Design of Smart Antenna Testbed Prototype R.K. Shevgaonkar, R.S. Kawitkar, Professor in Electrical Engg, Dept., Indian Institute of Technology Bombay, Mumbai-400 076, (M.S.), India +91-22-25767495 Electronics Engg., Dept., S.S.G.M. College of Engineering, Shegaon44 203, (M.S.). India +91-7265-252402 [email protected] [email protected] ABSTRACT Keywords The use of wireless, mobile, a personal communications setvice is expanding rapidly. Market projections indicate that within ten years approximately 50Uf the total teletraEc (including voice, FAX and multimedia data) will be handled via mobile communication networks. Smart antenna system, digital signal processing, continuous wave, digital audiotape, smart antenna m a y testbed. Adaptive or ~ k ~ ~ t e arrays n n acan further increase channel capacity through spatial division. Adaptive antennas an also track mobile users, improving both signal range and quality. For these reasons, smart antenna systems have attracted widespread interest in the telecommunications industry for. applications to third generation wireless systems. The problems in 3G systems can be effectively tackled by using smart antennas. 1. INTRODUCTION In recent years, the limitationsof broadcast antenna technology on the quality, capacity, and covepge of wireless systems have prompted an evolution in the fundamental design and role of the antenna in a wireless system. How can an antenna be made intelligent?First, adding more elements can modify its physical Second, the antenna can become an antenna system that designed to shift signals before transmission at each of the successiveelements so that the antenna has a composite effect [7]. This paper aims to design and develop an advanced antennas testbed to serve as a common reference for testing adaptive antenna mays and signal combining algorithms, as well as complete systems. The advent of powerful low-cost digital signal processors (DSPs), general-purpose processors (and ASICs), as well as innovative software-based signal-processing techniques (algorithms) bas made intelligent antennas practical for cellular communications systems [9]. The goal of this paper is to develop low complexity smart antenna structures for 3G systems. The emphasis will be laid on ease of implementation in a multichannel /multi -user environment. A smart antenna test bed will be developed, and various stateof-theart DSP structures and algorithms will be investigated. In the context of smart antennas, the term Wenna"has an Some of the benefits that can be achieved by using SAS (Smart Antenna System) include lower mobile terminal power consumption, range extension, IS1 reduction, lngher data rate support, and ease of integration into the existing base station system. In terms of economic benefits, adaptive antenna systems employed at base station, though increases the per base station cost, can increase coverage area of each cell site, thereby reducing the total sylem cost dramatically - often by more than 50% without conrpromising the system performance. The testbed can be employed to illustrate enhancement of system capacity and service quality in wireless communications applications. 1.1 What is a Smart Antenna? extended meaning. Fig.] shows the block diagram of Smart Antenna System. A *WW :t Fig. 1. SAS block diagram It consists of a number of radiating elements, a combininaviding network and a wntrol unit. The control unit can be called the smart antennab intelligence, normally realized using a DSP. The processor controls feeder panmeters of the 0-7803-7831-8/03/$17.00@ 2003 IEEE. 299 Authorized licensed use limited to: INDIAN INSTITUTE OF TECHNOLOGY BOMBAY. Downloaded on December 2, 2008 at 02:16 from IEEE Xplore. Restrictions apply. antenna, based on several inputs, in order to optimize the communications link. This shows that smart antennas are more than just the btenna,”but rather a complete transceiver concept [l]. One may wonder why is it necessary to invest time and money into such an idea, what was wrong with the current use of the cellular mitennas? In truth, antennas are not smart-antenna systems are smart. Generally co-located &th a base station, a smart antenna system combines an antenna array with a digital signal-processing capability to transmit and receive in an adaptive, spatially sensitive manner. In other words, such a system can automatically change