes toward Anglo American students in a New Mexico high school than vice versa.24 Several other surveys of students and children have found similar results (Aboud & Skerry, 1984; Bagley & Verma, 1975; Brand, Ruiz, & Padilla, 1974; D’Souza, 1978; Rice, Ruiz, & Padilla, 1974). Although such results could be due in part to differences in status between minorities and majorities, Li and Hong (2001) also showed that the mainland Chinese minority in Hong Kong had a more accurate perception of the cultural values of the majority than vice versa. Some studies, however, have found a conflicting pattern. Islam and Hewstone (1993a) showed that the Hindu minority in Bangladesh had less favorable attitudes toward the Muslim majority than vice versa.25 Corenblum and Stephan (2001, Table 1) showed that native Canadians had a less favorable attitude toward the white majority than vice versa.26 The proposition that a small group would show more favorable attitudes to outgroups may seem to go against arguments and findings that ingroup bias is inversely associated with the relative size of the ingroup (for a meta-analysis, see Mullen et al., 1992). However, attitudes toward outgroups are not the same as ingroup bias, usually defined as the difference between the evaluation of the ingroup and the outgroup.27 Nevertheless, the different arguments can be reconciled by noticing that relative ingroup size is likely to have two different effects on attitudes toward the outgroup. First, as the relative size of the ingroup increases, the probability of contact with the outgroup decreases, which leads to less favorable attitudes toward the outgroup. Second, as the relative size of the ingroup increases, members of the ingroup may feel less threatened by the outgroup (Giles & Evans, 1986; R. A. Levine & Campbell, 1972; D. M. Taylor & Moghaddam, 1994), and ingroup membership may become less salient (Leonardelli & Brewer, 2001), both of which may lead to more favorable attitudes toward the outgroup. The above discussion focused on the first effect. To examine the second effect in field studies, one needs to control for the probability of contact. If the second effect is also present, the effect of ingroup size on outgroup attitudes should be positive when the probability of contact is controlled for. Liebkind et al. (2004) found precisely this pattern of results. Ingroup size was negatively associated with favorable attitudes toward outgroups, and this was due to the negative effect of ingroup size on outgroup contact. However, if the probability of contact was controlled for, ingroup size had a positive effect on attitudes toward outgroups. In summary, whereas differences in contact have long been argued to be an important predictor of outgroup attitudes (Allport, 1954; Pettigrew, 1998), the model of experience sampling suggests a simple mechanism that can explain both the origins of a negativity bias in attitudes toward outgroups as well as the consequences of additional contact. It should be noted, however, that the argument assumes that contact provides information that can lead to more positive attitudes. Even if there is broad support for this effect (Pettigrew, 1998; Pettigrew & Tropp, 2000), there are exceptions. In particular, if a majority is strongly prejudiced against a minority, contact may have the opposite result. Islam and Hewstone (1993a) argue that this explains why Hindus (the minority in Bangladesh) who had more contact with the Muslim majority than vice versa also had more negative attitudes to the majority. Similarly, Kalin (1996) suggests that this may explain the conflicting 965 findings of the effects of a high concentration of African Americans (e.g., Pettigrew, 1959; M. C. Taylor, 1998; Williams, 1964). Homophily and biases in performance evaluation. Experience sampling also suggests a different mechanism leading to systematic biases in performance evaluations and selection decisions. Most research on performance evaluation has focused on cognitive and social factors that influence impression formation (DeNisi, 1997; Feldman, 1981; Flynn, Chatman, & Spataro, 2001; Hogan, 1987; Ilgen, Barnes-Farrell, & McKellin, 1993; Judge & Ferris, 1993) and systematic biases have been attributed to prior expectations based on schemas and stereotypes of ethnicity or gender (Arvey, 1979; Heilman, 2001; Kanter, 1977; Klein & Snyder, 2003). Numerous studies have also demonstrated the influence of stereotypes and group membership on evaluations, attributions, and selection decisions (e.g., Arvey, 1979; Biernat & Kobrynowicz, 1997; Davison & Burke, 2000; Elliott & Smith, 2004; Heilman & Guzzo, 1978; Kraiger & Ford, 1985; Nieva & Gutek, 1980; Olian, Schwab, & Haberfeld, 1988; Sackett & DuBois, 1991; Swim, Borgida, Maruyama, & Myers, 1989). Stereotypes and prior expectations have also been shown to lead to behavioral confirmation and self-fulfilling prophecies (e.g., Chen & Bargh, 1997; Klein & Snyder, 2003; Word et al., 1974). As a complement to explanations emphasizing the influence of stereotypes, experience sampling suggests that the tendency to associate with socially similar others can lead to systematic differences in evaluations as a function of group membership. In particular, systematic