PRE-QUALIFICATION QUESTIONNAIRE Tintagel Bridge Design Competition Notes for Completion The PQQ should be completed by the lead consultant only. Please answer all of the following questions. This PQQ should be submitted as both an Excel document (completed Excel template) and a PDF (inclusive of appendices if applicable). Teams may change the layout of the PDF version if they wish, but please ensure that submitted answers are in the order given, with clear indications of any appendices/supplementary information. This PQQ will be assessed alongside the two quality questions (Q2 and Q3 of the Submission Requirements as set out on page 48 of the Expression of Interest document (Team Composition and Relevant Experience). The scoring matrix for all questions is set out on pages 50-52 of the Expression of Interest document. This PQQ will be assessed as set out below. Please note, in accordance with Part 5 Regulation 59 (1) of the Public Contracts Regulations 2015, suppliers may supply a European Single Procurement Document (ESPD) in placement of evidence of meeting the criteria identified below. 1 C1 Practice Information Scoring: The questions below are for information only and will not be scored. Q Ref Information Required Description of information expected, which will be taken into account in assessment. C1-Q1 Name of legal entity or sole trader Unique name of legal entity or name of individual C1-Q2 Registered office address C1-Q2-1 Address line 1 Response (Property name/number) C1-Q2-2 Address line 2 C1-Q2-3 Address line 3 C1-Q2-4 Town C1-Q2-5 Post code C1-Q2-6 Country C1-Q3 Contact details for enquiries C1-Q3-1 Title (Mr, Mrs, Ms etc.) C1-Q3-2 Forename Include address C1-Q3-3 Family name 2 where projects would be administered from at C1-Q3-8 to 13, if different from that of registered office (C1Q2) C1-Q3-4 Job title C1-Q3-5 E-mail C1-Q3-6 Telephone number C1-Q3-7 Fax number C1-Q3-8 Address line 1 (Property name/number) C1-Q3-9 Address line 2 C1-Q3-10 Address line 3 C1-Q3-11 Town C1-Q3-12 Post code C1-Q3-13 Country C1-Q4 Registration number if registered with Companies House or equivalent C1-Q4-1 Registration number with Companies House C1-Q4-2 Registration number with equivalent body 3 C1-Q5 Charity registration number (if applicable) C1-Q6 VAT registration number C1-Q7 Name of immediate parent company (if applicable) C1-Q8 Name of ultimate parent company (if applicable) C1-Q9 Type of organisation E.g. PLC, limited company, LLP, Other partnership, Sole trader, Other (please specify). 4 C2 Financial and Business Standards Score: Suppliers will fail if they are assessed to be a financial risk to English Heritage. Q Ref Information Required Description of information expected, which will be taken into account in assessment. C2-Q1 Please select the one organisation description that most closely matches your organisation and provide information accordingly. C2-Q1-1 Financial information for a start-up business that has not reported accounts to the Revenue or Companies House. Forecast of turnover for the current year and a statement of funding provided by the owners and/or the bank, or an alternative means of demonstrating financial status. C2-Q1-2 Accounts for an unincorporated business (sole traders and partnerships). Copy of the most recent accounts that contain turnover, profit before tax, and balance sheet (if prepared) covering either the most recent two year period of trading or if trading for less than two years, the period that is available. If accounts are not prepared, provide the relevant pages from the latest tax returns (selfemployment pages for sole traders, partnership pages for partnerships) together with the tax assessment. C2-Q1-3 Accounts for a small company or limited liability partnership with a turnover of Copy of the most recent accounts as submitted to the Inland Revenue covering either the most recent two year period of If provided, please indicate and provide a unique reference to relevant supporting information 5 below the audit threshold (currently £6.5 million) that is not required to prepare audited accounts. trading or if trading for less than two years, the period that is available. Abbreviated accounts are not acceptable. C2-Q1-4 Accounts for a medium to large incorporated entity and all other organisations that are required to prepare audited accounts. Copy of the most recent audited accounts for your organisation covering either the most recent three year period of trading, or if trading for less than three years, the period that is available. C2-Q1-5 Accounts for other organisation types (e.g. not for profit entities, local authorities, housing associations, charities) In most cases it is likely that audited accounts will have been prepared and the accounts required at C2-Q1-4 above will suffice. Where this not the case, an unaudited copy of the most recent accounts as described in C2-Q1-2 above should be provided. 