January 15, 2008 / Vol. 33, No. 2 / OPTICS LETTERS 119 Bending loss analyses of photonic crystal fibers based on the finite-difference time-domain method Ngoc Hai Vu,1 In-Kag Hwang,1,* and Yong-Hee Lee2 1 Department of Physics, Chonnam National University, 300 Yongbong-dong, Buk-gu, Gwangju 500-757, South Korea 2 Department of Physics, Korea Advanced Institute of Science and Technology, 373-1 Guseong-dong, Yuseong-gu, Daejeon 305-701, South Korea *Corresponding author: [email protected] Received October 8, 2007; revised November 29, 2007; accepted December 6, 2007; posted December 11, 2007 (Doc. ID 88351); published January 8, 2008 This is a report on an effective simulation method for the bending loss analyses of photonic crystal fibers. This method is based on the two-dimensional finite-difference time-domain algorithm and a conformal transformation of the refractive index profile. We observed the temporal dynamics of light waves in a bent fiber in a simulation and obtained the bending loss as a function of bend radius and optical wavelength for the commercial photonic crystal fibers. The accuracy of this method was verified by good agreement between the simulation and experimental data. © 2008 Optical Society of America OCIS codes: 060.5295, 060.2280, 060.2310. First proposed in 1995, photonic crystal fibers (PCFs), with silica–air microstructures, attract many researchers as these fibers have unique applications in ultrawide-band transmission, supercontinuum generation, high power delivery, optical amplifiers, and other functional devices [1]. One of the important issues regarding the practical development of these PCFs concerns their bending loss properties. When a fiber is bent, the modal field distorts outwards in the direction of the bend and a radiation loss occurs. The bending loss is usually regarded as an adverse effect in the context of optical transmission. However, the bent fibers can also be used as a new and unique optical component employable in optical communications or optical sensing [2]. It is important to be able to accurately estimate the bending loss of a given fiber structure for the design and characterization of various PCFs. The complicated microstructure in a PCF makes the calculation a challenging problem. Most of the analytical methods such as antenna theory developed for conventional fibers with circularly symmetric index profiles cannot be directly applied to PCFs. Here, we, for the first time to our knowledge, adopted a two-dimensional finite-difference time-domain (2DFDTD) algorithm [3] for the simulation of optical propagation in a bent PCF. The three-dimensional (3D) structure of the bent fiber was transformed into a two-dimensional straight fiber by using conformal mapping of the refractive index profile of the PCF. The temporal evolution of the optical field was properly interpreted to yield the bending loss per unit length. We compared the simulation results with the experimental results to validate the accuracy of our method. The FDTD method has some distinct features compared with other previous methods such as the efficient modal model [4,5] or the finite-element method [6] used for the calculation of bending loss of the PCF. The FDTD algorithm is a very general tool and is applicable to a wide range of electromagnetic problems. It directly solves Maxwell’s equations with minimal 0146-9592/08/020119-3/$15.00 assumptions and approximations and thus provides fairly reliable results as long as the spatial and temporal resolution are high enough. Recent advancement of computer technology allows the use of high spatial and temporal resolution, making this technique more useful and popular. This method enables full access to electromagnetic waves at an arbitrary time and position, so that one can collect any desired information from these waves. Therefore it is distinguishable from other numerical methods that provide specific information only. The direct simulation of optical propagation in bent fiber may be performed by the FDTD method in a complete 3D structure of fiber loops with an input of an optical wave from one end of the fiber loops [2]. In this case, we record the optical powers at several locations of the fiber loops to obtain the bending loss as a function of the propagation length. However, this approach requires huge memory sizes and long computation time, which is practically unacceptable. Here, we implemented a time-domain approach for the calculation of the bending loss, instead of the space-domain approach, for computation efficiency. First we imagined an infinitely long fiber with a bend radius of Rb as shown in Fig. 1(a). At t = 0, the fiber is filled with an optical wave with a propagation constant  and a uniform intensity along the length. After t = 0, the optical wave starts to attenuate with a rate of ␣⬘ due to the bending loss. Note that the optical intensity is always uniform over the whole fiber length during the attenuation. Finally the loss coefficient per unit time 共␣⬘兲 is converted to a loss coefficient per unit length 共␣兲 using the equation ␣ = ␣⬘ / v, where v is the velocity of light in the fiber. Since the optical wave has no variation along the length except the phase in the above situation, the computation structure for the FDTD method can be reduced to one slice of the bent fiber with an arbitrarily small thickness 共⌬z兲 as shown in Fig. 1(b). Then, the 3D structure of the bent piece is again simplified to a flat one [Fig. 1(c)] by employing an equivalent index profile given by © 2008 Optical Society of America 120 OPTICS LETTERS / Vol. 33, No. 2 / January 15, 2008 Fig. 1. (Color online) Illustration of the simulation scheme: (a) infinitely-long bent fiber model; (b) one sliced piece of the bent fiber and its index profile along x; (c) same as (b) after conformal transformation of the index profile; (d) E2 at the center of the fiber as a function of time, showing the attenuation of optical intensity. 