differences in evaluations of individuals of different groups would emerge under the following four conditions. First, impressions and evaluations are based on, or influenced by, observations obtained through personal encounters. By working together with others, seeking their advice, or discussing professional matters with them, individuals form impressions about the abilities of colleagues. In many organizations, as well as in professions, such impressions provide the basis for, or provide an important input to, evaluation and selection decisions. In other settings, evaluations may be based on information about performance on tasks with measurable outcomes, such as sales, and personal observations in interactions matter less. Second, the probability of future interactions is influenced by current impressions of abilities. In some organizations this may not be possible because assignment and interactions are regulated by senior management. However, in several professions and in many organizations, individuals, and especially managers, have some discretion over the individuals with whom they will work. In addition, individuals can often decide whom they will approach for advice on professional matters (Blau, 1962; Borgatti & Cross, 2003; Lazega, 2001; Wilensky, 1967). In such cases, current impressions of ability may influence the probability of future 24 According to the 1990 census, 38% of all individuals in New Mexico had Hispanic origins. 25 The Muslim majority made more negative attributions about the minority than vice versa, however (Islam & Hewstone, 1993b). 26 The majority had more negative stereotypes about native Canadians, however. 27 The meta-analytic findings are also mainly based on experiments with little opportunity for interaction. 966 DENRELL contact and, thus, the probability of future sampling. If a manager believes that a colleague is especially competent, the manager may be more likely to ask this colleague for advice and to include him or her in future working groups. Consistent with this, several studies have shown that perceived competence, based on observations of successful task performance in previous interactions, strongly influences the choice of future working partners (Colella, DeNisi, & Varma, 1998; Gilchrist, 1952; Hinds, Carley, Krackhardt, & Wholey, 2000; J. M. Levine, Snyder, & Mendez-Caratini, 1982; Miller & Suls, 1977; Zander & Havelin, 1960). Studies of advice networks in organizations have also shown that individuals are more likely to be asked for advice if they are perceived to be competent (Blau, 1962; Borgatti & Cross, 2003; Lazega, 2001, pp. 95–96). Current impressions of abilities may also influence the probability of future observations of abilities if task assignments depend on current impressions of abilities. A subordinate who is believed to be inferior may only be given less challenging tasks and, thus, have little chance to display his or her talents. On the basis of a study of career paths in a large firm, Rosenbaum (1979) suggested that this is an important reason for the limited opportunities facing individuals with poor initial performance: Early winners are seen as “high-potential people” who can do no wrong and who are given additional opportunities and challenges, while those who do not win in the early competition are given little or no chance to prove themselves again. (p. 236) Similarly, Manzoni and Barsoux (2002), on the basis of interviews with managers and subordinates, argued that managers typically give seemingly poor performers routine assignments and projects. Third, evaluators sometimes interact with the individuals they may be evaluating for reasons unrelated to their professional estimate of them. In particular, the reason for interaction may be noninstrumental and social (Blau, 1962; Greenberger & Sorensen, 1971). In many organizations and professions, there are numerous occasions for such socially motivated interactions. A large amount of research has also shown that such social interactions are more likely to occur among individuals with similar characteristics, such as gender, ethnicity, education, and age (Byrne, 1971; Fischer, 1982; Marsden, 1987; McPherson & Smith-Lovin, 1987; McPherson et al., 2001). Research on informal interactions in organizations also has shown that this principle holds for social and other informal networks within organizations (Blau, 1962; Brass, 1985; Greenberger & Sorensen, 1971; Ibarra, 1992, 1993; Lazega, 2001; Lincoln & Miller, 1979; Sykes, Larntz, & Fox, 1976). Studies have also shown that social similarity between raters and ratees leads to interpersonal attraction (Ferris, Judge, Rowland, & Fitzgibbons, 1994; Judge & Ferris, 1993; Tsui & O’Reilly, 1989; Varma & Stroh, 2001). Fourth, socially motivated interactions provide information about behaviors and characteristics that may influence impressions and evaluations. Social interactions may lead to discussions about professional events and issues that provide information about the knowledge and insight of others. For example, studies have shown that friendship predicts whom individuals ask for advice and information (Cross, Rice, & Parker, 2001). If individuals are likely to be friends with