Advanced Moiré Methods with High Resolution Scanning Microscopy and their Application Huimin Xie1* Satoshi Kishimoto 2 Yanjie Li1 Bing Pan1 Zhanwei Liu3 Biao Li1** Haixia Shang1 Fulong Dai1 1 FML, Dept of Engineering Mechanics, Tsinghua University Beijing China 100084 2 National Institute for Materials Science, Tsukuba 305-0047, Japan 3 Department of Mechanics, School of Science, Beijing Institute of Technology, Beijing, 100081, China *Corresponding author. E-mail address: [email protected] **Host researcher at the FML, Tsinghua university ABSTRACT Some novel micro/nano-moiré methods have been developed at the Failure Mechanics Lab in Tsinghua University. This paper offers an introduction of these new methods, which can be realized under focus ion beam (FIB) system,scanning electron microscope (SEM), atomic force microscope (AFM), scanning tunneling microscope(STM) as well as laser scanning confocal microscope (LSCM). These micro/nano-moiré methods are able to provide quantitative analysis to micro/nano-deformation of the sample. The measurement principles and experimental techniques of these methods are described in detail. Some applications of these methods are given. The successful experimental results demonstrate the feasibility of these methods and also verify that these methods can realize high sensitivity displacement measurement with mico/nano-meter spatial resolution, and their wide applications in micro/nano-mechanics researches are expected. 1.Introduction In recent years, studies on micro-electron-mechanical systems (MEMS) and nano-electron-mechanical systems (NEMS) have drawn great attention in many fields. Characterization of the micro-/nano-mechanical properties is of great importance for the design, fabrication, reliability and packaging of MEMS/NEMS [1-2] since they affect the device performance significantly. Moreover, to comprehensively understand material properties, it is necessary to study its mechanical property in micro/nanometer scale. Traditional moiré methods including geometric moiré method [3-5] and moiré interferometry [6] are effective tools to measure full-field deformation of the specimen surface. Their displacement measurement sensitivity is decided by the frequency of reference grating, that is, the higher the frequency is, the higher displacement spatial resolution will be obtained. Since the grating for geometric moiré method is usually less than 100 lines/mm and for moiré interferometry is usually 1200 lines/mm or 2400 lines/mm, both methods cannot meet micro/nanometer measurement requirement. Fortunately, high resolution microscopes, such as FIB system, SEM, AFM, STM, as well as LSCM, make it possible to observe the atom or molecule structure of material surface and offer effective tools for micro/nanometer measurement. By integrating moiré method with the above mentioned microscopes, some novel moiré methods have been developed at the Failure Mechanics Lab in Tsinghua University. In this paper, the measurement principles of these methods are described in detail. Some applications of these methods are given. The successful experimental results demonstrate the feasibility of these methods and also verify that the methods can offer a high sensitivity for displacement measurement with mico/nano-meter spatial resolution, and find wide applications in micro/nano-mechanics researches. 2.Measurement principle of high resolution microscope moiré methods 2.1 Work principle of high resolution microscope Under high resolution microscopes (FIB system, AFM, SEM, STM and LSCM), images can be formed during scanning specimen surface point by point. For FIB system, when focalized ion beam scans on the sample, the secondary ions are emitted from the sample surface. The electron intensity can be monitored and used to generate an image. The SEM is similar to that of FIB system, the major difference being the use of an electron beam instead of a gallium ion (Ga+) beam. For AFM, under contact mode, the cantilever tip scans over the sample surface while monitoring the change in cantilever deflection with a split photodiode detector. When the tip is close enough to the surface of the specimen, the atomic force between the cantilever and the surface of the substrate will lead to deflection of the cantilever. This deflection is transformed into feedback signal. By controlling the force constant, a topographic image corresponding to the surface of the specimen can be obtained in the CRT. For STM, when the distance between the scanning probe and specimen surface is less than 1nm, tunnel current will come into being. Since the distance influence the current value, by controlling the current constant, the sample surface image can be obtained. Under LSCM, the laser beam is focalized on the specimen surface and reflected back, but only the light that is reflected from focus point can be detected and used to form the image of specimen surface. 