WESTERN AUSTRALIAN INNOVATION DEVELOPMENT SCHEMES Industry Facilitation Scheme INDUSTRY FACILITATION AND SUPPORT PROGRAM – REGIONAL ROUND Application Form v2.1 Please read the “Important Information for Applicants” section of this form before you start filling in this application. Notes 1) This form is an interactive PDF and can be filled out in Adobe Reader and saved, emailed and printed. Please note that Adobe Reader 8 or above is required. The latest version of Adobe Reader can be downloaded from the Adobe website at no charge. 2) Mac users should also complete the form using Adobe Reader as the form does not function properly in Mac Preview (content is not visible when submitted). NOTE TO MAC USERS: Please follow instructions in completing this PDF form as otherwise your application form may not be readable by the evaluation panel. 3) Please note that the form’s response box sizes are fixed, and that the form does not accept formatting such as bold, underline, bullets, tables, diagrams, etc. Text or information submitted outside the form’s response box will not be assessed. Please do not add web addresses (URLs) to the form. A4829374 Application Form 1 of 19 Important Information for Applicants OBJECTIVES The Industry Facilitation and Support Program (IFSP) is designed to support projects which will assist small-to-medium manufacturing and service companies based and headquartered in regional Western Australia to pre-qualify, or increase their competitiveness, as suppliers of products, services and works to State Government agencies and resource projects in Australia and overseas. LEVEL OF FUNDING AND ELIGIBLE ACTIVITY The level of funding support under this specific round of the IFSP is up to $20,000 per successful applicant. The table below lists the eligible activities and the maximum level of funding. Activity Temporary expert assistance - to assist local businesses to meet the prequalification requirements of major projects/contractors. This may include, but is not limited to, pre-qualification audit fees and consultant’s fees to assist with the implementation of recommendations from pre-qualification audits. Improvements to internal business infrastructure - This includes, but is not limited to, upgrading existing or acquiring equipment, improvements to occupational safety & health systems, quality assurance systems and manufacturing systems. Vehicles or machinery purchased must be commercial and/or specialised in nature and must not be able to be used for personal or recreational purposes. The purchase of electrical equipment (such as desktop computers, laptops or portable electronic devices) is not an eligible activity. Training - which leads to ongoing ability of applicants to develop improved operational processes, including adopting a more strategic approach to the preparation of tenders for work in eligible areas. Maximum Level Of Funding For Each Activity Up to $20,000 Maximum Total Of Funding Support Up to $10,000 $20,000 Up to $20,000 Payments under this grant will cover 50% of the total eligible costs approved in the application up to the maximum amounts specified in the table above. In-kind contributions are not considered as part of the applicant’s commitment to project costs. Please make sure that your business and project are eligible to apply for the Industry Facilitation and Support Program – Regional Round before completing this application form. Please complete the eligibility criteria/self-assessment checklist provided in this form to determine your eligibility (on pages 3 and 4 of this application). Application Form 2 of 19 Eligibility Criteria/Self-assessment checklist Eligible applicants must meet all of the following eligibility criteria (please complete the selfassessment checklist below). If you answer NO to any of the below questions, you are not eligible for funding under this program. The applicant’s business Does the applicant possess an Australian Company Number (ACN) or an Australian Business Number (ABN)? Yes □ No□ □ No□ Yes□ No□ Yes Is the applicant’s business solvent? Are the applicant’s headquarters and operating facilities based in regional Western Australia*? Will the applicant’s headquarters and operating facilities continue to be based in regional Western Australia during the next 12 months? Yes The applicant’s business has been operating for at least 3 years? Yes Is the applicant’s business a small-to-medium sized enterprise that employs less than 200 people ? □ No□ □ No□ Yes□ No□ Is the applicant’s business a trade exposed enterprise whose products or services face competition when competing in export markets or alternatively face competition in domestic markets from imports. Yes □ No□ Is the applicant’s turnover between $500,000 and $25 million? Yes □ No□ The project will comprise one or more of the following activities: o temporary expert assistance; o improvements to internal business infrastructure; or o training. Yes □ No□ The goods, services or works to be provided by the applicant will be used in the following industries/markets? o mining; o resource processing; o gas supply; o water supply; o power supply; o construction of mining infrastructure; or o State Government agencies. Yes □ No□ Where the project involves the use of consultants, the consultants have appropriate expertise to deliver