冉 冊 2 neq 共x,y兲 = n2共x,y兲 1 + 2x Rb , where Rb is the radius of curvature and n共x , y兲 is the refractive index profile of the straight fiber [6–8]. The bottom part of Fig. 1(c) shows the transformed refractive index profile of a PCF with a bend radius of 5.5 mm. It clearly shows that the transformation superimposes a gradient onto the refractive index of the straight fiber in the direction of the bend. Therefore the final computation structure is effectively a 2D one containing only one grid along the z. The sizes of the computation grids were set to ⌬x = ⌬y = ⌳ / 20 and ⌬z = ⌳ / 100, where ⌬ is the hole pitch. Those parameters were optimized to maximize the numerical accuracy within a reasonable computation time. Figure 1(d) shows the recorded optical intensity E2 at the center of the fiber as a function of time. The optical intensity corresponds to I共t兲 = 具E2共t兲典. Here we obtained the loss factor per unit time, ␣⬘, from curve fitting with the function I共t兲 = I0 exp共−␣⬘t兲. The velocity of the light was calculated from v = / , where was the oscillation frequency of Fig. 1(d), to get the loss factor per unit length, ␣ = ␣⬘ / v. The simulation was performed for the ESM-5 PCF (hole pitch, ⌳ = 8 m; normalized hole diameter, d / ⌳ = 0.46) from Crystal Fibre A/S. The parameters ⌳ and d were extracted directly from a scanning electron microscope image of the real fiber. The refractive index of the silica was set as 1.444, and no material dispersion was assumed. Figure 2(a) shows the intensity distributions of the fundamental mode at = 1550 nm for the bend in the x direction of the radius Fig. 2. (Color online) (a) Optical intensity distribution in the cross section of a bent fiber with a radius of 5.5 mm (log scale) and (b) central regions of intensity profiles taken at successive times 共⌬t = 1 fs兲 in one period of oscillation. of 3.5 mm. It clearly shows that the mode of the bent fiber was asymmetric in shape and shifted towards the outside of the bend [4]. We generated multiple intensity profiles at successive time frames in one period of the optical oscillation to observe the dynamics of the optical field, which are shown in Fig. 2(b). Here we could observe a “propagating” field radiated from the center toward the outside of the bend while the “stationary” core mode was blinking at its optical frequency. This energy propagation across the fiber was the cause of the bending loss and resulted in the dissipation of the optical power in the core mode. The direct observation of this phenomenon could not be made by other calculation methods. We calculated the bending losses of the ESM-5 PCF for several different bending radii. The plots are denoted with triangles in Fig. 3(a). The typical computation time was about 2 – 3 h for each data point in our case, although it depends largely on the spatial and temporal resolutions of FDTD. For comparison, the bending losses were experimentally measured using a narrow-linewidth laser and an optical powermeter. Two turns of fiber loops were made for a bend radius in the range of 3.0 to 7.0 mm in increments of Fig. 3. (Color online) Dependence of bending loss on bending radius for (a) ESM-5 PCF and (b) LMA-8 PCF. The squares and triangles denote the experimental and simulation data, respectively. January 15, 2008 / Vol. 33, No. 2 / OPTICS LETTERS 0.3 mm. For a bend radius smaller than 3.0 mm, the bent fiber was easily broken; while for a radius larger than 7 mm, the loss was too low for reliable and repeatable measurements. Each measurement was repeated three times, and its average value and deviation are shown with squares and error bars, respectively, in Fig. 3(a). A comparison was carried out for another PCF, LMA-8 (⌳ = 5.6 m, d / ⌳ = 0.49) also from Crystal Fibre A/S. The results are shown in Fig. 3(b). There was reasonably good agreement between the simulation and experimental results for both fibers. It is interesting to see the small bumps in the experimental curves at the bending radii of ⬃7.8 mm for ESM-5 PCF and ⬃4.2 mm for LMA-8, which did not appear in the simulation results. These loss peaks seemed to come from resonant coupling from the core mode to a cladding mode in the multilayer structure of the cladding. Note that the full cladding structure of PCF should be included in the computation structure to investigate this phenomenon [9]. A detailed study of its origin is underway. The wavelength dependence of the bending loss was also calculated and measured in this report for ESM-5. In FDTD, the optical wavelength was redetermined by simultaneous changes of the propagation constant, , and the optical frequency, . For the experiment, we used an optical spectrum analyzer and a superluminescent diode with a bandwidth of ⬎50 nm. The simulation and experimental data are shown in Fig. 4 as dashed and solid curves, respectively. The strong wavelength dependence was observed for a small bending radius, while it was relatively flat for a large bending radius. The fine structures in the experimental data seemed to result from the reflection of the radiated light at the Fig. 4. (Color online) Loss spectrum of ESM-5 PCF with different bend radii. Experimental and simulation data are shown by the solid and dashed curves, respectively. 121 cladding–jacket or jacket–air boundaries back to the core mode. Note that the exceptionally large bending loss at R ⬃ 7.7 mm in Fig. 3(a) was observed again in Fig. 4. We also found good agreement between the simulation and experiment, which again verified the accuracy of our method. We proposed an efficient numerical method for bending loss analyses of PCF, based on the 2D-FDTD method and conformal transformation of the index profile. The time-domain simulation of the optical propagation in a bent fiber provided a view of the temporal dynamics of the optical field as well as the mode profile, dispersion and the bending loss. The accuracy of the method was verified by good agreement between a simulation and experimental data. The technique outlined here is directly applicable to not only PCFs but also any kind of waveguides with arbitrary index profiles. It is important to note that this FDTD method can be easily extended by adding new functions to include nonlinear or strain effects in the simulation, which may not be available in other methods. We believe it is a useful tool for analyses and design of various microstructured fibers [10–12]. 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