2 2.2 Measurement principle of high resolution microscope moiré methods Under the platform of the above microscopes(FIB system, AFM, SEM, STM and LSCM), a high resolution microscopy scanning moiré method is put forward, the scanning lines of microscopes are considered as reference grating, while the regular array of the atomic lattice or holographic grating is used as specimen grating. Since the magnification factor and scanning area are adjustable, the reference grating frequency is adjustable accordingly. Suppose the spatial frequency of the specimen grating is f s , i.e. the specimen grating pitch is reference grating fr ps . The frequency of the can be defined as fr = 1 N = pr L where N is the number of scanning lines and L (1) is the length of scanning area. When the specimen grating and the reference grating are parallel to each other and their grating frequencies are matched, the formed parallel moiré pitch will be given as pm = pr p s p s − pr (2) According to Eq. (1) and (2), if the scan area meets the condition L = ps [ N ± x ] (3) moiré fringe with order of x will appear, where “+” means a tensile strain, i.e. the specimen is tensioned, otherwise the strain is compressive. However, it is obvious that the number of moiré fringe cannot be infinite at a limited scanning size. The results from the experiment show that moiré patterns are clearly visible only under the condition x<N/2. Therefore, the scanning size is restricted to a range of 0.5Nps<L<1.5 Nps. When a cross-line specimen grating is used, the U field and V field moiré fringes can be separately formed by adjusting the orientation of the scanning line of microscope parallel to the specimen grating lines. Using the carrier moiré pattern, the real strain components can be calculated by subtracting the initial carrier moiré fringes from the strain components measured from the deformed moiré fringes. Thus, with the acquired U and V fields before and after deformation, the desired strain components can be computed using the following equations 3 ε x = ε 1x − ε x0 = ± ps p − (± 0s ) 1 S xx S xx ε y = ε 1y − ε y0 = ± ps p − (± 0s ) 1 S yy S yy γ xy = ± where S 1yy S xx0 and S yy0 S 1xy ps ps ps ps + ( ± ) − ( ± ) − ( ± ) 1 S xy S 1yx S xy0 S yx0 are the spacing between the two adjacent fringes in the initial U field and V field moiré fringes; are their counterparts after deformation, respectively; in the direction y and and S 1yx S yx0 (4) S xy0 S 1xx and is the spacing between the two adjacent U field moiré fringes is the spacing between the two adjacent V field moiré fringes in the direction x before deformation; are the spacing between the two adjacent U field and V field moiré fringes in the direction y and x after deformation, respectively. 3. Experimental results of high resolution microscope moiré method 3.1 FIB moiré The scanning lines of FIB system are used as reference grating and the specimen gratings are directly fabricated on the MEMS structure surface by FIB milling. The direct writing capability of FIB milling allows nanometer-scale fabrication of specimen grids on the specific region without requiring of an etch mask and is very suitable for the application to MEMS/NEMS components. The applicable sample for FIB Moiré method should be conductive materials. For a non-conductive material, a conductive layer should be deposited before experiment. The FIB moiré method is applied to measure the creep deformation of a polysilicon MEMS cantilever structure. Using the FIB milling method, a 140nm pitch grating (parallel type) was fabricated on this cantilever (60 mm long, 10 mm wide, 2 mm thick). An initial moiré pattern was recorded when the magnification K=2200 and scanning lines N=884; and the result is shown in Fig. 1(a). After 20days, the cantilever was placed back to the FIB system to generated FIB moiré under the same condition. The moiré pattern with the creep strain plus virtual carrier is shown in Fig. 1(b). With image processing technique and Eq.