socially similar others (Byrne, 1971), they are likely to have many conversations about professional events and issues with socially similar others. Consistent with this, Ibarra (1992) found that male employees in an advertising agency were most likely to choose another male employee when asked about whom “you see socially outside of work” and “you know you can count on,” and were also most likely to choose another male employee when they were asked with whom “you discuss what is going on in the organization” and who “are important sources of professional advice” (Ibarra, 1992, p. 431). Similarly, Lazega (2001, pp. 121–123) showed that lawyers in a law firm were both more likely to seek advice from and socialize outside work with lawyers of the same gender. Social interactions also make it possible to observe personal attributes of others, such as leadership ability and creativity. In addition, through social interactions one may hear about accomplishments of which one was unaware. Information about such accomplishments can also come from other people in the same social network. Finally, social connections can directly influence the choice of working partners. As demonstrated in experiments and field studies (French, 1956; Hinds et al., 2000), individuals are more likely to continue to work with another whose past performance is low if he or she is a friend. If this is true, individuals are more likely to get additional observations of individuals who are socially similar and, thus, more likely to be a friend. If these conditions are satisfied, the model of experience sampling implies that negative impressions will be less stable, and thus evaluations will be higher for individuals who are socially similar to evaluators, consistent with findings from numerous field studies (Elliott & Smith, 2004; Ferris et al., 1994; Judge & Ferris, 1993; Kraiger & Ford, 1985; Sackett & DuBois, 1991; Tsui & O’Reilly, 1989; Turban & Jones, 1988; Varma & Stroh, 2001).28 The model is also consistent with findings that interpersonal attraction is associated with high performance ratings (Cardy & Dobbins, 1986; Ferris et al., 1994; Judge & Ferris, 1993; Tsui & O’Reilly, 1989; Varma & Stroh, 2001; for a review, see Lefkowitz, 2000), a result usually attributed to a direct influence of attraction on either perceived or actual performance (Robbins & DeNisi, 1994).29 In the model of experience sampling, a bias emerges even if it is assumed that stereotypes and cognitive and perceptual biases do not influence observations or evaluations. Again, this does not imply that stereotypes and cognitive biases are not important. Rather, experience sampling is likely to reinforce biases due to flaws in information processing and preexisting stereotypes. Nevertheless, the model of experience sampling implies that theories relying on cognitive or perceptual biases are not necessary to explain biased evaluations. Thus, observations of biases in evaluations in field studies should not necessarily be attributed to cognitive biases. The model of experience sampling also suggests that biases may be underestimated in experiments on performance evaluation in which information is exogenously provided or sam28 Moreover, the effect sizes observed in field studies, which have seldom been large (e.g., Kraiger & Ford, 1985), are well within the range of what the model can generate under reasonable assumptions about parameter values. 29 Varma, DeNisi, and Peters (1996) found that diary keeping strengthened the influence of affect, which seems inconsistent with arguments based on cognitive biases but is consistent with a model with experience sampling, if memories of past impressions are strengthened by diary keeping (see the above discussion about the effect of memory). EXPERIENCE SAMPLING IN IMPRESSION FORMATION pling is unrelated to impressions. Even if biases are small in such contexts, as they sometimes are, they may be larger in field settings in which information has to be actively sampled. Metaanalyses have also shown that effect sizes in studies of biases in performance evaluation are larger in field studies (Kraiger & Ford, 1985). If biases in evaluations can emerge even in the absence of any cognitive bias, this also implies that efforts to eliminate cognitive biases may not eliminate biases in evaluations. To eliminate biases in evaluations one may also have to formalize interactions among raters and ratees. The bias should be lower in firms with more formal interactions among raters and ratees, consistent with findings that the proportion of women in managerial jobs is higher in firms with more formalized personnel practices (Reskin & McBrier, 2000). Moreover, because interactions are often more regulated in jobs at lower levels in the organization, and job performance at lower levels is typically easier to measure, the bias should be weaker at lower levels in the organization, consistent with findings of decreasing disparity in promotions and wages of minorities and majorities at lower levels in organizations (Cotter, Hermsen, Ovadia, & Vanneman, 2001 [but see Baxter & Wright, 2000]; Elliott & Smith, 2004; Maume, 2004). Finally, experience sampling is likely to be especially important in professional