6 C3 Mandatory and Discretionary Grounds for Exclusion Mandatory Grounds for Exclusion Do any of the circumstances as set out in Part 5 Regulation 57 (1) of the Public Contracts Regulations 2015 apply to you as the applicant or to members of any applicant Group or any envisaged sub-contractor? If yes, please supply details in response to relevant question(s) below. Scoring: Please note answering yes to any of these questions will disqualify you from the process. Q Ref Information Required C3-QP1 If your organisation or any directors or partner or any other person who has powers of representation, decision or control has been convicted of any of the following offences, please provide information: Response C3-QP1-1 conspiracy within the meaning of section 1 or 1A of the Criminal Law Act 1977(a) or article 9 or 9A of the Criminal Attempts and Conspiracy (Northern Ireland) Order 1983(b) where that conspiracy relates to participation in a criminal organisation as defined in Article 2 of Council Framework Decision 2008/841/JHA on the fight against organised crime (c); Y/N C3-QP1-2 Corruption within the meaning of section 1 of the Public Bodies Corrupt Practices Act 1889 or section 1 of the Prevention of Corruption Act 1906 (as amended) Y/N C3-QP1-3 the common law offence of bribery; Y/N C3-QP1-4 bribery within the meaning of sections 1, 2 or 6 of the Bribery Act 2010(f), or section 113 of the Representation of the People Act 1983(g); Y/N C3-QP1-5 fraud: where the offence relates to fraud affecting the European Communities’ financial interests as defined by Article 1 of the Convention on the protection of the financial interests of the 7 European Communities: C3-QP1-5(i) the offence of cheating the Revenue; Y/N C3-QP1-5(ii) the offence of conspiracy to defraud; Y/N C3-QP1-5(iii) fraud or theft within the meaning of the Theft Act 1968, the Theft Act (Northern Ireland) Order 1969, the Theft Act 1978 or the Theft (Northern Ireland) Order 1978; Y/N C3-QP1-5(iv) fraudulent trading within the meaning of section 458 of the Companies Act 1985, article 451 of the Companies (Northern Ireland) Order 1986 or section 993 of the Companies Act 2006; Y/N C3-QP1-5(v) fraudulent evasion within the meaning of section 170 of the Customs and Excise Management Act 1979 or section 72 of the Value Added Tax Act 1994; Y/N C3-QP1-5(vi) an offence in connection with taxation in the European Union within the meaning of section 71 of the Criminal Justice Act 1993; Y/N C3-QP1-5(vii) destroying, defacing or concealing of documents or procuring the extension of a valuable security within the meaning of section 20 of the Theft Act 1968 or section 19 of the Theft Act (Northern Ireland) 1969; Y/N C3-QP1-5(viii) fraud within the meaning of section 2, 3 or 4 of the Fraud Act 2006; or Y/N C3-QP1-5(ix) the possession of articles for use in frauds within the meaning of section 6 of the Fraud Act 2006, or the making, adapting, supplying or offering to supply articles for use in frauds within the meaning of section 7 of that Act; Y/N C3-QP1-6 any offence listed: 8 C3-QP1-6(i) in section 41 of the Counter Terrorism Act 2008(a); or Y/N C3-QP1-6(ii) in Schedule 2 to that Act where the court has determined that there is a terrorist connection; Y/N C3-QP1-7 any offence under sections 44 to 46 of the Serious Crime Act 2007(b) which relates to an offence covered by subparagraph (f); Y/N C3-QP1-8 money laundering within the meaning of sections 340 (11) and 415 of the Proceeds of Crime Act 2002; Y/N C3-QP1-9 an offence in connection with the proceeds of criminal conduct within the meaning of section 93A, 93B or 93C of the Criminal Justice Act 1988 or article 45, 46 or 47 of the Proceeds of Crime (Northern Ireland) Order 1996; Y/N C3-QP1-10 an offence under section 4 of the Asylum and Immigration (Treatment of Claimants, etc.) Act 2004; Y/N C3-QP1-11 an offence under section 59A of the Sexual Offences Act 2003; Y/N C3-QP1-12 an offence under section 71 of the Coroners and Justice Act 2009 Y/N C3-QP1-13 an offence in connection with the proceeds of drug trafficking within the meaning of section 49, 50 or 51 of the Drug Trafficking Act 1994; or Y/N C3-QP1-14 any other offence within the meaning of Article 57(1) of the Public Contracts Directive: C3-QP1-14(i) as defined by the law of any jurisdiction outside England and Wales and Northern Ireland; or Y/N C3-QP1-14 (ii) created, after the day on which the Regulations were made, in the law of England and Wales or Northern Ireland. Y/N 9 C3-QP1-15 the economic operator is in breach of its obligations relating to the payment of taxes or social security contributions; and the breach has been established by a judicial or administrative decision having final and binding effect in accordance with the legal provisions of the country in which it is established or with those of any of the jurisdictions of the United Kingdom. Y/N 10 Discretionary Grounds for Exclusion Do any of the circumstances as set out in Part 5 Regulation 57 (8) of the Public Contracts Regulations 2015 apply to you as the applicant or to members of any applicant Group or any envisaged sub-contractor? If yes, please supply details in response to relevant question(s) below. Scoring: Please note answering yes to any of these questions may disqualify you from the process. Q Ref Information Required C3-QP2 Within the past three years, please indicate if any of