the service, are third parties and are at arm’s length from the applicant. Yes □ No□ Can the applicant confirm that the project is not a retrospective activity, and that the activities will not be undertaken prior to a Financial Assistance Agreement being entered into with the Department of Commerce? Yes □ No□ The applicant’s project Application Form 3 of 19 Project funding Is the applicant willing, and does it have the financial capacity, to cover all planned project expenditure? Yes □ No□ Can the applicant confirm that the project will not be subject to a hire purchase agreement? Yes □ No□ Can the applicant confirm that it has not received, nor is it likely to receive, other Government funding for the same project and that it has not received funding under previous rounds or this round of the IFSP? Yes □ No□ The related project expenditure will occur after the date the applicant enters into a Financial Assistance Agreement with the Department? Yes □ No□ * Regional Western Australia means the Gascoyne, Goldfields-Esperance, Great Southern, Kimberley, Mid West, Peel, Pilbara, South West and Wheatbelt regions as shown on the Department of Regional Development and Lands website (http://www.rdl.wa.gov.au/regions/Pages/default.aspx). Application Form 4 of 19 APPLICATION PROCESS 1) IFSP – Regional Round Applications will be assessed in order of receipt and will continue to be assessed until the funds for this program have been fully committed, at which time the program will be closed. It is recommended that you contact Mark Elliott from the Department (contact details are provided below) prior to preparing and submitting your application to ensure availability of funds. 2) Prior to submitting an application, it is strongly recommended that applicants contact the Industry Participation team at the Department of Commerce to discuss their requirements and eligibility. Applicants are encouraged to read the Industry Facilitation and Support Program – Regional Round Application Form v2.1 User Guide (a copy can be obtained from [insert link]) which is designed to assist applicants in completing and submitting a higher standard of application. Mark Elliott Senior Project Officer Ph: 08 9263 8006; Email:[email protected] 3) The completed application form and attached quotation should be submitted to: Mr Mark Elliott Senior Project Officer Industry, Science and Innovation Division Department of Commerce Locked Bag 14 Cloisters Square PERTH WA 6850 Or emailed to: [email protected] All submitted application forms are deemed to be final. 4) Your application will be assessed by an independent panel and scored against the criteria listed in Part C of this application. 5) Applicants will be notified on the outcome of their application via postal mail to the address provided on the application form. 6) Approval of funding is subject to the applicant entering into a Industry Facilitation and Support Program Financial Assistance Agreement with the Department. 7) The Industry Facilitation and Support Program Financial Assistance Agreement requires the applicant, among other things, to provide a report within six months after receiving payment. A member of the Industry Participation team may visit the applicant to gauge success or otherwise in meeting the project outcomes. PAYMENT TERMS 1) A lump sum payment will be made as a reimbursement of approved project expenditure. This payment will be made on submission of a Tax Invoice to the Department and must be accompanied by receipts as proof that the project has been paid for. 2) Successful applicants will have 12 months from the date of lodging their application to Application Form 5 of 19 claim approved financial support. 3) The Department of Commerce is registered for GST and has been issued with Australian Business Number 91 329 800 417. The Department regards grants under this scheme as payment for a supply. GST-registered grant recipients will therefore be liable for GST in connection with the grant. For GST-registered grant recipients, the Department will increase the grant by the amount of GST payable. GST-registered grant recipients must provide the Department with a tax invoice for the GST inclusive value of the grant unless the Department and the recipient have agreed in writing to the issue of a recipient created tax invoice. Payment will not be made until the Department receives a tax invoice or an agreement to issue a recipient created tax invoice. The recipients acknowledge that the grant provided is consideration for a supply to the Department and that the GST component will be included in the recipient’s next Business Activity Statement lodged with the Australian Taxation Office. For recipients not registered for GST the Department will not include GST, nor will it reimburse an unregistered grantee for GST paid or payable to a third party. Unregistered grant recipients must provide the Department with an invoice for the amount of the grant. Application Form 6 of 19 Part A Applicant details Name and business registrations Legal/company name: Business/Trading name: (Registered business name under which the applicant carries on business or trade) Australian Company Number (ACN) Australian Business Number (ABN) Is the applicant registered for GST? Yes □ No □ What year was the applicant’s business established? Headquarters’ address Address line 1: Address line 2: Address line 3: Suburb/town: Postcode: Website address (where applicable): Business postal address (leave blank if the same as Headquarters’ address) Address line 1: Address line 2: Address line 3: Suburb/town: Postcode: Primary contact (for this application) Name: Position: Office telephone number: Mobile telephone number: Office fax number: Email address: Application Form 7 of 19 Additional contact (If this application form is completed by a person who is not an employee of the applicant. Leave blank if not applicable) Name: Position: Company name: Office telephone number: Mobile telephone number: Office fax number: Email address: Applicant’s business profile and operations i) Provide an overview of the applicant’s current business operations, including core business, product, key markets, current strategy and risks, intended future direction, staffing levels and structure (link to how the proposed project fits in with the overall business strategy). Application Form 8 of 19 ii) □ □ □ □ Indicate which markets you operate in: Mining Gas supply Power supply State Government agencies □ □ □ □ Resource processing Water supply Construction of mining infrastructure Other iii) Describe the competitive market place you operate in. iv) Number of fixed term employees Application Form 9 of 19 Market – Provide a list of the applicant’s five major clients and the market share they contribute to the applicant’s turnover? Applicant’s involvement with resources sector or the state government market – What (if any) is the applicant’s past experience in supplying goods, services or works to the resources sector or the State Government market? (Give details and value of most recent contracts) Application Form 10 of 19 Applicant’s financials Financial Year (yy/yy) Annual Turnover (A$) Financial Year (yy/yy) Annual Turnover (A$) Financial Year (yy/yy) Annual Turnover (A$) Application Form 11 of 19 Part B Project details Project description: Provide details of the scope of the project; including the specific activities to be undertaken (refer to the “Important Information for Applicants” section on page 2 of this form for information on the type of activities which are eligible for funding under the program). Please note that the project must be clearly linked to how it will assist the applicant to become pre-qualified or more competitive as a supplier to the resources sector or the State Government market. Application Form 12 of 19 Project cost (excluding GST)**: Cost of project to applicant Activity IFSP funding assistance request Temporary expert assistance $ $ Improvements to internal business infrastructure $ $ Training $ $ $ $ Total ** You must attach all quotes and proposals from consultants/suppliers for the project costs. If the quote provides cost options, the applicant must identify the option selected. Project duration Planned completion date: (the approximate date that all itemised costs will be expended for the above project) Project commencement The project for which funding support is requested has not been undertaken to date and will not be undertaken until a financial assistance agreement is entered into with the Department of Commerce. Yes □ No□ Consultants Companies or consultants which are to provide their services are not a part of the current operating business. Yes Major project outcomes Project outcome/s - What do you anticipate will be the outcome/s of this project? 1. □ No□ Performance indicators - How will the outcome/s be measured (eg additional capacity, increase in employees). 2. 3. 4. 5. Application Form 13 of 19 Part C Evaluation criteria Need – (i) Please identify any barriers to the applicant’s economic development that could be addressed through this funding and the project. (ii) How will this funding assist the applicant in applying to supply the applicant’s projects or services to the resources or government sector? (iii) Describe how this funding would assist the applicant now and into the future? Level of Impact – In the applicant’s estimations, how would this funding assist the applicant and the applicant’s local community? Please quantify in tangible terms. E.g. How may additional staff would be employed or what an increase in income or turnover would mean. Application Form 14 of 19 Capability and Capacity - Describe the applicant’s capability and capacity to carry out the proposed project. Excellence – i) If engaging the services of a consultant or company to assist in this project, please describe the reason for choosing them. Application Form 15 of 19 ii) If the applicant is purchasing equipment in this project, please describe the reason for selecting this piece of equipment. Financial viability Will the applicant be taking out finance to meet the costs of this project? If yes, please provide details of the loan agreement such as the amount, financier and term of the loan. Yes No For the purposes of determining the applicant’s financial viability and managing the Department’s risk, please respond to each of the following questions by placing a tick (√ ) in the appropriate box. Has the applicant or any of its senior office bearers (directors, partners, presidents, executive directors, project managers) been involved with a business failure (liquidation, voluntary administration