communities, such as academia, in which interactions are seldom structured but are determined mainly by assessments of professional and social benefits. If professionals tend to associate with socially similar others, and thus get more information about their accomplishments and capabilities, evaluations will be higher for socially similar others, consistent with findings of systematic differences in promotion rates between men and women in academia (Long, Allison, & McGinnis, 1993; McBrier, 2003; Rosenfeld, 1981) and professions (Hagan & Key, 1995; Spurr & Sueyoshi, 1994). Proximity. Several studies have documented that proximity is an important determinant of liking (Brewer & Campbell, 1976; Festinger, Schachter, & Back, 1950; Segal, 1974). Even if students are randomly assigned to rooms, individuals are more likely to become friends with and have a favorable impression of individuals who are nearby (Segal, 1974). Although this effect can be explained by several different mechanisms—including simple availability, the possibility that people tend to reward each other more often than they punish one another (T. M. Newcomb, 1956), as well as mere exposure (Moreland & Beach, 1992; Zajonc, 1968)—it is also an implication of experience sampling. Numerous studies have shown that spatial proximity is likely to lead to informal communication through frequent exposure to others (Allen, 1978; Bochner, Duncan, Kennedy, & Orr, 1976; Hagstrom, 1965/1975; Kraut, Egido, & Galegher, 1990; Zahn, 1991). Proximity also predicts whom individuals ask for advice in organizations (Borgatti & Cross, 2003; Lazega, 2001, p. 121). Because individuals are likely to be frequently exposed to spatially proximate others, and because such people are easily accessible, individuals are more likely to interact with spatially proximate others of whom they may have a negative impression than with spatially distant others of whom they have a negative impression. The above arguments then imply that individuals who are nearby will, on average, be evaluated higher. This applies to both competency and liking evaluations, whereas other explanations, such as T. M. Newcomb’s (1956) thesis, are more plausible for liking than for 967 competency evaluations. Ferris et al. (1994) also found that performance ratings were negatively correlated with spatial distance between the supervisor and the subordinate. The influence of physical attractiveness. Experience sampling can also lead to systematic differences in evaluations of individuals who have attributes that make them more or less attractive to interact with. Consider, for example, the effect of physical attractiveness. Several studies have documented that physically attractive individuals are often perceived in a more positive light than others (Dion, Berscheid, & Walster, 1972; Eagly, Ashmore, Makhijani, & Longo, 1991; Feingold, 1992; Landy & Sigall, 1974; Langlois et al., 2000; Webster & Driskell, 1983), even for traits that are not objectively associated with physical attractiveness (Feingold, 1992). Existing explanations of this phenomenon have focused on evolutionary theories and on how positive feelings for attractive people may contribute to behavioral confirmation or a self-fulfilling prophecy (e.g., Feingold, 1992; Langlois et al., 2000). Experience sampling suggests an additional mechanism of how attractiveness could influence impressions of other traits. Suppose that people are more willing to interact with physically attractive people. Such an assumption is consistent with studies that have found that physically attractive individuals are paid more attention and are less likely to be avoided (for a review, see Langlois et al., 2000). In addition, studies have shown that physical attractiveness predicts popularity, both with the opposite and the same sex (Feingold, 1992). Reis et al. (1982) also showed that physical attractiveness of males was associated with a larger quantity of social interactions with the opposite sex. Suppose also that physical attractiveness can compensate, to some extent, for other negative traits. People may be willing to interact with a physically attractive individual even if they believe that he or she is not very competent, for example. If this is true, false negative impressions regarding other traits, such as competence, will be less likely to persist for physically attractive individuals. Thus, experience sampling suggests a simple mechanism for how an illusory correlation can develop between physical attractiveness and other traits, such as competence. Other Areas of Application Although this article has focused mainly on systematic differences in evaluations, experience sampling also has implications for beliefs about the prevalence of attitudes and individual characteristics. Trust. The bias produced by experience sampling suggests that individuals will, on average, underestimate the trustworthiness of others. To develop this, note that perceptions of trustworthiness are often based on events in which individuals have trusted other individuals and such trust has not been betrayed (e.g., Boyle & Bonacich, 1970; Deutsch, 1958; Lindskold, 1978). In other words, beliefs are based on historical observations. Beliefs