the directionality of its radiation patte,ms in response to its signal environnient [XI.One should say that their matts reside in their digital signal-processing facilities. Smart miteiuia not only combats multipath fading, but also suppresses interference signals. It employs Diversity and Adaptive combining schemes. SA techniques have been considered niostly for the base stations so far because of high svstan complexity and high power consumption. Recently, matt antenna techniques have been applied to mobile stations or handsets (21. The following are distinctions between the two major categories of smart antennas regarding the choices in transmit strategy: 1 , Switched beam-A finite number of fixed, predefmed patterns or combining strategies(sectors). 2. Adaptive array-An infmite number of patterns (scenaiobased) that are adjusted in real time. Adaptive beamforming requires sophisticated signal processnig, which until today was considered too expensive for commercial application. The cost of processing has immensely reduced, making beamforming relevant to the commercial market as a cost effective solution for wide-scale deployment of broadband wireless networks. With digital beamforming in a wireless communication system, the received signals must be available as complex digital data. Therefore a radio receiver must convert the ‘received RF signals to &gital baseband signals, for every antenna [61. This paper aims to design and develop a Smart Antenna Testbed Prototype to seme as a common reference for testing adaptive antenna arrays and signal combining algoritbnis, as well as complete systems. 2. TESTBED IMPLEMENTATION 2.1 System Overview A high-level block diagram of the Smart Antemia Anay Testbed (SAAT) is shown in Fig. 3. It operates at 2.05 GHz. Continuous wave (CW) signals are transmitted from one or two transmitters. Data are collected using either a two- or a four-channel portable receiver sysem [lo]. The data are analyzed o f f line to allow comparison of different comhiiung techniques. 77 Pp Handset Receivers Transrritter IF iinals 1.2 Adaptive Beamforming An adaptive beamformer is able to automatically update the weight rec!or, in order to separate desired signals from interfering signals. Adaptive beamfomiing can be done in many ways. Many algorithms exist for many applications, varying in complexity [4]. It is accomplished using sofhvare and advanced signal processing. The techiology conibines the inputs of multiple antennas (from an anteiuia amy) to form very narrow beams toward individual usen inacell [13]. A generic adaptive beamformer is shown in Fig. 2. The weight vector II’ is calculated using the signal x@J received by multiple antennas. An adaptive processor will minimize the error e(t) benveen a desired signal d(t) and the array output y@J. Piocessoi SINR in. SINR wt received signal strength. demodulated signal Fig. 3. High-level block diagram of the SAAT 2.2 Transmitters $1 + =+fs // lel ’ ”’’ The testbed uses one or two transmitters. For diversity nieasurements only one of the transmitters is used. Both transmitters are used when interference reiection iiieasurenicnts are performed to evaluate adaptive beamforming perfonnance. Either source can he considered as bmmitting the desired signal. The other source is then an interfering signal. The transmitters use the archtecture depicted in Fig. 4. The transmitters are typically mounted on tripods and operate from fixed positions hut are transportable and run 011 batteries for use in the field. Additional transmitters can he added as needed. The transmitters transmit CW signals at 2.05 GHz 151. About 1 Wz offsets the transmitter frequencies so that the signals can be distinguished, and both signals fall within the bandwidth of the receiver unit. Fig. 2. Concept of the adaptive beamforming. 