June 17, 2015
8:00am-4:00pm
Pace University
One Pace Plaza
Bianco Room
New York, NY 10038
AIBA
Annual Compliance Seminar
June 17 , 2015
8:00am –4:00pm
Pace University
One Pace Plaza
Bianco Room
New York, NY 10038
Hosted by Pace University
MEETING LOCATION
AGENDA
AGENDA
www.aiba-us.org
June 17, 2015
8:00 - 8:30am
Registration
Breakfast included
8:30 - 8:35am
Opening Remarks
Michele M. Fleming
Chairperson, AIBA
8:35 - 8:50am
Neil S. Braun
Dean of the Lubin School of Business, Pace University
8:50 - 9:30am
Keynote Address
9:30 - 10:20am
Ellen Zimiles
Managing Director, Global Investigations and Compliance, Navigant
AML Model Validation: A critical need in the new
regulatory environment
Frank Masi, PhD
Executive Vice President, ARC Risk & Compliance
10:20 - 10:40am
Break
10:40 - 11:30am
Vendor Management
11:30 - 12:20pm
Compliance Training: What is needed, Where we
are, Where we need to be
Matt Luongo
Head of Vendor Management, CLS Bank International
Robert J. Chersi
Executive Director, Lubin School of Business, Pace University
CPE Credits 6 CPE Credits will be awarded for attendance at
this meeting. Non-AIBA members are welcome
to attend as a guest at a cost of $100 per
person, which can be applied to the 2015
annual membership fee.
RSVP
Please register by June 12, 2015, via e-mail
at [email protected] or by telephone at (646)
724-1404.
About AIBA The AIBA membership consists of internal audit and compliance professionals of nearly 100 branches and agencies of foreign banks. The mission of the AIBA is to foster the professional standing of its
members by increasing their knowledge, skills and capacities to carry out their responsibilities with
respect to international banking. Find out more at www.aiba-us.org.
Continued » Paperless Event This is a paperless event - course materials will
be available in electronic PDF format only. The
course materials will be posted on the AIBA
web site (www.aiba-us.org) by June 16, 2015, at
which point you may download the PDF file,
save it to your computer or print all or portions
of it at your discretion. Please note you will
need your User ID/Password to access the
course materials.
AGENDA
www.aiba-us.org
June 17, 2015
12:20 - 1:20pm
Lunch
1:20 - 2:00pm
Expectations for Effective AML Audits
Laura Goldzung
President and Principal Examiner, AML Audit Services
2:00 - 3:30pm
Regulatory Panel
Moderator, Richard Coffman
General Counsel, Institute of International Bankers
Jeffrey Ingber
Senior Vice President-Legal & Compliance Function,
Financial Institution Supervision Group, Federal Reserve Bank of New York
Marci A. Heppner
Director for International Banking Supervision,
Office of the Comptroller of the Currency
3:30 - 3:35pm
Concluding Remarks
3:35 - 4:00pm
Networking
Michele M. Fleming
Chairperson, AIBA
CPE Credits 6 CPE Credits will be awarded for attendance at
this meeting. Non-AIBA members are welcome
to attend as a guest at a cost of $100 per person,
which can be applied to the 2015 annual
membership fee.
RSVP
Please register by June 12, 2015, via e-mail at
[email protected] or by telephone at (646)
724-1404.
About AIBA The AIBA membership consists of internal audit and compliance professionals of nearly 100 branches and agencies of foreign banks. The mission of the AIBA is to foster the professional standing of its
members by increasing their knowledge, skills and capacities to carry out their responsibilities with
respect to international banking. Find out more at www.aiba-us.org.
Paperless Event This is a paperless event - course materials will
be available in electronic PDF format only. The
course materials will be posted on the AIBA web
site (www.aiba-us.org) by June 16, 2015, at
which point you may download the PDF file,
save it to your computer or print all or portions
of it at your discretion. Please note you will need
your User ID/Password to access the course
materials.