about trustworthiness, however, are also likely to influence the probability that an individual will put him or herself in a situation so that he or she will have to trust another individual (Hardin, 1992). If an individual, based on previous observations, is considered to be less than trustworthy, such an individual may be avoided (Gambetta, 1988). Moreover, even if this individual cannot be avoided, safeguards can be used, such as formal contracts or other types of DENRELL 968 incentives that protect against any adverse consequences of opportunistic behavior (Williamson, 1975). However, because such safeguards typically imply that individuals will be punished for opportunistic behavior, the absence of opportunistic behavior does not provide much information about whether an individual is trustworthy (Eagly, Wood, & Chaiken, 1978; Strickland, 1958). As demonstrated in an experiment by Malhotra and Murnighan (2002), a binding contract may lead partners to attribute cooperative behavior to the restrictions imposed by the contract rather than to the individuals themselves. This also implies that an initial false belief about an opponent can result in actions (i.e., the use of safeguards) that make it very difficult to disconfirm the belief. This analysis also suggests that in social settings in which safeguards are considered inappropriate or are not used, such as in families or in some organizations, the level of trust may be higher. In such settings, individuals cannot avoid others and have to rely on them, and false beliefs about untrustworthiness will be less stable. More generally, this reasoning suggests that (a) several moral traits may be underestimated if individuals avoid others who seem to lack such traits, and (b) the perceived level of morality will be higher in settings in which avoidance or the use of safeguards is not possible. Social influence. Experience sampling also suggests a novel way in which beliefs may be influenced by the immediate social environment (e.g., Festinger et al., 1950). Even if individuals have no intrinsic preference for agreeing with the individuals they interact with most, they may nevertheless have more positive opinions about activities in which several of their friends and colleagues are engaged than about activities in which few of their friends and colleagues are engaged. The reason is that frequent interaction with friends and colleagues will provide individuals with many observations of these activities, irrespective of their opinion of these activities. Thus, false negative impressions are more likely to be disconfirmed for such activities. For an illustration, consider researchers’ opinions about various theories or fields of research. Because one cannot read everything, impressions about fields of research in which one is not personally involved must be based on a limited set of observations. If the initial impression is negative, one is less likely to examine this field in more detail. As a result, a negative opinion will be stable. However, if there are several researchers at your school who are active in a particular field of research, you may have to interact, in seminars and otherwise, with individuals doing research in this field. Thus, more observations will be available, and the opinion may be corrected if unjustifiably negative, which might not have happened otherwise. Conclusion Even if impressions are based on all available evidence, and the evidence is accurately interpreted, impressions may nevertheless be biased. This result is an implication of a common characteristic of impression formation: the tendency for individuals with a positive impression to continue sampling and for individuals with a negative impression to stop sampling. Though not necessary, such sequential sampling is often the only practical way to allocate attention between alternative interaction partners. When sampling is sufficiently sensitive to the impression, this simple mechanism can provide an alternative explanation of several biases in impres- sion formation. It also suggests a number of new hypotheses about moderators of such biases. The fact that sampling can explain systematic biases in impression formation does not imply that cognitive–perceptual biases are not significant. Many systematic biases in impression formation, such as ingroup bias, are probably overdetermined and are the result of both sampling and cognitive–perceptual biases. Nevertheless, as emphasized by Fiedler (1996, 2000), sampling models provide an alternative null model for evaluating the significance of cognitive–perceptual biases. Standard null models typically assume that if no systematic mental operations of distortions are at work, no systematic bias in impressions is expected. Sampling models challenge this assumption and suggest that the appropriate baseline, against which psychological effects should be evaluated, is not 0. More generally, the model of experience sampling suggests that pragmatic constraints in impression formation are important. Much research on impression formation implicitly assumes that the goal of impression formation is, or should be, accuracy. However, accuracy is seldom the only goal regulating impression formation