300 Authorized licensed use limited to: INDIAN INSTITUTE OF TECHNOLOGY BOMBAY. Downloaded on December 2, 2008 at 02:16 from IEEE Xplore. Restrictions apply. I bW lucked multiplier Fig. 4. Block dmgram of a SAAT transmitter 2.3 Two -Channel Handheld Receiver Unit and Data Logger Fig. 5 shows the two-channel receiverdata logger and data processing system. The handheld receiver unit consists of a box having the approximate size and shape of a handheld radio and includes antmias, receivers, and a portable digital audiotape (DAT) recorder (a Sony TCD-DS), used to log data. Two antennas, each connected to a separate receiver, are mounted on the box. The receiver IF outputs are connected to the DAT Fig. 6. Receiver architecture block diagram 2.4 Data Processing Hardware The SAAT data processing system is used to analyze the collected data. The system consists of a computer with an interface to the data logger and software that determines statistics of the collected data and can be used to determine the performance of different combining techniques for each antenna configuration tested [lo]. The system uses a 450 M H z Pentinm computa with 256 MB of RAM that rnns Windows NT 4.0 Workstation. 2.4.1 Testbed Experiment The testbed system is designed to perform experiments in which the transmitting nnit(s), could be mobile or stationary, transmit continuously, while antenna array receiver system records data U1 bursts of programmable duration at a programmable duty cycle 151- 2.6 Testbed Software A flexible suite of off-line processing software is witten using MATLAB to perform system calibration, testbed initialization, data acquisition control, data storageiransfer, off -line signal processing aid analysis, and graph plotting. Another set of software is written in C for real-time data'acquisition, signal processing, data analysis and graph plotting [ I I]. Fig. 5. Blocl\ diagram two-channel receiverdata logger and data processing system The entire receiver unit is portable so that an operator can carry it, and is rugged enough that it can he used to perform experiments in a wide variety of locations and conditions. Fig. 6 . shows the receiver and data logger. The received RF signals are mixed down to baseband and recorded on the two channels of a DAT recorder. The recorder is capable of recording at 32,000,44,100, and 48.000 sainoles ner second for a maximum 24 kHz bandwidth The reason for choosing hilitlab environment to realize the beam tracking and searching algorithm is to simplify the software development [13]. With hundreds of math, scientific and engineering functions, Matlab programming environment integrates high performance computation, visualization and specific application toolboxes, such as signal processing and neural network toolboxes, and makes it possible to improve the beam-control application to a higher level of sophistication. The software is responsible for acquiring, processing, and recording received signals and displaying measurement .or algorithm results [12]. The softwarehas evolved to include the following modules: 30 1 Authorized licensed use limited to: INDIAN INSTITUTE OF TECHNOLOGY BOMBAY. Downloaded on December 2, 2008 at 02:16 from IEEE Xplore. Restrictions apply. . . Antenna diversity and diversity gain processing Measurement of time dispersion chmct&tics (multipath) of radio channels ~ ~ ~ l ~of smart ~ tantenna a t algorithms i ~ ~developed inMATLAB Power, time -domaiq and spectrum measurement Acquisition and recordmg of raw received signals Playback of recorded signals for developing and testing new algorithms BENEFITS OF SMART ANTENNA TESTBED PROTOTYPE 3. Increasedcoverage, 9 Improved link quality, Increased capacity, 9 Increased data rate, Higher sensitive reception, Reduced costs and increased return on investment, Lower handset power consumption, P Assistance in user location by means of direction fmding, 9 Can provide multipath dispersion, interference suppression, 9 Confine the broadcast energy to a narrow beam. 9 Conventional antennas cause coupling of the hand and head hut adaptive antennas do nd cause coupling of the hand and the head, 9 There is lower specific absolptionrate ( S A R ) , 9 Mitigation against dead zones around Base stations of adjacent channel FDD network operators [I], 9 Improved spectralefficiency, 9 It is possible to combine the signals from the antennas in a particular way that both the S N R (signal to noise ratio) and CIR (carrier to interference ratio) levels are improved, 9 CO-channel interference reduced by applying antenna diversity at the handset, 9 The possibility to implement systems with SDMA, 9 Reduction of multi- path f a ; > Improvements of call reliability; 9 9 9 9 9 , 3.1 Cost Factors Although the benefits of using smart antennas are many, there are also drawbacks and cost factors. The gain should always be evaluated against the cost [6]. SA increases system complexity and costs, but at the Same time provides an additional degree of freedom for the radio network control and planning. 