(4 ), the creep strain can be obtained. 4 (a) initial moiré image (b) moiré creeping for 20 days Figure 1 FIB moiré patterns 3.2 SEM moiré The scanning lines of SEM are reference grating and specimen grating is directly fabricated on the MEMS structure surface by FIB milling. The shorter cantilever is 60 micron long with 0.2 micron pitch grating and the longer one is 80 micron long with 0.4 micron pitch grating. SEM moiré was used to measure their residual strain after being etched by HF for 1 hour with a magnification factor K=500. (a)before etching (b)HF etching 1 hour Figure 2 SEM moiré patterns 3.3 AFM moiré With a mica sample, AFM nano-moiré is generated by the interference of the atomic lattice of mica and AFM scanning lines. The mica surface was then irradiated by the Nd-YAG laser (λ = 532 nm, energy 20.6 mJ, duration of illumination 0.43 s). After illumination, the mica substrate was placed in AFM to measure the residual strain. This nano-moiré pattern is shown as Fig. 3, which was recorded under the condition of scan line number N = 128, and scanning size is 139.96 nm×139.96nm. 5 Figure 3 AFM moiré pattern 3.4 STM moiré The scanning lines of STM are used as reference gratings and the lattice of high-orientated pyrolytic graphite (HOPG) is used as specimen grating. Parallel moiré and rotational moiré patterns are obtained as follows when the scanning lines N=256. (a) parallel moiré (b) rotational moiré Figure 4 STM moiré patterns 3.5 LSCM moiré In this method, the scanning lines of LSCM are used as reference gratings. This method was used to measure the residual strain of an Al alloy specimen with width of 8 mm and thickness of 1.22mm. Before experiment, a holographic grating of 1200 lines/mm was transferred to the specimen surface. Then a load of 120N is exerted on the specimen and released. Finally the specimen is placed to LSCM sample stage. By adjusting the magnification 6 factor and angle of LSCM, the parallel moiré was obtained as Fig.5. The result illustrates there exists obvious grain sliding as a result of residual strain. Figure 5 LSCM moiré pattern 4. Conclusion (1)The measurement principles and experimental techniques of some novel moiré methods developed at FML in Tsinghua University are described in detail. (2)Different microscopes have their own applicability and scanning size, see Table 1. Furthermore, for FIB、SEM and TEM, the corresponding moiré methods should be implemented under vacuum condition. Table 1 A comparison of different moiré methods Moiré Applicable specimen grating method (pitch) FIB submicron AFM nanometer to micron SEM submicron STM nanometer to micron LSCM submicron to micron Measurable size tens of micron to millimeter tens of nanometer to hundreds of micron tens of micron to millimeter tens of nanometer to hundreds of micron micron to millimeter (3)The sensitivity of displacement measurement in the scanning moiré methods is determined by the pitch or frequency of reference grating. However, the sensitivity of strain measurement is not only determined by the reference grating pitch but also by the area measured. For example, provided the length of the measured area is 1mm and 100nm spacing reference grating is 7 used, the minimum strain for generating two fringes in such an area is 100με. (4)The successful experimental results demonstrate the feasibility of these methods and also verify that these methods can offer a high sensitivity for displacement measurement with mico/nano-meter spatial resolution, and find wide applications in micro/nano-mechanics researches. Acknowledgements The work is supported by the National Basic Research Program of China through Grant No. 2004CB619304, the National Natural Science Foundation of China(under grants 10625209, 10472050, 10121202), the Project from Beijing Natural Sciences Foundation (3072007) and the Program for New Century Excellent Talents (NCET) in University,Chinese Ministry of Education. References [1] Lu T J, Moore D F and Chia M H. Mechanics of micromechanical clips for optical fibres. Journal of Micromechanics and Microengineering. 12(2): 168–76, 2002 [2] Moore D. F., Williams J.A. and Hopcroft M.A., et al.. SPIE. 4941: 140–147, 2003,. [3] Weller R, Shepherd B M. Displacement measurement by mechanical interferometry. 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