processes, because outcomes also matter (Einhorn & Hogarth, 1978; Friedrich, 1993). Except in laboratory experiments, people cannot always afford to continue to sample events or individuals if they believe the outcome will be negative. As discussed above, and as illustrated by the experiment by Fazio et al. (2004) on attitude formation, such a concern for outcomes implies that negative impressions may be persistent even if beliefs and evaluations would be sensitive to new evidence. It also implies that biases in impression formation are likely to be stronger in situations in which information has to be actively sampled and individuals care about the outcome of interactions as well as accuracy. Incorporating such active sampling into experiments on impression formation would make it possible to examine the relative magnitude of experience sampling and flawed information processing in the persistence of negative impressions. 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The duration between transitions, however, is not fixed, as in ordinary Markov processes, but follows a probability distribution that may depend on the current state (e.g., Karlin & Taylor, 1975). In the above process, the (continuous) state space is the set of estimates. Because the transitions between these states depend only on the existing state and the value of the new observation, transitions are Markovian. Transitions are only made, however, if the alternative is sampled. In this case, durations between transitions follow a geometric probability distribution with mean w(z) ⫽ 1/p(z). Using the theory of semi-Markov chains, it is possible to derive the limiting distribution of the density of the estimates, h(y). To do so, note that for a semi-Markov chain with finite state space, the limiting proportion of time that the process will be in state i is i i 冘 i i i , (A1) where i is the limiting probability that the underlying Markov process will be in state i, and i is the expected duration in state i (e.g., Karlin & Taylor, 1975). In this case, the underlying Markov process has a limiting distribution with density g(z), and the expected duration in state z is w(z). The probability that the underlying Markov process will be in the region [z, z ⫹ ⌬z] is thus G(z ⫹ ⌬z) ⫺ G(z). The expected duration in this region is approximately w(z). The limiting proportion of time that the process will be in state [z, z ⫹ ⌬z] is thus 关G共z ⫹ ⌬z兲 ⫺ G共z兲兴w共z兲 冘 关G共z ⫹ ⌬z兲 ⫺ G共z兲兴w共z兲 h共y兲 ⫽ 冕 ⬁ . (A3) ec⫹Sy , 1 ⫹ ec⫹Sy (A4) S ⬎ 0, the mean duration of an estimate Y ⫽ y is a geometrically distributed random variable with an expected value of 1 ⫹ ec⫹Sy 1 ⫽ ⫽ e⫺c⫺Sy ⫹ 1. p共y兲 ec⫹Sy (A5) Moreover, if X is a normally distributed variable with a mean of 0 and variance 2, it follows that Z is normally distributed with a mean of 0 and variance 冉 2 1 2 ⫺1 b 冊 ⫺c⫺Sy 共e e⫺y / 2v 2 ⫹ 1兲 ⫺⬁ 2 , 1 冑2 v ⫺y2 / 2v2 e (A7) dy or 1 冕 e⫺y / 2v ⫺Sy⫺c ⫹ 2 冑2 v ⬁ 1 e⫺y / 2v ⫺Sy⫺cdy ⫹ 2 冑2 v ⫺⬁ 2 2 1 冑2 v 冕 ⬁ e⫺y / 2v 2 . 1 冑2 v ⫺⬁ 2 (A8) e⫺y / 2v dy 2 2 Note that ⫺ (y ⫹ Sv2 ) 2 S2 v2 y2 . ⫹ 2 ⫺ Sy ⫽ ⫺ 2v 2v2 2 (A9) The limiting density can thus be written as 2 2 eS v / 2⫺c S2 v2 / 2⫺c e 冕 ⬁ 1 冑2 v 1 ⫺⬁ 冑2 v 2 2 e⫺关共y⫹Sv ) ]/ 2v ⫹ ⫺关共y⫹Sv2 ) 2 ]/ 2v2 e 2 dy ⫹ 1 e⫺y / 2v 2 冑2 v 冕 ⬁ . 1 ⫺⬁ 2 冑2 v ⫺y2 / 2v2 e . (A6) (A10) dy Because the integrals equal 1 (the expressions in the integrals are normal densities), the limiting density is eS v / 2⫺c 1 冑2 v 2 2 e⫺关共y⫹Sv ) ]/ 2v ⫹ 2 1 冑2 v e⫺y / 2v 2 2 (A11) 2 2 w共y兲g共y兲dy b2 ⫽ 共2 ⫺ b兲 ⬁ 1 冑2 v eS v / 2⫺c ⫹ 1 If the probability of sampling the alternative is v2 ⫽ 冕 (A2) ⫺⬁ w共y兲 ⫽ 共e⫺c⫺Sy ⫹ 1兲 2 2 . Dividing with ⌬z and taking limits as ⌬z goes to 0, it is the case that the limiting density of the proportion of time that the process spends in state y is w共y兲g共y兲 The density, h(y), is thus or 2 2 eS v / 2⫺c 2 2 1 ⫹ eS v / 2⫺c 1 冑2 v 2 2 e⫺关共y⫹Sv ) ]/ 2v ⫹ 2 1 2 2 1 ⫹ eS v / 2⫺c 1 冑2 v e⫺y / 2v . 2 2 (A12) Thus, the density is a weighted combination of the density of a normal random variable with a mean of ⫺Sv2 and the density of a normal random variable with a mean of 0. It follows that the density of Y will be shifted to the left in comparison with the density of a normal random variable with a mean of 0. It is also the case that the expected estimate is lower the higher the value of S (S both reduces the mean of the first term and increases its weight). Moreover, the expected estimate is higher the higher the value of c (which increases the weight of the second term). Finally, because v2 is an increasing function of b and the expected value of Equation A12 is a decreasing function of v2 (v2 reduces the mean and increases the weight of the first term), the expected estimate is inversely associated with the value of b. To illustrate the resulting distribution, Figure A1 plots the density when S ⫽ 3, c ⫽ 0, b ⫽ 0.5, and 2 ⫽ 1 together with the density that would have resulted from random sampling. As illustrated, the distribution produced by experience sampling has been shifted to the left. In this case, the expected estimate, E(Y), can be shown to be ⫺0.82, and the probability of a negative estimate is 0.87. As noted above, the bias would be smaller if S were lower and sampling were less sensitive