4. CONCLUSION software development environment. The real-time operating system enables evaluation of the behavior of digital algorithms and real-world systems [14]. The test-bed demonstrates proper operation of the CM algorithm used for digital beamforming, combined with digital down conversion. While Smart antenna systems are a promising solution for an upgrade to cellularFCS system performance, their development for CDMA applications are still in a ~ d i m e n t t ~ ‘phase. y No products are available on the market, and no vendors have announced the prototype availability.Why is this so? 5. ACKNOWLEDGEMENT: Tke author is deeply grateful to Hon. Shrikant Patil (Director), and Hon. Dr D.G.Wakde (Principal), S.S.G.M.College of Engineering Shegaon for their kmd encouragement and help during the progress of this work. 6. REFERENCES [ l ] B. Widrow, P.E. Mantey, L.J. Gnftiths, B.B. Goode, “‘Adaptive A n t e m Systems:’ Proc IEEE, Vol. 55, No.12, December 1967, pp.2143-2159. [2] J. H. Winters, Signal Acquisition and Tracking with Adaptive Arrays in Wireless Systems”, IEEE Trans. Or Vehicular Technologp,November 1993, pp. 377 - 384. [3] L.C. Godam, “Application of Antenna Arrays to Mobile Communications, Part 11: Beam-Forming and Direction of Arrival Considerations’,’ Proc. FEE, Vol85, No. 8, August 1997,pp. 1195-1245. [4] M. Barrett and R. Amott, Adaptive Antennas for Mobile Communications,”Elechonics and Communications Engineering J o u m l , Aug. 1994, pp. 20314. [SI P. Mogensen et al., A Hardware Testbed for Evaluation of Adaptive Antennas in GSMUMTS,” 7th IEEE Inr’l. Symp. Pers.. Indoor and Mobile Radio Commun. P M C P6, Taipei, Taiwa& Oct. 1518, 1996, pp.54044. [(;I P.M. Grant, J.S. Thompson and B. Mulgrew, ‘‘ Adaptive Arrays for Narrowband CDMA base stations:’ Elecponics & Communication Engineering J a m ” . August 1998, pp. 1%. [7] R.S.€&itkar, l’ntntepolation of electric -field values in frequency and space in the analysis of printed dipo1es:proc. of national conference on application of Fourier and wavelet analysis in engineering and technologv, _.. Chikballauur. . .India. Mai1999,ppr24 181 R.S.lhKitkar. “Calculation of mtial sienatures in snmi antenna systems:’ proc.of National conf. on integral transforms &heir applications in science dtngg, SSGMCE Shegaon,India, 16-18 Feh.2002,pp.l31 [9] S. Ponnekanti, “An Overview of Smart Antenn a Technology for Heterogeneous Networks’,’ IEEE Commun. Sulveys, Vol. 2, No. 4, Fourth Quarter 1999, pp. 14-23. [IO] T. Biedka et al., l’mplementation of a Prototype Smart Antenna for Low Tier PCS,” Proc. 49th IEEE Vehic. Tech. ConJ W C Y 9 Spring, Houston,TWSA,May 1999,pp.l6 . [I I] Texas Instnunents, Designing With the THS1206 High speed Data Converte?,’April2000. [12] Texas Instruments, TMS320C6000 Peripherals Reference Guide’,’Fehtuaty 2001. [I31 T. Ewer, “Development of a Smart Antenna Test -bed, Using Digital Beamformingy University of Twente, M.Sc. Thesis, 2001. [ 141 hnp://www.metawwe.com/Ci,stome~/casesfudhtm [ 151 h n p : / ~ . m y t h e o n . c o m t a n t . h t m L Smart antenna technology is a broad concept and implementations range from simple techniques that involve switchmg between lobes to advanced algorithms maximizing the received signal-tointerference ratio. The choice of a SA receiver and algorithm today is highly dependent on the air interface and its parameters. To improve radio network performance, SA receiver structure and algorithms should be optimized according to the propagation and interference environment, considering expected W i c and users mobility in the cell [7]. These parameters can be seen as a product of radio network planning. At the Same time, SA receiver parameters are important for capacity, coverage and interference planning, they also tightly interact with network control protocols at different layers. To be able to test algorithms and systems for wireless communications in general and smart antennas in particular, a flexible Smart Antenna test-bed is designed. The test-bed was formed by general-purpose hardware, combined with a flexible 1 302 Authorized licensed use limited to: INDIAN INSTITUTE OF TECHNOLOGY BOMBAY. Downloaded on December 2, 2008 at 02:16 from IEEE Xplore. Restrictions apply. .
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