GUIDANCE EXTERNAL 1 OCTOBER 2014 UNCLASSIFIED FORMAT AUDIENCE DATE CLASSIFICATION VERSION 1.0 FILEREF:G017 SENDING MEMBER REGISTRATION OUTCOME RESPONSE MESSAGES PURPOSE The purpose of this document is to provide additional guidance on the use of the Member Registration Outcome Response message (MROR) in response to member registrations and updates under the SuperStream Data and Payment Standard (the Standard). BACKGROUND This guidance note provides an alternative approach to the use of the MROR in responding to a variety of scenarios of member registration and updates, particularly when they are combined. This guidance has been prepared in consultation with the SuperStream Standard Technical Committee. The intent of this guidance is to improve the efficiency of the data standard by removing the mandatory requirement to send messages that are not expected to provide value to employers or funds. This guidance note must be read in conjunction with the Superannuation Data and Payment Standard Schedule 4(a) document Data and Payment Standards – Contributions Message Implementation Guide, and the Schedule 6 document Data and Payment Standards – Error Code Management. DEFINITION OF NEW REGISTRATION AND MEMBER UPDATE For the purposes of this guidance a new registration is defined as the registration of a member with an employer in a default fund. A member update is defined as the provision of changed information for a member that is either: already registered with an employer and default fund, or registered with a choice fund. This means that when an employee joins a new employer, an initial MRR sent by that employer to their default fund should be treated by the fund as a new registration and an MROR sent, even if that employee is already a member of the fund. UNCLASSIFIED PAGE 1 OF 4 MROR NOT MANDATORY FOR MRR UPDATES In order to improve the efficiency of the data standard the following rules should be applied in determining how to respond to an MRR message. For the purposes of these rules, an MRR is defined as a complete XBRL business document, specified in the Message Implementation Guide. Where an MRR contains only new registrations, it is mandatory that the fund sends an MROR. Where an MRR contains only member updates, it is optional whether to send an MROR. This option is exercised at the discretion of the fund (as the responding party). Where an MRR contains a mix of new registrations and member updates it is mandatory to send an MROR. - If the fund uses a progressive response pattern for the MROR it is mandatory that responses are sent for all new registrations in the MRR. It is at the option of the fund whether responses are sent for member updates in the MRR. - Where a non-progressive response pattern is used, the interpretation and assumptions of the maximum severity code should be applied only to the new registrations in the MRR. No assumptions should be made about the member updates. For example, the maximum severity code ‘Error’ should be interpreted to mean that errors were found and reported in relation to all new registrations, and no assumptions made about the outcome of member updates. Implications This will reduce the number of MROR messages that would normally have been sent in response to MRR. As the option to send an MROR for member updates rests with the fund, employers and their service providers will potentially receive MROR messages for some member updates and not others. Reference to published standard The current requirement is that an MROR must be sent once the receiving entity has processed the MRR. Reference: Schedule 4a document Data and Payment Standards – Contributions MIG, section 5.a. RECOMMENDED GUIDANCE Funds should consider this guidance note and determine whether it is suitable for their solution. If funds choose to implement the alternative options they should consult with their key stakeholders, especially employers and their service providers, to help ensure interoperability. Employers and their service providers should consider this guidance note and determine how to address the potential not to receive a response in accordance with the Standard. ATTACHMENT 1 – EXAMPLE SCENARIOS UNCLASSIFIED PAGE 3 OF 4
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