to the estimate. (Appendixes continue) DENRELL 976 Figure A1. The asymptotic density of the estimate Y for random and experience sampling. In this example, the probability of sampling is e3x̂t/共1 ⫹ e3x̂t兲, and b ⫽ 0.5. Appendix B A General Model Belief Formation Assume that the estimate in period t ⫹ 1, x̂t⫹1 , is a weighted combination of the past estimate, x̂t, and the new observation in period t ⫹ 1, xt⫹1, if any. Formally, x̂t⫹1 ⫽ 冦 For all processes satisfying these assumptions, and for any random variable X with finite expectation and variance, the expected estimate, E(X̂t), will always be below E(X): Proposition 共1 ⫺ bt⫹1 兲x̂t ⫹ bt⫹1 xt⫹1 if an observation is made in period t ⫹ 1 . x̂t if no observation is made in period t ⫹ 1 For all t ⬎ 1, E(X̂t) ⬍ E(X). (B1) Proof Assume also that bt 僆 (0, 1). Note that the value of bt can differ between periods. As a result, the above specification includes several different belief-formation processes. For example, it includes a process in which the first impression is especially important (i.e., where b1 is large). Moreover, it includes a belief-formation process in which the estimate at the beginning of period t ⫹ 1 is the average of all observations made in period t or before. In this case, bt⫹1 ⫽ 1 , 关n共t兲 ⫹ 1兴 The expected value of X̂t⫹1, conditional upon the fact that X̂t ⫽ x̂t is E共X̂t⫹1 兩X̂t ⫽ x̂t兲 ⫽ pt⫹1 共x̂t兲关共1 ⫺ bt⫹1 兲x̂t ⫹ bt⫹1 E共X兲兴 ⫹ 关1 ⫺ pt⫹1 共x̂t兲兴x̂t (B3) or E共X̂t⫹1 兩X̂t ⫽ x̂t兲 ⫽ x̂t ⫹ bt⫹1 pt⫹1 共x̂t兲E共X兲 ⫺ bt⫹1 pt⫹1 共x̂t兲x̂t. (B4) EX̂ t关E共X̂t⫹1 兩X̂t ⫽ x̂t兲兴 ⫽ E共X̂t⫹1 兲 (B5) (B2) where n(t) is the number of observations made in period t and before. If X is normally distributed and the prior is also normally distributed, the above process also includes Bayesian updating. In this case, the mean of the posterior distribution is simply a weighted average of the mean of the prior and the new observation. Sampling Process Let pt⫹1(x̂t) be the probability of sampling in period t ⫹ 1 given the estimate X̂t ⫽ x̂t at the beginning of period t ⫹ 1. Note that the function pt⫹1(x̂t) may differ between periods. Assume that pt⫹1(x̂t) is a strictly increasing function—that is, if x̂t,1 ⬎ x̂t,2, then pt⫹1(x̂t,1) ⬎ pt⫹1(x̂t,2). Assume also that for all values of x̂t, pt⫹1(x̂t) 僆 (0, 1) that is, assume that pt⫹1(x̂t) cannot be 0. Finally, assume that all individuals sample in the first period. Because (e.g., Williams, 1991), this implies that E共X̂t⫹1 兲 ⫽ EX̂ t共X̂t兲 ⫹ bt⫹1 EX̂ t关pt⫹1 共X̂t兲兴E共X兲 ⫺ bt⫹1 EX̂ t关pt⫹1 共X̂t兲X̂t兴. (B6) Because EX̂ t关pt⫹1 共X̂t兲X̂兴 ⫽ covX̂ t关pt⫹1 共X̂t兲, X̂t兴 ⫹ EX̂ t关pt⫹1 共X̂t兲兴EX̂ t共X̂t兲, (B7) this equals EX̂ t共X̂t兲兵1 ⫺ bt⫹1 EX̂ t关pt⫹1 共X̂t兲兴其 ⫹ bt⫹1 EX̂ t关pt⫹1 共X̂t兲兴E共X兲 ⫺ bt⫹1 covX̂ t关pt⫹1 共X̂t兲, X̂t兴. (B8) EXPERIENCE SAMPLING IN IMPRESSION FORMATION Note that covX̂t[pt⫹1(X̂t), X̂t] ⬎ 0 if pt⫹1(䡠) is a strictly increasing function (Ross, 2000, p. 626). Because EX̂1(X̂1) ⫽ E(X), one gets E共X̂2兲 ⫽ E共X兲 ⫺ b2 covX̂ 1关p2 共X̂1 兲, X̂1 兴 ⬍ E共X兲. (B9) More generally, suppose that EX̂t(X̂t) ⬍ E(X). It then follows that E(X̂t⫹1) is strictly less than E共X兲兵1 ⫺ bt⫹1 EX̂ t关pt⫹1 共X̂t兲兴其 ⫹ bt⫹1 EX̂ t关pt⫹1 共X̂t兲兴E共X兲 ⫺bt⫹1 covX̂ t关pt⫹1 共X̂t兲, X̂t兴, (B10) or 977 E共X̂t⫹1 兲 ⬍ E共X兲 ⫺ bt⫹1 covX̂ t关pt⫹1 共X̂t兲, X̂t兴 ⬍ E共X兲. (B11) The proposition now follows from the principle of induction. Q.E.D. This proof assumes that the first impression is equal to the first observation. However, exactly the same proof holds if there is a prior and the prior is equal to the expected value of the observation. If the prior differs from the expected value of the observation, however, it is possible that experience sampling will, temporarily, lead to overestimation. This could happen if the expected value of the observation is strongly negative while the prior is, say 0. In this case, individuals might avoid sampling after the first observation. If the estimate is a weighted average of the prior and the first observation, however, the estimate, although strongly negative, might still be higher than the expected value of the observation. Appendix C The Influence of the Sampling Process If w(y) ⫽ [dw1 ⫹ (1 ⫺ w1)p(Y)]/[dw2 ⫹ (1 ⫺w2)p(Y)], this implies that Case A To model the influence of other factors on sampling, suppose that the probability of sampling is wd ⫹ (1 ⫺ w) pt⫹1(x̂t), where w 僆 (0, 1), and d 僆 (0, 1) is an arbitrary constant. Here, w is a parameter regulating the probability that sampling will be independent of the estimate and will be determined exclusively by the arbitrary constant, d. It may be expected that as w increases, the bias will decrease, and the estimate will increase. To show this, consider the model in which bt is identical for all t (as in the A Simple Example of the Effect of Experience Sampling section) and X is normally distributed with a mean of and variance 2. For this model, it is the case that the expected asymptotic estimate, E(Y), is an increasing function of w. E2 共Y兲 ⫽ 冕 冕 1 ⬁ cov1 关w共Y兲, Y兴 ⫹ E1 关w共Y兲兴E1 共Y兲 cov1 关w共Y兲, Y兴 ⫽ E1 共Y兲 ⫹ E1 关w共Y兲兴 E1 关w共Y兲兴 E2 共Y兲 ⫽ Proof 冕 ⬁ ⫺⬁ 1 g共y兲dy dw1 ⫹ 共1 ⫺ w1 兲p共Y兲 h2 共y兲 ⫽ 冕 1 g共y兲 dw2 ⫹ 共1 ⫺ w2 兲p共Y兲 ⬁ ⫺⬁ 冕 ⬁ ⫺⬁ dw1 ⫹ 共1 ⫺ w1 兲p共Y兲 h 共y兲dy dw2 ⫹ 共1 ⫺ w2 兲p共Y兲 1 册 . (C6) 冋 册 ⫽ p⬘共y兲d共w2 ⫺ w1 兲 ⬎ 0, 关w2 ⫹ 共1 ⫺ w2 兲p共y兲兴 2 (C7) this implies that [dw1 ⫹ (1 ⫺ w1)p(y)]/[dw2 ⫹ (1 ⫺ w2)p(y)] is a strictly increasing function of y. It follows (Ross, 2000, p. 626) that 冋 册 dw1 ⫹ 共1 ⫺ w1 兲p共Y兲 , Y ⬎ 0. dw2 ⫹ 共1 ⫺ w2 兲p共Y兲 (C8) Thus, E2 (Y兩D ⫽ d) ⬎ E1 (Y兩D ⫽ d) for all values of d, which implies that E2(Y) ⬎ E1(Y). Notice also that because . (C2) 1 dw ⫹ 共1 ⫺ w兲p共y兲 (C9) is a strictly decreasing function of y for all w 僆 (0, 1), it still follows that E(Y) ⬍ E(X). Notice that h2(y) can be written as h2 共y兲 ⫽ 册 dw1 ⫹ 共1 ⫺ w1 兲p共Y兲 ,Y dw2 ⫹ 共1 ⫺ w2 兲p共Y兲 dw1 ⫹ 共1 ⫺ w1 兲p共Y兲 E1 dw2 ⫹ 共1 ⫺ w2 兲p共Y兲 ⭸ dw1 ⫹ 共1 ⫺ w1 兲p共y兲 ⭸y dw2 ⫹ 共1 ⫺ w2 兲p共y兲 1 g共y兲dy dw2 ⫹ 共1 ⫺ w2 兲p共Y兲 dw1 ⫹ 共1 ⫺ w1 兲p共Y兲 h 共y兲 dw2 ⫹ 共1 ⫺ w2 兲p共Y兲 1 冋 冋 Because cov1 and (C5) or E2 共Y兲 ⫽ E1 共Y兲 ⫹ (C1) (C4) where the index denotes that the expectation is with respect to the random variable with density h1(y) or h2(y). This can be expressed as E(Y) is an increasing function of w. h1 共y兲 ⫽ E1 关w共Y兲Y兴 , E1 关w共Y兲兴 ⫺⬁ cov1 1 g共y兲 dw1 ⫹ 共1 ⫺ w1 兲p共Y兲 yw共y兲h1 共y兲dy ⫽ ⫺⬁ w共y兲h1 共y兲dy Observation 1 Let w2 ⬎ w1. As demonstrated in Appendix A, the corresponding densities are ⬁ Case B . (C3) To illustrate the effect of the selectivity of sampling, suppose that the probability of sampling is pt⫹1(x̂t)m, where m 僆 (0, 1). Here pt⫹1(x̂t) can be any strictly increasing function. A smaller value of m implies that the (Appendixes continue) DENRELL 978 probability of sampling, for any given estimate, is higher, as illustrated in Figure 6B. This also implies that the bias will be smaller and the estimate higher. Let r ⫽ m1 ⫺ m2 ⬍ 0. It then follows that 1 p共y兲 m1 ⫽ p共y兲 r ⫽ , p共y兲 m2 p共y兲 ⫺r Observation 2 (C11) E(Y) is a decreasing function of m. which is a strictly decreasing function of y. This implies (Ross, 2000, p. 626) that Proof Let m2 ⬎ m1. Following the same reasoning as above, it is the case that 冋 册 冋 册 p共Y兲 m1 cov1 ,Y p共Y兲 m2 E2 共Y兲 ⫽ E1 共Y兲 ⫹ p共Y兲 m1 E1 p共Y兲 m2 cov1 . 冋 册 p共Y兲 m1 ,Y ⬍0 p共Y兲 m2 (C12) (C10) and, thus, that E2(Y) ⬍ E1(Y). Appendix D Estimates of Belief Updating The available data consist of the development of the average impression over time for different presentation orders and combinations of high-valued and low-valued adjectives. Because most studies display only the average impressions in graphs, the values had to be approximated from these graphs, although exact figures are available in Anderson (1968; for the last impression, see Table 2), Furnham (1986), Hogarth and Einhorn (1992), and Levin and Schmidt (1969, 1970, on like responses). Although this procedure introduces errors, small changes in values do not change the estimates much. Because no data on individuals are available, and because I am interested in parameter values that provide a good fit rather than tests of significance, I chose to estimate parameters by minimizing the mean absolute deviation between the predictions of the model and the data. The numerical minimizations were performed with Excel’s solver function, using several different starting points, and were checked by numerical simulations programmed in C⫹⫹. In addition to estimating the parameters of the models (i.e., b, , , etc.), the values of the stimuli—that is, the adjectives presented— often have to also be estimated. Few experiments (with the exception of Levin and Schmidt, 1969, 1970) have reported the average impression of the adjectives presented. Thus, if an experiment made use of high- and low-valued adjectives, in different orders, the values of both of these had to be estimated. The estimates of the values of the adjectives were constrained to fall within the scale used (i.e., 1– 8 for the data presented in Stewart, 1965). In addition, I also required that the estimates of the values of the adjectives be above the highest observed average impression and below the lowest observed average impression, an implication of both a model with a constant and a model with a declining weight. Thus, if the average impression after six highly valued adjectives was 17.5, I required that the value of the highly valued adjective be at least 17.5. In only one case (Anderson, 1968) did this constraint influence the estimates (by producing a lower estimate of the weight of the most recent observation). Finally, some assumptions must be made about the initial impression (i.e., the starting value for belief updating). One possibility is to assume that the initial impression is equal to the middle point of the scale used. Alternatively, to incorporate any upward or downward bias in evaluations, the initial impression can be set equal to the average impression after receiving the first piece of information, where the average is taken over a counterbalanced set of combinations of high and low adjectives. This procedure is consistent with a model in which the weight of the most recent observation is constant or declining. I made use of the second assumption. However, both assumptions produce very similar estimates. For the data in Levin and Schmidt (1969, 1970), which only present the proportion of like responses and not the average impression, I took the middle point of the scale they used (i.e., 3). Received November 11, 2003 Revision received March 6, 2005 Accepted March 24, 2005 䡲
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