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2.5.Haveshortlermexcessaccounttialancesbeenmanagedinlinewithliquidityrequirements?
2.6.DoestheliquidityprofileoftheCreditUnioncomplywithSecUon35regulations?
16_ Hasanyeventoccurredduringthemonth(legislation,regulationor
2.7.Hasananatysisof'LargeDeposilS'(asdefin€dinthepolicy)beenpresentedtotheBoardduringthemonth?
otheiwise)thatcouldresultinaneedtoreviseanyofthepoliciesinrelation
2. LIQUIDITY
2.1.
AND MARKET
0
Rt SK
0
100%
100%
100%
2.9.HasanAnnualliquidityForecast~eenpreparedinlinewithlnvestmentPolicy?
2.10.D-OesthelnvestmentPortfoliocomplywiththeGuidanceNoteonlnvestments?
Haveanynewpruductinvestmentsbeenmadeinthemonth?
2. Identify the question for
editing. Click on the pencil icon
1. From the 'Grid View' screen click
on 'Set-up'
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1.3. Does the Bad Debt Provision at 3oth September comply with Board policy?
oes the Bad Debt Provision at 30th September comply with Board policy?
~>.;eallprovisionscompliantwithSection35guidelines
>nl
No reference documentation
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Question comment
Co~:n~
1..-
!·~
Require on
lfJ Compliant
itlll
Compliance
Yes
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OExtendedviewaccessforuser
lfJ Non Compliant
Non compnent
No
he
any 111.3.2.
OYes
ONo
~~
•
Please comment
Require on Non Compliant
'Im
*IMMMElllllll
~
llleinvestmentportroliObeenreconcledtotheklVeslmenl:Poley?
carryfngva~ Of any investment
been written doWn
or has8J1Y new
infOrmation
lie canytng vatue of any rnvestment been wrttendoWn or has any
h?
Whieh may lndk:ate an rnpalrmentbecome apparentduring
excess runds (asetited
ruoos (as dellned In the polcy) In current accounts been revleWed durtng the month?
an analyslsof'Large
Boald during the month?
Deposlls'
(asdealed
In the polk:y) been presented
to the Boan:I dUflng the month?
20%ormoreofthetolallnVes!mentPortfO!k)compriSeofrullyliqllidassets?
or more of the total rnvestment Portfolio comprJseOffUt/ liqukl assets?
Annual Lquklly
Which may Indicatean Impairment become apparent during
lllelkl.UklilyprofileofthecredilUnioncomptfWilhSectlon35regulatlons?
lkjukllly prolle of the Credit Union comply Wllh 5edkln 35 regulatklns?
to the
new lnfOnnallon
teen revleWeddultlg the monlh?
short term excess account ba1anCeS been managed In 1rne wlh llquklly requirements?
hort term excess account balances been managed In Ille With liqllklJy requirements?
analysis of'large Deposils' (asdeftned in the polcy) been presented
In the polk:y') In amentaa:otmls
an Annual Liquidity Forecast been prepared In lne Wiil lnveslmefll Poky?
Forecast been prepared h Ille With lnveslment P<llcy?
lhelnvestmentPollfoflocomolvWlththeGuklanceNoleonlnvestments?
3. To edit a primary question, change the
text or question set up in this screen
Ii
1.3.
4. To edit a sub-question, click on the
sub-question and follow step 3
Does the Bad Debt Provision at 3oth September comply with Board policy?
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Compliance
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Compliant
No
Non Compliant
·J
1.3.1.Areallprovisionscompliantwithsection35guidelines
Require on Compliant.Non
1.3.2.Pleasecomment
Compliant
Requireon Non Compliant
11-1.1.IMim.i.Mlllllll
q
22. Ha&tllelnvestmentportroliobeen reoondledtothelnvestment~
2.3. Has!tie canylngva!Ue of anyJnveslmentbeen Wiilen down ortrasany new1nrormat1on Which may lndlcale an lmpalnnentbecome apparentdultlg
the month?
2.4.HaveexcessfUnds(asdellnedlllthepolk:y)lnamentaccounlsbeellrevleweddurlngtllemonth?
2.5. Have soortterm excess account balanres been managed In lnewtlb lk!Ukflly requirements?
2.6. Does !lie Uquldlty profile of the Credi Unkm comptf WM! sedkJn 35 regulalloos?
2.7 Hasan anatystsof'La!ge Deposlls' (asdellned In the poky) been presented to the Board durtngthe month?
1.6. HasanyeventoccurredduringlhemonthQegislation, regulation or
otherwise)thatcouldresullinaneedtoreviseanyofthepoliciesinrelation
2.8. Does20% or more ofthe tolal
2. LIQUIDITY ANO MARKET RISK
29
Hasan Annual
lnveslmentPortrolo
Uquklity Forecast been prepared
oUulf llqukl assets?
in line wlh InvestmentPolk:y?
comprise
10
5. To make questions in Grid View white,
choose 'Yes' for 'Tum Cells White'
Copynght of YouComply Ltd. t/a V1Clanty.
This material ts not for distribution without pnor consent from V1Clanty.
0
0
100%
100%
100%
2.1. Have on new roductinvestmentsbeenmadeinthemonth?
6. White cells will appear in the grid
view as shown
New
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