the following situations have applied, or currently apply, to your organisation: Response C3-QP2-1 your organisation has violated applicable obligations referred to in regulation 56(2); environmental, social and labour laws established by EU law, national law, collective agreements, or by the international environmental, social and labour law provisions listed in Annex X to the Public Contracts Directive as amended from time to time; Y/N C3-QP2-2 your organisation is bankrupt or is the subject of insolvency or winding-up proceedings, where its assets are being administered by a liquidator or by the court, where it is in an arrangement with creditors, where its business activities are suspended or it is in any analogous situation arising from a similar procedure under the laws and regulations of any State; Y/N C3-QP2-3 your organisation or any individual is guilty of grave professional misconduct; Y/N C3-QP2-4 your organisation has entered into agreements with other economic operators aimed at distorting competition; Y/N 11 C3-QP2-5 your organisation perceives a potential conflict of interest within the meaning of regulation 24 which cannot be effectively remedied by other, less intrusive, measures; Y/N C3-QP2-6 the prior involvement of your organisation in the preparation of the procurement procedure has resulted in a distortion of competition, as referred to in regulation 41, that cannot be remedied by other, less intrusive, measures; Y/N C3-QP2-7 your organisation has shown significant or persistent deficiencies in the performance of a substantive requirement under a prior public contract, a prior contract with a contracting entity, or a prior concession contract, which led to early termination of that prior contract, damages or other comparable sanctions; Y/N C3-QP2-8 your organisation has: C3-QP2-9 (i) been guilty of serious misrepresentation in supplying the information required for the verification of the absence of grounds for exclusion or the fulfilment of the selection criteria; or Y/N C3-QP2-9 (ii) has withheld such information or is not able to submit supporting documents required under Y/N regulation 59; or C3-QP2-10 your organisation has: C3-QP2-10(i)undertaken to unduly influence the decision-making process of the contracting authority, or Y/N C3-QP2-10 (ii) obtained confidential information that may confer upon it undue advantages in the procurement procedure; or Y/N 12 C3-QP2-10 (iii)negligently provided misleading information that may have a material influence on decisions concerning exclusion, selection or award Y/N 13 C4 Insurance Statements and Certificates Scoring: Suppliers will fail if they do not have, or are not willing to obtain, the required level of insurance. Q Ref. C4-Q1 Please provide the requested information in the response column Employer’s liability insurance. Response C4-Q1-1 Policy No. C4-Q1-2 Limit of indemnity C4-Q1-3 Excess C4-Q12-4 Limit for a single event C4-Q1-5 Expiry date C4-Q1-6 If supplier does not have the required cover; please confirm you would be willing to obtain, prior to contract discussions, if selected. C4-Q2 Public liability insurance with a cover of at least £5 million. C4-Q2-1 Policy No C4-Q2-2 Limit of indemnity C4-Q2-3 Excess C4-Q2-4 Limit for a single event 14 C4-Q2-5 Expiry date C4-Q2-6 If supplier does not have the required cover; please confirm you would be willing to obtain, prior to contract discussions, if selected. C4-Q3 Professional Indemnity insurance with a cover of at least £5 million. C4-Q3-1 Policy No. C4-Q3-2 Limit of indemnity C4-Q3-3 Excess C4-Q3-4 Expiry date C4-Q3-5 If supplier does not have the required cover; please confirm you would be willing to obtain, prior to contract discussions, if selected. 15 C5 Technical and Professional Capability Scoring: This section will be scored as indicated below. Q Ref Information Required Response Score Available C5-Q1 Does your organisation hold a recognised quality management certificate (ISO9001 certificate or equivalent)? Y/N A “Yes” will score 10. A “No” will be evaluated in accordance with the Scoring Approach on page 52 of the EOI document. If “No” please explain why. C5-Q2 Please confirm you have a written health and safety at work policy, including a health and safety management system. (You may be required to provide evidence of this at a later stage). Y/N A “Yes” will score 10 and a “No” will score 1. C5-Q3 Has any court/industrial/employment tribunal or equivalent body upheld a decision of unlawful discrimination against the Bidder in the last 2 years? Y/N A “Yes” will score 1 and a “No” will score 10. C5-Q4 Please confirm that you have an equal opportunities policy which ensures compliance with all antidiscrimination legislation (including in relation to the Equalities Act 2010) and sets out steps to treat all people fairly and equally. Y/N A “Yes” will score 10 and a “No” will score 1. C5-Q5 Has any court/industrial/ tribunal or equivalent body upheld a decision under Health & Safety Legislation against the Bidder in the last 2 years? Y/N A “Yes” will score 1 and a “No” will score 10. Total 50 16
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