or receivership)? Yes No Has the applicant or its senior office bearers been declared bankrupt? Yes No Has the applicant or its senior office bearers been the subject of a government investigation? Yes No Has any previous contract with the applicant’s company been terminated for cause? Yes No Has there been any past, current, pending or finalised litigation against the applicant during the last three years? Yes No Has there been any collections by debt collection agency on behalf of creditors of the applicant? Yes No If you answered yes to any of the above questions, additional information, including copies of audited financial statements, may be requested of the applicant. Application Form 16 of 19 Part D Privacy and Confidentiality Statement The Department of Commerce collects the information sought in this application so that it can check the applicant’s suitability for funding under the Industry Facilitation and Support Program – Regional Round and for the purpose of verifying the applicant’s ability to meet its contractual obligations. The Department will treat all information as confidential. However, the Department operates within a public accountability framework and applicants are informed that the Department is subject to the Freedom of Information Act 1992 which provides a general right of access to records held by Western Australian State and Local Government agencies. Applicants should be aware that information pertaining to the receipt of State Government financial support may be tabled in the Western Australian Parliament. This information could include names of recipients, the amounts of financial support, the name of the project/activity and, possibly, a brief description thereof. This could result in requests for more detail to be released publicly. Application Form 17 of 19 Part E Declaration I declare that I am authorised to complete, sign and submit this application on behalf of the applicant. I declare that I have read and understood the terms and conditions of the Industry Facilitation and Support Program – Regional Round. I understand that I may be requested to provide further clarification or documentation to verify the information supplied in this application and that the Department of Commerce may, during the application process, consult with other agencies about the applicant’s claims and may also enlist external technical or financial advisers to advise on information provided in the application. I confirm that, where the services of consultants will be used for the delivery of the project, the consultant(s) will be independent and are not in a business relationship or association with the applicant. Also, the applicant understands that any contract for services by a consultant as part of this program constitutes a private contractual arrangement between the applicant and the consultant. The Department of Commerce shall not be deemed to be a party to any such contract. I confirm that, where the delivery of the project comprises the purchase of secondhand equipment, the equipment has been independently inspected and tested, and is being sold in a safe condition. "Safe" means that no significant risk of injury or death to any person or damage to any property is likely to result from the proper use of the appliances/equipment. I understand that if the application is approved, the applicant must enter into an agreement with the State Government before financial assistance is provided and acknowledge that no legal obligations will arise between the parties until such time as an agreement is formally executed. I understand that payment of the State Government’s contribution under the Industry Facilitation and Support Program – Regional Round will only be made to the applicant following the submission to the Department of Commerce of written evidence that the project has been completed and paid for. I declare that the applicant has not received funding for the activities specified in this application under any other State Government program and is not likely to receive such funding for the financial year in which the project is undertaken. I declare that the information contained in this application together with any statement attached is, to the best of my knowledge and belief, true, accurate and complete in all material particulars. I also understand that the provision of false or misleading information or the making of a false or misleading statement in this application is a disqualification of this application. I understand that the applicant has and will, while undertaking the activities specified in this application, maintain records that substantiate the applicant’s undertaking of the activities. First name(s): Last name: Position (e.g. Director): Signature: Date: Application Form 18 of 19 Part F Completion checklist Before submitting your application, please check that you have: □ completed the self-assessment checklist (page 3) that will determine your eligibility for funding; □ answered all questions by not exceeding the allotted answering space; □ signed the application form in Part E; and □ attached a copy of the quote(s) from the consultant or supplier for goods or services related to this funding application. Print Email Form Application Form Save 19 of 19
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