Public Accountants and Auditors Board FORM PAAB 9 (To be used from 1 July 2011.) Application Form for the registration of a firm terms of Public Accountants and Auditors Act [Chapter 27:12] Section 5(d) (f) 1. Details of the Firm (a) Full name of the firm (Head Office) (b) Legal form (either a sole proprietorship, partnership or incorporated company): (c) Any acronym or abbreviation by which the firm is also known (d) Postal address of firm (e) Physical address of firm (f) Telephone number: (g) Fax number (h) Firm’s e-mail address (i) Firm’s website address applicable): Name of senior/managing partner/CEO (j) (if 2. Primary contact person for this registration (a) Surname of primary contact (b) Forename(s) of primary contact (c) Postal address of primary contact (d) (f) Physical address of primary contact Telephone number of primary contact Fax number of primary contact (g) E-mail address of primary contact (e) 3. Other offices (a) Does the firm have any other offices?* If so, please complete a Form 7A for each office of the firm.** 4. Does the firm have any network firms? If so, please provide details of these firms. See notes below for further details as to what is a network firm. (If necessary attach a separate sheet). * ** An office is defined as a place of work geographically separate from the address provided on Form 9A by the firm, but which is not a separate entity from the firm. A network firm is defined in the IFAC Code as a firm or entity that belongs to a network. A network is a larger structure that is: (a) Aimed at co-operation and (b) Clearly aimed at profit or cost sharing or shares common ownership, control or management, common quality control policies and procedures, common business strategy, the use of a common brand name, or a significant part of professional resources. Page 1 of 4 The Public Accountants and Auditors Board 5. Other Registrations (a) Is the applicant registered as an audit firm/third-country audit entity in another country?; and (b) Are there any applicants for registrations pending in another jurisdiction? 6. 1 Registered Public Auditors in the firm Full names of RPAs in firm PAAB Registration No PAAB Practising Certificate No Status in firm (i.e. partner/director/mana ging director/sole practitioner/employee/ contractor) Is this RPA attest or nonattest? Is this RPA attached to the head office or a branch? If branch, please indicate which branch 6.2 Registered Public Accountants in the firm Full names of R.P.Accs in firm Page 2 of 4 PAAB Registration No PAAB Practising Certificate No Status in firm (i.e. partner/director/mana ging director/sole practitioner/employee/ contractor) Is this R.P.A cc attached to the head office or a branch? If branch, please indicate which branch The Public Accountants and Auditors Board 6.3 Partners, Principles or Directors in the Firm not registered as either R.P.A or R.P.Acc Full names Professional or Other Qualification Registration No with professional body Status in firm (i.e. partner/director/man aging director/sole practitioner/employe e/contractor Is this Partner/Director attached to the head office or a branch? If branch, please indicate which branch 7. Accounts contact person (a) Name (b) E-mail address (c) Director telephone number (d) Direct fax number (e) If your firm has branches, do you wish the consolidated statements for all members of the firm to be sent to your head office or to each branch? 8. Is the Firm Accredited by any Constituent Body of PAAB as a training office? 8. 1 Training Officer Details If your firm has one training officer in the head office who is responsible for the head office and branches, please complete the details below. If each branch of your firm has its own training officer please provide details of the training officer per branch by photocopying this page. If your firm does not have a trained officer, please leave this section blank and notify the PAAB accordingly if and when a training officer is appointed. (a) Name (b) PAAB registration number (c) Direct telephone number (d) Direct fax number (e) E-mail address 7. Branches For each branch, please provide the following information. If your firm has more than one branch, please photocopy this page or use a separate sheet. (a) Name by which branch is known (b) Telephone number of branch (c) Fax number of branch (d) E-mail address of branch (e) Postal address of branch (f) Physical address of branch Page 3 of 4 The Public Accountants and Auditors Board 8. Auditing standards and independence requirements (a) State what auditing standards the applicant will use in carrying out audits. A reference to the relevant framework is sufficient. (b) State what independence requirements the applicant will apply in carrying out the audits. A relevant framework is sufficient 9. Signature and Declarations Fill in this form and submit it to the following address: The Secretary Public Accountants and Auditors Board No. 4 Cork Road Belgravia HARARE 1. We confirm that the information in this form is complete and true. 2. We acknowledge the role, duties and powers of PAAB and agree to cooperate fully with the Public Accountants and Auditors Board in respect of oversight, external quality assurance/practice reviews, and investigation and penalties. 3. We have paid $_________to the Public Accountants and Auditors Board as registration fees. 4. We understand that an annual registration fee will be due upon lodging an application and thereafter at the commencement of PAAB’s financial year currently 1 July and upon receiving an invoice from PAAB. (a) Surname (b) Forename(s) (c) Function (d) Date (e) Signature (on behalf of the applicant) Note: 2011/2012 registration fee - $250.00 Page 4 of 4 The Public Accountants and Auditors Board
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